Use this book as a guide for planning and conducting an upgrade or data
migration, from one iSeries 400 or AS/400 reduced instruction set computer (RISC),
to another RISC model.
For information on supported releases, see
http://as400service.ibm.com/supporthome.nsf/document/17623433
See “Prerequisite and related information” on page vii for a list of other required
and recommended publications.
Who Should Read This Book
This road map is for anyone who is considering an upgrade for an iSeries server or
is involved in migrating data from one RISC model to another RISC model. This
audience includes:
v Customers
v Hardware services personnel
v Software services personnel
v Business partners
v Marketing representatives
Everyone involved in the model upgrade or data migration needs to know all of
the information in this book.
Each customer should have a Customer Account Team Leader. This team leader
can be a Hardware Service Representative, Software Service Representative,
Business Partner, or Marketing Representative. The Availability Center usually
assigns a Customer Account Team Leader.
Conventions and Terminology Used in This Book
This road map identifies activities, programs, tools, and references that you can use
to upgrade the model.
As you read this book, you should be aware of the following terms:
v The terms source system and target system are used throughout this manual.
The source system is the system you are upgrading from. The target system is
the system you are upgrading to.
v The term Marketing Representative can mean either an IBM Marketing
v The term System Products Division (SPD) book-type adapter cards includes all
adapter cards that are not Peripheral Component Interconnect (PCI) adapter
cards.
In this publication, the version, release, and modification levels are shown in a
shortened form:
V4R4M0Version 4 Release 4 Modification 0
V4R5M0Version 4 Release 5 Modification 0
V5R1M0Version 5 Release 1 Modification 0
V4R4Version 4 Release 4 Modification (any)
V4R5Version 4 Release 5 Modification (any)
V5R1Version 5 Release 1 Modification (any)
Version 5Any version 5 release, such as, V5R1M0.
Version 4Any version 4 release, such as, V4R1M0, V4R2M0 or V4R3M0.
Attention:
Is used in this book to indicate that a step, or process may cause loss of data.
Namely: Installing incorrect versions of the operating system.
CAUTION:
Is used in this book to indicate possible damage to the system.
Namely: Static damage to component.
DANGER
Is used in this book to indicate possible damage to the users and equipment.
Namely: Electrical shock.
In any position that contains numerals, an x = any supported value, for example
SFxxxxx,orVxRxMx.
Examples of displays might contain only pertinent information to a topic. So, some
display examples do not show all text and lines, especially blank lines.
viiSeries 940x RISC-to-RISC Road Map V5R1
Prerequisite and related information
Use the iSeries Information Center as your starting point for looking up iSeries and
AS/400e technical information. You can access the Information Center two ways:
v From the following Web site:
http://www.ibm.com/eserver/iseries/infocenter
v From CD-ROMs that ship with your Operating System/400 order:
iSeries Information Center, SK3T-4091-00. This package also includes the PDF
versions of iSeries manuals, iSeries Information Center: Supplemental Manuals,
SK3T-4092-00, which replaces the Softcopy Library CD-ROM.
The iSeries Information Center contains advisors and important topics such as CL
commands, system application programming interfaces (APIs), logical partitions,
clustering, Java, TCP/IP, Web serving, and secured networks. It also includes links
to related IBM Redbooks and Internet links to other IBM Web sites such as the
Technical Studio and the IBM home page.
With every new hardware order, you receive the following CD-ROM information:
v iSeries 400 Installation and Service Library, SK3T-4096-00. This CD-ROM contains
PDF manuals needed for installation and system maintenance of an IBM ~
iSeries 400 server.
v iSeries 400 Setup and Operations CD-ROM, SK3T-4098-00. This CD-ROM contains
IBM iSeries Client Access Express for Windows and the EZ-Setup wizard. Client
Access Express offers a powerful set of client and server capabilities for
connecting PCs to iSeries servers. The EZ-Setup wizard automates many of the
iSeries setup tasks.
Your RISC-to-RISC upgrade or data migration requires the following publications:
v This book. The online version of this book is on the iSeries Information Center
http://www.ibm.com/eserver/iseries/infocenter
under the System Planning and Installation topic.
v iSeries Information Center, SK3T-4091-00 is required for logical partition
information along with many other topics.
v Software Installation, SC41-5120-05 is required for the software upgrade. A PDF
version of this manual is available from the iSeries Information Center under
System planning and installation -> Hardware and software -> Software and
licensed programs -> Install software
v Physical Planning in the iSeries Information Center under Getting Started with
iSeries -> Planning ->Physical planning for your new system.
http://www.ibm.com/eserver/iseries/infocenter
v Getting started with iSeries topic under System planning and installation in the
Information Center.
v The Backup and Recovery manual is available in PDF format from the iSeries
Information Center (under Systems Management -> Backup, recovery, andavailability -> Manuals and Redbooks) and is shipped with your order.
v iSeries Model 270, 8xx, SB2, and SB3 System Installation and Upgrade, SY44-5966-01.
v iSeries 400 Model 830, 840, SB2 and SB3 Problem Analysis, Repair and Parts,
SY44-5969.
v iSeries 400 Model 270 and 820 Problem Analysis, Repair and Parts, SY44-5967.
For information about Logical Partitioning, see the LPAR web site at:
www.as400.ibm.com/LPAR
For information about working with PTFs, see the Managing fixes topic in the
Information Center under System planning and installation -> Getting startedwith iSeries -> Managing system operations.
For information about other AS/400 publications (except Advanced 36), see the
following:
v Prior to V4R4, the Publications Reference, SC41-5003, in the AS/400 Softcopy
Library.
v The AS/400 Information Directory is a unique, multimedia interface to a
searchable database. It contains descriptions of titles available from IBM or from
other selected publishers. It comes with the OS/400 operating system at no extra
charge.
v iSeries Information Center: Supplemental Manuals, SK3T-4092-00.
An upgrade might require the use the following publications:
v Operations Console Setup, SC41-5508-02
v BEST/1 Capacity Planning Tool, SC41-5341-01
v LPS: OnDemand for AS/400, GC41-5079-01
v OptiConnect for OS/400, SC41-5414-02
Operations Navigator
IBM Operations Navigator is a powerful graphical interface for managing your
iSeries 400 servers. Operations Navigator functionality includes system navigation,
configuration, planning capabilities, and online help to guide you through your
tasks. Operations Navigator makes operation and administration of the server
easier and more productive and is the only user interface to the new, advanced
features of the OS/400 operating system. It also includes Management Central for
managing multiple servers from a central server.
For more information on Operations Navigator, see the iSeries Information Center.
How to send your comments
Your feedback is important in helping to provide the most accurate and
high-quality information. If you have any comments about this book or any other
iSeries documentation, fill out the readers’ comment form at the back of this book.
v If you prefer to send comments by mail, use the readers’ comment form with the
address that is printed on the back. If you are mailing a readers’ comment form
from a country other than the United States, you can give the form to the local
IBM branch office or IBM representative for postage-paid mailing.
v If you prefer to send comments by FAX, use either of the following numbers:
– United States, Canada, and Puerto Rico: 1-800-937-3430
– Other countries: 1-507-253-5192
v If you prefer to send comments electronically, use one of these e-mail addresses:
– Comments on books:
RCHCLERK@us.ibm.com
– Comments on the iSeries Information Center:
RCHINFOC@us.ibm.com
viiiiSeries 940x RISC-to-RISC Road Map V5R1
Be sure to include the following:
v The name of the book or iSeries Information Center topic.
v The publication number of a book.
v The page number or topic of a book to which your comment applies.
Chapter 1. Overview of RISC-to-RISC Upgrades and Data
Migrations
The road map lists important considerations and activities that are critical to the
successful model upgrade of a system. Although this road map is not designed to
be an all inclusive how-to source for activities relating to upgrading your system, it
covers the essentials by guiding you to the proper source. Follow all the steps in
the order presented and notify your IBM
into difficulties.
This road map also covers how to perform a model to model data migration. A
data migration can be performed from almost any iSeries 400 model to any model.
The source model must be at the same release as the new model to correctly
complete the data migration. Data migration involves a new system with a new
serial number.
For an overview of the RISC-to-RISC upgrades and data migration, refer to
“Upgrade process flow” on page 2 and the “Data migration process flow” on
page 4.
What is in this Road Map?
This road map covers the following RISC-to-RISC upgrades:
®
representative for assistance if you run
Note: The current system may require hardware upgrades or configuration
changes to satisfy capacity and compatibility requirements of new software
and hardware.
v IBM AS/400 Model 170 to IBM AS/400 Model 170
There are no upgrades into or out of a Model 170. The Data Migration section of
this book covers the procedure used to perform a data move from the source
system to the new iSeries model.
v IBM ~ iSeries Model 270 to IBM ~ iSeries Model 270
There are no upgrades into or out of a Model 270. The Data Migration section of
this book covers the procedure used to perform a data move from the source
system to the new iSeries model.
v IBM AS/400 Models 5xx to IBM AS/400 Models 7xx
v IBM AS/400 Models 6xx to IBM AS/400 Models 7xx
v IBM AS/400 Models 7xx to IBM AS/400 Models 7xx
v IBM AS/400 Models Sxx or IBM AS/400 Models 5xx to IBM ~ iSeries
Models 8xx
There are no model upgrades into a Model 8xx from a Model 5xx, 6xx, Sxx, or
SBx. However, some hardware may be moved from the 5xx into a migration I
expansion unit (I/O and disk unit). The Data Migration section of this book
covers the procedure used to perform a data move from the source system to the
new iSeries 400 model.
v IBM AS/400 Models 6xx to IBM ~ iSeries Models 8xx
v IBM AS/400 Models 7xx to IBM ~ iSeries Models 8xx
v IBM ~ iSeries Models 8xx to IBM ~ iSeries Models 8xx
Contact your local IBM representative or authorized dealer for additional
information on permitted upgrades.
For servers that do not have an upgrade path, use the data migration section of
this book. This would include scenarios such as an AS/400
iSeries 400 Model 270.
®
Model 540 to an
Why Upgrade from one AS/400 or iSeries 400 Server to Another iSeries
400 Server?
You might ask yourself why IBM is doing this and why upgrade your server now?
Most customers need to increase performance and add capacity.
What is an Upgrade?
In this book, an upgrade is any improvement made to the software or the
hardware of an iSeries 400 or AS/400 model that retains the serial number of the
iSeries 400 or AS/400 model. This includes moving the compatible hardware, the
Licensed Internal Code, operating system, and the licensed programs to a new
target system for better performance and reliability.
A data migration is the process of moving only the data from one iSeries 400 or
AS/400 model to a new iSeries 400 model, with a new serial number.
Upgrade process flow
The following flow chart describes each step of an MES upgrade and lists the
required outputs for each stage.
2iSeries 940x RISC-to-RISC Road Map V5R1
Hardware Investment for Upgrading
You may choose to upgrade your existing RISC system processor, or replace it with
a new iSeries 400 model. In either case, you may keep most of the current system.
The process of either an upgrade of your existing system or moving parts from an
existing system to a new system, are called miscellaneous equipment specification(MES). MES denotes the process steps of an upgrade. The type of MES depends on
several factors:
v Your current processor model
v Costs
v Your system availability requirements
The information in this book will help to determine the right path to an upgrade.
This is based on the current model and the goals of the process.
How Long will the Upgrade Take?
The upgrade process includes planning, ordering, shipping, installing and testing
the system. The following table shows approximately how long an upgrade might
take.
Note: You should plan at least one additional hour of down time to load the
operating system for systems not preloaded.
Order Planning - 5 to 15
Days
See “Prerequisite and
related information” on
page vii for required
publications.
System RequirementsSolution AssuranceUpgrade SoftwareVerify System
PerformanceHardware and Software
Determine Services
Needed
Place Order
Installation Planning and Preparation - 10 to 30 days Phase II Installation - Weekend
(1 to 3 days)
Save System
See “Prerequisite and
related information” on
page vii for required
publications.
Preparation
Physical Planning (Site
Preparation)
Phase I Installation - 5 to
20 Days
Save SystemUpgrade Hardware
Check History and Clean
Up Messages
Save System
What is a Data Migration?
A data migration is the process of moving the OS/400®and the data from one
model iSeries 400 or AS/400 to a new model iSeries 400 AS/400.
The source system must be at the same release level as the target server. This
includes OS/400, all objects, and all licensed programs.
For customers ordering a new RISC iSeries 400 server with V4R4 or V4R5 to
replace an existing RISC iSeries 400 or AS/400 model (″source″) and needing to
migrate their data from the ″source″ model to the new server, a new feature code
Feature Code (F/C) #0205, is now available. This new feature code should be
ordered against the new RISC iSeries 400 server. It is valid on orders for all new
servers except the Models 150 and SB1.
Chapter 1. Overview of RISC-to-RISC Upgrades and Data Migrations3
For Feature Code #0205, the customer must have purchased a new server with
enough hardware and disk unit to hold all of the data from the ″source″ model as
well as any new data including any required IBM software (OS/400 and so forth).
Additionally, the RISC-to-RISC Data Migration process requires that the ″source″
model must be at the same version/release of OS/400 and Licensed Program
Products (LPPs) as that of the ″new″ server which has been ordered/received.
Customers with Version 3 (V3R7) on their ″source″ model must upgrade to Version
4. It is recommended that they purchase Software Subscription for AS/400. They
must then order and upgrade to match the new server (V4R4 or V4R5) in order to
proceed with their data migration. V3R7 cannot be directly upgraded to V4R4 or
V4R5 therefore, to do this the source system will need to be upgraded to V4R2 or
V4R3 before upgrading to V4R4 or V4R5. Customers with Version 4 must obtain
new server release of OS/400 licenses of the LPPs, either through new orders or
via Software Subscription for AS/400.
A License Addendum will be provided to allow the customer to install and use the
copy of OS/400 (received with the newly ordered server) on their source model for
up to 70 days. This Addendum authorizes the customers to use the new Version
and Release on the source system for the sole purpose of migrating their data. The
previous Version and Release must be reinstalled after the migration is completed.
The V4R4 or V4R5 licenses of OS/400 and the LPPs will only allow the products to
be run on one system at a time. Model 150 customers who are not at the new
server release of OS/400 must purchase the BasePak Upgrade (5649-EP5 for V4R4)
in addition to any upgrades for installed Optional Products in order to proceed
with their data migration. Feature Code #0205 provides for minimal pre loading of
the new server, inclusion of a special License Addendum.
Feature Code #0205 differs from Feature Code #0203. Feature Code #0203 SHOULD
NOT be ordered for iSeries 400 or AS/400 RISC-to-RISC data migrations as it is
designed exclusively for AS/400 CISC-to-RISC data migrations.
Data migration process flow
The following flow chart describes each step of a data migration and lists the
required outputs for each stage.
4iSeries 940x RISC-to-RISC Road Map V5R1
How Long will the Data Migration Take?
The data migration process includes planning, ordering, shipping, installing and
testing the system. The following table shows approximately how long a data
migration might take.
Note: You should plan at least one additional hour of down time to upgrade the
operating system for source systems not at the new server release level.
Order Planning - 5 to 15 DaysInstallation Planning and
Preparation - 10 to 30 days
See “Prerequisite and related
information” on page vii for
required publications.
System RequirementsSolution AssuranceVerify System
See “Prerequisite and related
information” on page vii for
required publications.
Preparation)
Source System Software)
Phase II Installation - Weekend (1 to 3
days)
Migrate Data
Check History and Clean Up Messages
Save System
Books to Use for Software Release Upgrades
The following table lists software release considerations, and which book to use for
upgrading the operating system and licensed programs.
Chapter 1. Overview of RISC-to-RISC Upgrades and Data Migrations5
OS/400 Release Currently InstalledBook To Use For Upgrade and Software Installation
V5R1
V4R5
V4R4
If you have one of these releases installed on your system, your system
already runs on the RISC architecture. Use this manual, iSeries 940x
RISC-to-RISC Road Map, SA41-5155-05, for the upgrade. Use the manual
Software Installation, SC41-5120-05, to replace the installed operating system
and licensed programs. A PDF version of this manual is available from the
iSeries Information Center under System planning and installation ->
Hardware and software -> Software and licensed programs -> Install
software. Use the manual Backup and Recovery, SC41-5304-05, for the save
and restore requirements of these procedures. A PDF version of this manual
is available from the Information Center under Systems Management ->
Backup, recovery, and availability -> Manuals and Redbooks.
Note: V4R4 introduced logical partitions. Go to the iSeries Information
Center for help with setting up, upgrades to, and maintaining logical
partitions.
See the Software Installation manual for other software requirements and
limitations prior to the OS/400 upgrade.
6iSeries 940x RISC-to-RISC Road Map V5R1
Chapter 2. Planning Your Order for Upgrading or Data
Migration
Review this chapter as you identify a solution and again after a decision is made
to verify the accuracy and completeness of the order. After you finish reviewing
this chapter, you should have the following:
v Final software order
v Final hardware order
v Floor layout
v High-speed link (HSL) and system power control network (SPCN) plan
v Cable labelling of source system
v Site requirements defined
Refer to the “Upgrade process flow” on page 2 or “Data migration process flow”
on page 4, depending on your situation, to identify where Planning is in the
overall process.
Determining Your Upgrade Needs
To help determine the upgrade needs, please consider the following:
v What problems does this upgrade need to address?
v What additional applications or growth do you expect or plan for in the future?
v What new technology do you want as part of the upgrade?
v What are the requirements for the following:
– Capacity
– Capability
– Performance
– Availability
v What are your expectations for the following:
– Impact on business operations
– Cost
– Performance
v What are the financial considerations to keep in mind? For example:
– Government discounts
– Capital planning cycles
– Tax implications
– Budget
Performance Tools for Capacity Planning and Performance
Analysis
The licensed program Performance Tools/400 (Program 57xx-PT1) and QSIZE400
on the iSeries 400 configurator can be used for capacity planning and performance
analysis.
The BEST**/1 Capacity Planning function of the Performance Tools licensed
program provides the capability to analyze how a different AS/400 or iSeries 400
configuration will perform with your current workload. The program temporary
fixes (PTFs) are now available that include capacity planning information for the
PowerPC processor models of the system. You can use Performance Tools to help
you determine the proper configuration of the processor main storage, and disk
resources that will meet your performance requirements.
Performance Tools are the best source of information for determining what
configuration meets your performance requirements. You should order the PTF
that updates your version of Performance Tools with the PowerPC AS processor
models.
Note: If you do not have Performance Tools on your system, you should obtain
modeling information in another way, such as by using consulting services.
Modeling the characteristics of your target configuration helps ensure that
the configuration meets your needs.
The latest PTFs for AS/400 BEST/1 Capacity Planner are required. You can order
or download these PTFs from the following Web site:
http://as400service.ibm.com
You need to register at this site. Do the following to go to the Internet PTF Facility:
1. Click Fixes, Downloads and Updates
2. Click Internet PTF Downloads (iPTF)
How to Gather Configuration Information
You and your marketing representative use the MRPD (Machine Reported Product
Data) and the IBM Configurator for e-business. This process compares your current
configuration with your desired configuration and creates the MES order
automatically. This simplifies the work that you and the marketing representative
have to do and ensures a correct MES order.
Machine Reported Product Data (MRPD)
The hardware and software inventory of a system can be transmitted to IBM and
stored in databases there. Once the information has been captured, it can be
accessed by the marketing representative to establish a starting point for a system
upgrade. The data may also be used for problem determination by hardware and
software support centers.
The data can be sent to IBM with these tools:
v Manually, with the WRKORDINF command. The WRKORDINF command sends
the information once through the Electronic Customer Support line.
v Automatically, with Service Agent and Management Central. Service Agent can
be customized to automatically transmit the data regularly on a monthly basis.
How to Gather Performance Information
Gathering performance data before installing a release gives you a base with which
to compare your system’s performance after the installation is complete.
Performance data is also useful when determining the correct hardware
configuration for your upgrade.
To gather performance information before you install a release, see the Prepare for
software installation topic in the Information Center under System planning
and installation -> Hardware and software -> Software and licensed programs.
8iSeries 940x RISC-to-RISC Road Map V5R1
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