Huawei LUNA2000 User Manual

Evaluation Report of Environmental Directives Compliance

Security Level: Confidential

Report No.: SYBH(G)06950162

Huawei Technologies Co., Ltd

Page 1 of 27

Product Name

See Page 3

Product Model

LUNA2000-5KW-C0 LUNA2000-5-E0 LUNA2000-5KW-NHC0 LUNA2000-5-NHE0

Report Number

SYBH(G)06950162

Reliability Laboratory of Huawei Technologies Co., Ltd.

(Global Compliance and Testing Center of Huawei Technologies Co., Ltd.)

No.2, New City Avenue, Songshan Lake Sci. & Tech. Industry Park, Dongguan, 523808, P.R.C

Tel: +86 769 23830808 Fax: +86 769 23837628

Evaluation Report of Environmental

Directives Compliance

Evaluation Report of Environmental Directives Compliance

Security Level: Confidential

Report No.: SYBH(G)06950162

Huawei Technologies Co., Ltd

Page 2 of 27

Notice

1. The laboratory (Reliability Lab of Huawei Technologies Co., Ltd) is also named “Global Compliance and Testing Center of Huawei Technologies Co., Ltd”, the both names have coexisted since 2009.

2. The evaluation report is invalid if not marked with the signatures of the persons responsible for preparing and approving the report.

3. The evaluation report is invalid if there is any evidence of erasure and/or falsification.

4. The evaluation report is based on the completeness and adequacy of the data and information submitted by the applicant to Reliability Lab. Reliability Lab has not verified and will not be responsible for the accuracy or their true representation of the data and information submitted by applicant. The applicant shall make its/his/her own judgment as to whether the information provided in this evaluation report is sufficient for its/his/her purposes.

5. Content of the evaluation report, in part or in full, cannot be used for publicity and/or promotional purposes without prior written approval from the laboratory.

Evaluation Report of Environmental Directives Compliance

Security Level: Confidential

Report No.: SYBH(G)06950162

Huawei Technologies Co., Ltd

Page 3 of 27

Applicant

Huawei Technologies Co., Ltd.

Address

Administration Building, Headquarters of Huawei Technologies Co., Ltd., Bantian, Longgang District, Shenzhen, 518129, P.R.C

Product Name

1) Energy Storage, Power Module, LUNA2000-5KW-C0, Including Flooring Bracket;

2) Energy Storage, Battery Module, LUNA2000-5-E0, 5kWh;

3) Energy Storage, Power Module, LUNA2000-5KWNHC0, Including Flooring Bracket;

4) Energy Storage, Battery Module, LUNA2000-5-NHE0, 5kWh

Product Model

LUNA2000-5KW-C0, LUNA2000-5-E0 LUNA2000-5KW-NHC0, LUNA2000-5-NHE0

Date of Receipt Sample

2020-09-16

Start Date of Evaluation

2020-09-16

End Date of Evaluation

2020-09-19

Evaluation Result

Regulation

Conclusion

2011/65/EU& (EU) 2015/863 (EU RoHS) & other RoHS directives in other countries

Complies

Regulation (EC) No 1907/2006 (REACH) SVHC for Product

See Clause 5.4 94/62/EC& 2004/12/EC for Packaging

Material

Complies 2012/19/EU (WEEE) ANNEX V & ANNEX IX

Complies

Huawei Requirements of Restricted Substances (Including Annex XVII of REACH)

Complies

2006/66/EC& 2013/56/EU on batteries and accumulators

Complies

Approved by Senior Engineer:

2020-09-21

Zhang Jiaojiao

Date

Name

Signature

Prepared by:

2020-09-21

Li Yeshuang

Date

Name

Signature

Evaluation Report of Environmental Directives Compliance

Security Level: Confidential

Report No.: SYBH(G)06950162

Huawei Technologies Co., Ltd

Page 4 of 27

No.

Last Report No.

Modification Description

N/A

First report

Modification Record

Remark: This report is evaluated based on the documents and declarations of material environmental compliance

provided by the applicant.

Evaluation Report of Environmental Directives Compliance

Security Level: Confidential

Report No.: SYBH(G)06950162

Huawei Technologies Co., Ltd

Page 5 of 27

No.

Abbreviations

Full spelling

RoHS

the Restriction of the use of certain hazardous substances in electrical and electronic equipment

REACH

REGULATION concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals

SVHC

Substances of Very High Concern

WEEE

Waste Electrical and Electronic Equipment

MCD

Material Composition Declaration

BOM

Bill of Material

PDM

Product Data Management

ppm

parts per million

Not Applicable

Not detected (Less than the method limits for the test lab)

Recovery, Reuse and Recycling

List of abbreviations

Evaluation Report of Environmental Directives Compliance

Security Level: Confidential

Report No.: SYBH(G)06950162

Huawei Technologies Co., Ltd

Page 6 of 27

Contents

1 GENERAL INFORMATION .................................................................................................................................... 7

1.1 APPLIED STANDARD .................................................................................................................................................. 7

1.2 EVALUATION LOCATION ............................................................................................................................................. 7

1.3 EVALUATION ENVIRONMENT CONDITION ...................................................................................................................... 7

2 PRODUCT PHOTO ............................................................................................................................................... 8

3 REVIEW OF DOCUMENTS OF CONFORMITY ........................................................................................................ 8

4 ROHS EVALUATION OF PRODUCT ....................................................................................................................... 9

4.1 EVALUATION OF MATERIALS / SAMPLES ....................................................................................................................... 9

4.2 TEST ITEMS AND METHODS OF THE HIGH RISK MATERIALS ............................................................................................ 10

4.3 ROHS REQUIREMENTS ............................................................................................................................................. 10

5 REACH SVHC EVALUATION ............................................................................................................................... 11

5.1 SVHCS IN A CONCENTRATION ABOVE 0.1% (W/W) OF ARTICLE ...................................................................................... 11

5.2 LIST OF SVHC ........................................................................................................................................................ 11

5.3 REQUIREMENTS OF SVHC ........................................................................................................................................ 11

5.4 CONCLUSION .......................................................................................................................................................... 12

6 EVALUATION OF PACKAGING MATERIAL .......................................................................................................... 12

6.1 REQUIREMENTS OF PACKAGING MATERIAL FOR RESTRICTED SUBSTANCE ............................................................................ 12

6.2 EVALUATION RESULTS OF PACKAGING MATERIAL ......................................................................................................... 12

7 EVALUATION OF BATTERY ................................................................................................................................ 13

7.1 REQUIREMENTS OF BATTERY FOR RESTRICTED SUBSTANCE .............................................................................................. 13

7.2 EVALUATION RESULTS OF BATTERY ............................................................................................................................ 13

8 EVALUATION OF OTHER RESTRICTED SUBSTANCE ............................................................................................ 13

8.1 HUAWEI’S REQUIREMENTS FOR RESTRICTED SUBSTANCE ................................................................................................ 13

8.2 EVALUATION OF MATERIALS / SAMPLES ..................................................................................................................... 17

8.3 CONCLUSION .......................................................................................................................................................... 17

9 WEEE EVALUATION .......................................................................................................................................... 17

9.1 WEEE 3R (RECOVERY, RECYCLING & REUSE) EVALUATION ........................................................................................... 17

9.2 WEEE LABEL EVALUATION ....................................................................................................................................... 23

10 COMPLIANCE RESULTS IN OTHER COUNTRIES .................................................................................................. 24

10.1 RESTRICTED SUBSTANCES INFORMATION IN PRODUCT ................................................................................................... 24

10.2 RESTRICTED SUBSTANCES COMPLIANCE RESULTS IN OTHER COUNTRIES............................................................................ 25

ANNEXⅠ CONFIGURATION OF PRODUCT ................................................................................................................. 27

Evaluation Report of Environmental Directives Compliance

Security Level: Confidential

Report No.: SYBH(G)06950162

Huawei Technologies Co., Ltd

Page 7 of 27

1.1 Applied Standard

Applied Product Directives & Standards

2011/65/EU& (EU) 2015/863 (EU RoHS) & EN50581 Regulation (EC) No 1907/2006 (EU REACH) 2006/66/EC& 2013/56/EU (Battery Directive) 94/62/EC (Packaging Directive) Huawei’s Requirements for Restricted Substances China RoHS 2012/19/EU (WEEE) Similar RoHS Directives in other countries

Test Methods

See detailed evaluation contents

1.2 Evaluation Location

Evaluation Location

Reliability Laboratory of Huawei Technologies Co., Ltd.

Address

No.2, New City Avenue, Songshan Lake Sci. & Tech. Industry Park, Dongguan, 523808, P.R.C

1.3 Evaluation Environment Condition

Ambient Temperature

15~35℃

Relative Humidity

25%~75%

Atmospheric Pressure

86~106KPa

1 General Information

Evaluation Report of Environmental Directives Compliance

Security Level: Confidential

Report No.: SYBH(G)06950162

Huawei Technologies Co., Ltd

Page 8 of 27

Material Descriptions

Reason of Non-compliance

Conclusion

All Materials

Complies

2 Product Photo

LUNA2000-5KW-C0 & LUNA2000-5KW-NHC0

LUNA2000-5-E0 & LUNA2000-5-NHE0

3 Review of Documents of Conformity

According to European Standard of EN50581: 2012, the manufacturer should collect supplier declarations and/or contractual agreements, and/or material declarations and/or analytical test results from all suppliers.

As per Huawei’s requirements of material compliance, all suppliers should sign Quality and Environment Assurance Agreement and Indemnity Agreement for Quality and Environment Problems of Supplier’s Materials and/or provide Declaration of Non-use of Restricted Substances which declare suppliers’

products meet Huawei’s environmental requirement, including RoHS requirements, REACH

requirements, packaging requirements, battery requirements and other Huawei’s special requirements,

and provide MCD (Material Composition Declaration) and the test reports of high-risk materials to prove that their products comply with the requirements of Huawei.

In the process of environmental compliance evaluation, all suppliers’ documents were evaluated according to Huawei’s requirements, and all results were described in table below.

Table 1 Evaluation Results of Documents of Conformity

Evaluation Report of Environmental Directives Compliance

Security Level: Confidential

Report No.: SYBH(G)06950162

Huawei Technologies Co., Ltd

Page 9 of 27

Item

Evaluation of High Risk Materials / Samples#1

High Risk Material

Information

Amount

High Risk Samples in

Product#2

Tested Samples

Failed Samples

LUNA2000-5KW-C0

LUNA2000-5KW-NHC0

LUNA2000-5-E0

LUNA2000-5-NHE0

Result#3

Complies

Evaluation results were based on the configuration of the product (See Annex Ⅰ).

#2 : As per Huawei’s “Product RoHS Certification Guide” , “Annex A in IEC62321” and “Annex D in GB/T26572”, the high risk materials include solder (Pb), plating layer (Pb, Cr(Ⅵ)), plastic colorant (Pb, Cd and Cr(Ⅵ)), ABS (Acrylonitrile Butadiene Styrene) plastic (PBDE), PVC (Polyvinyl Chloride) plastic (Pb, Cd), PP (Polypropylene) plastic (PBDE), PET (Polyester Terephthalate) plastic (PBDE), PBT (Polybutylene Terephthalate) plastic (PBDE), coatings (Pb), cable jacketing and other soft plastics (phthalate substances such as DEHP, BBP, DBP and DIBP) and alloy (Pb, Cd and Cr(Ⅵ)).

#3 : The results based on the evaluation results and the exemptions in EU RoHS Directives, and all

exemptions applied to the evaluated product materials were taken as “Pass” for the evaluation

results.

Material

Descriptions

Content of Restricted Substances (ppm)

Remark: NA = Not Applicable

4 RoHS Evaluation of Product

4.1 Evaluation of Materials / Samples

According to the European Standard of EN50581: 2012, the high-risk materials should be tested during the RoHS certification process and all materials (the non-risk materials and high-risk materials) were evaluated according to Huawei’s requirements (See clause 3). As per the Directive 2011/65/EU and their amendments (RoHS Directive) and other RoHS directives in other countries, the evaluation results were summarized in table below based on the product’s Bill of Material (BOM) and tested results provided by the applicant.

(1) High Risk Materials / Samples Information

Table 2 Evaluation results of high risk materials / samples for RoHS

Remark:

(2) Information of Failed Sample From the part fulfil RoHS attribute in PDM System (pdm.huawei.com), MCD (Material Composition

Declaration) in Huawei InSight System (insight.huawei.com) and the test report submitted by suppliers and applicant, the contents of restricted substances in EU RoHS are listed in table below.

Table 3 Contents of Restricted Substance in Failed Sample

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