•Documentation and Support ..... ..... ........................... ........................... ..... ..... ................. ..... ..... ... 9
Xerox®AltaLink®Series Smart Card
Installation and Configuration Guide
5
Introduction
Introduction
The Smart Card solution brings an advanced level of security to sensitive information. Organizations
can restrict access to the walk-up features of a Xerox
®
multifunction printer. This practice ensures that
only authorized users are able to print, copy, scan, email, and fax information.
After validation, you are logged in to the Xerox
®
printer for all walk-up features. For added security,
the functions are tracked.
This guide explains how to install and configure the Smart Card solution. The guide identifies the
resources and equipment required for a successful installation.
Note: Depending on the printer model and software version you are using, the configuration
instructions can vary.
For more information, contact your local Xerox Representative.
To identify the software version on your printer, at the control panel, touch Device, then touch About.
The software version number appears.
100.008.037.03831
100.xxx.037.03830
105.xxx.009.34422
105.xxx.009.34422
073.xxx.167.17200
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Xerox®AltaLink®Series Smart Card
Installation and Configuration Guide
Introduction
Smart Card Feature Overview
AAuutthheennttiiccaattiioonn
Xerox offers the Smart Card authentication feature. This authentication enables users who possess
smart cards to use the card for network authentication at the multifunction printer. Smart cards
contain user identity certificates and public and private keys. This certificate enables the
multifunction printer to perform a Kerberos authentication to the Windows active domain controller
that issued the identity certificate.
The Smart Card feature was developed to support smart cards and has been extended to support PIV,
CAC, Gemalto IDPrime MD, and other smart cards. This document describes the configuration
settings for these smart cards.
The multifunction printer determines automatically which type of smart card is inserted in the card
reader. The multifunction printer uses the appropriate software libraries to communicate with the
specific card. Authentication settings are configured on the multifunction printer, according to the
network infrastructure.
HHoolldd AAllll JJoobbss
The Xerox Hold All Jobs feature ensures that jobs are held securely at the multifunction printer. Jobs
are available for release only after you authenticate at the printer. The printer holds the jobs for a
specified time until they are released. It is not necessary to enter a Secure Print PIN to use this
feature.
To use the Hold All Jobs feature, configure the print driver to pull the user name alias from the Smart
Card certificate or Windows operating system. Refer to Configure the Print Driver.
This feature provides the following benefits:
•Banner Pages are not required to separate jobs, which reduces waste.
•You can manage your held jobs more efficiently. You can select only the jobs that you want to
print, and delete older versions of documents that you no longer want to print.
•Confidential jobs are held in the queue for the owner to release them, rather than the documents
waiting in the output tray to be picked up.
With Smart Card authentication, the multifunction printer has full access to the public and private
keys of the user. The printer can use these keys to sign and encrypt emails.
You can sign an email payload through the Smart Card with your private key. This action enables
other users to validate the signature with your public key, which they can obtain from you or from
LDAP. This validation assures the recipient that the content is original and was not compromised in
transit.
You can encrypt an email payload with your public key through the Smart Card or LDAP, then send
the encrypted email to the user. This option offers the benefit that, while in transit through the
infrastructure, no one can decipher the contents of the email. After the email is in your Inbox, you
can decrypt the email with your private key, making the payload readable again.
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Introduction
SSuuppppoorrtteedd CCaarrdd RReeaaddeerrss
The customer is responsible for providing a card reader for each Xerox®multifunction printer. Most
Chip Card Interface Device (CCID)-compliant card readers can be used, but not all card readers are
validated. It is recommended that you use the Indentive SCR3310 v2.0 smart card reader.
SSuuppppoorrtteedd CCaarrdd TTyyppeess
Customers are responsible for purchasing and configuring the access cards. The following card types
are supported:
•CAC
•PIV
•Gemalto IDPrime MD
Other card types function with the Smart Card solution, but they are not validated.
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Xerox®AltaLink®Series Smart Card
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Introduction
Documentation and Support
For information about your Xerox®multifunction printer, the following resources are available:
•A System Administrator Guide provides detailed instructions and information about connecting
your printer to the network and installing optional features. This guide is intended for system
administrators.
•A User Guide provides detailed information about all the features and functions on your printer.
This guide is intended for general users.
Most answers to your questions are provided by the support documentation supplied for your printer.
Alternatively, you can contact Xerox Technical Support or access the Xerox website at www.xerox.com.
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Introduction
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Xerox®AltaLink®Series Smart Card
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This section explains the preparation and resources required to install the Smart Card feature.
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Configuration Checklist
The following items are required to complete the installation:
Preparation
Summary
1. Obtain the IP address or host name for each applicable Windows domain controller.
2. If domain controller certificate validation is required, obtain the certificate for each
applicable domain controller, including all intermediate certificates up to the root certificate.
Note: Typically, this procedure is required only for the Smart Card solution.
3. If Online Certificate Status Protocol (OCSP) is available, obtain the IP address or host name
for the OCSP server.
4. If a software upgrade is required, obtain and install the required software release.
5. Mount the Smart Card Reader to the multifunction printer, then connect the USB cable to
one of the rear ports. Refer to Connect the USB Smart Card Reader to the Multifunction
Printer.
6. Install the Smart Card software feature enablement key. Refer to Enter the Smart Card
Enablement Key.
7. Configure Smart Card authentication, the optional NTP, and the optional Alternate ControlPanel Login. Refer to Configuring the Smart Card.
Status
8. Install any required certificates, then configure the validation settings. Refer to Configure a
Security Certificate.
9. Configure the multifunction printer LDAP settings. Refer to Configure Acquiring Logged-In
User's Email Address.
10. Configure the multifunction printer SMTP email, signing and encryption settings. Refer to
Configure SMTP (Email) Settings.
11. Configure the Hold All Jobs and Secure Print policies, if necessary. Refer to Printing
Features.
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Preparation
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Installation and Configuration Guide
The Embedded Web Server is the administration and configuration software installed on the printer.
This software allows you to configure and administer the printer from a Web browser.
The administrator password is required to access locked settings in the Embedded Web Server or at
the control panel. Most printer models have a default configuration that restricts access to some
settings. In the Embedded Web Server, you can restrict access for settings on the Properties tab. At
the device touch screen, you can restrict settings in the Tools menu.
To access the Embedded Web Server and log in as the administrator:
1.At your computer, open a Web browser.
2.In the URL address field, type http:// followed by the IP Address of the multifunction printer.
For example: If the IP Address is 192.168.100.100, type the following into the URL address field:
http://192.168.100.100. Press Enter or Return.
3.In the top-right area of the page, click Login.
a.For User ID, type admin.
b.For Password, type the administrator password. The default administrator password is 1111,
or the printer serial number. You can obtain the serial number from inside the front door of
the printer, from the configuration report, and from the home page of the Embedded Web
Server. The password is case-sensitive.
4.Click Login.
For more information about accessing and configuring the Embedded Web Server settings, refer to
the System Administrator Guide for your Xerox multifunction printer.
Before you configure the Smart Card solution, use the Embedded Web Server to enable the Smart
Card feature on your Xerox
inside cover of the enablement guide provided within the Xerox
®
multifunction printer. The Feature Enablement Key is printed on the
®
Smart Card (CAC/PIV) kit.
To enable the device software:
1.Access the Embedded Web Server, then click the Properties tab. For more information, refer to
Accessing Administration and Configuration Settings.
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2.Click the Login/Permissions/Accounting link.
3.Click the Login Methods link.
4.Click the Control Panel Login button.
a.From the Control Panel Login menu, select Smart Cards.
b.If users need an alternate method of authentication, from the Alternate Control Panel
Login menu, select User Name/Password — Validate on the Network.
Installation
c.If the device uses the email address registered to the authenticated user, select the check
box for Personalized User Profile.
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Installation
d.Click Save.
5.In the Smart Card Enablement area, enter the unique Feature Enablement Key provided on the
inside cover of the Xerox
®
Smart Card Enablement (CAC/PIV) Guide.
6.Click Next.
A confirmation message appears.
7.Click Next. The Smart Card settings are now ready to configure.
Note: No services are restricted until the Smart Card is configured fully through the Embedded
Web Server.
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Installation
Configuring the Smart Card
After the Smart Card feature is enabled on the multifunction printer, you can use the Embedded Web
Server to configure the smart card.
If Alternate Authentication is not required, refer to Configure a Security Certificate.
If Alternate Authentication is enabled, configure the authentication server.
1.In the Configuration Settings list, for Authentication Servers / Control Panel (Alternate), click
Edit.
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a.From the Authentication Type menu, select Kerberos.
b.Click Add New.
Installation
c.Enter the required domain or realm details.
d.Select the IP Address or the host name, then enter the server details. For most installations,
the Alternate Authentication server is the same as the Smart Card domain controller.
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Installation
2.Click Save.
3.Click Close.
CCeerrttiiffiiccaattee VVaalliiddaattiioonn
When you use certificate validation, one of the following options is required:
Note: The Online Certificate Status Protocol (OCSP) is an Internet protocol used for obtaining
the revocation status of an X.509 digital certificate.
•Validate the certificate returned from the domain controller server against the OCSP server.
Note: Ensure that the OCSP signed certificate and its issuing CA chain of trust is
imported.
•Validate the domain controller certificate stored on the Xerox machine against the OCSP server.
Note: Ensure that the OCSP signed certificate and its issuing CA chain of trust is
imported and that the domain controller certificate is imported.
•Validate the email encryption certificate from the smart card against the OCSP server.
Note: Ensure that the OCSP signed certificate and its issuing CA chain of trust is
imported.
•Validate if that the domain controller certificate returned by the domain controller server matches
the domain controller certificate stored on the Xerox machine.
Note: Ensure that the domain controller certificate is imported.
If the multifunction printer requires certificate validation, perform the instructions in these sections:
•Import a Certificate Authority Certificate
•Install a Domain Controller Certificate
If certificate validation is not required, refer to Configure Smart Card Inactivity Timer.
IImmppoorrtt aa CCeerrttiiffiiccaattee AAuutthhoorriittyy CCeerrttiiffiiccaattee
To import a certificate from the Certificate Authority, perform the following steps:
1.Click the Properties tab, then click the Security link.
2.Click Certificates→Security Certificates.
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a.Click the Root/Intermediate Trusted Certificates tab.
b.Click Install Certificate.
Installation
c.Click Browse, then navigate to your certificate authority certificates.
d.Select the certificate required, then click Open.
e.If the certificate is encrypted, on the Password Required screen, enter the password.
Xerox®AltaLink®Series Smart Card
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Installation
f.To install the certificate, click Next.
Note: Import both the Root CA and the Intermediate CA certificates to the
multifunction printer. This action establishes a chain of trust for certificates on
individual smart cards.
3.Click Next.
4.When you configure security certificates on the printer, SSL provides a secure connection
between your computer and the multifunction printer. To configure SSL, refer to Configure SSL.
IInnssttaallll aa DDoommaaiinn CCoonnttrroolllleerr CCeerrttiiffiiccaattee
To install a domain controller certificate, perform the following steps:
1.Click the Properties tab, then click the Security link.
2.Click Certificates→Security Certificates.
a.Click the Domain Controller Certificates tab.
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Xerox®AltaLink®Series Smart Card
Installation and Configuration Guide
b.Click Install Certificate.
c.Click Browse, then navigate to the domain controller certificates.
Installation
d.Select the certificate required, then click Open.
e.If the certificate is encrypted, enter the password.
f.To install the certificate, click Next.
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Installation and Configuration Guide
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Installation
3.Repeat the process until you have uploaded all the required certificates.
When you configure security certificates on the printer, Transport Layer Security (TLS) provides a
secure connection between your computer and the multifunction printer. TLS is enabled on the
printer automatically. If you do not want to configure TLS, proceed to Configure Certificate
Validation.
To configure TLS, perform the following steps:
1.Click the Properties tab, then click the Connectivity link.
2.Click Setup.
a.From the Protocol settings list, for HTTP, click Edit.
b.If you want to force traffic over a secure connection, such as HTTPS, click Yes (All HTTP
requests are switched to HTTPS).
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Installation
c.From the Choose Device Certificate menu, select the required certificate.
3.If you made changes, click Save. The device restarts automatically. If you have not made
changes, click Cancel.
To configure certificate validation information, perform the following steps. If you do not require
certificate validation, proceed to Configure Smart Card Inactivity Timer.
1.Click the Properties tab, then click the Login/Permissions/Accounting link.
2.Click Login Methods.
a.From the Configuration Settings list, for Certificate Validation click Edit.
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Installation and Configuration Guide
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Installation
b.Select the required validation options.
3.If you have selected one or more options, to configure further settings, click Next.
4.If prompted, enter the OCSP server URL for certificate validation.
5.If prompted, to enter the proxy server information, for Proxy Server, click Configure. If the OCSP
server is outside the firewall, a proxy server can be required to access the server.
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6.To validate each domain controller, select the domain controller certificates required.
To configure the smart card inactivity timer, perform the following steps. If you do not require
inactivity settings for smart card authentication, proceed to Configure Acquiring Logged-In User
Email Address.
1.Click the Properties tab, then click the Login/Permissions/Accounting link.
2.Click Login Methods.
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Installation
a.For Smart Card Inactivity Timer, click Edit.
b.For Timer, enter the required number of minutes.
To configure general email settings, perform the following steps:
1.Click the Properties tab.
2.Click Apps→Email→Setup.
3.Click the General tab.
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Installation
a.Enter the required information to appear in the Subject line of an email that is sent from the
multifunction printer.
b.For Message Body, select the required information that you want to appear in the body of
an email.
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Installation
c.For the Signature field, enter the information that you want to include in an email signature.
d.To print a confirmation sheet, from the menu, select the required option.
e.If you want the multifunction printer to add your email address automatically to the To field
when you are logged in, for Auto Add Me, click Enabled.
4.Click Apply.
Configure Address Books
To configure address books, perform the following steps:
1.Click the Properties tab.
2.Click Apps→Email→Setup.
3.Click the Address Books tab.
4.LDAP was configured in a previous step. To configure the device address book, for DeviceAddress Book, click Edit.
5.Configure the device address book. For more information, refer to the System Administrator Guide
for your Xerox multifunction printer.
Configure Email Defaults
To configure default email settings, perform the following steps:
1.Click the Properties tab.
2.Click Apps→Email→Setup.
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Installation
3.Click the Defaults tab.
4.For default email settings, click Edit, then select the required options. To save selections, click
Save.
5.Click Apply.
Configure Email Compression
To configure email compression settings, perform the following steps:
1.Click the Properties tab.
2.Click Apps→Email→Setup.
3.Select the Compression tab.
4.For Compression Settings, select the required settings.
5.Click Save.
Configure Email Security
To configure email security settings, perform the following steps:
1.Click the Properties tab.
2.Click Apps→Email→Setup.
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3.Click the Security tab.
a.For Encryption/Signing, click Edit.
Installation
b.Select the required Enablement setting:
•Off: You cannot sign email.
•Always On: An email signature is required.
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Installation
•Editable by user: The local user settings determine if an email signature is required.
c.If you selected Editable by User, and if the ability to sign is required by default, for the
Email App Encryption Default setting, click On.
d.For Encryption Algorithm, select the required setting.
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Installation
e.Click Apply.
4.If you want to configure email domain restrictions, in the Network Policies area, click Edit.
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Installation
a.Select the required restrictions.
•Domain Filtering: This option enables you to configure a list of domains to allow or block
emails.
•Email Filtering: This option allows you to send internal email without a corporate name.
This option requires configuration of your email server.
b.Click Save.
5.If you want to configure restrictions on email recipients, in the User Policies area, click Edit.
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a.Select the required settings for User Permissions.
b.Click Save.
c.If necessary, in the Only Send to Self area, click Edit.
Installation
d.Select the required Security settings.
e.Click Save.
The configuration of the smart card settings is complete.
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Installation
Printing Features
To hold jobs at the multifunction printer until you authenticate at the control panel, configure the
Hold All Jobs and Secure Print features.
CCoonnffiigguurree HHoolldd AAllll JJoobbss
The Hold All Jobs feature allows you to configure the multifunction printer to require users to release
print jobs manually at the control panel. If you want to configure Hold All Jobs, perform the
following steps:
1.Access the Embedded Web Server, then click the Properties tab. For more information, refer to
Accessing Administration and Configuration Settings.
2.Click Apps→Printing→Hold All Jobs.
a.Select the required Enablement option:
•Hold Jobs in a Private Queue: This option holds jobs in a locked folder. Users are required
to log in at the control panel to view, print, and delete jobs.
•Hold Jobs in a Public Queue: This option holds sent jobs in an unlocked folder. Users are
not required to log in at the control panel.
b.Select the required option for Unidentified Job Policies (Unknown User ID). For more
information, refer to the System Administrator Guide for your Xerox multifunction printer.
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The Secure Print feature allows you to send a job to the multifunction printer with a unique
passcode. Jobs are stored at the printer until you enter the same passcode to release the jobs. For
more information about how to use Secure Print, refer to the User Guide for your Xerox
multifunction printer. You can configure the settings to require a User ID instead of a passcode to
release jobs at the control panel.
To configure the Secure Print driver defaults, perform the following steps:
1.Access the Embedded Web Server, then click the Properties tab. For more information, refer to
Accessing Administration and Configuration Settings.
2.Click Apps→Printing→Secure Print.
a.Click the Defaults tab.
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Installation
b.Select the required release method.
•Passcode: This option requires that you type a passcode to release your Secure Print
jobs at the control panel. If required, enter a number from 4–10 to specify the length of
the Secure Print passcode.
•User ID: This option requires you to log in at the control panel to release your SecurePrint jobs.
c.Click Save.
For more information on how to configure Secure Print settings, refer to the System Administrator
Guide for your Xerox multifunction printer.
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Installation
CCoonnffiigguurree tthhee PPrriinntt DDrriivveerr
You can configure your print driver to pull the user name alias from the smart card certificate, or from
the Windows operating system. To configure the print driver to pull the user name from the smart
card certificate, install the Xerox print driver for your Xerox printer. For more information, refer to the
System Administrator Guide for your Xerox multifunction printer.
1.Install your Xerox
®
Print Driver.
2.Access the properties for your print driver.
3.Click the Administration tab.
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4.From the Access and Verification menu, select Enabled.
5.Click OK.
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Installation
Note: If you configure Hold All Jobs or Secure Print Driver defaults at the multifunction
printer, the settings can override the settings in your print driver. For more information, refer to
Configure Hold All Jobs and Configure Secure Print Driver Defaults.
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Installation
Confirm the Installation
When you install and configure the card reader and the software, the Card Reader Detected
screen appears on the Xerox
The smart card is now ready for use.
Note: If the card reader is not detected, refer to Troubleshooting Tips.
®
multifunction printer control panel touch screen.
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Installation
Using the Smart Card
When the Smart Card solution is installed and enabled, insert a valid card, then enter your Personal
Identification Number (PIN) on the touch screen. When you finish, to end the session, remove your
card from the card reader. If you forget to remove your card, the printer ends the session
automatically after a specified period of inactivity.
To use the Smart Card, perform the following steps:
The Authentication Required window can appear on the touch screen, if that is how your device is
configured.
1.Insert your card into the card reader.
2.Use the touch screen and numeric keypad to enter your PIN, then touch Enter.
If the card and PIN are authenticated, access is granted.
Note: If the access attempt fails, refer to Troubleshooting Tips.
3.Complete the job.
4.To end the session, remove your card from the card reader.
The current session is terminated and the Authentication Required window appears.
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Installation
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For optimal performance from your card reader, follow these guidelines:
•Ensure that the card reader is compatible with network-connected products only.
•Ensure that the card reader is plugged into the network controller. Refer to Connect the USB
Smart Card Reader to the Printer.
•Do not position the card reader in direct sunlight or near a heat source, such as a radiator.
•Ensure that the card reader does not get contaminated with dust and debris.
•To clean the outer surfaces of the card reader, use a lint-free cloth moistened with water and a
mild detergent. Wipe the outer surfaces of the card reader with the lint-free cloth.
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Troubleshooting
Fault Clearance
When a fault occurs, a message appears on the printer control panel touch screen. The message
provides information to clear the fault. If you cannot resolve the fault using the onscreen instructions,
refer to Troubleshooting Tips.
If the problem persists, identify if the problem is related to the card reader device or the Xerox
printer:
•For problems with the card reader device, for further assistance, contact the manufacturer.
•For problems relating to the Xerox
–Before you contact Xerox Technical Support, ensure that you have the printer serial number
and the fault code.
–Contact Xerox Technical Support. Contact Xerox at 1-800-ASK-XEROX or 1-800-275-9376.
®
printer:
LLooccaattiinngg tthhee SSeerriiaall NNuummbbeerr
At the Xerox multifunction printer control panel, touch Device, then touch About. The printer serial
number appears on the About screen.
®
Note: You can find the serial number inside the front cover of the Xerox multifunction printer.
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Troubleshooting
Troubleshooting Tips
The table provides a list of problems, the possible cause, and a recommended solution.
If you experience a problem during the installation process, refer to the During Installation problemsolving table.
If you installed the Smart Card solution successfully, but you now experience problems, refer to the
After Installation problem-solving table.
DDuurriinngg IInnssttaallllaattiioonn
ProblemPossible CauseSolution
The card reader is installed but no
message appears on the user
interface.
The card reader is faulty.
The card reader connection is
faulty.
The card reader is not compatible.To verify that the card reader is on
Smart Card access is not enabled
on the Xerox multifunction printer.
• Try a different card reader.
• Contact your system
administrator.
• Check that the cable is plugged
in correctly. For more
information, refer to Connect
the USB Smart Card Reader to
the Printer.
• Unplug the card reader cable,
then plug it back in.
• Plug the card reader into a
different USB port.
the list of compatible devices, refer
to Supported Card Readers.
Use the Embedded Web server to
enable Smart Card through the
Properties setup screens. For more
information, refer to Software
Configuration.
AAfftteerr IInnssttaallllaattiioonn
ProblemPossible CauseSolution
The login was successful, however
you do not have the appropriate
access to the operation that you
requested.
The passcode entered was
incorrect.
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LDAP is not configured properly or
the local user permission roles are
not configured properly.
Incorrect PIN was entered.Carefully re-enter the PIN.
Verify the authorization method.
ProblemPossible CauseSolution
Caution: Consecutive
incorrect entries can lead to
your card being locked.
Troubleshooting
Authentication failed. There is a
problem with your card that is
preventing successful login.
Authentication failed because the
device was unable to access the
remote server, domain controller,
or the authentication sequence
failed.
The number of attempts exceeded
the allowable limit.
Server Certificate Failed.
Authentication failed because the
remote server or domain controller
certificate were not found, are
invalid, are expired, or access was
revoked.
Certificates cannot be read from
the card.
The domain controller IP address
or host name is incorrect.
Incorrect domain.Verify that the domain is
Network error.Verify that the network cable is
Card was locked due to failed login
attempts.
This problem usually occurs
because the device does not trust
the certificates on the smart card.
To reload the certificates or get a
new card, contact the Registration
Authority.
Verify that the server address is
entered correctly.
configured properly.
connected firmly.
To reset the PIN or to get a new
card, contact the Registration
Authority.
• Ensure that all the chain of
trust certificates are imported
on the multifunction printer.
• Verify which root certificate
authority and intermediate
certificate authority issued the
smart card certificates.
The card reader was not detected.The card reader was disconnected.
Invalid time stamp.
Authentication failed due to a
time or date difference between
the device and the remote server,
or domain controller.
NTP not enabled or properly
configured.
Xerox®AltaLink®Series Smart Card
Installation and Configuration Guide
• Verify that the card reader is
connected properly.
• If you suspect that the reader
has failed, uninstall the card
reader, then install a known
working card reader.
Verify that Network Time Protocol
is set up correctly. Refer to Enable
NTP Service.
67
Troubleshooting
ProblemPossible CauseSolution
The devices on your network
cannot see the Embedded Web
Server pages.
GMT offset is not set correctly.
The IP address is incorrect or was
reset.
• If you are not using DHCP,
verify that the date, time, GMT
offset, and time zone are
correct. For more information,
refer to the System
Administrator Guide for your
Xerox printer.
• Verify that GMT offset is
correct for Daylight Saving
Time.
Note: Unforeseen
errors are mapped
to this error
message.
• Verify that the IP address that
is printed on the configuration
report matches the DHCP
settings for your site.
• To print a configuration report
at the Xerox printer, touch
Device, then touch
Information Pages. Select the
configuration report from the
list, then touch Print.
68
Xerox®AltaLink®Series Smart Card
Installation and Configuration Guide
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