Huawei LUNA2000 User Manual

Evaluation Report of Environmental Directives Compliance

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Page 1 of 27

Product Name

:

See Page 3

Product Model

:

LUNA2000-5KW-C0
LUNA2000-5-E0
LUNA2000-5KW-NHC0
LUNA2000-5-NHE0

Report Number

:

SYBH(G)06950162

Reliability Laboratory of Huawei Technologies Co., Ltd.

(Global Compliance and Testing Center of Huawei Technologies Co., Ltd.)

No.2, New City Avenue, Songshan Lake Sci. & Tech. Industry Park, Dongguan, 523808, P.R.C

Tel: [phone] Fax: [phone]

Evaluation Report of Environmental

Directives Compliance

Evaluation Report of Environmental Directives Compliance

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Notice

1. The laboratory (Reliability Lab of Huawei Technologies Co., Ltd) is also named “Global Compliance
and Testing Center of Huawei Technologies Co., Ltd”, the both names have coexisted since 2009.

2. The evaluation report is invalid if not marked with the signatures of the persons responsible for
preparing and approving the report.

3. The evaluation report is invalid if there is any evidence of erasure and/or falsification.

4. The evaluation report is based on the completeness and adequacy of the data and information
submitted by the applicant to Reliability Lab. Reliability Lab has not verified and will not be responsible
for the accuracy or their true representation of the data and information submitted by applicant. The
applicant shall make its/his/her own judgment as to whether the information provided in this evaluation
report is sufficient for its/his/her purposes.

5. Content of the evaluation report, in part or in full, cannot be used for publicity and/or promotional
purposes without prior written approval from the laboratory.

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Applicant

:

Huawei Technologies Co., Ltd.

Address

:

Administration Building, Headquarters of Huawei
Technologies Co., Ltd., Bantian, Longgang District,
Shenzhen, 518129, P.R.C

Product Name

:

1) Energy Storage, Power Module, LUNA2000-5KW-C0,
Including Flooring Bracket;

2) Energy Storage, Battery Module, LUNA2000-5-E0,
5kWh;

3) Energy Storage, Power Module, LUNA2000-5KW­NHC0, Including Flooring Bracket;

4) Energy Storage, Battery Module, LUNA2000-5-NHE0,
5kWh

Product Model

:

LUNA2000-5KW-C0, LUNA2000-5-E0
LUNA2000-5KW-NHC0, LUNA2000-5-NHE0

Date of Receipt Sample

:

2020-09-16

Start Date of Evaluation

:

2020-09-16

End Date of Evaluation

:

2020-09-19

Evaluation Result

:

Regulation

Conclusion

2011/65/EU& (EU) 2015/863 (EU RoHS) &
other RoHS directives in other countries

Complies

Regulation (EC) No 1907/2006 (REACH)
SVHC for Product

See Clause 5.4
94/62/EC& 2004/12/EC for Packaging

Material

Complies
2012/19/EU (WEEE) ANNEX V & ANNEX IX

Complies

Huawei Requirements of Restricted
Substances (Including Annex XVII of REACH)

Complies

2006/66/EC& 2013/56/EU on batteries and
accumulators

Complies

Approved by Senior
Engineer:

2020-09-21

Zhang Jiaojiao

Date

Name

Signature

Prepared by:

2020-09-21

Li Yeshuang

Date

Name

Signature

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No.

Last Report No.

Modification Description

1

N/A

First report

Modification Record

Remark: This report is evaluated based on the documents and declarations of material environmental compliance

provided by the applicant.

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No.

Abbreviations

Full spelling

1

RoHS

the Restriction of the use of certain hazardous substances in
electrical and electronic equipment

2

REACH

REGULATION concerning the Registration, Evaluation,
Authorisation and Restriction of Chemicals

3

SVHC

Substances of Very High Concern

4

WEEE

Waste Electrical and Electronic Equipment

5

MCD

Material Composition Declaration

6

BOM

Bill of Material

7

PDM

Product Data Management

8

ppm

parts per million

9

NA

Not Applicable

10

ND

Not detected (Less than the method limits for the test lab)

11

3R

Recovery, Reuse and Recycling

List of abbreviations

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Contents

1 GENERAL INFORMATION .................................................................................................................................... 7

1.1 APPLIED STANDARD .................................................................................................................................................. 7

1.2 EVALUATION LOCATION ............................................................................................................................................. 7

1.3 EVALUATION ENVIRONMENT CONDITION ...................................................................................................................... 7

2 PRODUCT PHOTO ............................................................................................................................................... 8

3 REVIEW OF DOCUMENTS OF CONFORMITY ........................................................................................................ 8

4 ROHS EVALUATION OF PRODUCT ....................................................................................................................... 9

4.1 EVALUATION OF MATERIALS / SAMPLES ....................................................................................................................... 9

4.2 TEST ITEMS AND METHODS OF THE HIGH RISK MATERIALS ............................................................................................ 10

4.3 ROHS REQUIREMENTS ............................................................................................................................................. 10

5 REACH SVHC EVALUATION ............................................................................................................................... 11

5.1 SVHCS IN A CONCENTRATION ABOVE 0.1% (W/W) OF ARTICLE ...................................................................................... 11

5.2 LIST OF SVHC ........................................................................................................................................................ 11

5.3 REQUIREMENTS OF SVHC ........................................................................................................................................ 11

5.4 CONCLUSION .......................................................................................................................................................... 12

6 EVALUATION OF PACKAGING MATERIAL .......................................................................................................... 12

6.1 REQUIREMENTS OF PACKAGING MATERIAL FOR RESTRICTED SUBSTANCE ............................................................................ 12

6.2 EVALUATION RESULTS OF PACKAGING MATERIAL ......................................................................................................... 12

7 EVALUATION OF BATTERY ................................................................................................................................ 13

7.1 REQUIREMENTS OF BATTERY FOR RESTRICTED SUBSTANCE .............................................................................................. 13

7.2 EVALUATION RESULTS OF BATTERY ............................................................................................................................ 13

8 EVALUATION OF OTHER RESTRICTED SUBSTANCE ............................................................................................ 13

8.1 HUAWEI’S REQUIREMENTS FOR RESTRICTED SUBSTANCE ................................................................................................ 13

8.2 EVALUATION OF MATERIALS / SAMPLES ..................................................................................................................... 17

8.3 CONCLUSION .......................................................................................................................................................... 17

9 WEEE EVALUATION .......................................................................................................................................... 17

9.1 WEEE 3R (RECOVERY, RECYCLING & REUSE) EVALUATION ........................................................................................... 17

9.2 WEEE LABEL EVALUATION ....................................................................................................................................... 23

10 COMPLIANCE RESULTS IN OTHER COUNTRIES .................................................................................................. 24

10.1 RESTRICTED SUBSTANCES INFORMATION IN PRODUCT ................................................................................................... 24

10.2 RESTRICTED SUBSTANCES COMPLIANCE RESULTS IN OTHER COUNTRIES............................................................................ 25

ANNEXⅠ CONFIGURATION OF PRODUCT ................................................................................................................. 27

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1.1 Applied Standard

Applied Product Directives &
Standards

:

2011/65/EU& (EU) 2015/863 (EU RoHS) & EN50581
Regulation (EC) No 1907/2006 (EU REACH)
2006/66/EC& 2013/56/EU (Battery Directive)
94/62/EC (Packaging Directive)
Huawei’s Requirements for Restricted Substances
China RoHS
2012/19/EU (WEEE)
Similar RoHS Directives in other countries

Test Methods

:

See detailed evaluation contents

1.2 Evaluation Location

Evaluation Location

:

Reliability Laboratory of Huawei Technologies Co., Ltd.

Address

:

No.2, New City Avenue, Songshan Lake Sci. & Tech. Industry
Park, Dongguan, 523808, P.R.C

1.3 Evaluation Environment Condition

Ambient Temperature

:

15~35℃

Relative Humidity

:

25%~75%

Atmospheric Pressure

:

86~106KPa

1 General Information

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Material Descriptions

Reason of Non-compliance

Conclusion

All Materials

NA

Complies

2 Product Photo

LUNA2000-5KW-C0 & LUNA2000-5KW-NHC0

LUNA2000-5-E0 & LUNA2000-5-NHE0

3 Review of Documents of Conformity

According to European Standard of EN50581: 2012, the manufacturer should collect supplier declarations
and/or contractual agreements, and/or material declarations and/or analytical test results from all suppliers.

As per Huawei’s requirements of material compliance, all suppliers should sign Quality and Environment
Assurance Agreement and Indemnity Agreement for Quality and Environment Problems of Supplier’s
Materials and/or provide Declaration of Non-use of Restricted Substances which declare suppliers’

products meet Huawei’s environmental requirement, including RoHS requirements, REACH

requirements, packaging requirements, battery requirements and other Huawei’s special requirements,

and provide MCD (Material Composition Declaration) and the test reports of high-risk materials to prove
that their products comply with the requirements of Huawei.

In the process of environmental compliance evaluation, all suppliers’ documents were evaluated
according to Huawei’s requirements, and all results were described in table below.

Table 1 Evaluation Results of Documents of Conformity

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Item

Evaluation of High Risk Materials / Samples#1

High Risk Material

Information

Amount

High Risk Samples in

Product#2

Tested Samples

Failed Samples

LUNA2000-5KW-C0

LUNA2000-5KW-NHC0

28

28

0

LUNA2000-5-E0

LUNA2000-5-NHE0

20

20

0

Result#3

Complies

#1

:

Evaluation results were based on the configuration of the product (See Annex Ⅰ).

#2 : As per Huawei’s “Product RoHS Certification Guide” , “Annex A in IEC62321” and “Annex D in
GB/T26572”, the high risk materials include solder (Pb), plating layer (Pb, Cr(Ⅵ)), plastic colorant
(Pb, Cd and Cr(Ⅵ)), ABS (Acrylonitrile Butadiene Styrene) plastic (PBDE), PVC (Polyvinyl Chloride)
plastic (Pb, Cd), PP (Polypropylene) plastic (PBDE), PET (Polyester Terephthalate) plastic (PBDE),
PBT (Polybutylene Terephthalate) plastic (PBDE), coatings (Pb), cable jacketing and other soft
plastics (phthalate substances such as DEHP, BBP, DBP and DIBP) and alloy (Pb, Cd and Cr(Ⅵ)).

#3 : The results based on the evaluation results and the exemptions in EU RoHS Directives, and all

exemptions applied to the evaluated product materials were taken as “Pass” for the evaluation

results.

Material

Descriptions

Content of Restricted Substances (ppm)

Remark: NA = Not Applicable

4 RoHS Evaluation of Product

4.1 Evaluation of Materials / Samples

According to the European Standard of EN50581: 2012, the high-risk materials should be tested during the
RoHS certification process and all materials (the non-risk materials and high-risk materials) were evaluated
according to Huawei’s requirements (See clause 3). As per the Directive 2011/65/EU and their amendments
(RoHS Directive) and other RoHS directives in other countries, the evaluation results were summarized in
table below based on the product’s Bill of Material (BOM) and tested results provided by the applicant.

(1) High Risk Materials / Samples Information

Table 2 Evaluation results of high risk materials / samples for RoHS

Remark:

(2) Information of Failed Sample
From the part fulfil RoHS attribute in PDM System (pdm.huawei.com), MCD (Material Composition

Declaration) in Huawei InSight System (insight.huawei.com) and the test report submitted by suppliers
and applicant, the contents of restricted substances in EU RoHS are listed in table below.

Table 3 Contents of Restricted Substance in Failed Sample

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Report

No.

Cd

Pb

Hg

Cr(VI)

PBB

PBDE

DEHP

DBP

BBP

DIBP

- - - - - - - - - - -

-

Remark:

ppm

=

parts per million

Testing Item

Test Method

Cadmium (Cd)

With reference to EN/IEC 62321-5, by acid digestion and
determined by ICP-OES

Lead (Pb)

Mercury (Hg)

With reference to EN/IEC 62321-4, by acid digestion and
determined by ICP-OES

Hexavalent chromium [Cr(VI)]

With reference to EN/IEC 62321-7, by solvent extraction
and determined by UV-VIS

Polybrominated biphenyls (PBB)

With reference to EN/IEC 62321-6, by solvent extraction
and determined by GC/MS

Polybrominated biphenyl ethers (PBDE)
Bis(2-ethylhexyl) phthalate (DEHP)

With reference to EN/IEC 62321-8, by solvent extraction
and determined by GC/MS

Butyl benzyl phthalate (BBP)

Dibutyl phthalate (DBP)

Diisobutyl phthalate (DIBP)

Restricted Substances

Limits

Cadmium (Cd)

0.01% (100 ppm)

Lead (Pb)

0.1% (1000 ppm)

Mercury (Hg)

0.1% (1000 ppm)

Hexavalent chromium [Cr(VI)]

0.1% (1000 ppm)

Polybrominated Biphenyls (PBB)

0.1% (1000 ppm)

Polybrominated Diphenyl Ethers (PBDE)

0.1% (1000 ppm)

4.2 Test Items and Methods of the High Risk Materials

As per the information provided by the applicant, the high risk materials were tested by the following
methods.

Table 4 Test Methods of High Risk Materials for RoHS

4.3 RoHS Requirements

The limits of restricted substances were quoted from 2011/65/EU& (EU) 2015/863 for homogeneous
material.

Table 5 Limits of RoHS Restricted Substances

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Bis(2-ethylhexyl) phthalate (DEHP)

0.1% (1000 ppm)

Butyl benzyl phthalate (BBP)

0.1% (1000 ppm)

Dibutyl phthalate (DBP)

0.1% (1000 ppm)

Diisobutyl phthalate (DIBP)

0.1% (1000 ppm)

SVHCs in a concentration above 0.1% weight

by weight

CAS No.

DIBORON TRIOXIDE

1303-86-2

LEAD (Pb)

7439-92-1

4,4'-METHYLENEDIANILINE

101-77-9

BORACIC ACID

10043-35-3

1-METHYL-2-PYRROLIDONE

872-50-4

5 REACH SVHC Evaluation

5.1 SVHCs in a concentration above 0.1% (w/w) of article

From the supplier declarations and/or contractual agreements, the MCD (Material Composition Declaration)
in Huawei InSight System (insight.huawei.com) and the test report submitted by suppliers and the
applicant, the SVHC (Substances of Very High Concern) in a concentration above 0.1% (w/w) of “article”
are listed as below.

Table 6 SVHCs in a concentration above 0.1% weight by weight

Remark:

1. The results were based on the configuration of the product (See AnnexⅠ).

2. “Article” in product means an object which during production is given a special shape, surface or design which

determines its function to a greater degree than does its chemical composition (According to Regulation EC No.
1907/2006). The limit of 0.1% (w/w) applies to every article in the product. The results were calculated to an article
defined by decision C-106/14 of EuGH of 10th September 2015.

5.2 List of SVHC

According to Regulation EC No 1907/2006 (REACH) and ECHA (European Chemical Agency) website,
the SVHC (Substances of very high concern) are listed on the website
(https://echa.europa.eu/candidate-list-table).

5.3 Requirements of SVHC

5.3.1 In accordance with Regulation (EC) No 1907/2006, any EU manufacturer or importer of articles
shall notify ECHA, in accordance with paragraph 2 of Article 7, if a substance meets the criteria in Article
57 and is identified in accordance with Article 59(1) of the Regulation, if (a) the substance in the
Candidate List is present in those articles in quantities totaling over one tonne per manufacturer or
importer per year; and (b) the substance in the Candidate List is present in those articles above a

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Material

Descriptions

Report

No.

Content of Restricted Substances (ppm)

SVHC contents (ppm)

Cd

Pb

Hg

Cr(VI)

Sum

Each SVHC

All materials

-

ND

ND

ND

ND

<100

-

SVHC in Article

- - - - -

<1000

Conclusion

Complies

Don’t Need to Notify

Remark:

concentration of 0.1% weight by weight (w/w).The following information has to be submitted for
notification:

a. Identification of the registrant and the substance,
b. Classification and labeling of the substance,
c. Description of use of the substance and the article,
d. Registration number, if available,
e. Tonnage range.

5.3.2 As per article 33 of regulation (EC) No 1907/2006 (REACH), recipients of product must be provided
with sufficient information, as a minimum, the name of that substance, to allow safe use if the
concentration of any SVHC is above 0.1% (w/w). A product meets the requirement of article 33(1) by
default when no SVHC exceeds 0.1% (w/w).

5.4 Conclusion

According to specified evaluation processes in this report, SVHC (Substances of Very High Concern) in
candidate list promulgated by ECHA (European Chemical Agency), which are defined in article 57 of
regulation (EC) No 1907/2006 (REACH regulation), are listed in table 6.

6 Evaluation of Packaging Material

6.1 Requirements of packaging material for restricted substance

(a) According to EU Packaging Directive (94/62/EC), the sum of contents of restricted substances ((Cd,
Pb, Hg and Cr (VI)) in packaging material (such as packaging, instruction, guideline and other packaging
materials in medium) should be less than 100ppm.

(b) According to REACH regulation ((EC) No 1907/2006), the packaging considered as an independent
article should comply with the SVHC requirements, and if the content for individual SVHC more than 0.1%
(w/w) should be meet the requirement described in clause 5.3.

6.2 Evaluation Results of Packaging Material

From the supplier declarations and/or contractual agreements and the MCD (Material Composition
Declaration) in Huawei InSight System (insight.huawei.com) and the test report submitted by suppliers
and applicant, the contents of restricted and notification substances for Packaging Directive and SVHC
(List described in clause 5.2) in packaging material are listed in table below.

Table 7 Contents of Restricted / Notification Substance in Packaging Material

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ppm

=

parts per million

ND = Not detected (Less than the method limits for the test lab)

Material

Descriptions

Report

No.

Content of Restricted Substances

(ppm)

SVHC contents (ppm)

Cd

Pb

Hg

Each SVHC

Battery - ND

ND

ND

<1000

Conclusion

Complies

Don’t Need to Notify

Remark:

ppm

=

parts per million

ND = Not detected (Less than the method limits for the test lab)

Chemical

CAS No.

Threshold

Scope

Lead and its compounds (Pb)

- 300 ppm

Cable jacketing

7 Evaluation of Battery

7.1 Requirements of battery for restricted substance

(a) According to EU Battery Directive (2006/66/EC& 2013/56/EU), EU shall prohibit the placing on the
market of a) all batteries or accumulators, whether or not incorporated into appliances, that contain more
than 0,0005 % of mercury by weight; and that contain more than 0,002 % of cadmium by weight. All
batteries containing more than 0,004 % lead, shall be marked with the chemical symbol for the metal
concerned: Pb.

(b) According to EU REACH Regulation ((EC) No 1907/2006), the battery considered as an independent
article should comply with the SVHC requirements, and if the content for individual SVHC more than 0.1%
(w/w) should be meet the requirement described in clause 5.3.

7.2 Evaluation Results of Battery

From the supplier declarations and/or contractual agreements and the MCD (Material Composition
Declaration) in Huawei InSight System (insight.huawei.com) and the test report submitted by suppliers
and applicant, the contents of restricted and notification substances for battery directive and SVHC (List
is described in clause 5.2) in battery are listed in table below.

Table 8 Contents of Restricted / Notification Substance in Battery

8 Evaluation of Other Restricted Substance

8.1 Huawei’s requirements for restricted substance

As per Huawei’s requirements based on the laws, regulations ((including Annex XVII of Regulation (EC)
No 1907/2006 (REACH)), decrees and directives for restricted substances in the world, the following
substances were restricted to be added in Huawei’s product:

Table 9 List of Huawei Restricted Substances

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40 ppm

Battery

100 ppm (Cd
+ Cr (VI) +
Hg + Pb)

Packaging

1000 ppm

All other materials (except all
exemptions in 2011/65/EU
and its amendments)

Hexavalent Chromium and its
compounds (Cr6+)

-

1000 ppm

Non-metallic (except leather,
packaging)

0.1µg/cm2
(negative)

Metal plating

100 ppm (Cd
+ Cr (VI) +
Hg + Pb)

Packaging
ND(<3 ppm)

Leather

Cadmium and its compounds
(Cd)

-

20 ppm

Battery

100 ppm (Cd
+ Cr (VI) +
Hg + Pb)

Packaging
100 ppm

All other materials (except
batteries and packaging)

Mercury and its compounds (Hg)

-

5 ppm

Battery

100 ppm (Cd
+ Cr (VI) +
Hg + Pb)

Packaging
1000 ppm

All other materials (except
batteries and packaging)

Polybrominated Biphenyls
(PBBs)

-

1000 ppm

All materials

Polybrominated Diphenyl Ethers
(PBDEs)

-

1000 ppm

All materials

Diethylhexyl phthalate (DEHP)

117-81-7

1000 ppm

All materials

Butylbenzyl phthalate (BBP)

85-68-7

1000 ppm

All materials

Dibutyl phthalate (DBP)

84-74-2

1000 ppm

All materials

Diisobutyl phthalate (DIBP)

84-69-5

1000 ppm

All materials

Short Chlorinated Paraffins

(SCCPs, C

10-13

)

-

1500ppm

All materials

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PFOS & PFOA and their salts

-

1000 ppm

All materials (except
coatings)

1 μg/m

2

coatings
Hexachlorobutadiene

87-68-3

Forbidden

All materials

Monomethyl –
tetrachlorodiphenylmethane
(Ugilec 141)

76253-60-6

Forbidden

All materials
Monomethyl-dichloro-diphenyl
methane (Ugilec 121, Ugilec 21)

81161-70-8

Forbidden

All materials

Monomethyl - dibromo ­diphenylmethane, bromobenzyl
toluene (DBBT)

99688-47-8

Forbidden

All materials
Dimethyl fumarate (DMF)

624-49-7

0.1 ppm

All materials

Asbestos fiber

-

Forbidden

All materials

Organotin compounds

-

total content <
1000 ppm

All materials

Benzene

71-43-2

Not
intentionally
added

All materials

Polychlorinated biphenyls and
their derivatives (PCBs)

-

Not
intentionally
added

All materials

Polychlorinated terphenyls and
their derivatives (PCTs)

-

50 ppm

All materials

Polychlorinated naphthalenes
(PCNs)

70776-03-3
and so on

Forbidden

All materials
Hexabromocyclododecane

(HBCDD)

25637-99-4,
3194-55-6,
134237-50-6
134237-51-7
134237-52-8

100ppm

All materials

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2- (2'-hydroxy-3 ', 5'-di-tert­butylphenyl) -benzotriazole

3846-71-7

Not
intentionally
added

Adhesives, pigments, printing
inks

Radioactive material

-

ND

All materials

Azo dyes

-

30 ppm

Dye or colorant for plastics,
textiles, leather products

Carcinogenic and allergic dyes

-

Not
intentionally
added

Textiles, leather products

Nickel and its compounds

-

0.5 μg/cm

2

/

week

Direct and long contact with
the skin of the electroplating,
corrosion-resistant alloy
materials

Pentachlorophenol and its salts
and esters

87-86-5 and
so on

5 ppm

Textiles, leather products

Nonylphenol (NP)
Nonylphenol polyoxyethylene
ether (NPEO)

25154-52-3
9016-45-9

100 ppm

Textiles, leather products
Tris (2,3-dibromopropyl)
phosphate (TRIS)

126-72-7

Forbidden

Textiles

Tri- (aziridinyl) phosphine oxide
(TEPA)

545-55-1

Forbidden

Textiles

Formaldehyde

50-00-0

75 ppm

Suitable for textiles, leather
products, such as mobile
phone sets

0.1 ml/m3

Indoor wooden product

5 mg/L

Wooden packaging、
agglutinant

Ozone Depleting Chemicals
(ODS)

-

ND

All materials

Arsenic and its compounds

-

Not
intentionally
added

Wooden packaging material

Creosote, naphthalene oil,
anthracene oil, tar acid, alkaline
low temperature tar etc.

-

Not
intentionally
added

Wooden packaging material

The restrictions on the use of
pesticides in packaging
materials or transport materials

-

Not
intentionally
added

Packaging materials,
transport materials

Polycyclic Aromatic
Hydrocarbons (PAHs)

-

Single PAHs
substance
(BaP;BeP;Ba

Rubber or plastic material on
the exterior or user contact
surface of the product

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A;BbFA;BjFA;
BkFA;CHR;D
BAhA;Benzo[
g,h,i]perylene;
Indeno[1,2,3­cd]pyrene)<1
ppm;

Material Descriptions

Restricted Substances

Limit

Content in material / sample

All Materials

NA

NA

NA

Descriptions of Parts and

Materials

Remarks

Quantity

Remark:

The threshold level for intentionally added substances is 1000 ppm. When the content of a substance is higher

than 1000 ppm, the substance will be deemed as intentionally added.

8.2 Evaluation of Materials / Samples

8.2.1 Document Evaluation
The evaluation of restricted substances was based on the statistic of material / sample from the history

data, and the supplier was evaluated by the material categories, tested data, and so on. All suppliers
should provide supplier declarations and/or sign contractual agreements to prove that their products
complied with the requirements of Huawei (See clause 3).

8.2.2 Contents of Restricted Substances
As per the data from Huawei InSight System (insight.huawei.com), test report, MCD and supplier

declarations provided by supplier, and Huawei’s requirements of other restricted substances, the contents
of restricted substances in material or sample are described in table below.

Table 10 Test Results of Huawei Restricted Substances

Remark: The evaluation results were based on the configuration of the product.

8.3 Conclusion

As per the results as above (Clause 8.2), the contents of restricted substances in submitted sample
comply with the requirements of Huawei (including Annex XVII of Regulation (EC) No 1907/2006
(REACH)).

9 WEEE Evaluation

9.1 WEEE 3R (Recovery, Recycling & Reuse) Evaluation

9.1.1 Preparation of Product 3R Evaluation
According to Articles 8 and the Annex VII of Directive 2012/19/EU (WEEE), the product contains the

following substances, preparations and components have to be removed and be selective treated in table
below.

Table 11 Removed Components in Product

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Capacitors / condensers
(Containing PCB/PCT)

Polychlorinated biphenyls and polychlorinated
terphenyls (PCB/PCT)

0

Mercury-containing
components

Such as mercury in lamps, display backlights,
scanner lamps, switches, batteries

0

Batteries

All types including standard alkaline and lithium
coin or button style batteries

0 (LUNA2000-5KW-

C0, LUNA2000-

5KW-NHC0)

16 (LUNA2000-5-E0,

LUNA2000-5-NHE0)

Printed Circuit Boards (PCB)
or Printed Circuit Assemblies
(PCBA)

Printed circuit boards of mobile phones generally,
and of other devices if the surface of the printed
circuit board is greater than 10 square centimeters,

5

Components and parts
containing toner and ink,
including liquids, semi-liquids
(gel/paste) and toner

Include the cartridges, print heads, tubes, vent
chambers, and service stations.

0

Plastics containing Brominated
Flame Retardants

Brominated Flame Retardants include PBB, PBDE,
HBCDD and so on

0

Components and waste
containing asbestos

­0

Cathode Ray Tubes (CRT)

-

0

Chlorofluorocarbons (CFC),
hydrochlorofluorocarbons
(HCFC) or hydrofluorocarbons
(HFC), hydrocarbons (HC)

­0

Gas Discharge Lamps

-

0

Liquid Crystal Displays (LCD)

With a surface greater than 100 sq cm, includes
background illuminated displays with gas discharge
lamps

0

External electrical cables and
cords

­1

Components, parts and
materials containing refractory
ceramic fibres

Described in Commission Directive 97/69/EC
adapting to technical progress Council Directive
67/548/EEC relating to the classification, packaging
and labeling of dangerous substances (2)

0

Components, parts and
materials containing
radioactive substances

With the exception of components that are below
the exemption thresholds set in Article 3 of an
Annex I to Council Directive 96/29/Euratom laying
down basic safety standards for the protection of
the health of workers and the general public
against the dangers arising from ionizing radiation
(3)

0

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Electrolyte capacitors
containing substances of
concern

Height > 25 mm, diameter > 25 mm or
proportionately
similar volume

0

Material / Part

Description

Weight Ratio

(%)

Recoverability

Rate (%)

Reuse and

Recyclability

Rate (%)

Weight Ratio

of Recovery

(%)

Weight Ratio

of Reuse &

Recycling

(%)

(1) Parts required selective treatment

Power Cable

5.36%

90%

85%

4.82%

4.55%

Capacitor (PCB)

0.00%

90%

85%

0.00%

0.00%

PCB (Printed

Circuit Board)

12.50%

90%

70%

11.25%

8.75%

BFR* Plastics

0.00%

90%

0%

0.00%

0.00%

Electrolyte

Capacitors

0.00%

0%

0%

0.00%

0.00%
(2) Parts difficult to process

Compressors

0.00%

90%

90%

0.00%

0.00%

AC Motor

0.00%

90%

90%

0.00%

0.00%

Resin Motor

0.00%

0%

0%

0.00%

0.00%

Transformer

(MWO)

0.00%

90%

90%

0.00%

0.00%

(3) Parts which go to separation process

ABS (Acrylonitrile

Butadiene Styrene)

0.00%

90%

90%

0.00%

0.00%

PC (Polycarbonate)

1.79%

90%

90%

1.61%

1.61%

PET (Polyethylene

Terephthalate)

0.00%

90%

90%

0.00%

0.00%

PP (Polypropylene)

0.00%

90%

90%

0.00%

0.00%

PS (Polystyrene)

0.00%

90%

90%

0.00%

0.00%

PBT (Polybutylene

terephthalate)

0.00%

90%

90%

0.00%

0.00%

PVC (Polyvinyl

chloride)

0.00%

90%

0%

0.00%

0.00%

POM

(Polyoxymethylene)

0.00%

90%

90.00%

0.00%

0.00%

EP (Epoxy Resin)

0.00%

90%

0%

0.00%

0.00%

Steel

50.00%

98%

98%

49.00%

49.00%

9.1.2 WEEE 3R Calculation of Product
As per the evaluation instructions of WEEE 3R and Huawei InSight Platform, according to IEC: TR merge

62635-62650 and actual 3R data of EEE products, the results of 3R were listed in table below:

Table 12 Results of WEEE 3R for Evaluated Product

a) LUNA2000-5KW-C0, LUNA2000-5KW-NHC0

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Aluminum

0.00%

98%

98%

0.00%

0.00%

Copper

30.36%

98%

98%

29.75%

29.75%

Rubber

0.00%

90%

0%

0.00%

0.00%

Fiberglass

0.00%

80%

80%

0.00%

0.00%

Others

0.00%

60%

60%

0.00%

0.00%

Total

100% - -

96.43%

93.66%

Material / Part

Description

Weight Ratio

(%)

Recoverability

Rate (%)

Reuse and

Recyclability

Rate (%)

Weight Ratio

of Recovery

(%)

Weight Ratio

of Reuse &

Recycling

(%)

(1) Parts required selective treatment

Power Cable

1.39%

90%

85%

1.25%

1.18%

Capacitor (PCB)

0.00%

90%

85%

0.00%

0.00%

PCB (Printed

Circuit Board)

8.33%

90%

70%

7.50%

5.83%

BFR* Plastics

0.00%

90%

0%

0.00%

0.00%

Electrolyte

Capacitors

0.00%

0%

0%

0.00%

0.00%
(2) Parts difficult to process

Compressors

0.00%

90%

90%

0.00%

0.00%

AC Motor

0.00%

90%

90%

0.00%

0.00%

Resin Motor

0.00%

0%

0%

0.00%

0.00%

Transformer

(MWO)

0.00%

90%

90%

0.00%

0.00%

(3) Parts which go to separation process

ABS (Acrylonitrile

Butadiene Styrene)

0.00%

90%

90%

0.00%

0.00%

PC (Polycarbonate)

1.39%

90%

90%

1.25%

1.25%

PET (Polyethylene

Terephthalate)

0.00%

90%

90%

0.00%

0.00%

PP (Polypropylene)

0.00%

90%

90%

0.00%

0.00%

PS (Polystyrene)

0.00%

90%

90%

0.00%

0.00%

PBT (Polybutylene

terephthalate)

0.00%

90%

90%

0.00%

0.00%

PVC (Polyvinyl

chloride)

0.00%

90%

0%

0.00%

0.00%

POM

(Polyoxymethylene)

0.00%

90%

90.00%

0.00%

0.00%

EP (Epoxy Resin)

0.00%

90%

0%

0.00%

0.00%

Steel

72.22%

98%

98%

70.78%

70.78%

Aluminum

0.00%

98%

98%

0.00%

0.00%

b) LUNA2000-5-E0, LUNA2000-5-NHE0

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Copper

16.67%

98%

98%

16.33%

16.33%

Rubber

0.00%

90%

0%

0.00%

0.00%

Fiberglass

0.00%

80%

80%

0.00%

0.00%

Others

0.00%

60%

60%

0.00%

0.00%

Total

100% - -

97.11%

95.38%

Remarks：

3R = Recovery, Reuse and Recycling

WEEE

=

Waste Electrical and Electronic Equipment

BFR*

=

Brominated Flame Retardants

The evaluation results were based on the configuration of the product (See Annex Ⅰ).

Product Name

Power System

Product Category

Large equipment

Reuse/recycling/recovery (3R)

Recovery (%)

Reuse & Recycling (%)

Evaluation Result (LUNA2000-5KW-C0,
LUNA2000-5KW-NHC0)

96.43%

93.66%

Evaluation Result (LUNA2000-5-E0,
LUNA2000-5-NHE0)

97.11%

95.38%

3R Requirements in WEEE for the Product

85%

80%

3R Compliance for the Product

Complies

Complies

9.1.3 WEEE 3R Conclusion
According to the evaluation process of WEEE 3R described above clause 9.1.2, the below conclusion

can be gotten in table below.

Table 13 Conclusion of WEEE 3R for Evaluated Product

9.1.4 Sketch Figure of Sample Disassembly
The disassembly procedure taken here is in accordance with the treatment requirements under WEEE

Directive, and based on economic and efficiency factor, disassembly tools, and current state of the art of
recycling and recovery technology. The detailed information for sample disassembly can be described as
below in Figure 1.

Figure 1 Sketch Figure of Evaluated Sample Disassembly

a) LUNA2000-5KW-C0, LUNA2000-5KW-NHC0

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Category

No.

WEEE Category

Rate of Recovery

Rate of Reuse &

Recycling

1

Temperature exchange equipment

85%

80%

2

Screens, monitors, and equipment
containing screens having a surface
greater than 100 cm2

80%

70%

3

Lamps

80%

80%

4

Large equipment

85%

80%

5

Small equipment

75%

55%

6

Small IT and telecommunication
equipment (no external dimension
more than 50 cm)

75%

55%

Remarks: (All information is from the installation instruction)
(1) Metal shell (2) Logo (3) Input and output terminals
(4) Plastic decorative shell (5) Input knob switch (6) Seal plastic part
(7) Heat sink (8) PCBA (9) Signal terminal

b) LUNA2000-5-E0 /LUNA2000-5-NHE0

Remarks: (All information is from the installation instruction)
(1) Metal shell (2) Input and output terminals
(3) Signal terminal (4) Plastic decorative shell
(5) Battery (6) Fixing support
(7) Fire extinguishing module (8) Metal cover
(9) Power aluminum bar (10) Power control module

9.1.5 WEEE 3R Requirements
As per WEEE Directive (2012/19/EU), all products sold in EU should comply with the requirements of

recovery, recycling and re-use (3R) for their design. Detailed requirements for 3R are described in table
below.

Table 14 Requirements of WEEE 3R for Products

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Recovery Rate (%)

=

𝑅𝑒𝑢𝑠𝑒 &𝑅𝑒𝑐𝑦𝑐𝑙𝑖𝑛𝑔 𝑊𝑒𝑖𝑔ℎ𝑡 + 𝐸𝑛𝑒𝑟𝑔𝑦 𝑅𝑒𝑐𝑜𝑣𝑒𝑟𝑦 𝑊𝑒𝑖𝑔ℎ𝑡

𝑃𝑟𝑜𝑑𝑢𝑐𝑡 𝑇𝑎𝑡𝑎𝑙 𝑊𝑒𝑖𝑔ℎ𝑡

× 100%

Reuse & Recycling
Rate (%)

=

𝑅𝑒𝑢𝑠𝑒 & 𝑅𝑒𝑐𝑦𝑐𝑙𝑖𝑛𝑔 𝑊𝑒𝑖𝑔ℎ𝑡

𝑃𝑟𝑜𝑑𝑢𝑐𝑡 𝑇𝑎𝑡𝑎𝑙 𝑊𝑒𝑖𝑔ℎ𝑡

× 100%

9.1.6 WEEE 3R Definition
According to directive 2012/19/EU (WEEE), Reuse, Recycling & Recovery Rate using in the report are

calculated as following formulas.

Remark: Total weight of the product includes the main product and accessories weight.

9.2 WEEE Label Evaluation

9.2.1 WEEE Label Requirements
As per the requirements of WEEE directive (2012/19/EU), producer is committed to marking all obligated

EEE put on EU market with the crossed-out wheeled bin symbol, and the WEEE symbol should meet the
requirements of EU standard EN50419: 2005. According to Standard EN50419: 2005, the WEEE symbol
should meet the below requirements.

(1) The symbol should be printed on the product. In special circumstances, the label can be marked on

the package and instruction if it cannot be marked on the product surface for its size.
(2) The symbol must be printed visibly, legibly and indelibly.
(3) The dimensional relationship should meet that (Figure 2):

(a) The symbol should consist of a solid bar, the height of which equals “h” and the width of which

equals 1.2a (a is the height of the body of crossed-out wheeled bin).
(b) The height (h) of the bar shall be the greater of 0.3a or 1mm.
(c) The bar should only be used in conjunction with the crossed-out wheeled bin.
(d) The bar should not contain any text or any kind of additional information.

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No.

Label Requirements

Actual Status for Evaluated Product

Results

(a)

Symbol Position

Product, package and instruction

Yes

(b)

Size

The “a” was more than 3.333mm and the “h” was

more than 1mm on label of product.

Yes

(c)

Visibly

The label passed the label test for visibly, legibly
and indelibly.

Yes

(d)

Legibly

Yes

(e)

Indelibly

Yes

Conclusion

Complies

Part Descriptions

Restricted Substances in Product

Figure 2 WEEE Symbol Requirements

9.2.2 Conclusion of WEEE Label Evaluation
As per the WEEE label on the product, the label was affixed on the product and the label passed the label

test before its sales. From the WEEE label on product, the below evaluation results can be gotten in table
below.

Table 15 Results of WEEE Label Evaluation

10 Compliance Results in Other Countries

10.1 Restricted Substances Information in Product

According to China RoHS (Management measures for the restriction of hazardous substances in
electrical and electronic products), the contents of restricted substances should be shown in the product
documentation. As per the evaluation process and the data in Huawei InSight System
(insight.huawei.com), the below table was made for the product and its fittings.

Table 16 Restricted Substances Table in Product

a) LUNA2000-5KW-C0, LUNA2000-5KW-NHC0

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Cd

Pb

Hg

Cr(VI)

PBB

PBDE

Shell

〇

╳ 〇 〇 〇 〇

PCBA

〇

╳ 〇 〇 〇 〇

Cable

〇

╳ 〇 〇 〇 〇

Corollary Equipment

〇

╳ 〇 〇 〇 〇

Accessories

〇

╳ 〇 〇 〇 〇

Part Descriptions

Restricted Substances in Product

Cd

Pb

Hg

Cr(VI)

PBB

PBDE

Shell

〇

╳ 〇 〇 〇 〇

PCBA

〇

╳ 〇 〇 〇 〇

Cable

〇

╳ 〇 〇 〇 〇

Corollary Equipment

〇

╳ 〇 〇 〇 〇

Accessories

〇

╳ 〇 〇 〇 〇

Battery

〇

╳ 〇 〇 〇 〇

Remark:

〇 :

It means that the content of the restricted substance in all materials of part is less than the
limit defined in GB/T 26572 and other similar directives in other countries.

╳ : It means that the content of the restricted substance in at least one homogenous material
of part is not less than the limit defined in GB/T 26572 and other similar directives in other
countries.

The contents of restricted substances are more than the limits defined in standard, but they are
exempted from the standard and can be used in product.

Region

Requirements of material / sample / product

Conclusion

Global

Montreal Protocol, Stockholm Convention

Complies

EU and EEA

Countries

EU RoHS (2011/65/EU& (EU) 2015/863), REACH ((EC) No
1907/2006) SVHC, REACH Appendix XVII, POPs ((EU) 2019/1021),
Battery Directive (2006/66/EC& 2013/56/EU), Packaging Directive
(94/62/EC)

Complies

b) LUNA2000-5-E0, LUNA2000-5-NHE0

10.2 Restricted Substances Compliance Results in Other Countries

As per the above evaluation results and the laws / regulations / directives for prohibited substances in the
world, the compliance results for restricted substances in different countries and regions as below in table
below can be gotten.

Table 17 Evaluation of Huawei’s Product in different countries and regions

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Turkey

Turkey RoHS (Restriction of the Use of Certain Hazardous
Substances in Electrical and Electronic Equipment) No. 26891

Complies

Ukraine

Ukraine RoHS (Technical Regulation for Restricting the Use of
Certain Hazardous Substances in Electrical and Electronic
Equipment) No. 139

Complies

Germany

EU RoHS, GS PAHs Requirement, REACH SVHC, REACH
Appendix XVII, POPs, Battery Directive, Packaging Directive

Complies

Serbia

Serbia RoHS (Management of Waste from and Hazardous
Substances in Electrical and Electronic Equipment) Regulation
99/2010-83

Complies

EAEU

Countries

EAEU RoHS (EAEU TR 037/2016)

Complies

USA

TPCH, CA 65 (California Proposition), CA RoHS (SB20/50)

Complies

Canada

SOR 2014-254, SOR 2012-286

Complies

China

China RoHS (GB/T 26572)

Complies

Taiwan,

China

Taiwan RoHS (CNS 15663)

Complies

Japan

Japan RoHS (Japan Waste Electrical and Electronic Equipment
Management)

Complies

Korea

K-RoHS& WEEE& ELV (Act for Resource Recycling of Electrical and
Electronic Equipment and Vehicles)

Complies

India

India RoHS (India E-Waste (Management) Rules, 2016 & E-Waste
(Management) Amendment Rules, 2018)

Complies

Thailand

Thailand RoHS (TIS 2368-2551)

Complies

Vietnam

Vietnam RoHS (30/2011/TT-BCT)

Complies

UAE

UAE RoHS (UAE Regulation to Control Hazardous Materials in
Electrical and Electronic Devices) Decision No.10 of 2017

Complies

Remark:

EU = Europe Union, including Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic,
Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, Netherlands, Poland, Portugal, Romania, Slovakia, Slovenia,
Spain, Sweden, United Kingdom.

EEA

=

European Economic Area, including Iceland, Liechtenstein, Norway and all EU countries.

EAEU

=

Eurasian Economic Union, including Armenia, Belarus, Kazakhstan, Kyrgyzstan, Russia.

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Board list

Board Name

Description

Qty.

ENQ1PWRE

DCDC power board

1

ENQ1LEDE

LED Board

1

ENQ1PWRB

Pack power board

1

ENQ1CTLF

BMS control board

1

ENQ1CTLE

Signal transfer board 1 Subassembly list

Subassembly Name

Description

Adapter

Use with Inverter

Input voltage: 100V-1000V

Output voltage: 350-1000V

Rate power: 5000W

AnnexⅠ Configuration of Product

END