'%6 ,&5
,QVWDOODWLRQ *XLGH
,VVXH
'DWH
+8$:(, 7(&+12/2*,(6 &2 /7'
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG$OO ULJKWV UHVHUYHG
1R SDUW RI WKLV GRFXPHQW PD\ EH UHSURGXFHG RU WUDQVPLWWHG LQ DQ\ IRUP RU E\ DQ\ PHDQV ZLWKRXW SULRU ZULWWHQ FRQVHQW RI +XDZHL 7HFKQRORJLHV &R /WG
7UDGHPDUNV DQG 3HUPLVVLRQV
DQG RWKHU +XDZHL WUDGHPDUNV DUH WUDGHPDUNV RI +XDZHL 7HFKQRORJLHV &R /WG $OO RWKHU WUDGHPDUNV DQG WUDGH QDPHV PHQWLRQHG LQ WKLV GRFXPHQW DUH WKH SURSHUW\ RI WKHLU UHVSHFWLYH KROGHUV
1RWLFH
7KH SXUFKDVHG SURGXFWV VHUYLFHV DQG IHDWXUHV DUH VWLSXODWHG E\ WKH FRQWUDFW PDGH EHWZHHQ +XDZHL DQG WKH FXVWRPHU $OO RU SDUW RI WKH SURGXFWV VHUYLFHV DQG IHDWXUHV GHVFULEHG LQ WKLV GRFXPHQW PD\ QRW EH ZLWKLQ WKH SXUFKDVH VFRSH RU WKH XVDJH VFRSH 8QOHVV RWKHUZLVH VSHFLILHG LQ WKH FRQWUDFW DOO VWDWHPHQWV LQIRUPDWLRQ DQG UHFRPPHQGDWLRQV LQ WKLV GRFXPHQW DUH SURYLGHG $6 ,6 ZLWKRXW ZDUUDQWLHV JXDUDQWHHV RU UHSUHVHQWDWLRQV RI DQ\ NLQG HLWKHU H[SUHVV RU LPSOLHG
7KH LQIRUPDWLRQ LQ WKLV GRFXPHQW LV VXEMHFW WR FKDQJH ZLWKRXW QRWLFH (YHU\ HIIRUW KDV EHHQ PDGH LQ WKH SUHSDUDWLRQ RI WKLV GRFXPHQW WR HQVXUH DFFXUDF\ RI WKH FRQWHQWV EXW DOO VWDWHPHQWV LQIRUPDWLRQ DQG UHFRPPHQGDWLRQV LQ WKLV GRFXPHQW GR QRW FRQVWLWXWH WKH ZDUUDQW\ RI DQ\ NLQG H[SUHVV RU LPSOLHG
|
|
|
|
|
|
|
|
|
|
|
|
+XDZHL 7HFKQRORJLHV &R /WG
$GGUHVV +XDZHL ,QGXVWULDO %DVH %DQWLDQ /RQJJDQJ 6KHQ]KHQ 3HRSOH V 5HSXEOLF RI &KLQD
:HEVLWH KWWS ZZZ KXDZHL FRP
(PDLO VXSSRUW#KXDZHL FRP
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
L |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
'%6 ,&5 |
|
,QVWDOODWLRQ *XLGH |
$ERXW 7KLV 'RFXPHQW |
$ERXW 7KLV 'RFXPHQW
3XUSRVH
7KLV GRFXPHQW GHVFULEHV WKH SURFHGXUHV IRU LQVWDOOLQJ WKH '%6 GHYLFHV RQ WKH ,QGRRU &HQWUDOL]HG 5DFN ,&5
3URGXFW 9HUVLRQ
7KH IROORZLQJ WDEOH OLVWV WKH SURGXFW YHUVLRQV UHODWHG WR WKLV GRFXPHQW
3URGXFW 1DPH |
3URGXFW 9HUVLRQ |
|
|
'%6 |
9 5 |
|
|
'%6 :&'0$ |
9 5 |
|
|
'%6 /7( |
9 5 & |
|
|
'%6 *60 |
9 5 |
|
|
|
|
,QWHQGHG $XGLHQFH
7KLV GRFXPHQW LV LQWHQGHG IRU
z %DVH VWDWLRQ LQVWDOODWLRQ HQJLQHHUV
2UJDQL]DWLRQ
&KDQJHV LQ WKH '%6 ,&5 ,QVWDOODWLRQ *XLGH
,QVWDOODWLRQ 3UHSDUDWLRQV
7KLV FKDSWHU GHVFULEHV WKH WRROV DQG LQVWUXPHQWV UHTXLUHG IRU LQVWDOODWLRQ DQG WKH VNLOOV DQG SUHUHTXLVLWHV UHTXLUHG IRU RQVLWH LQVWDOODWLRQ HQJLQHHUV
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
LLL |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
|
'%6 ,&5 |
$ERXW 7KLV 'RFXPHQW |
,QVWDOODWLRQ *XLGH |
,QIRUPDWLRQ $ERXW WKH ,QVWDOODWLRQ
7KLV FKDSWHU GHVFULEHV WKH LQIRUPDWLRQ DERXW WKH LQVWDOODWLRQ LQFOXGLQJ H[WHULRU LQVWDOODWLRQ VFHQDULR DQG VSDFH UHTXLUHPHQWV
8QSDFNLQJ WKH (TXLSPHQW
8QSDFNDQGFKHFNWKHGHOLYHUHGHTXLSPHQWWRHQVXUHWKDWDOOWKHPDWHULDOVDUHLQFOXGHGDQGLQWDFW
2EWDLQLQJ WKH (61
7KH (OHFWURQLF 6HULDO 1XPEHU (61 LV D XQLTXH LGHQWLILHU RI D 1HWZRUN (OHPHQW 1( 5HFRUG WKH (61 IRU ODWHU FRPPLVVLRQLQJ RI WKH EDVH VWDWLRQ EHIRUH LQVWDOODWLRQ
,QVWDOODWLRQ 3URFHVV
7KLV VHFWLRQ GHVFULEHV WKH SURFHVV RI LQVWDOOLQJ WKH '%6 RQ WKH ,&5
$VVHPEOLQJ WKH ,)6
7KLV FKDSWHU GHVFULEHV WKH SURFHGXUH IRU DVVHPEOLQJ WKH ,)6
,QVWDOOLQJ WKH ,)6
7KLV FKDSWHU GHVFULEHV WKH SURFHGXUH IRU LQVWDOOLQJ WKH ,)6 RQ WKH FRQFUHWH IORRU DQG (6' IORRU
,QVWDOOLQJ WKH 0DLQ %UDFNHW IRU WKH 558
7KLV FKDSWHU GHVFULEHV WKH SURFHGXUH IRU LQVWDOOLQJ WKH PDLQ EUDFNHW IRU WKH '& 558 DQG $& 558
,QVWDOOLQJ WKH *36 6XUJH 3URWHFWRU
7KLV FKDSWHU GHVFULEHV WKH SURFHGXUH IRU LQVWDOOLQJ WKH *36 VXUJH SURWHFWRU
,QVWDOOLQJ WKH ,0%
7KLV FKDSWHU GHVFULEHV WKH SURFHGXUH IRU LQVWDOOLQJ WKH ,0%
,QVWDOOLQJ WKH (TXLSRWHQWLDO &DEOH DQG 3*1' &DEOH
7KLV FKDSWHU GHVFULEHV WKH SURFHGXUHV IRU LQVWDOOLQJ WKH HTXLSRWHQWLDO FDEOH DQG 3*1' FDEOH
,QVWDOOLQJ 'HYLFHV LQ WKH ,0%
7KLV FKDSWHU GHVFULEHV WKH LQVWDOODWLRQ RI WKH GHYLFHV LQ WKH ,0%
,QVWDOOLQJ WKH 558
7KLV VHFWLRQ GHVFULEHV WKH SURFHGXUH IRU LQVWDOOLQJ WKH $& 558 DQG '& 558
,QVWDOOLQJ &DEOHV
7KLV FKDSWHU GHVFULEHV WKH SURFHGXUH IRU LQVWDOOLQJ DOO WKH FDEOHV
&KHFNOLVW IRU WKH '%6 +DUGZDUH ,QVWDOODWLRQ
7KLV VHFWLRQ GHVFULEHV WKH FKHFNOLVW IRU WKH '%6 KDUGZDUH LQVWDOODWLRQ
3HUIRUPLQJ WKH '%6 3RZHU 2Q &KHFN
$IWHU DOO GHYLFHV DUH LQVWDOOHG \RX QHHG WR FKHFN WKH SRZHU RQ VWDWXV RI WKH %%8 DQG 558
,QVWDOOLQJ WKH &RYHU 3ODWH IRU WKH ,0%
LY |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
,VVXH |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
'%6 ,&5 |
|
,QVWDOODWLRQ *XLGH |
$ERXW 7KLV 'RFXPHQW |
7KLV VHFWLRQ GHVFULEHV WKH SURFHGXUH IRU LQVWDOOLQJ WKH FRYHU SODWH IRU WKH ,0%
&RQYHQWLRQV
6\PERO &RQYHQWLRQV
7KH V\PEROV WKDW PD\ EH IRXQG LQ WKLV GRFXPHQW DUH GHILQHG DV IROORZV
6\PERO |
'HVFULSWLRQ |
|
|
|
,QGLFDWHV D KD]DUG ZLWK D KLJK OHYHO RI ULVN ZKLFK LI QRW |
|
DYRLGHG ZLOO UHVXOW LQ GHDWK RU VHULRXV LQMXU\ |
|
|
|
,QGLFDWHV D KD]DUG ZLWK D PHGLXP RU ORZ OHYHO RI ULVN ZKLFK |
|
LI QRW DYRLGHG FRXOG UHVXOW LQ PLQRU RU PRGHUDWH LQMXU\ |
|
|
|
,QGLFDWHV D SRWHQWLDOO\ KD]DUGRXV VLWXDWLRQ ZKLFK LI QRW |
|
DYRLGHG FRXOG UHVXOW LQ HTXLSPHQW GDPDJH GDWD ORVV |
|
SHUIRUPDQFH GHJUDGDWLRQ RU XQH[SHFWHG UHVXOWV |
|
|
|
,QGLFDWHV D WLS WKDW PD\ KHOS \RX VROYH D SUREOHP RU VDYH |
|
WLPH |
|
|
|
3URYLGHV DGGLWLRQDO LQIRUPDWLRQ WR HPSKDVL]H RU VXSSOHPHQW |
|
LPSRUWDQW SRLQWV RI WKH PDLQ WH[W |
|
|
|
|
*HQHUDO &RQYHQWLRQV
7KH JHQHUDO FRQYHQWLRQV WKDW PD\ EH IRXQG LQ WKLV GRFXPHQW DUH GHILQHG DV IROORZV
&RQYHQWLRQ |
'HVFULSWLRQ |
|
|
7LPHV 1HZ 5RPDQ |
1RUPDO SDUDJUDSKV DUH LQ 7LPHV 1HZ 5RPDQ |
|
|
%ROGIDFH |
1DPHV RI ILOHV GLUHFWRULHV IROGHUV DQG XVHUV DUH LQ |
|
EROGIDFH )RU H[DPSOH ORJ LQ DV XVHU URRW |
|
|
,WDOLF |
%RRN WLWOHV DUH LQ LWDOLFV |
|
|
&RXULHU 1HZ |
([DPSOHV RI LQIRUPDWLRQ GLVSOD\HG RQ WKH VFUHHQ DUH LQ |
|
&RXULHU 1HZ |
|
|
|
|
&RPPDQG &RQYHQWLRQV
7KH FRPPDQG FRQYHQWLRQV WKDW PD\ EH IRXQG LQ WKLV GRFXPHQW DUH GHILQHG DV IROORZV
&RQYHQWLRQ |
'HVFULSWLRQ |
|
|
%ROGIDFH |
7KH NH\ZRUGV RI D FRPPDQG OLQH DUH LQ EROGIDFH |
|
|
,WDOLF |
&RPPDQG DUJXPHQWV DUH LQ LWDOLFV |
|
|
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
Y |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
|
|
'%6 ,&5 |
$ERXW 7KLV 'RFXPHQW |
,QVWDOODWLRQ *XLGH |
|
|
|
|
|
&RQYHQWLRQ |
'HVFULSWLRQ |
|
|
|
|
> @ |
,WHPV NH\ZRUGV RU DUJXPHQWV LQ EUDFNHWV > @ DUH RSWLRQDO |
|
|
|
|
^ [ _ \ _ ` |
2SWLRQDO LWHPV DUH JURXSHG LQ EUDFHV DQG VHSDUDWHG E\ |
|
|
YHUWLFDO EDUV 2QH LWHP LV VHOHFWHG |
|
|
|
|
> [ _ \ _ @ |
2SWLRQDO LWHPV DUH JURXSHG LQ EUDFNHWV DQG VHSDUDWHG E\ |
|
|
YHUWLFDO EDUV 2QH LWHP LV VHOHFWHG RU QR LWHP LV VHOHFWHG |
|
|
|
|
^ [ _ \ _ ` |
2SWLRQDO LWHPV DUH JURXSHG LQ EUDFHV DQG VHSDUDWHG E\ |
|
|
YHUWLFDO EDUV $ PLQLPXP RI RQH LWHP RU D PD[LPXP RI DOO |
|
|
LWHPV FDQ EH VHOHFWHG |
|
|
|
|
> [ _ \ _ @ |
2SWLRQDO LWHPV DUH JURXSHG LQ EUDFNHWV DQG VHSDUDWHG E\ |
|
|
YHUWLFDO EDUV 6HYHUDO LWHPV RU QR LWHP FDQ EH VHOHFWHG |
|
|
|
|
|
*8, &RQYHQWLRQV
7KH *8, FRQYHQWLRQV WKDW PD\ EH IRXQG LQ WKLV GRFXPHQW DUH GHILQHG DV IROORZV
&RQYHQWLRQ |
'HVFULSWLRQ |
|
|
%ROGIDFH |
%XWWRQV PHQXV SDUDPHWHUV WDEV ZLQGRZ DQG GLDORJ WLWOHV |
|
DUH LQ EROGIDFH )RU H[DPSOH FOLFN 2. |
|
|
! |
0XOWL OHYHO PHQXV DUH LQ EROGIDFH DQG VHSDUDWHG E\ WKH ! |
|
VLJQV )RU H[DPSOH FKRRVH )LOH ! &UHDWH ! )ROGHU |
|
|
|
|
.H\ERDUG 2SHUDWLRQV
7KH NH\ERDUG RSHUDWLRQV WKDW PD\ EH IRXQG LQ WKLV GRFXPHQW DUH GHILQHG DV IROORZV
)RUPDW |
'HVFULSWLRQ |
|
|
.H\ |
3UHVV WKH NH\ )RU H[DPSOH SUHVV (QWHU DQG SUHVV 7DE |
|
|
.H\ .H\ |
3UHVV WKH NH\V FRQFXUUHQWO\ )RU H[DPSOH SUHVVLQJ &WUO $OW |
|
$ PHDQV WKH WKUHH NH\V VKRXOG EH SUHVVHG FRQFXUUHQWO\ |
|
|
.H\ .H\ |
3UHVV WKH NH\V LQ WXUQ )RU H[DPSOH SUHVVLQJ $OW $ PHDQV |
|
WKH WZR NH\V VKRXOG EH SUHVVHG LQ WXUQ |
|
|
|
|
0RXVH 2SHUDWLRQV
7KH PRXVH RSHUDWLRQV WKDW PD\ EH IRXQG LQ WKLV GRFXPHQW DUH GHILQHG DV IROORZV
YL |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
,VVXH |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
'%6 ,&5 |
|
|
,QVWDOODWLRQ *XLGH |
$ERXW 7KLV 'RFXPHQW |
|
|
|
|
|
$FWLRQ |
'HVFULSWLRQ |
|
|
|
|
&OLFN |
6HOHFW DQG UHOHDVH WKH SULPDU\ PRXVH EXWWRQ ZLWKRXW PRYLQJ |
|
|
WKH SRLQWHU |
|
|
|
|
'RXEOH FOLFN |
3UHVV WKH SULPDU\ PRXVH EXWWRQ WZLFH FRQWLQXRXVO\ DQG |
|
|
TXLFNO\ ZLWKRXW PRYLQJ WKH SRLQWHU |
|
|
|
|
'UDJ |
3UHVV DQG KROG WKH SULPDU\ PRXVH EXWWRQ DQG PRYH WKH |
|
|
SRLQWHU WR D FHUWDLQ SRVLWLRQ |
|
|
|
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
YLL |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
'%6 ,&5 |
|
,QVWDOODWLRQ *XLGH |
&RQWHQWV |
&RQWHQWV
$ERXW 7KLV 'RFXPHQW LLL
&KDQJHV LQ WKH '%6 ,&5 ,QVWDOODWLRQ *XLGH
,QVWDOODWLRQ 3UHSDUDWLRQV
0DNLQJ 'RFXPHQWV$YDLODEOH
7RROV DQG ,QVWUXPHQWV
6NLOOV DQG 5HTXLUHPHQWV IRU 2QVLWH 3HUVRQQHO
,QIRUPDWLRQ$ERXW WKH ,QVWDOODWLRQ
2YHUYLHZ RI 'HYLFHV
,QVWDOODWLRQ 2SWLRQV
+HLJKW 5HVWULFWHG 6FHQDULR
+HLJKW 8QUHVWULFWHG 6FHQDULR
'LPHQVLRQV DQG ,QVWDOODWLRQ &OHDUDQFH 5HTXLUHPHQWV
8QSDFNLQJ WKH (TXLSPHQW
2EWDLQLQJ WKH (61
,QVWDOODWLRQ 3URFHVV
$VVHPEOLQJ WKH ,)6
,QVWDOOLQJ WKH ,)6
,QVWDOOLQJ WKH ,)6 RQ WKH &RQFUHWH )ORRU
,QVWDOOLQJ WKH ,)6 RQ WKH (6' )ORRU
,QVWDOOLQJ WKH DLQ %UDFNHW IRU WKH 558
,QVWDOOLQJ WKH 0DLQ %UDFNHW IRU WKH '& 558
,QVWDOOLQJ WKH 0DLQ %UDFNHW IRU WKH$& 558
,QVWDOOLQJ WKH *36 6XUJH 3URWHFWRU
,QVWDOOLQJ WKH , %
,QVWDOOLQJ WKH ,0% RQ WKH 8SSHU /HYHO 6HSDUDWHO\
,QVWDOOLQJ WKH ,0% RQ WKH /RZHU /HYHO 6HSDUDWHO\
,QVWDOOLQJ WKH ,0% V RQ WKH 8SSHU DQG /RZHU /HYHOV
,QVWDOOLQJ WKH (TXLSRWHQWLDO &DEOH DQG 3*1' &DEOH
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
L[ |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
|
'%6 ,&5 |
&RQWHQWV |
,QVWDOODWLRQ *XLGH |
,QVWDOOLQJ 'HYLFHV LQ WKH , %
,QVWDOOLQJ WKH %%8
,QVWDOOLQJ WKH '&'8 %
2SWLRQDO ,QVWDOOLQJ WKH 3RZHU (TXLSPHQW '& '&
2SWLRQDO ,QVWDOOLQJ WKH 3RZHU (TXLSPHQW$& '&
,QVWDOOLQJ WKH 558
,QVWDOOLQJ WKH '& 558
,QVWDOOLQJ WKH$& 558
,QVWDOOLQJ &DEOHV
&DEOLQJ 5HTXLUHPHQWV
&DEOH &RQQHFWLRQV
&DEOH &RQQHFWLRQV 9 '& 6L[ 558 V
&DEOH &RQQHFWLRQV 9 '& 6L[ 558 V
&DEOH &RQQHFWLRQV 9 '& 6L[ 558 V
&DEOH &RQQHFWLRQV 9 '& 6L[ 558 V
&DEOH &RQQHFWLRQV 9 '& 7KUHH 558 V 7KUHH 558 V
&DEOH &RQQHFWLRQV 9 '& 7KUHH 558 V 7KUHH 558 V
&DEOH &RQQHFWLRQV 9 7KUHH 558 V 7KUHH 558 V
&DEOH &RQQHFWLRQV 9 '& 7KUHH 558 V 7KUHH 558 V
&DEOH &RQQHFWLRQV 9 '& 7KUHH 558 V 7KUHH 558 V
&DEOH &RQQHFWLRQV 9 '& 6L[ 558 V 6L[ 558 V
&DEOH &RQQHFWLRQV 9 '& 6L[ 558 V 6L[ 558 V
&DEOH &RQQHFWLRQV 9 '& 6L[ 558 V 6L[ 558 V
&DEOH &RQQHFWLRQV 9 '& 6L[ 558 V 6L[ 558 V
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
&KHFNOLVW IRU WKH '%6 +DUGZDUH ,QVWDOODWLRQ
3HUIRUPLQJ WKH '%6 3RZHU 2Q &KHFN
[ |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
,VVXH |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
'%6 ,&5 |
|
,QVWDOODWLRQ *XLGH |
&RQWHQWV |
,QVWDOOLQJ WKH &RYHU 3ODWH IRU WKH , %
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
[L |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
'%6 ,&5 |
|
,QVWDOODWLRQ *XLGH |
)LJXUHV |
)LJXUHV
)LJXUH '&'8 %
)LJXUH %%8
)LJXUH 558
)LJXUH 3RZHU HTXLSPHQW$& '&
)LJXUH 3RZHU HTXLSPHQW '& '&
)LJXUH +HLJKW UHVWULFWHG VFHQDULR
)LJXUH +HLJKW UHVWULFWHG VFHQDULR 9 '&
)LJXUH +HLJKW UHVWULFWHG VFHQDULR 9 '&
)LJXUH +HLJKW UHVWULFWHG VFHQDULR 9 '&
)LJXUH ,QVWDOODWLRQ RI WKH '& 558V RQ WKH ,)6
)LJXUH +HLJKW UHVWULFWHG VFHQDULR 9$&
)LJXUH +HLJKW UHVWULFWHG VFHQDULR 9$&
)LJXUH ,QVWDOODWLRQ RI WKH '& 558 RQ WKH ,)6
)LJXUH ,QVWDOODWLRQ RI$& 558V RQ WKH ,)6
)LJXUH +HLJKW UHVWULFWHG VFHQDULR 9 '&
)LJXUH +HLJKW UHVWULFWHG VFHQDULR 9 '&
)LJXUH ,QVWDOODWLRQ RI WKH '& 558V RQ WKH ,)6
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR 9 '&
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR 9 '&
)LJXUH +HLJKW XQUHVWULFWHG WULSOH PRGH VFHQDULR 9 '&
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR 9 '&
)LJXUH +HLJKW XQUHVWULFWHG WULSOH PRGH VFHQDULR 9 '&
)LJXUH ,QVWDOODWLRQ RI WKH '& 558V RQ WKH ,)6
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR 9$&
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR 9$&
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR 9$&
)LJXUH +HLJKW XQUHVWULFWHG WULSOH PRGH VFHQDULR 9$&
)LJXUH ,QVWDOODWLRQ RI WKH '& 558V RQ WKH ,)6
)LJXUH ,QVWDOODWLRQ RI$& 558V RQ WKH ,)6
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR 9 '&
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR 9 '&
)LJXUH +HLJKW XQUHVWULFWHG VFHQDULR 9 '&
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
[LLL |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
|
'%6 ,&5 |
)LJXUHV |
,QVWDOODWLRQ *XLGH |
)LJXUH +HLJKW XQUHVWULFWHG WULSOH PRGH VFHQDULR 9 '&
)LJXUH ,QVWDOODWLRQ RI WKH '& 558V RQ WKH ,)6
)LJXUH 'LPHQVLRQV RI WKH ,)6
)LJXUH 'LPHQVLRQV RI WKH ,0%
)LJXUH 5HFRPPHQGHG FOHDUDQFH IRU WKH ,&5 '& 558 EDVHG
)LJXUH 5HFRPPHQGHG FOHDUDQFH IRU WKH ,&5$& 558 EDVHG
)LJXUH 0LQLPXP FOHDUDQFH IRU WKH ,&5 LQ WKH KHLJKW XQUHVWULFWHG VFHQDULR
)LJXUH 0LQLPXP FOHDUDQFH IRU WKH ,&5 LQ WKH KHLJKW UHVWULFWHG VFHQDULR
)LJXUH 0LQLPXP FOHDUDQFH IRU WKH ,&5$& 558 EDVHG
)LJXUH &OHDUDQFH UHTXLUHPHQWV IRU FRPELQHG FDELQHWV
)LJXUH 2EWDLQLQJ WKH (61
)LJXUH 2EWDLQLQJ WKH (61
)LJXUH ,QVWDOODWLRQ SURFHVV
)LJXUH ,QVWDOOLQJ WKH UHDU IHHW
)LJXUH ,QVWDOOLQJ WKH IURQW IHHW
)LJXUH 0RYLQJ GRZQ WKH DGMXVWDEOH EHDP
)LJXUH ,QVWDOOLQJ WKH FDEOH UDFN
)LJXUH ,QVWDOOLQJ WKH DGDSWLQJ SLHFH IRU WKH *36 VXUJH SURWHFWRU
)LJXUH 0DUNLQJ DQFKRU SRLQWV
)LJXUH 'ULOOLQJ KROHV
)LJXUH $VVHPEOLQJ DQ H[SDQVLRQ EROW
)LJXUH ,QVWDOOLQJ DQ H[SDQVLRQ EROW
)LJXUH 5HPRYLQJ D EROW
)LJXUH ,QVWDOOLQJ WKH EROWV
)LJXUH 3UH WLJKWHQLQJ WKH EROWV
)LJXUH &KHFNLQJ DQG DGMXVWLQJ WKH OHYHO RI WKH ,)6
)LJXUH 7LJKWHQLQJ WKH EROWV
)LJXUH 6XSSRUW IRU LQVWDOOLQJ WKH (6' IORRU
)LJXUH 0DUNLQJ DQFKRU SRLQWV
)LJXUH 'ULOOLQJ KROHV
)LJXUH ,QVWDOOLQJ WKH VXSSRUW
)LJXUH 5HPRYLQJ WKH EROWV
)LJXUH ,QVWDOO WKH ,)6
)LJXUH 3UH WLJKWHQLQJ WKH EROWV
)LJXUH &KHFNLQJ DQG DGMXVWLQJ WKH OHYHO RI WKH ,&5
)LJXUH 7LJKWHQLQJ WKH EROWV
)LJXUH 0DLQ DQG DX[LOLDU\ EUDFNHWV IRU WKH 558
)LJXUH ,QVWDOOLQJ WKH PDLQ EUDFNHW LQ WKH KHLJKW XQUHVWULFWHG VFHQDULR
)LJXUH ,QVWDOOLQJ WKH PDLQ EUDFNHW LQ WKH KHLJKW UHVWULFWHG VFHQDULR
)LJXUH ,QVWDOOLQJ WKH PDLQ EUDFNHW LQ WKH KHLJKW XQUHVWULFWHG VFHQDULR
)LJXUH ,QVWDOOLQJ WKH PDLQ EUDFNHW LQ WKH KHLJKW UHVWULFWHG VFHQDULR
)LJXUH *36 VXUJH SURWHFWRU
[LY |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
,VVXH |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
'%6 ,&5 |
|
,QVWDOODWLRQ *XLGH |
)LJXUHV |
)LJXUH 5HPRYLQJ WKH LQVHUW QXW DQG WRRWKHG ZDVKHU
)LJXUH ,QVWDOOLQJ WKH FRQQHFWRU
)LJXUH ,QVWDOOLQJ WKH *36 VXUJH SURWHFWRU
)LJXUH ,QVWDOOLQJ WKH 3*1' FDEOH IRU WKH *36 VXUJH SURWHFWRU
)LJXUH 5HPRYLQJ WKH SURWHFWLRQ SODWHV
)LJXUH ,QVWDOOLQJ PRXQWLQJ HDUV KRUL]RQWDOO\
)LJXUH 6HFXULQJ WKH ,0% WR WKH IHHW RI WKH ,&5
)LJXUH 5HPRYLQJ WKH SURWHFWLRQ SODWHV
)LJXUH ,QVWDOOLQJ PRXQWLQJ HDUV YHUWLFDOO\
)LJXUH 6HFXULQJ WKH ,0% RQ WKH IHHW RI WKH ,&5
)LJXUH 5HPRYLQJ WKH SURWHFWLRQ SODWHV IURP WKH ORZHU OHYHO ,0%
)LJXUH ,QVWDOOLQJ PRXQWLQJ HDUV YHUWLFDOO\
)LJXUH 6HFXULQJ WKH ,0% WR WKH IHHW RI WKH ,&5
)LJXUH 5HPRYLQJ WKH SURWHFWLRQ SODWHV IURP WKH XSSHU OHYHO ,0%
)LJXUH ,QVWDOOLQJ PRXQWLQJ HDUV KRUL]RQWDOO\ RQ WKH XSSHU OHYHO ,0%
)LJXUH 6HFXULQJ WKH ,0% WR WKH IHHW RI WKH ,&5
)LJXUH ,QVWDOODWLRQ RI WKH HTXLSRWHQWLDO FDEOH DQG 3*1' FDEOH
)LJXUH &RQILJXUDWLRQV RI WKH VORWV LQ WKH ,0%
)LJXUH 5HPRYLQJ WKH PRXQWLQJ HDUV
)LJXUH ,QVWDOOLQJ WKH PRXQWLQJ HDUV UHYHUVHO\
)LJXUH ,QVWDOOLQJ WKH %%8 LQWR WKH VORW LQ WKH ,0%
)LJXUH ,QVWDOOLQJ WKH '&'8 % LQWR WKH VORW LQ WKH ,0%
)LJXUH ,QVWDOOLQJ WKH 3*1' FDEOH IRU WKH '&'8 %
)LJXUH 5HLQVWDOOLQJ WKH PRXQWLQJ HDUV
)LJXUH ,QVWDOOLQJ WKH SRZHU HTXLSPHQW '& '& LQ WKH ,0%
)LJXUH ,QVWDOOLQJ WKH 3*1' FDEOH IRU WKH SRZHU HTXLSPHQW '& '&
)LJXUH ,QVWDOOLQJ WKH SRZHU HTXLSPHQW$& '& LQ WKH ,0%
)LJXUH ,QVWDOOLQJ WKH 3*1' FDEOH IRU WKH SRZHU HTXLSPHQW$& '&
)LJXUH 5HPRYLQJ WKH DGDSWLQJ SLHFH DQG FRYHU SODWH
)LJXUH 5HPRYLQJ WKH VFUHZV
)LJXUH 5HLQVWDOOLQJ WKH DGDSWLQJ SLHFH DQG FRYHU SODWH
)LJXUH &RQQHFWLQJ WKH 3*1' FDEOH IRU WKH 558 WR WKH ZLULQJ WHUPLQDO DW WKH ERWWRP
)LJXUH ,QVWDOOLQJ WKH 558 RQ WKH PDLQ EUDFNHW
)LJXUH ,QVWDOOLQJ VL[ 558V
)LJXUH &RQQHFWLQJ WKH 3*1' FDEOH IRU WKH 558 WR WKH ZLULQJ WHUPLQDO DW WKH ERWWRP
)LJXUH ,QVWDOOLQJ WKH$& 558 RQ WKH PDLQ EUDFNHW
)LJXUH &DEOH FRQQHFWLRQV 9 '& VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV 9 '& VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV 9 '& VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV 9 '& VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV LQ WKH GXDO PRGH VFHQDULR 9 WKUHH 558 V WKUHH 558 V
)LJXUH &DEOH &RQQHFWLRQV LQ WULSOH PRGH VFHQDULR 9 '& 7KUHH 558 V 7KUHH 558 V
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
[Y |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
|
'%6 ,&5 |
)LJXUHV |
,QVWDOODWLRQ *XLGH |
)LJXUH &DEOH FRQQHFWLRQV 9 '& WKUHH 558 V WKUHH 558 V
)LJXUH &DEOH FRQQHFWLRQV LQ WKH GXDO PRGH VFHQDULR 9 WKUHH 558 V WKUHH 558 V
)LJXUH &DEOH FRQQHFWLRQV LQ WKH WULSOH PRGH VFHQDULR 9 WKUHH 558 V WKUHH 558 V
)LJXUH &DEOH FRQQHFWLRQV 9 '& WKUHH 558 V WKUHH 558 V
)LJXUH &DEOH FRQQHFWLRQV 9 '& WKUHH 558 V WKUHH 558 V
)LJXUH &DEOH FRQQHFWLRQV 9 '& VL[ 558 V VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV LQ WKH GXDO PRGH VFHQDULR 9 VL[ 558 V VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV LQ WKH *60 /7( VFHQDULR 9 VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV LQ WKH 8076 2QO\ VFHQDULR 9 VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV LQ WKH GXDO PRGH VFHQDULR 9 VL[ 558 V VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV LQ WKH *60 8076 2QO\ VFHQDULR 9 '& VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV LQ WKH /7( 2QO\ VFHQDULR 9 '& VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV 9 '& VL[ 558 V VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV 9 '& VL[ 558 V VL[ 558 V
)LJXUH &DEOH FRQQHFWLRQV$& 558
)LJXUH &DEOH FRQQHFWLRQV 9$&
)LJXUH &DEOH FRQQHFWLRQV 9 '&
)LJXUH 3URFHVV RI LQVWDOOLQJ WKH ,&5 UHODWHG FDEOHV
)LJXUH &DEOH URXWHV
)LJXUH &RQQHFWLRQV RI WKH 3*1' FDEOHV IRU WKH '& 558
)LJXUH &RQQHFWLRQV RI WKH 3*1' FDEOHV IRU WKH$& 558
)LJXUH ,QVWDOOLQJ WKH SRZHU FDEOH IRU WKH %%8
)LJXUH ,QVWDOOLQJ WKH LQSXW SRZHU FDEOH
)LJXUH ,QVWDOOLQJ WKH SRZHU FDEOH DQG PRQLWRULQJ VLJQDO FDEOH 9 '&
)LJXUH ,QVWDOOLQJ WKH SRZHU FDEOH DQG PRQLWRULQJ VLJQDO FDEOH 9$&
)LJXUH &RQQHFWLRQV RI WKH SRZHU FDEOH IRU WKH '& 558
)LJXUH &RQQHFWLRQV RI WKH SRZHU FDEOH IRU WKH$& 558
)LJXUH &RQQHFWLRQV RI WKH ( 7 FDEOH
)LJXUH ,QVWDOOLQJ WKH RSWLFDO PRGXOH
)LJXUH &RQQHFWLRQV RI WKH &35, RSWLFDO FDEOH IRU VL[ '& 558V
)LJXUH &RQQHFWLRQV RI WKH &35, RSWLFDO FDEOH IRU '& 558V
)LJXUH ,QVWDOOLQJ WKH RSWLFDO PRGXOH
)LJXUH &RQQHFWLRQV RI WKH &35, RSWLFDO FDEOH IRU$& 558V
)LJXUH &RQQHFWLRQV RI WKH DQWHQQD MXPSHU IRU WKH '& 558
)LJXUH &RQQHFWLRQV RI WKH DQWHQQD MXPSHU IRU WKH$& 558
)LJXUH *36 FORFN VLJQDO FDEOH
)LJXUH %%8 SRZHU RQ FKHFN SURFHVV
)LJXUH 558 SRZHU RQ FKHFN SURFHVV
)LJXUH ,QVWDOOLQJ WKH FRYHU SODWH
)LJXUH 6HFXULQJ WKH FRYHU SODWH
[YL |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
,VVXH |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
'%6 ,&5 |
|
,QVWDOODWLRQ *XLGH |
7DEOHV |
7DEOHV
7DEOH ,QVWDOODWLRQ RI WKUHH 558V RQ WKH ORZHU SDUW RI WKH ,)6 E\ GHIDXOW
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI WKUHH 558V RQ WKH ORZHU SDUW RI WKH ,)6 E\ GHIDXOW
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI WKUHH 558V RQ WKH ORZHU SDUW RI WKH ,)6 E\ GHIDXOW
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI WKUHH 558V RQ WKH ORZHU SDUW RI WKH ,)6 E\ GHIDXOW
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI VL[ 558V LQ *60 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI VL[ 558V LQ *60 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI WKUHH 558V RQ WKH ORZHU SDUW RI WKH ,)6 E\ GHIDXOW
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH ,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI VL[ 558V LQ *60 8076 /7( PRGH
7DEOH ,QVWDOODWLRQ RI WKUHH 558V RQ WKH ORZHU SDUW RI WKH ,)6 E\ GHIDXOW
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
[YLL |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
|
'%6 ,&5 |
7DEOHV |
,QVWDOODWLRQ *XLGH |
7DEOH,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH,QVWDOODWLRQ RI 558V LQ *60 8076 PRGH
7DEOH,QVWDOODWLRQ RI 558V LQ *60 /7( PRGH
7DEOH,QVWDOODWLRQ RI 558V LQ 8076 /7( PRGH
7DEOH,QVWDOODWLRQ RI 558V LQ *60 8076 /7( PRGH
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH&DEOH GHVFULSWLRQ
7DEOH+DUGZDUH LQVWDOODWLRQ FKHFNOLVW
[YLLL |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
,VVXH |
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|
'%6 ,&5 |
|
,QVWDOODWLRQ *XLGH |
&KDQJHV LQ WKH '%6 ,&5 ,QVWDOODWLRQ *XLGH |
&KDQJHV LQ WKH '%6 ,&5 ,QVWDOODWLRQ
*XLGH
7KLV LV WKH ILUVW RIILFLDO UHOHDVH &RPSDUHG ZLWK 'UDIW $ QR FRQWHQW LV FKDQJHG &RPSDUHG ZLWK 'UDIW $ QR FRQWHQW LV DGGHG &RPSDUHG ZLWK 'UDIW $ QR FRQWHQW LV GHOHWHG
'UDIW$
7KLV LV WKH GUDIW LVVXH
&RPSDUHG ZLWK 0%76 9 5 & :&'0$ 1RGH% 9 5 & *60 %76 9 5 & DQG H1RGH% 9 5 & WKLV LVVXH LQFRUSRUDWHV WKH IROORZLQJ FKDQJHV
&RQWHQW |
&KDQJH 'HVFULSWLRQ |
|
|
,QVWDOODWLRQ 2SWLRQV |
7KH VWUXFWXUH RI WKH VHFWLRQ LV FKDQJHG |
|
|
|
|
&RPSDUHG ZLWK 0%76 9 5 & :&'0$ 1RGH% 9 5 & *60 %76 9 5 & DQG H1RGH% 9 5 & WKLV LVVXH LV DGGHG ZLWK WKH IROORZLQJ WRSLFV
z7KH WULSOH PRGH LQVWDOODWLRQ VFHQDULR LV DGGHG
z7KH FDEOH FRQQHFWLRQV LQ WKH WULSOH PRGH LQVWDOODWLRQ VFHQDULR LV DGGHG
&RPSDUHG ZLWK 0%76 9 5 & :&'0$ 1RGH% 9 5 & *60 %76 9 5 & DQG H1RGH% 9 5 & QR FRQWHQW LV GHOHWHG
,VVXH |
+XDZHL 3URSULHWDU\ DQG &RQILGHQWLDO |
|
|
&RS\ULJKW +XDZHL 7HFKQRORJLHV &R /WG |
|