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Revision History ........................................................................................................................................ 4
CHAPTER 1. Samsung LTE System Overview 8
1.1 Introduction to Samsung LTE S ystem .................................................................................... 8
The Samsung LTE system supports 3GPP LTE (hereinafter, LTE) based services.
LTE is a next generation wireless network system which solves the disadvantages of
existing 3GPP mobile systems allows high-speed data serv ice at low cost reg ard le ss of tim e
and place.
The Samsung LTE system supports downlink Orthogonal Frequency Division Multiple Access
(OFDMA), the uplink Single Carrier (SC) Frequency Division Multiple Access (FDMA), and
scalable bandwidths for various spectrum allocation and provides high-speed data service. It also
provides high-performance hardware for improved system performance and capacity and
supports various functions and services.
Compliance Standards
The Samsung LTE system is based on the Rel-8 and Rel-9 standards of the LTE
3rd Generation Partnership Project (3GPP).
The Samsung LTE system consists of the evolved UTRAN Node B (eNB), Evolved Packet
Core (EPC) and LTE System Manager (LSM).
The eNB exists between the EPC and the User Equipment (UE). It establishes wireless
connections with the UE and processes packet calls according to the LTE air interface
standard. The eNB manages the UE in connected mode at the Access Stratum (AS) level.
The EPC is the system located between the eNB and Packet Data Network to perform
various control functions. The EPC consists of the Mobility Management Entity (MME),
Serving Gateway (S-GW) and PDN Gateway (P-GW). The MME manages the UE in idle
mode at the Non-Access St ratum (NAS ) lev el; and the S-GW and the P-GW manage user
data at the NAS level and interworks with other networks.
The LSM provides the man-machine interface; manages the software, configuration,
performance and failures; and acts as a Self Organizing Network (SON) server.
The figure below shows the functional distinctions between the eNB of E-UTRAN, MME,
S-GW, and P-GW according to the 3GPP standard. The eNB has a layer structure and the
EPC has no layer.
eNB
Connection Mobility Cont.
Radio Admission Control
Configuration & Provision
Allocation (Scheduler)
PDCP
RLC
MAC
Figure 1. Functional Distinctions of E-UTRAN and EPC
S1
NAS Security
Handling
EPS Bearer Control
S-GW
P-GW
UE IP address allocation
Packet Filtering
EPC
eNB
An eNB is a logical network component of the Evolved UTRAN (E-UTRAN) which is on
the access side in the LTE system.
eNBs can be interconnected with each other by means of the X2 interface. The eNBs are
connected by means of the S1 interface to the Evolved Packet Core (EPC).
The wireless protocol layer of the eNB is divided into layer 2 and layer 3. Layer 2 is
subdivided into the Media Access Control (MAC) layer, the Radio Link Control (RLC)
layer, and the PDCP layer, each of which performs independent functions. Layer3 has the
RRC layer.
T
he MAC layer distributes air resources to each bearer according to its priority, and
performs the multiplexing function and the HARQ function for the data received from the
multiple upper logical channels.
he RLC layer performs the following functions.
T
Segments and reassembles the data receiv ed from the PDCP layer in accordanc e with
the size specified by the MAC layer
Requests retransmission to recov er if data transmission fails in the lower layer (ARQ)
Reorders the data recovered by performing HARQ in the MAC layer (re-ordering)
Header compression and decompression
Encrypts/decrypts user plane and control plane data
Protects and verifies the integrity of control plane data
Transmits data including sequence number related function
Removes data and redundant data based on a timer
The RRC layer performs mobility management within the wireless access network,
maintaining and control of the Radio Bearer (RB), RRC connection management, and
system information transmission, etc.
MME
The MME interworks with the E-UTRAN (eNB) to process the Stream Control
Transmission Protocol (SCTP)-based S1 Application Protocol (S1-AP) signaling messages
for controlling call connections between the MME and the eNB and to process the SCTPbased NAS signaling messages for controlling mobility connection and call connection
between the UE and the EPC.
The MME is responsible for collecting/modifying the user information and authenticating the
user by interworking with the HSS. It is also responsible for requesting the allocation/
release/change of the bearer path for data routing and retransmission with the GTP-C
protocol by interworking with S-GW.
The MME interworks with the 2G and 3G systems, the SGSN and the MSC for providing
mobility and Handover (HO), Circuit Service (CS) Fallback and Short Message Service
(SMS).
The MME is responsible for inter-eNB mobility, idle mode UE reachability, Tracking Area
(TA) list management, choosing P-GW/S-GW, authentication, and bearer management.
The MME supports mobility during inter-eNB handover and the inter-MME handover.
It also supports the SGSN selection function upon handover to a 2G or 3G 3GPP network.
S-GW
The S-GW acts as the mobility anchor during inter-eNB handover and inter-3GPP handover,
and routes and forwards user data packets. The S-GW allows the operator to apply
application-specific charging policies to UE, PDN or QCI and manages the packet
transmission layers for uplink/downlink data.
The S-GW also supports GPRS Tunneling Protocol (GTP) and Proxy Mobile IP (PMIP) by
interworking with the MME, P-GW, and SGSN.
PDN Gateway (P-GW)
The P-GW is responsible for charging and bearer policy according to the policy and
manages charging and transmission rate according to the service level by interworking with
the PCRF. The P-GW also performs packet filtering for each user, IP address allocation for
each UE, and downlink data packet transmission layer management.
A Samsung LTE system consists of the eNB, LSM, and EPC. The Samsung LTE system
comprising multiple eNBs and EPCs (MME, S-GW/P-GW) is a subnet of the PDN, which
allows the User Equipment (UE) to access external networks. In addition, the Samsung
LTE system provides the LSM and self-optimization function for operation and
maintenance of eNBs.
The following shows the Samsung LTE system architecture.
PDN
Gy
OCS
Gz
Gx
OFCS
Gz
TL1
S-GW
CSM
S1-U
SNMP/FTP/UDP
EMS
LSM
S10
S5/S8
S11 S6a
MME
S1-MME
X2-C
X2-U
Uu
Sp
Figure 2. Samsung L TE Sy stem Ar chitecture
eNB
The eNB is located between the UE and EPC. It processes packet calls by connecting to the
UE wirelessly according to the LTE air standard. The eNB is responsible for transmission
and receipt of wireless signals, modulation and demodulation of packet traffic signals,
packet scheduling for efficient utilization of wireless resources, Hybrid Automatic Repeat
request (HARQ)/ARQ processing, Packet Data Convergence Protoco l (PD CP ) fo r p ack e t
header compression, and wireless resources control.
In addition, the eNB performs handover by interworking with the EPC.
The EPC is a system located between the eNB and PDN. The subcomponents of the EPC
are the MME, S-GW and P-GW.
MME: Processes control messages using the NAS signaling protocol with the eNB and
performs control plane functions such as UE mobility management, tracking area list
management, and bearer and session management.
S-GW: Acts as the anchor for the user plane between the 2G/3G access system and the
LTE system, and manages and changes the packet transmission layer for downlink/
uplink data.
P-GW : Allocates an IP address to the UE, acts as the anchor for mobility between the LTE
and non-3GPP access systems, and manages/changes charging and the transmission rate
according to the service level.
LTE System Manager (LSM)
The LSM provides the user interface for the operator to operate and maintain the eNB.
The LSM is responsible for software management, configuration management,
performance management and fault management, and acts as a Self-Organizing Network
(SON) server.
Core System Manager (CSM)
The CSM provides the user interface for the operator to operate and maintain the MME, S-GW,
and P-GW.
Home Subscribe r Se rv e r (H SS)
The HSS is a database management system that stores and manages the parameters and
location information for all registered mobile subscribers. The HSS manages key data such
as the mobile subscriber’s access capability, basic services and supplementary services, and
provides a routing function to the subscribed receivers.
Policy and Charging Rule Function (PCRF)
The PCRF server creates policy rules to dynamically apply the QoS and charging policies
differentiated by service flow, or creates the policy rules that can be applied commonly to
multiple service flows. The P-GW includes the Policy and Charging Enforcement Function
(PCEF), which allows application of policy rules received from the PCRF to each service
flow.
Online Charging System (OCS)
The OCS collects online charging information by interfacing with S-GW and P-GW.
When a subscriber for whom online char g ing inform ati on is requir ed mak es a call, the P-GW
transmits and re ceiv es th e subs crib er’s charging information by interworking with th e OCS.
The OFCS collects offline charging information by interfacing with S-GW and P-GW.
The OFCS uses the GTP’ (Gz) or Diameter (Rf) interface to interface with the S-GW and
P-GW.
Indoor Pico Cell, an LTE eNB, is located between the UE and the EPC. It provides mobile
communications services to subscribers according to the LTE air interface standard.
The Indoor Pico Cell transmits/receives radio signals to/from the UE and processes the
modulation and demodulation of packet traffic signals. The Indoor Pico Cell is also
responsible for packet scheduling and radio bandwidth allocation and performs handover
via interface with the EPC.
The Indoor Pico Cell can be installed vertically or horizontally; and it can be installed on
the wall, pole or rack by using the installation brackets. The Indoor Pico Cell is an all-inone unit. If a fault occurs, the unit must be replaced with new one.
The main functions of the Indoor Pico Cell (hereinafter, eNB) are as follows:
Physical Layer Processing
Call Processing Function
IP Processing
SON Function
Easy Operation and Maintenance
Availability of System Features and Functions For availability and provision schedule of the features and functions described in
the system manual, please refer to separate documentations.
2.2.1 Physical Layer Processing
CHAPTER 2. System Overview
The eNB transmits/receives data through the radio channel between the EPC and UE.
To do so, the eNB provides the following functions.
OFDMA/SC-FDMA Scheme
Downlink Reference Signal Creation and Transmission
Downlink Synchronization Signal Creation and Transmission
Channel Encoding/Decoding
Modulation/Demodulation
Resource Allocation and Scheduling
Link Adapta tion
HARQ
Power Control
MIMO
OFDMA/SC-FDMA Scheme
The eNB performs the downlink OFDMA/uplink SC-FDMA channel processing that
supports the LTE standard physical layer. The downlink OFDMA scheme allows the
system to transmit data to multiple users simultaneously using the subcarrier allocated to
each user. Depending on the channel status and the transmission rate requested by the user,
the downlink OFDM can allocate one or more subcarriers to a specific subscriber to
transmit data.
In addition, when all sub-carriers are divided for multiple users, the eNB can select and
assign to each subscriber a sub-carrier with the most appropriate features using the
OFDMA scheme, thus to distribute resources efficiently and increase data throughput.
For uplink SC-FDMA, which is similar to OFDMA modulation and demodulation, a
Discrete Fourier Transform (DFT) is applied to each subscriber in the modulation at the
transmitting side. An inverse Discrete Fourier Transform (IDFT) is applied for minimizing
the Peak to Average Power Ratio (PAPR) at the transmitting side, which allows continuous
allocation of frequency resources available for individual subscribers. As a result, the eNB
can reduce the power consumption of the UE.
Downlink Reference Signal Creation and Transmission
The UE must estimate the downlink channel to perform the coherent demodulation on the
physical channel in the LTE system. The LTE uses the OFDM/OFDMA-based methods for
transmitting and therefore the channel can be estimated by inserting the reference symbols
from the receiving terminal to the grid of each time and frequency. These reference
symbols are referred to as the downlink reference signal. The following refe ren ce sig nals
are defined for the LTE downlink.
Cell-specific reference signal: The cell specific reference signal is transmitted to every
subframe across the entire bandwidth of the downlink cell. It is mainly used for
channel estimation, MIMO rank calculation, MIMO precoding matrix selection and
signal strength measurement for handover.
Downlink Synchronization Signal Creatio n and Transmission
The synchronization signal is used for the initial synchronization when the UE starts to
communicate with the eNB. There are two types of synchronization signals: Primary
Synchronization Signal (PSS) and Secondary Synchronization Sig n al (S SS ).
The UE can obtain the cell identity through the synchronization signal. It can obtain other
information about the cell through the broadcast channel. Since synchronization signals and
broadcast channels are transmitted in the 1.08 MHz range, which is right in the middle of
the cell’s channel bandwidth, the UE can obtain the basic cell information such as cell ID
regardless of the transmission bandwidth of the eNB.
Channel Encoding/Decoding
The eNB is responsible for channel encoding/decoding to correct the channel errors that
occurred on a wireless channel. In LTE, the turbo coding and the 1/3 tail-biting
convolutional coding are used. Turbo coding is mainly used for transmission of large data
packets on downlink and uplink, while convolutional coding is used for control information
transmission and broadcast channel for downlink and uplink.
Modulation/Demodulation
For the data received over the downlink from the upper layer, the eNB processes it through
the baseband of the physical layer and then transmits it via a wireless channel. At this time,
to transmit a baseband signal as far as it can go via the wireless channel, the system
modulates and transmits it on a specific high frequency bandwidth.
For the data received over the uplink from the UE through a wireless channel, the eNB
demodulates and changes it to the baseband signal to perform decoding.
To support multiple accesses, the eNB uses OFDMA for downlink and SC-FDMA for
uplink. By allocating the 2-dimensional resources of time and frequency to multiple UEs
without overlay, both methods enable the eNB to communicate with multiple UEs
simultaneously.
The eNB can mux multiple UE information for the control channel and allocate signals
from multiple UEs to the same time and frequency resources, which is the orthogonal
resource allocation method using the cyclic shift function of the Zadoff-Chu sequence.
Such allocation of cell resources to multiple UEs is called scheduling and each cell has its
own scheduler for this function.
The LTE scheduler of the eNB allocates resources to maximize the overall throughput of
the cell by considering the channel environment of each UE, the data transmission volume
required, and other QoS elements. In addition, to reduce interferences with other cells, the
eNB can share information with the schedulers of other cells over the X2 interface.
Link Adaptation
The wireless channel environment can become faster or slower, better or worse depending
on various factors. The system is capable of increasing the transmission rate or maximizing
the total cell throughput in response to the changes in the channel environment, and this is
called link adaptation.
In particular, the Modulation and Coding Scheme (MCS) is used for changing the
modulation method and channel coding rate according to the channel status. If the channel
environment is good, the MCS increases the number of transmission bits per symbol using
a high-order modulation, such as 64QAM. If the channel environment is bad, it uses a loworder modulation, such as QPSK and a low coding rate to minimize channel errors.
In addition, in the environment where MIMO mode can be used, the eNB operates in
MIMO mode to increase the peak data rate of subscribers and can greatly increase the cell
throughput.
If the channel information obtained is incorrect or modulation method of higher order or
higher coding rate than the given channel environment is used, errors may occur.
In such cases, the errors can be corrected by the HARD function.
reliability of the link. The Alamouti codes are used.
when the UE’s channel is unknown or changes fast due
H-ARQ
The H-ARQ is a retransmission method in the physical layer, which uses the stop-and-wait
protocol. The eNB provides the H-ARQ function to retransmit or combine frames in the
physical layer so that the effects of wireless channel environment changes or interference
signal level changes can be minimized, which results in throughput improvement.
The LTE uses the Incremental Redundancy (IR)-based H-ARQ method and regards the
Chase Combining (CC) method as a special case of the IR method.
The eNB uses the asynchronous method for downlink and the synchronous method for
uplink.
Power Control
When transmitting a specific data rate, too high a power level may result in unnecessary
interferences and too low a power level may result in an increased error rate, causing
retransmission or delay. Unlike in other schemes such as CDMA, the power control is
relatively less important in LTE. Nevertheless, adequate power contro l can improve
performance of the LTE system.
Therefore, the UE should use adequate power levels for data transmission in order not to
interfere with nearby cells. Likewise, the power level for each UE could be controlled for
reducing the inter-cell interference level.
In the LTE downlink, the eNB can reduce inter-cell interference by transmitting data at
adequate power levels according to the location of the UE and the MCS, which results in
improvement of the entire cell throughput.
MIMO
The eNB can support the MIMO by using multiple antennas. For this purpose, the channel
card of the eNB has the baseband part to process the MIMO, and individual RF paths can
be processed separately. The eNB supports various types of the MIMO to provide the highperformance data servic e.
The eNB uses multiple antennas to support the MIMO. MIMO has the following schemes.
Direction Item Description
Downlink SFBC (Space Frequency
Block Coding)
SM (Spatial Multiplexing) Different data are divided to multiple antenna paths for
This scheme implements the space-time block codi ng
(STBC) on frequency instead of on time for increased
transmission so as to increase the peak data rate.
(Each path uses the same time/frequen cy resource.)
- Single User (SU)-MIMO: The SM between one eNB and
one UE to increase peak data rate for one UE.
- Open-loop SM: The SM that works without the
Precoding Matrix Indicator (PMI) feedback of the UE
- Closed-loop SM: The SM that works with the Precoding
Matrix Indicator (PMI) feedback of the UE when the UE’s
channel is known or changes slow due to slow
Uplink UL Transmit A ntenna
Selection
Multi-User (MU) MIMO
or Collaborative MIMO
The 1 RF chain/2Tx antenna is used; and the eNB
notifies the UE what Tx antenna to use. (Closed-loop
The peak data rate of each UE is not increased but the
cell throughput is increased. In the uplink, two different
UEs use the same time/frequency resources for
transmitting different data at the same time. The eNB
uses a single Tx antenna for selecting two orthogonal
2.2.2 Call Processing Function
Cell Information Transmission
In a serving cell, the eNB periodically transmits a Master Information Block (MIB) and
System Information Blocks (SIBs), which are system information, to allow the UE that
receives them to perform proper call processing.
Call Control and Air Resource Assignment
The eNB allows the UE to be connected to or disconnected from the network.
When the UE is connected to or released from the network, the eNB transmits and receives
the signaling messages required for call processing to and from the UE via the Uu interface,
and to and from the EPC via the S1 interface.
When the UE connects to the network, the eNB performs call control and resource
allocation required for service. When the UE is disconnected from the network, the eNB
collects and releases the allocated resources.
The eNB supports intra-frequency or inter-frequency handover between intra-eNB cells,
X2 handover between eNBs, and S1 handover between eNBs. It also processes signaling
and bearer for handover. At intra-eNB handover, handover-related messages are transmitted
via internal eNB interfaces; at X2 handover, via the X2 interface; at S1 handover, via the
S1 interface.
To minimize user traffic loss during X2 and S1 handovers, the eNB performs the data
forwarding function. The source eNB provides two forwarding methods to the target eNB:
direct forwarding via the X2 interface and indirect forwarding via the S1 interface.
The eNB allows the UE to receive traffic without loss through the data forwarding method
at handover.
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CHAPTER 2. System Overview
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1.0
Handover Procedure
For more information on the handover procedure, see the ‘Message Flow’ section
below.
Admission Control (
AC)
The eNB provides capacity-based admission control and QoS-based admission control for
a bearer setup request from the EPC so that the system is not overloaded.
Capacity-based admission control
There is a threshold for the maximum number of connected UEs (new calls/handover
calls) and a threshold for the maximum number of connected bearers that can be
allowed in the eNB. Call admission is determined depending on whether the connected
UEs and bearers exceed the thresholds.
QoS-based admission control
The eNB determines whether to admit a call depending on the estimated PRB usage of
the newly requested bearer, the PRB usage status of the bearers in service, and the
maximum acceptance limit of the PRB (per bearer type, QCI, and UL/DL).
RLC ARQ
The eNB performs the ARQ function for the RLC Acknowledged Mode (AM) only.
When receiving and transmitting packet data, the RLC transmits the SDU by dividing it
into units of RLC PDU at the transmitting side and the packet is retransmitted (forwarded)
according to the ARQ feedback information received from the receiving side for increased
reliability of the data communication.
QoS Support
The eNB receives the QoS Class Identifier (QCI) in which the QoS characteristics of the
bearer are defined and the GBR, the MBR, and the Aggregated Maximum Bit Rate (UEAMBR) from the EPC. It provides the QoS for the wireless section between the UE and the
eNB and the backhaul section between the eNB and the S-GW.
V ia the air inte rface, it per f orm s retransmission
GBR/MBR/UE-AMBR values, priority of bearer defined in the QCI, and scheduling
considering packet delay budget, and the Packet Loss Error Rate (PLER).
V ia the back haul in terfac e, it per form s QCI -based packet classification, QCI to DSCP
mapping, and marking for the QoS. It provides queuing depending on mapping results, and
each queue transmits packets to the EPC according to a strict priority, etc.
In the Element Management System (EMS), in addition to the QCI predefined in the
specifications, operator-specific QCI and QCI-to-DSCP mapping can be set.
The eNB can provide the backhaul QoS when communicating with the EPC by supporting
the Differentiated Services (DiffServ).
The eNB supports 8 class DiffServ and mapping between the services classes of the user
traffic received from the MS and DiffServ classes. In addition, the eNB supports mapping
between the Differentiated Services Code Points (DSCP) and the 802.3 Ethernet MAC
service classes.
IP Routing
Since the eNB provides multiple Ethern et int erface s, it stor es in the rout ing table the
information on which Ethernet interface the IP packets will be routed to. The routing table
of the eNB is configured by the operator. The method for configuring the routing table is
similar to the standard router configuration method.
The eNB supports static routing settings, but does not support dynamic routing protocols
such as Open Shortest Path First (OSPF) or Border Gateway Protocol (BGP).
CHAPTER 2. System Overview
Ethernet/VLAN Interface
The eNB provides Ethernet interfaces and supports the static link grouping, Virtual Local
Area Network (VLAN), and Ethernet CoS functions that comply with IEEE 802.3ad for
Ethernet interfaces. The MAC bridge function defined in IEEE 802.1D is not supported.
The eNB allows multiple VLAN IDs to be set for an Ethernet interface. To support
Ethernet CoS, it maps the DSCP value of the IP header to the CoS value of the Ethernet
header for Tx packets.
2.2.4 SON Function
The SON function supports the self-configuration, se lf-establishment and self-optimization
function.
Self-Configuration and Self-Establishment
Self-configuration and self-establishment enable automatic setup of radio parameters and
automatic configuration from system ‘power-on’ to ‘in-service’, which minimizes the effort
in installing the system. The detailed functions are as follows.
Self-Configuration
− Self-configuration of Initial Physical Cell Identity (PCI)
− Self-configuration of initial neighbor information
− Self-configuration of initial Physical Random Access Channel (PRACH)
− Automatic software and configuration data loading
− Automatic S1/X2 setup
− Self-test
Self-Optimization
PCI auto-configuration
The SON server of the LSM is responsible for allocating the initial PCI in the selfestablishment procedure of a new eNB, detecting a problem automatically, and
selecting, changing, and setting a proper PCI when a PCI collision/confusion occurs
with the neighbor cells during operation.
Automatic Neighbor Relation (ANR) optimization
The ANR function minimizes the network operator’s effort to maintain the optimal
NRT by managing the NRT dynamically depending on grow/degrow of the neighbor
cells. This function automatically configures the initial NRT of each eNB and
recognizes environment changes, such as cell grow/degrow or new eNB installation
during operation to maintain the optimal NRT. In other words, the ANR function
updates the NRT for each eNB by automatically recognizing topology changes such as
new neighbor cell or eNB installation/uninstallation and adding or removing the
Neighbor Relation (NR) to or from the new neighbor cell.
Mobility robustness optimization
The mobility robustness optimization function is the function for improving handover
performance in the eNB by recognizing the problem that handover is triggered at the
incorrect time (e.g. too early or too late) before, after, or during handover depending
on UE mobility, or handover is triggered to the incorrect target cell (handover to the
wrong cell) and then by optimizing the handover parameters according to the reasons
for the problem.
Random Access Channel (RACH) optimization
The RACH Optimization (RO) function minimizes the access delay and interference
through dynamic management of the parameters related to random access.
The RO function is divided into the initial RACH setting operation and the operation
for optimizing parameters related to the RACH. The initial RACH setting operation is
for setting the preamble signatures and the initial time resource considering the
neighbor cells. The operation for optimizing parameters related to the RACH is for
estimating the RACH resources, such as time resource and subscriber transmission
power required for random access, that change depending on time, and for optimizing
the related parameters.