Symantec 360R - Security Gateway SGS, 320, 360 Installation Manual

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Symantec™ Gateway Security 300 Series Installation Guide
Supported models:
Models 320, 360, and 360R
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Symantec™ Gateway Security 300 Series Installation Guide
Documentation version 1.0 February 12, 2004
Copyright notice
Copyright 1998–2004 Symantec Corporation. All Rights Reserved. Any technical documentation that is made available by Symantec Corporation is
the copyrighted work of Symantec Corporation and is owned by Symantec Corporation.
NO WARRANTY. The technical documentation is being delivered to you AS-IS and Symantec Corporation makes no warranty as to its accuracy or use. Any use of the technical documentation or the information contained therein is at the risk of the user. Documentation may include technical or other inaccuracies or typographical errors. Symantec reserves the right to make changes without prior notice.
No part of this publication may be copied without the express written permission of Symantec Corporation, 20330 Stevens Creek Blvd., Cupertino, CA
95014.
Trademarks
Symantec, the Symantec logo, and Norton AntiVirus are U.S. registered trademarks of Symantec Corporation. LiveUpdate, LiveUpdate Administration Utility, Symantec AntiVirus, and Symantec Security Response are trademarks of Symantec Corporation.
Other brands and product names mentioned in this manual may be trademarks or registered trademarks of their respective companies and are hereby acknowledged.
Printed in the United States of America. 10987654321
Technical support
As part of Symantec Security Response, the Symantec global Technical Support group maintains support centers throughout the world. The Technical Support group’s primary role is to respond to specific questions on product feature/ function, installation, and configuration, as well as to author content for our Web-accessible Knowledge Base. The Technical Support group works collaboratively with the other functional areas within Symantec to answer your questions in a timely fashion. For example, the Technical Support group works with Product Engineering as well as Symantec Security Response to provide
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Alerting Services and Virus Definition Updates for virus outbreaks and security alerts.
Symantec technical support offerings include:
A range of support options that give you the flexibility to select the right
amount of service for any size organization
Telephone and Web support components that provide rapid response and
up-to-the-minute information
Upgrade insurance that delivers automatic software upgrade protection
Content Updates for virus definitions and security signatures that ensure
the highest level of protection
Global support from Symantec Security Response experts, which is
available 24 hours a day, 7 days a week worldwide in a variety of languages for those customers enrolled in the Platinum Support program
Advanced features, such as the Symantec Alerting Service and Technical
Account Manager role, offer enhanced response and proactive security support
Please visit our Web site for current information on Support Programs. The specific features available may vary based on the level of support purchased and the specific product that you are using.
Licensing and registration
See “Licensing” on page 47.
Contacting Technical Support
Customers with a current maintenance agreement may contact the Technical Support group by phone or online at www.symantec.com/techsupp/.
Customers with Platinum support agreements may contact Platinum Technical Support by the Platinum Web site at www-secure.symantec.com/platinum/. When contacting the Technical Support group, please have the following:
Product release level
Hardware information
Available memory, disk space, NIC information
Operating system
Version and patch level
Network topology
Router, gateway, and IP address information
Problem description
Error messages/log files
Troubleshooting performed prior to contacting Symantec
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Recent software configuration changes and/or network changes
Customer Service
To contact Enterprise Customer Service online, go to www.symantec.com/
techsupp/, select the appropriate Global Site for your country, then select the
enterprise Continue link. Customer Service is available to assist with the following types of issues:
Questions regarding product licensing or serialization
Product registration updates such as address or name changes
General product information (features, language availability, local dealers)
Latest information on product updates and upgrades
Information on upgrade insurance and maintenance contracts
Information on Symantec Value License Program
Advice on Symantec’s technical support options
Nontechnical presales questions
Missing or defective CD-ROMs or manuals
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Contents
Chapter 1 Introducing the Symantec Gateway Security 300 Series
Intended audience ................................................................................................. 8
Document structure .............................................................................................. 8
Where to get more information ........................................................................... 9
Checking the components list .............................................................................. 9
Replacement CD-ROMs .......................................................................................10
Chapter 2 Installing the Symantec Gateway Security 300 Series
appliance
Planning for installation .................................................................................... 11
Installing the appliance ......................................................................................12
Connecting the appliance to the network ................................................ 14
Powering the appliance ...............................................................................14
Configuring the appliance ..................................................................................15
Chapter 3 Running the Setup Wizard
About the Setup Wizard .....................................................................................17
Understanding connection types ...................................................................... 17
DHCP .............................................................................................................. 19
DSL ................................................................................................................. 20
Static IP address ...........................................................................................21
Dial-up/ISDN ................................................................................................ 22
Running the Setup Wizard .................................................................................23
Before you begin ..........................................................................................24
Starting the Setup Wizard ..........................................................................24
Setting up Dialup/ISDN ..............................................................................25
Configuring a DHCP connection ................................................................26
Configuring a DSL connection ................................................................... 27
Configuring a static IP address connection ............................................. 27
Completing the Setup Wizard ....................................................................28
Access the Security Gateway Management Interface (SGMI) ......................29
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6 Contents
Appendix A Developing a pre-installation security plan
About developing a security plan ...................................................................... 31
Defining your security policy ............................................................................ 31
Before writing your security plan ............................................................. 32
Becoming security-conscious ....................................................................33
Educating users .................................................................................................... 33
Involving the user community .................................................................. 34
Filling out worksheets ........................................................................................34
Defining your organization ........................................................................ 34
Site hardware information .........................................................................37
TCP/IP address .............................................................................................38
Allowed TCP/IP services .............................................................................40
Web service information ............................................................................ 42
Access lists .................................................................................................... 42
Defining your network architecture ......................................................... 45
Appendix B Licensing
Session licensing for Symantec Gateway Security 300 Series
Client-to-Gateway VPN functions .....................................................................47
Additive session licenses ............................................................................ 47
SYMANTEC GATEWAY SECURITY APPLIANCE LICENSE AND
WARRANTY AGREEMENT ................................................................................ 48
Appendix C Specifications and safety
Product specifications ........................................................................................53
Safeguard instructions ....................................................................................... 55
Product certifications ......................................................................................... 57
Appendix D LEDs and DIP switches
About LEDs ........................................................................................................... 59
Interpreting the LEDs ................................................................................. 60
LiveUpdate LED status ................................................................................ 61
DIP switches .........................................................................................................62
Appendix E About troubleshooting
Accessing troubleshooting information .......................................................... 63
Index
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Chapter
1
Introducing the Symantec Gateway Security 300 Series
This chapter includes the following topics:
Intended audience
Document structure
Where to get more information
Checking the components list
Replacement CD-ROMs
Symantec Gateway Security 300 Series appliances are Symantec’s integrated
security solution for the Remote Office/Branch Office (ROBO) and small office
environments, with support for secure wireless LANs in any size office.
Symantec Gateway Security 300 Series provides integrated security by offering
six security functions in the base product:
Firewall
IPsec Virtual Private Networks (VPNs) with hardware-assisted 3DES and
AES encryption
Intrusion detection
Intrusion protection
Static content filtering
Antivirus policy enforcement (AVpe)
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8 Introducing the Symantec Gateway Security 300 Series
Intended audience
All these features are designed specifically for the small or remote office. These appliances are perfect for stand-alone environments or as a complement to Symantec Gateway Security 5400 Series appliances deployed at hub sites.
Symantec Gateway Security 300 Series models are wireless-capable. They have special wireless firmware and a CardBus slot that can accommodate an optional wireless network card consisting of an integrated 802.11b/g radio and antenna, to allow the highest possible integrated security for wireless LANs, when used with clients running the Symantec Client VPN software.
Intended audience
This manual is intended for system managers or administrators responsible for administering the Symantec Gateway Security 300 Series appliances.
Document structure
This manual is structured as follows:
Table 1-1 Document structure
Chapter Title Content
Chapter 2 Installing the Symantec
Gateway Security 300 Series
Tells you how to do a stand-alone or rack mount install of the appliance.
Chapter 3 Running the Setup Wizard Tells you how to run the Setup Wizard to
configure the appliance.
Chapter 4 Verifying your installation Lists procedures for checking that the
appliance is installed and configured properly.
Appendix A Developing a pre-
installation plan
Lays out basic guidelines for developing an overall security plan and provides a checklist for assessing your security issues.
Appendix B About licensing Tells you how to obtain license files and
lists GNU licenses.
Appendix C About troubleshooting Tells you where to find troubleshooting
information.
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9Introducing the Symantec Gateway Security 300 Series
Where to get more information
Where to get more information
The Symantec Gateway Security 300 Series functionality is described in the
following manuals:
Symantec™ Gateway Security 300 Series Installation Guide
The guide you are reading covers the physical installation of the appliance, the initial setup of the appliance and the Security Gateway Management Interface (SGMI).
Symantec™ Gateway Security 300 Series Administrator’s Guide
This guide describes the SGMI. This guide covers topics related to the appliance and its related components, including: base components, access controls, secure tunnels, VPN policies, remote policies, and monitoring controls. It is provided in PDF format on the Symantec Gateway Security 300 Series software CD-ROM.
Checking the components list
After carefully unpacking the appliance, compare the actual kit contents with
Table 1-2 to ensure that you have received all ordered components.
Table 1-2 Components list
Part Description
Appliance A single stand-alone device.
Cables
A power cord appropriate for the country in which the
appliance will operate.
Network cable
Serial cable
Printed documentation Symantec Gateway Security 300 Series Quick Start Card
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10 Introducing the Symantec Gateway Security 300 Series
Replacement CD-ROMs
Replacement CD-ROMs
You may need to replace the media due to a defective or lost CD-ROM. If you need a replacement CD-ROM because it is defective, contact Customer Support.
If you require a new CD-ROM because you have lost it, contact your Sales Representative to purchase a new media kit.
Symantec Gateway Security 300 Series software CD­ROM
AV pe
AVpe client activation registration file
Documentation
Symantec Gateway Security 300 Series
Administrator’s Guide (PDF)
Symantec Gateway Security 300 Series Getting Started
Guide (PDF)
Symantec Gateway Security 300 Series Installation
Guide (PDF)
Symantec Gateway Security 300 Series Quick Start
Card (PDF)
Symantec Gateway Security 300 Series Release Notes
(PDF)
Symantec Gateway Security 300 Series Help (JAR file)
Adobe Acrobat Reader
320
Model 320 firmware
360
Model 360 firmware
Tool s
FTP client software (Passive-mode, Microsoft
Windows only)
Symantec Client VPN Version 8.0 CD-ROM
Symantec Client VPN software
The following documentation in PDF format:
Symantec Client VPN User’s Guide
Symantec Client VPN Getting Started Cards
Symantec Client VPN Release Notes
Table 1-2 Components list (Continued)
Part Description
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Chapter
2
Installing the Symantec Gateway Security 300 Series appliance
This chapter includes the following topics:
Planning for installation
Installing the appliance
Configuring the appliance
This chapter contains information about preparing to install the Symantec
Gateway Security 300 Series appliance, connecting it to the network, and
turning on the power.
Planning for installation
Before you install your appliance, remove plastic cover sheet from the top of the
appliance.
In preparation for installing your appliance, select an appropriate location for
the appliance. The following guidelines help you select a location for the
appliance:
Smooth and level surface
Place the appliance on a smooth and level surface, such as the top of a computer table. Make sure that the area is clear of dust and debris.
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12 Installing the Symantec Gateway Security 300 Series appliance
Installing the appliance
Plenty of air circulation
Ensure that there is adequate space (at least 1 inch) on all sides of the
appliance to allow for air circulation to cool the machine. Never place
objects or paper on top of the appliance.
Proper power source
Install the appliance near a power source that is adequate and near enough
the appliance that the power cord is not strained, stretched, or in danger of
coming unplugged.
Appliance and cables away from high-traffic areas
Install the appliance in an area that is out of the way of foot traffic.
Installing the appliance
This section describes the back panel of Symantec Gateway Security 300 Series models 320, 360, and 360R.
Figure 2-1 shows the back panel of model 320.
Figure 2-1 Model 320 back panel
Figure 2-2 shows the back panel of models 360 and 360R.
Figure 2-2 Model 360 and 360R back panel
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13Installing the Symantec Gateway Security 300 Series appliance
Installing the appliance
Table 2-1 describes the features and icons on the back panel of all the models.
Table 2-1 Symantec Gateway Security 300 Series back panel features
Location Icon Feature Description
1 Restart When you press this button, current
connections and all client VPN tunnels are lost, all Gateway-to-Gateway VPN tunnels that were previously connected re-establish after the appliance restarts, and the initial hardware self-test is run.
This button is recessed. Press it gently and quickly with a paper clip.
2 LAN ports Model 320 has four Ethernet ports and
models 360 and 360R have eight Ethernet ports to which you connect RJ-45 connectors from the nodes that the appliance protects.
3 WAN port Model 320 has one Ethernet port and models
360 and 360R have two Ethernet ports to which you connect RJ-45 connectors from an outside network (such as an intranet) or the Internet.
4 DIP switches The DIP switches are shown in the on (up)
position. The default position is off (down). DIP switches provide additional functionality to the appliance. Generally, they are only used when performing tasks that involve manually updating the appliance.
5Serial
(modem) port
All the appliances have one serial port. If you use a modem and dial-up connection to provide Internet connectivity, you connect the modem to the serial port.
6 Power socket Connect the power cord.
7 Power on/off Turns the power supply to the appliance on
or off.
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14 Installing the Symantec Gateway Security 300 Series appliance
Installing the appliance
Connecting the appliance to the network
You install the appliance by connecting it to your network with the LAN and WAN ports on the back panel of the appliance. Symantec Gateway Security 300 Series models 320, 360, and 360R have different numbers of LAN and WAN ports. Table 2-2 briefly describes the appliance models and the LAN/WAN ports each has.
Generally, the WAN and serial ports provide connectivity to an outside network or the Internet, and the nodes that you are protecting connect to the LAN ports. See the Symantec Gateway Security 300 Series Administrator’s Guide for more information.
Use the back panel location numbers from Figure 2-1 when performing these steps.
To connect your appliance
1 In the WAN port (3 ) (WAN 1 on model 360 or 360R), plug in the RJ-45
connector from the outside network or your Internet connection.
2 For a dial-up Internet connection, connect the modem to the serial port (5).
See the Symantec Gateway Security 300 Series Administrator’s Guide. A
serial modem cable is not included.
3 In one of the LAN ports (2), plug in the RJ-45 connector from a node that the
appliance will protect.
The LAN ports are not ordered; you can plug any cable from a node into any
of the LAN ports.
4 Repeat step 2 for up to four different nodes.
Powering the appliance
Use the back panel location numbers in Figure 2-1 when you perform these instructions.
Table 2-2 Port distribution on models 320, 360, and 360R
Model LAN ports
Ethernet
WAN ports
Ethernet
320 4 1
360/360R 8 2
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15Installing the Symantec Gateway Security 300 Series appliance
Configuring the appliance
To connect the power cord to your appliance
1 Plug the power cord into the power socket on the back panel (6).
2 Connect the power cord from the appliance into an electrical outlet.
3 To turn on the appliance, press the power switch on the back panel (7).
The appliance power is functioning correctly if the LEDs illuminate.
Configuring the appliance
Once you have completed the physical installation of the appliance, you must
log in and begin system configuration. The first time that you log in to the
appliance, the Setup Wizard begins and guides you through an initial
configuration. Proceed to “Running the Setup Wizard” on page 17.
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16 Installing the Symantec Gateway Security 300 Series appliance
Configuring the appliance
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Chapter
3
Running the Setup Wizard
This chapter includes the following topics:
About the Setup Wizard
Understanding connection types
Dial-up/ISDN
Running the Setup Wizard
Access the Security Gateway Management Interface (SGMI)
About the Setup Wizard
The Setup Wizard guides you through the steps required to connect your
Symantec Gateway Security 300 Series WAN port (WAN 1 on models 360 and
360R) to the Internet, a corporate network, or any other external private or
public network.
Understanding connection types
To connect the appliance to an outside or internal network, you must
understand your connection type.
First, determine if you have a dial-up or broadband account. If you have a dial-
up account, proceed to Dialup/ISDN. If you have a dedicated account, determine
the connection type by reading the following table, and then proceed to the
appropriate configuration section.
Typical dial-up accounts are analog (through a normal phone line connected to
an external modem) and ISDN (through a special phone line). Typical broadband
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18 Running the Setup Wizard
Understanding connection types
accounts are broadband cable, DSL, T1/E1, or T3 connected to a terminal adaptor.
Note: Connect only RJ-45 cables to the WAN ports.
The following tables describe the supported connection types. The Connection type column is the option button you click on the Main Setup tab or in the Setup Wizard. The Services column is the types of accounts or protocols that are associated with the connection type. The Network termination types column lists the physical devices that a particular connection type typically uses to connect to the Internet or a network.
Table 3-1 lists the supported dial-up connection types and ways you can identify
them.
If you have a broadband account, refer to Table 3-2 to determine which connection type you have.
Table 3-1 Dial-up connection types
Connection type Services Network termination types
Analog or ISDN Plain Old Telephone
Service (POTS)
Analog dial-up modem
Integrated Services Digital Network (ISDN)
Digital dial-up modem
An ISDN modem is sometimes called a terminal adaptor.
Table 3-2 Broadband connection types
Connection type Services Network termination types
DHCP Broadband cable Cable modem
Digital Subscriber Line (DSL)
DSL modem with Ethernet cable
Direct Ethernet connection
Ethernet Cable (usually an enclave network)
PPPoE PPPoE ADSL modem with Ethernet cable
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19Running the Setup Wizard
Understanding connection types
The following connection methods are supported by Symantec Gateway
Security 300 Series:
DHCP
DSL
Static IP address
Dial-up/ISDN
DHCP
Dynamic Host Configuration Protocol (DHCP) automates the network
configuration of computers. It enables a network with many clients to extract
configuration information from a single server (DHCP server). In the case of a
dedicated Internet account, the users are the clients extracting information
from the ISP’s DHCP server, and IP addresses are only assigned to connected
accounts.
The account you have with your ISP may use DHCP to allocate IP addresses to
you. Account types that frequently use DHCP are broadband cable and DSL. ISPs
may authenticate broadband cable connections using the MAC address or
physical address of your computer or gateway.
If you are using the security gateway on a pre-existing broadband cable
connection, you can change the appliance to match the existing MAC address. If
this is a new connection, you can obtain the physical address in the Setup
Wizard for your ISP.
Static IP (Static IP & DNS)
Broadband cable Cable modem
Digital Subscriber Line (DSL)
DSL modem
T1 Channel Service Unit/Digital Service
Unit (CSU/DSU)
Direct Ethernet connection
Ethernet cable (usually an enclave network)
PPTP PPTP DSL modem with Ethernet cable
Table 3-2 Broadband connection types (Continued)
Connection type Services Network termination types
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Understanding connection types
DSL
DSL ISPs provide Internet service by allocating IP addresses by DHCP, or they may assign your account a static IP address.
DSL ISPs use Point-to-Point Protocol over Ethernet (PPPoE) or Point-to-Point Tunneling Protocol (PPTP) technologies for user authentication of network connections.
Note: Point to Point Protocol over ATM (PPPoA) is not supported.
PPPoE
Point-to-Point Protocol over Ethernet (PPPoE) is used by many Asymmetrical Digital Subscriber Line (ASDL) providers. It is a specification for connecting many users on a network to the Internet through a single dedicated medium, such as a DSL account.
You can specify whether you connect or disconnect your PPPoE account manually or automatically. This is useful to verify connectivity.
You can configure the appliance to connect only when an Internet request is made from a user on the LAN (for example, browsing to a Web site) and disconnect when the connection is idle (unused). This feature is useful if your ISP charges on a per-usage time basis.
You can use multiple logins (if your ISP account allows multi-session PPPoE) to obtain additional IP addresses for the WAN. These are called PPPoE sessions. The login may be the same user name and password as the main session or may be different for each session, depending on your ISP. Up to five sessions or IP addresses are allowed for model 320 and up to three sessions for each WAN port on models 360 and 360R. LAN hosts are bound to a session on the Computers tab. See “Configuring LAN IP settings” on page 57.
Note: Multiple IP addresses on a WAN port are only supported for PPPoE connections.
By default, all settings are associated with Session 1. For multi-session PPPoE Accounts, configure each session individually. If you have multiple PPPoE accounts, assign each one to a different session in the SGMI.
Before configuring the WAN ports to use a PPPoE account, gather the following information:
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Understanding connection types
User name and password
All PPPoE accounts require user names and passwords. Get this information from your ISP before configuring PPPoE.
Static IP address
You may have purchased or are assigned a static IP address for the PPPoE account.
PPTP
Point-to-Point-Tunneling Protocol (PPTP) is a protocol that enables a secure
data transfer from a client to a server by creating a tunnel over a TCP/IP-based
network. Symantec Gateway Security 300 Series appliances act as a PPTP access
client (PAC) when you connect to a PPTP Network Server (PNS), generally with
your ISP.
Some ADSL ISPs charge for connection time. The Symantec Gateway Security
300 Series reduces these costs by only connecting to your ISP when you use the
Internet, and disconnecting when you are idle.
Before beginning PPTP configuration, gather the following information:
PPTP server IP address
IP address of the PPTP server at the ISP.
Static IP address
IP address assigned to your account.
Account information
User name and password to log in to the account.
Static IP address
When you get an account with an ISP, you may have the option to purchase a
static (permanent) IP address. This enables you to run a server, such as a Web or
FTP server, because the address remains the same, all the time. Any type
account (dial-up or broadband) can have a static IP address.
The appliance forwards any DNS lookup request to the specified DNS server for
name resolution. The appliance supports up to three DNS servers. When you
specify multiple DNS servers, they are used in sequence. For example, after the
first server is used, the next request is forwarded to the second server and so on.
If you have a static IP address with your ISP or are using the appliance behind
another security gateway device, select Static IP and DNS for your connection
type. You can specify your static IP address and the IP addresses of the DNS
servers you want to use for name resolution.
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22 Running the Setup Wizard
Understanding connection types
Before configuring the appliance to connect with your static IP account, gather the following information:
Static IP, netmask, and default gateway addresses
Contact your ISP or IT department for this information.
DNS addresses
You must specify the IP address for at least one, and up to three, DNS
servers. Contact your ISP or IT department for this information. You do not
need DNS IP address entries for dynamic Internet accounts or accounts
where a DHCP server assigns the IP addresses.
If you have a static IP address with PPPoE, configure the appliance for
PPPoE.
See “PPPoE” on page 20.
Dial-up/ISDN
There are two basic types of dial-up accounts: analog and ISDN. Analog uses a modem that connects to a regular telephone line (RJ-11 connector). ISDN is a digital dial-up account type that uses a special telephone line.
On the Symantec Gateway Security 300 Series appliance, you can use a dial-up account as your primary connection to the Internet, or as a backup to your dedicated account. In backup mode, the appliance automatically dials the ISP if the dedicated connection fails. The appliance re-engages the dedicated account when it is stable; usually 30 to 60 seconds.
You must use an external modem for dial-up accounts. You connect the modem to the appliance through the serial port on the back of the appliance.
Note: Connect ISDN modems through the serial port on the back of the appliance.
You can configure a primary and a backup dial-up account. You can also connect or disconnect your account manually.
You may configure a backup dial-up account if your primary dedicated account fails. First, you must connect the modem to the appliance. Then, you use the SGMI to configure the dial-up account.
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23Running the Setup Wizard
Running the Setup Wizard
You must use an external modem to use a dial-up account. You connect it to the
serial port on the rear panel of the appliance. Figure 3-1 shows the serial port on
the rear panel of the model 320 appliance.
Figure 3-1 Rear panel of Symantec Gateway Security model 320 appliance
Figure 3-2 shows the serial port on the rear panel of the model 360 and 360R
appliances.
Figure 3-2 Rear panel of Symantec Gateway Security model 360 and 360R
appliances
Before configuring the appliance to use your dial-up account as either the
primary or backup connection, gather the following information and equipment:
Running the Setup Wizard
The Setup Wizard is run the first time the administrator browses to the
appliance. You can also run it again to reconfigure the appliance by clicking
Serial port
Serial port
Account information User name, which may be different from your account
name, and associated password.
Dial-up numbers Requires at least one, and up to three, telephone numbers.
Static IP address Some ISPs assign static IP addresses to their accounts.
Modem/cables An external modem and a serial cable to connect the
modem to the serial port on the back of the appliance.
Modem
documentation
You may need to consult your modem’s documentation for modem command or model information.
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24 Running the Setup Wizard
Running the Setup Wizard
WAN/ISP in the left pane of the SGMI, and then clicking Main Setup in the right pane.
Using the SGMI, you can change any information you enter in the Setup Wizard, except the language. You can change the language by running the Setup Wizard again, and selecting a different language.
Before you begin
Before proceeding with the Setup Wizard, plug in the cable from your modem which is connected to the Internet or from your intranet into the WAN port (WAN 1 on models 360 and 360R) on the back of your appliance. After you plug in the appropriate cables, check that the Transmit LED is illuminated, restart your computer, and then begin the Setup Wizard.
If the WAN port is active (has an active Internet or intranet connection plugged in to it), the Setup Wizard guides you through configuring LiveUpdate and your administrator password. If the WAN port is not active, the Setup Wizard guides you through entering ISP-specific connection parameters.
LiveUpdate enables customers to keep their Symantec products up-to-date with the latest revision. You should run LiveUpdate as soon as your appliance is connected to the Internet. If new LiveUpdate packages are available, the appliance restarts after the package is downloaded and applied, but your configuration is preserved.
Note: You should configure the LiveUpdate service for automatic updates. This ensures that the appliance always provides the highest level of security available.
Starting the Setup Wizard
Configuring the appliance using the Setup Wizard consists of three parts: starting the Setup Wizard, configuring for your connection type, and then completing the Setup Wizard.
Note: If your connection type is DHCP and the appliance is connected to the WAN, when you start the Setup Wizard the appliance will automatically detect and configure DHCP for you.
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25Running the Setup Wizard
Running the Setup Wizard
To start the Setup Wizard
1 Install the appliance according to the instructions in “Installing the
Symantec Gateway Security 300 Series appliance” on page 11.
2 Browse to the appliance IP address.
By default, the IP address is 192.168.0.1.
3 In the Symantec Gateway Security 300 Series panel, select a language.
When you select a language, it is the language in which the Setup Wizard proceeds, as well as the language which is used on the appliance.
4 Click Next.
5 In the Welcome to Symantec Gateway Security 300 Series Setup Wizard
panel, click Next.
6 Proceed to the instructions for your connection type.
“Setting up Dialup/ISDN” on page 25.
“Configuring a DHCP connection” on page 26.
“Configuring a DSL connection” on page 27.
“Configuring a static IP address connection” on page 27.
Setting up Dialup/ISDN
The following procedures walk you through configuring a primary dial-up
connection. For information on setting up a back-up dial-up account for
connectivity, see Symantec Gateway Security 300 Series Administrator’s Guide.
Before performing these procedures, you must complete the tasks in “To start
the Setup Wizard” on page 25.
To set up a dial-up or ISDN
1 Run the Setup Wizard.
See “Starting the Setup Wizard” on page 24.
2 In the Connection Settings panel, click Dialup/ISDN.
In the Dialup or ISDN Connection panel, under User account information and dialup numbers, do the following:
UserName Type the account user name.
Password Type the account password.
Verify Password Retype the account password.
Dial-up Telephone 1 Type the dial-up telephone number.
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26 Running the Setup Wizard
Running the Setup Wizard
3 Under ISP-provided static IP address, in the IP address text boxes, type the
static IP address, if you have one.
Under Modem Settings, do the following:
4 Click Next.
5 Skip to “To complete the Setup Wizard” on page 28.
Configuring a DHCP connection
Before performing these procedures, you must complete the tasks in “To start
the Setup Wizard” on page 25.
Note: If your connection type is DHCP and the appliance is connected to the WAN, when you start the Setup Wizard the appliance will automatically detect and configure DHCP for you.
To configure a DHCP connection
1 Begin the Setup Wizard.
See “Starting the Setup Wizard” on page 24.
2 In the Connection Settings panel, click DHCP.
Dial-up Telephone 2 Optionally, type a backup dial-up telephone number.
Dial-up Telephone 3 Optionally, type a backup dial-up telephone number.
Model Select the model of your modem.
Line Speed Select the speed at which you want to connect.
Dial Type Select the dial type.
Redial String Type a redial string.
Initialization
String
Type an initialization string.
If you select a modem type other than Other, the initialization string is provided. If you select Other, you must type an initializationstring.
Line Type Select the type of telephone line.
Dial String Type a dial string.
Idle Time Out Type the amount of time, in minutes, after which the connection is
closed if idle.
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27Running the Setup Wizard
Running the Setup Wizard
3 In the Broadband Cable Connection panel, in the Computer or gateway MAC
address text boxes, type the physical address. Change this value only if required by your ISP.
4 Click Next.
5 Skip to “To complete the Setup Wizard” on page 28.
Configuring a DSL connection
Before performing these procedures, you must complete the tasks in “To start
the Setup Wizard” on page 25.
To configure a DSL connection
1 Run the Setup Wizard.
See “Starting the Setup Wizard” on page 24.
2 In the Connection Settings panel, click DSL.
3 In the Broadband ADSL/SDSL Connection Authentication panel, select the
user authentication service.
4 If you selected PPPoE, in the Broadband ADSL/SDSL Connection with PPPoE
panel, do the following:
5 Click Next.
6 Skip to “To complete the Setup Wizard” on page 28.
Configuring a static IP address connection
Before performing these procedures, you must complete the tasks in “To start
the Setup Wizard” on page 25.
User Name Type the account user name.
Password Type the account password.
Verify Password Retype the account password.
Connect on Demand If you want to establish the connection on an as-needed basis,
check this check box.
Idle Time Out Type the time, in minutes, after which the connection closes if
idle.
Static IP address Type the static IP address.
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28 Running the Setup Wizard
Running the Setup Wizard
To configure a static IP address connection
1 Run the Setup Wizard.
See “Starting the Setup Wizard” on page 24.
2 In the Connection Settings panel, click Static IP.
3 In the Broadband connection using a Static IP panel, do the following:
4 Click Next.
5 Skip to “To complete the Setup Wizard” on page 28.
Completing the Setup Wizard
Before performing these procedures, you must complete the tasks in “To start
the Setup Wizard” on page 25 and the procedures that are specific to the type of
connection you have.
To complete the Setup Wizard
1 In the System Information panel, do the following:
IP Address Type the static IP address.
Network Mask Type the net mask.
Default Gateway Type the IP address of the default gateway.
DNS 1 Type the IP address of the first Domain Name Service (DNS)
servers used to translate addresses.
DNS 2 Optionally, type the IP addresses of an additional DNS server
used to translate addresses.
DNS 3 Optionally, type the IP addresses of an additional DNS server
used to translate addresses.
Gateway Host Name Type the name of the gateway host.
You can leave the default value, or change it if required by your ISP or leave it blank.
Registered Internet Domain Name Optionally, type the domain name.
Administrator Password Type the administrator account password.
The administrator user name is always admin.
Verify Administrator Retype the administrator account password.
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29Running the Setup Wizard
Access the Security Gateway Management Interface (SGMI)
2 Click Next.
3 In the LiveUpdate Settings panel, do the following:
4 Click Next.
5 In the Confirmation panel, review the settings.
6 Do one of the following:
To make changes, click Back.
To save the settings and restart the appliance, click Apply Settings.
It takes a few minutes for the appliance to apply the settings and restart.
Access the Security Gateway Management Interface (SGMI)
Once you have completed the Setup Wizard, you can configure the other
features of the appliance using the SGMI.
You should configure your browser to check for newer versions of stored pages
every visit to the page before accessing the SGMI.
Enable If you do not want to permit PING requests,
under Block ICMP Requests, click this option button.
Run LiveUpdate To run LiveUpdate after the Setup Wizard is complete,
check this check box.
Enable Scheduler To run Scheduler, check this check box.
LiveUpdate Server Type the server address.
Frequency Select the frequency with which LiveUpdate checks for
updates.
Preferred Time (UTC) Type the time of day which you want LiveUpdate to check
for updates.
The time is based on a 24-hour clock. The format is HH:MM, where HH is hour and MM and minutes. For example, to run the Live Update at 5:30 p. m., type 17:30.
Gateway Host Name Type the name of the gateway host.
You can leave the default value, or change it if required by your ISP or leave it blank.
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30 Running the Setup Wizard
Access the Security Gateway Management Interface (SGMI)
To access the SGMI
Browse to 192.168.0.1 (the IP address of the appliance).
This is the default IP address of the appliance. Once you have logged in to
the SGMI, you can change the IP address.
The administration user name is always admin. The SGMI login is case-
sensitive.
For more information about configuring the appliance, see Symantec Gateway Security 300 Series Administrator’s Guide.
Page 31
Appendix
A
Developing a pre­installation security plan
This chapter includes the following topics:
About developing a security plan
Defining your security policy
Educating users
Filling out worksheets
About developing a security plan
This appendix provides basic guidelines for developing an overall security plan.
Developing a security plan is your first step in your installation process and
helps you collect the information needed to install Symantec Gateway Security
300 Series.
The process of developing a security plan consists of three basic steps:
Defining your security policy
Educating your users
Filling out worksheets
Defining your security policy
Before configuring your security gateway, you must understand exactly what
network resources and services you want to protect. It is crucial to have a
carefully designed network security policy to guard the valuable resources and
information of your organization.
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32 Developing a pre-installation security plan
Defining your security policy
Ideally, you should capture your security policy in a document that describes your organization’s network security needs and concerns. Creating this document is the first step in building an effective overall network security system and must be done prior to installation.
Your security plan details your security plan policy implementation. Based on the security concerns and trade-offs of your overall policy, your security plan should contain a set of tasks. One of these tasks consists of establishing procedures and rules for access to resources located on your network. These resources include:
Host computers and servers
Wo rk s ta t io ns
Connection devices (gateways, routers, bridges, and repeaters)
Terminal servers and remote access servers
Networking and applications software
Information in files and databases
The Symantec Gateway Security 300 Series firewall is the main tool for enforcing security, allowing you to define a security policy that allows or denies access to specific resources throughout your network.
Before writing your security plan
Before you write rules to implement your plan using the Symantec Gateway Security 300 Series Administrator’s Guide, answer the following questions:
How many points of entry exist into your network?
A security gateway defends a single point of entry. Every point of entry
should be protected by a security gateway.
A Virtual Private Network (VPN) server also defends a single point of
entry. You must decide what access the VPN server is going to provide for resources that exist behind the security gateway.
What types of services do you want to allow for internal users?
To what hosts, subnets, and users do you want to allow these services?
What external users will you allow to access your network? Which hosts or
subnets will you allow them to access? During what hours? For what period
of time?
Do you intend to implement a service network, often called a De-militarized
zone (DMZ)?
What types of services do you want to allow for external users?
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33Developing a pre-installation security plan
Educating users
What type of authentication will you require for external users? (Symantec
recommends strong authentication for any access from public networks.)
If you are implementing VPN tunnels between any internal and external
hosts, what types of traffic will be allowed over these tunnels?
Will you place your Web server inside or outside of your protected network?
Becoming security-conscious
Developing and implementing a security plan for the security gateway you are
implementing should be only one part of your overall security policy. The
security gateway offers the best protection against uninvited entry into your
network. However, the security gateway cannot guard against entry by people
who pirate passwords, any more than a sophisticated lock can stop a thief in
possession of the right key.
Formulate goals
Take the time to formulate the specific goals of your security plan. Identify the
resources you are protecting and all possible threats. Protecting your resources
from unauthorized external users maybe only one of your goals. You may also
need to limit internal access to certain systems to specific users and groups,
within specific time periods. You will need to define these users and groups for
the firewall and how to configure special services to be passed through these
systems. Symantec Gateway Security 300 Series Administrator’s Guide explains
how to define users and user groups.
Review issues
Review your organization’s specific issues in detail before you configure the
server. Your network’s security depends on planning sound policies,
implementing them carefully, and verifying that they work as intended.
Educating users
Your overall site policy involves a numbers of tasks. Of these, user education is
paramount. Publish your company’s security policy. Make sure your users are
informed of the determination of would-be invaders and the sophistication of
available password guessing programs. Make sure they understand how
common security breaches are and how costly they can be. These facts alone
dictate that users should be encouraged to select passwords that are difficult to
crack and to change passwords regularly.
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34 Developing a pre-installation security plan
Filling out worksheets
Involving the user community
When developing the details of your security plan, you should solicit the input of group managers or leaders on what services they require, for what users, and so on. Explain to users the need for network security to protect private information, intellectual property, and your business plans.
Notifying affected users
Before implementing policies, notify the user community of your proposed policies. Doing so in advance can prevent unnecessary frustration on the part of your users.
For instance, if you plan to pass all email through a dedicated server, or if external users will be disallowed from accessing certain systems by Telnet, consider passing these changes along before implementation. Consulting users prior to implementation may save you the time needed to fine-tune those policies later.
Taking a pro-active stance
Again, keep in mind that configuring a set of authorization rules on the security gateway is just one piece of your overall security plan. To be effective, this plan should also include:
Physical security of key systems (especially the security gateway)
Security risk training for users
Guidelines on passwords
Proprietary information policies
Network planning
Filling out worksheets
Use the following set of policy planning worksheets to aid in the planning process. Use these worksheets to help implement the specific tasks of your security plan and to assist you during the installation process.
Defining your organization
Begin by defining your organization. Here is where you explore your existing security policy, if any; notate who will be assigned as administrators; types of authentication; and how your administrators will be contacted.
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35Developing a pre-installation security plan
Filling out worksheets
To define your existing organization
1 Does your organization have a security policy?
If you checked No, refer to the first part of this chapter for information relating to the development of a security policy.
2 Number of users behind your security gateway: _____
3 Do you plan to establish special groups or users with different levels of
access or control that other groups and users will not have?
4 Do you plan to establish subnets, users by subnet, or users by
authentication?
5 Name of the primary administrator:
6 What are your network access points?
_____ Yes _____ No
_____ Yes _____ No
_____ Yes _____ No
____________________________________
______________________________________________________________________
______________________________________________________________________
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36 Developing a pre-installation security plan
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7 Use Table A-1 to list all persons involved in administering the system.
8 Are organization computer resources accessible by remote dial-in?
9 Are organization computer resources accessible by network?
10 What communications servers are used?
11 Do you plan to manage the security gateway remotely?
12 Do you have other Symantec security gateways on your network now?
13 If Yes, what product and version? ________________________________
14 Do you have other third-party firewalls on your network now?
Table A-1 Administrator names
Name Email Phone Pager
_____ Yes _____ No
_____ Yes _____ No
______________________________________________________________________
______________________________________________________________________
_____ Yes _____ No
_____ Yes _____ No
_____ Yes _____ No
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37Developing a pre-installation security plan
Filling out worksheets
15 If Yes, what brand and version? ________________________________
16 Have you created network diagram?
Site hardware information
Before you begin the installation process, collect some basic hardware
information such as product serial numbers, type and quantity of interface
cards, server memory, and number and type of computers that compose your
network.
To collect hardware information for your site
1 Type the Symantec System ID of the appliance:
2 Select type and quantity of network interface cards.
Before installation, ensure the host network connections are configured and tested properly. Verify that you can PING the network interfaces of the server from clients on the same network.
3 Type the number of host computers of each type that compose your
network.
4 List the number of operating system types in your network.
5 What kind of Internet connection do you have? What speed?
_____ Yes _____ No
____________________________________
_____ Ethernet qty:
___ _____ GigE qty: ___
_____ FastEthernet qty: ___ _____ Appliance Ethernet qty: ___
_____ ATM qty: ___ _____ Other: (type) ______ qty:___
_____ UNIX _____ Windows
_____ Other: (type)
______
______________________________________________________________________
______________________________________________________________________
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38 Developing a pre-installation security plan
Filling out worksheets
6 Type the name of your Internet Service Provider (ISP):
______________________________
7 Does your site have, or plan to have, more than one Internet access point?
8 Are there any other Internet connections besides the firewall (such as
modems connected to workstations)?
9 Will you be using Symantec Client VPN?
TCP/IP address
It is important to think about the TCP/IP requirements for your site. This includes information about running Domain Name Services (DNS), types and names of domains on your network, and making a list of protocols used at your site.
To collect TCP/IP address information
1 Do you currently run Domain Name Services (DNS) on your network?
2 What type of DNS is in use at your site?
3 What type of name service do you provide?
4 List the DNS supported by this site:
_____________________________
_____ Yes _____ No
_____ Yes _____ No
_____ Yes _____ No
_____ Yes _____ No
_____ Single domain _____ Multiple domains
_____ Subdomains
_____ Primary name services _____ Secondary name services
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39Developing a pre-installation security plan
Filling out worksheets
5 Do you have an internal name server?
6 Do you have someone at your site who is knowledgeable about, and
comfortable working with, DNS and how to configure it properly?
7 Check the address types being used at your site:
Your connection to the Internet must have at least one public network address. Symantec is not responsible for acquiring or registering public IP addresses. The internal (behind the firewall) addresses do not have to be legal or registered. Symantec strongly recommends that you use private, RFC 1918-compliant addresses internally.
8 List the address ranges you currently use in your network.
____________________________________________________________
____________________________________________________________
9 List the protocols you use in your network.
____________________________________________________________
____________________________________________________________
10 Will you be using network news services (NNTP protocol)?
11 If yes, and you have your own internal NNTP server, type its IP address and
the address of the server that will be supplying you with news feeds.
_____ Yes _____ No
_____ Yes _____ No
_____ Registered IP address
_____ Private IP address (RFC 1918)
_____ Unregistered IP address
_____ Yes _____ No
_____ Internal server:
_____________________
_____ External news server: ________________
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40 Developing a pre-installation security plan
Filling out worksheets
Allowed TCP/IP services
Use the following tables to define all the allowed TCP/IP services in your network.
To define allowed TCP/IP services
1 Use Table A-2 and check the access type (if any) you will allow for the
following services:
2 Use Table A-3 to list the names of any special services you wish to pass
through the firewall.
Table A-2 Allowed TCP/IP access type
Access group
DNS
FTP
HTTP
HTTPS
SMTP
POP3
RADIUS Auth
Telnet
IPsec
PPTP
LiveUpdate
SESA
All users (Everyone)
Computer Group 1
Computer Group 2
Computer Group 3
Computer Group 4
No access
Table A-3 Special services names
Service name Service port
number
Service type (UDP/TCP)
Server name
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41Developing a pre-installation security plan
Filling out worksheets
3 Use Table A-4 to list your TCP/IP services.
Over time, you will likely refine these permissions. You should make periodic updates to this list.
Table A-4 TCP/IP services
Group Authentication
FTP
Teln et
HTTP
Other
Table A-3 Special services names
Service name Service port
number
Service type (UDP/TCP)
Server name
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42 Developing a pre-installation security plan
Filling out worksheets
4 Do you need transparent inbound access from the outside Internet’s
gateway?
Web service information
Use the following section to define information about your Web services.
To define your Web services
1 Will you be using a Web server?
2 If yes, select the location of the Web server:
3 Notate the Web server name and IP address:
4 Will you be using an external caching/proxy server? If yes, notate the server
name and IP address.
Access lists
List those entities and users to which you plan to write rules to allow access through the Symantec Gateway Security 300 Series security gateway.
Yes _____ No _____
_____ Yes _____ No
_____ Internal to the Symantec Gateway Security 300 Series
_____ External to the Symantec Gateway Security 300 Series
Name:_______________ Address:____________________
_____ Yes _____ No
Proxy server name:_____________ Address:______________
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43Developing a pre-installation security plan
Filling out worksheets
Entities allowed through the Symantec Gateway Security 300
Series security gateway
Use Table A-5 to list all allowed entity identifications.
Users allowed through the security gateway
Use Table A-6 to list all allowed user identities.
Table A-5 Entity identification
IP address/DNS name Entity type Internal/external
Table A-6 User identification
User name Account name Group name
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44 Developing a pre-installation security plan
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Allowed Web sites
Use Table A-7 to list all the Web sites users can view that are specified in content filtering Allow lists.
Denied Web sites
Use Table A-8 to list all Web sites users cannot view specified in content filtering Deny lists.
Table A-7 Allowed Web sites
Web site name URL comments
Table A-8 Denied Web sites
Web site name URL comments
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45Developing a pre-installation security plan
Filling out worksheets
Defining your network architecture
In the following section, list all of the entities that comprise your network. Show
all routers and computers systems that will be directly affected by, or connected
to, the firewall and its directly connected networks. Label each network
component with its IP address and network mask.
Use Table A-9 to create a list of all internal servers. Your external network
consists of at least the Symantec Gateway Security 300 Series host and a router.
Use Table A-10 to list your host system addresses.
Table A-8 Denied Web sites (Continued)
Web site name URL comments
Table A-9 Internal network servers
DNS name services
Mail server Web server Other server
Service
Host name
IP address
Subnet mask
Table A-10 Host internal and external IP addresses
Host Internal/external IP addresses
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46 Developing a pre-installation security plan
Filling out worksheets
Use Table A-11 to list your router IP addresses.
Your external network can also include external servers, such as an external Web server. Use Table A-12 to list all external network servers.
Table A-11 Router IP addresses
Router IP addresses
Table A-12 External network servers
DNS name services
Mail server Web server Other server
Service
Host name
IP address
Subnet mask
Page 47
Appendix
B
Licensing
This chapter includes the following topics:
Session licensing for Symantec Gateway Security 300 Series Client-to-
Gateway VPN functions
SYMANTEC GATEWAY SECURITY APPLIANCE LICENSE AND WARRANTY
AGREEMENT
Session licensing for Symantec Gateway Security 300 Series Client-to-Gateway VPN functions
Symantec Client VPN software may licensed for an appliance. The Symantec
Client VPN software version must be listed as supported in the Symantec
Gateway Security 300 Series Release Notes. The Client-to-Gateway VPN add-on is
licensed by the maximum number of concurrent VPN sessions allowed. The
appliance comes with a license for one Client-to-Gateway VPN session. You can
purchase additional licenses for concurrent VPN sessions. For example, you may
have 15 users who need VPN access as part of their normal work habits, but at
any time, only 10 users are ever connected by way of the VPN.
In this situation, you only need a license for 10 concurrent VPN sessions. You
must obtain additional licenses as necessary to allow the maximum number of
concurrent sessions you require.You are licensed to load the client software on
as many nodes as you like, but these clients are licensed for use only with the
accompanying Symantec Gateway Security appliance.
Additive session licenses
Additive session licenses are available for Client-to-Gateway VPN functions.
Client-to-Gateway VPN session licenses are independent of base function
licenses and the maximum number of concurrent sessions may be limited by
hardware performance, your network implementation or traffic characteristics.
Page 48
48 Licensing
SYMANTEC GATEWAY SECURITY APPLIANCE LICENSE AND WARRANTY AGREEMENT
SYMANTEC GATEWAY SECURITY APPLIANCE LICENSE AND WARRANTY AGREEMENT
SYMANTEC CORPORATION AND/OR ITS SUBSIDIARIES (“SYMANTEC”) IS WILLING TO LICENSE THE SOFTWARE INCLUDED WITH THE APPLIANCE YOU HAVE PURCHASED TO YOU AS AN INDIVIDUAL, THE COMPANY, OR THE LEGAL ENTITY THAT WILL BE UTILIZING THE SOFTWARE (REFERENCED BELOW AS "YOU OR YOUR") AND TO PROVIDE WARRANTIES ON THE APPLIANCE ONLY ON THE CONDITION THAT YOU ACCEPT ALL OF THE TERMS OF THIS LICENSE AND WARRANTY AGREEMENT. READ THE TERMS AND CONDITIONS OF THIS LICENSE AND WARRANTY AGREEMENT CAREFULLY BEFORE USING THE APPLIANCE. THIS IS A LEGAL AND ENFORCEABLE CONTRACT BETWEEN YOU AND SYMANTEC. BY OPENING THIS PACKAGE, BREAKING THE SEAL, CLICKING ON THE "AGREE" OR "YES" BUTTON OR OTHERWISE INDICATING ASSENT ELECTRONICALLY, REQUESTING A LICENSE KEY OR USING THE SOFTWARE AND THE APPLIANCE, YOU AGREE TO THE TERMS AND CONDITIONS OF THIS AGREEMENT. IF YOU DO NOT AGREE TO THESE TERMS AND CONDITIONS, CLICK ON THE "I DO NOT AGREE" OR "NO" BUTTON IF APPLICABLE AND DO NOT USE THE SOFTWARE AND THE APPLIANCE.
1. Software License:
The software (the "Software") which accompanies the appliance You have purchased (the "Appliance") is the property of Symantec or its licensors and is protected by copyright law. While Symantec continues to own the Software, You will have certain rights to use the Software after Your acceptance of this license. This license governs any releases, revisions, or enhancements to the Software that the Licensor may furnish to You . Except as may be modified by a Symantec license certificate, license coupon, or license key (each a "License Module") which accompanies, precedes, or follows this license, and as may be further defined in the user documentation accompanying the Appliance and/or the Software, Your rights and obligations with respect to the use of this Software are as follows:
You may:
A. ________________________ use the Software solely as part of the Appliance. B. ________________________ make copies of the printed documentation which accompanies the Appliance as necessary to support Your authorized use of the Appliance; and C. ________________________ after written notice to Symantec and in connection with a transfer of the Appliance, transfer the Software on a permanent basis to another person or entity, provided that You retain no copies of the Software, Symantec consents to the transfer and the transferee agrees in writing to the terms and conditions of this agreement.
You may not:
A. ________________________ sublicense, rent or lease any portion of the Software; reverse engineer, decompile, disassemble, modify, translate, make any attempt to discover the source code of the Software, or create derivative works from the Software; B. ________________________ use, if You received the Software distributed on an Appliance containing multiple Symantec products, any Symantec software on the Appliance for which You have not received a permission in a License Module; or C. ________________________ use the Software in any manner not authorized by this license.
Page 49
49Licensing
SYMANTEC GATEWAY SECURITY APPLIANCE LICENSE AND WARRANTY AGREEMENT
2. Content Updates:
Certain Symantec software products utilize content that is updated from time to time (e.g.,
antivirus products utilize updated virus definitions; content filtering products utilize
updated URL lists; some firewall products utilize updated firewall rules; vulnerability
assessment products utilize updated vulnerability data, etc.; collectively, these are
referred to as "Content Updates"). You may obtain Content Updates for each Software
functionality which You have purchased and activated for use with the Appliance for any
period for which You have (i) purchased a subscription for Content Updates for such
Software functionality; (ii) entered into a support agreement that includes Content
Updates for such Software functionality; or (iii) otherwise separately acquired the right to
obtain Content Updates for such Software functionality. This license does not otherwise
permit You to obtain and use Content Updates.
3. Limited Warranty:
Symantec warrants that the Software will perform on the Appliance in substantial
compliance with the written documentation accompanying the Appliance for a period of
thirty (30) days from the date of original purchase of the Appliance. Your sole remedy in
the event of a breach of this warranty will be that Symantec will, at its option, repair or
replace any defective Software returned to Symantec within the warranty period or refund
the money You paid for the Appliance.
Symantec warrants that the hardware component of the Appliance (the "Hardware") shall
be free from defects in material and workmanship under normal use and service and
substantially conform to the written documentation accompanying the Appliance for a
period of three hundred sixty-five (365) days from the date of original( purchase of the
Appliance. Your sole remedy in the event of a breach of this warranty will be that
Symantec will, at its option, repair or replace any defective Hardware returned to
Symantec within the warranty period or refund the money You paid for the Appliance.
The warranties contained in this agreement will not apply to any Software or Hardware
which:
A._________________________ has been altered, supplemented, upgraded or modified in
any way; or
B. _________________________ has been repaired except by Symantec or its designee.
Additionally, the warranties contained in this agreement do not apply to repair or
replacement caused or necessitated by: (i) events occurring after risk of loss passes to You
such as loss or damage during shipment; (ii) acts of God including without limitation
natural acts such as fire, flood, wind earthquake, lightning or similar disaster; (iii)
improper use, environment, installation or electrical supply, improper maintenance, or
any other misuse, abuse or mishandling; (iv) governmental actions or inactions; (v) strikes
or work stoppages; (vi) Your failure to follow applicable use or operations instructions or
manuals; (vii) Your failure to implement, or to allow Symantec or its designee to
implement, any corrections or modifications to the Appliance made available to You by
Symantec; or (viii) such other events outside Symantec's reasonable control.
Upon discovery of any failure of the Hardware, or component thereof, to conform to the
applicable warranty during the applicable warranty period, You are required to contact us
within ten (10) days after such failure and seek a return material authorization ("RMA")
number. Symantec will promptly issue the requested RMA as long as we determine that
You meet the conditions for warranty service. The allegedly defective Appliance, or
component thereof, shall be returned to Symantec, securely and properly packaged,
freight and insurance prepaid, with the RMA number prominently displayed on the
exterior of the shipment packaging and with the Appliance. Symantec will have no
obligation to accept any Appliance which is returned without an RMA number.
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50 Licensing
SYMANTEC GATEWAY SECURITY APPLIANCE LICENSE AND WARRANTY AGREEMENT
Upon completion of repair or if Symantec decides, in accordance with the warranty, to replace a defective Appliance, Symantec will return such repaired or replacement Appliance to You, freight and insurance prepaid. In the event that Symantec, in its sole discretion, determines that it is unable to replace or repair the Hardware, Symantec will refund to You the F.O.B. price paid by You for the defective Appliance. Defective Appliances returned to Symantec will become the property of Symantec.
Symantec does not warrant that the Appliance will meet Your requirements or that operation of the Appliance will be uninterrupted or that the Appliance will be error-free.
In order to exercise any of the warranty rights contained in this Agreement, You must have available an original sales receipt or bill of sale demonstrating proof of purchase with Your warranty claim.
TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, THE ABOVE WARRANTY IS EXCLUSIVE AND IN LIEU OF ALL OTHER WARRANTIES, WHETHER EXPRESS OR IMPLIED, INCLUDING THE IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, AND NONINFRINGEMENT OF INTELLECTUAL PROPERTY RIGHTS. THIS WARRANTY GIVES YOU SPECIFIC LEGAL RIGHTS. YOU MAY HAVE OTHER RIGHTS, WHICH VARY FROM STATE TO STATE AND COUNTRY TO COUNTRY.
4. Disclaimer of Damages:
SOME STATES AND COUNTRIES, INCLUDING MEMBER COUNTRIES OF THE EUROPEAN ECONOMIC AREA, DO NOT ALLOW THE LIMITATION OR EXCLUSION OF LIABILITY FOR INCIDENTAL OR CONSEQUENTIAL DAMAGES SO THE BELOW LIMITATION OR EXCLUSION MAY NOT APPLY TO YOU.
TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW AND REGARDLESS OF WHETHER ANY REMEDY SET FORTH HEREIN FAILS OF ITS ESSENTIAL PURPOSE, IN NO EVENT WILL SYMANTEC OR ITS LICENSORS BE LIABLE TO YOU FOR ANY SPECIAL, CONSEQUENTIAL, INDIRECT OR SIMILAR DAMAGES, INCLUDING ANY LOST PROFITS OR LOST DATA ARISING OUT OF THE USE OR INABILITY TO USE THE SOFTWARE EVEN IF SYMANTEC HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.
IN NO CASE SHALL SYMANTEC'S OR ITS LICENSORS' LIABILITY EXCEED THE PURCHASE PRICE FOR THE APPLIANCE. The disclaimers and limitations set forth above will apply regardless of whether You accept the Software or the Appliance.
5. U.S. Government Restricted Rights:
RESTRICTED RIGHTS LEGEND. All Symantec products and documentation are commercial in nature. The software and software documentation are "Commercial Items", as that term is defined in 48 C.F.R. section 2.101, consisting of "Commercial Computer Software" and "Commercial Computer Software Documentation", as such terms are defined in 48 C.F.R. section 252.227-7014(a)(5) and 48 C.F.R. section 252.227-7014(a)(1), and used in 48 C.F.R. section 12.212 and 48 C.F.R. section 227.7202, as applicable. Consistent with 48 C.F.R. section 12.212, 48 C.F.R. section 252.227-7015, 48 C.F.R. section
227.7202 through 227.7202-4, 48 C.F.R. section 52.227-14, and other relevant sections of the Code of Federal Regulations, as applicable, Symantec's computer software and computer software documentation are licensed to United States Government end users with only those rights as granted to all other end users, according to the terms and conditions contained in this license agreement. Manufacturer is Symantec Corporation, 20330 Stevens Creek Blvd., Cupertino, CA 95014.
Page 51
51Licensing
SYMANTEC GATEWAY SECURITY APPLIANCE LICENSE AND WARRANTY AGREEMENT
6. Export Regulation:
Certain Symantec products are subject to export controls by the U.S. Department of
Commerce (DOC), under the Export Administration Regulations (EAR) (see
www.bxa.doc.gov). Violation of U.S. law is strictly prohibited. Licensee agrees to comply
with the requirements of the EAR and all applicable international, national, state, regional
and local laws, and regulations, including any applicable import and use restrictions.
Symantec products are currently prohibited for export or re-export to Cuba, North Korea,
Iran, Iraq, Libya, Syria and Sudan or to any country subject to applicable trade sanctions.
Licensee agrees not to export, or re-export, directly or indirectly, any product to any
country outlined in the EAR, nor to any person or entity on the DOC Denied Persons,
Entities and Unverified Lists, the U.S. Department of State's Debarred List, or on the U.S.
Department of Treasury's lists of Specially Designated Nationals, Specially Designated
Narcotics Traffickers, or Specially Designated Terrorists. Furthermore, Licensee agrees
not to export, or re-export, Symantec products to any military entity not approved under
the EAR, or to any other entity for any military purpose, nor will it sell any Symantec
product for use in connection with chemical, biological, or nuclear weapons or missiles
capable of delivering such weapons.
7. General:
If You are located in North America or Latin America, this Agreement will be governed by
the laws of the State of California, United States of America. Otherwise, this Agreement
will be governed by the laws of England. This Agreement and any related License Module
is the entire agreement between You and Symantec relating to the Appliance and: (i)
supersedes all prior or contemporaneous oral or written communications, proposals and
representations with respect to its subject matter; and (ii) prevails over any conflicting or
additional terms of any quote, order, acknowledgment or similar communications
between the parties. This Agreement may only be modified by a License Module or by a
written document which has been signed by both You and Symantec. This Agreement
shall terminate upon Your breach of any term contained herein and You shall cease use of
and destroy all copies of the Software and shall return the Appliance to Symantec. The
disclaimers of warranties and damages and limitations on liability shall survive
termination. Should You have any questions concerning this Agreement, or if You desire
to contact Symantec for any reason, please write: (i) Symantec Customer Service, 555
International Way, Springfield, OR 97477, USA, or (ii) Symantec Customer Service Center,
PO BOX 5689, Dublin 15, Ireland.
Page 52
52 Licensing
SYMANTEC GATEWAY SECURITY APPLIANCE LICENSE AND WARRANTY AGREEMENT
Page 53
Appendix
C
Specifications and safety
This chapter includes the following topics:
Product specifications
Safeguard instructions
Product certifications
This appendix lists the product specifications and safety certifications.
Product specifications
Each respective Symantec Gateway Security 300 Series model offers increased
performance and these different specifications are listed in Table C-1.
Table C-1 Product specifications
Parameter Model 320 Model 360 and 360R
Length 33.0 cm (12.99 inches) 33.0 cm (12.99 inches)
Width 25.6 cm (10.07 inches) 25.6 cm (10.07 inches)
Height 7.0 cm (2.75 inches) 7.0 cm (2.75 inches)
Weight 1.228 kg (2.707 lb) 1.259 kg (2.776 lb)
Network interfaces
5 10/100 Ethernet ports (1 WAN and 4 LAN)
1 RS-232 serial port
10 10/100 Ethernet ports (2 WAN and 8 LAN)
1 RS-232 serial port
User interface Security Gateway Management
Interface (SGMI)
Security Gateway Management Interface (SGMI)
Processor 140 MHz 170 MHz
RAM 64MB 64MB
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54 Specifications and safety
Product specifications
Operating temperature range
32 to 104° F (0 to 40° C) 32 to 104° F (0 to 40° C)
Non-operating temperature range
-4 to 149° F (-20 to 65° C) -4 to 149° F (-20 to 65° C)
Operating humidity
10-90% humidity, non­condensing at altitudes of 0 to 6500 feet (2000 m)
10-90% humidity, non­condensing at altitudes of 0 to 6500 feet (2000 m)
Non-operating humidity
10-90% humidity, non­condensing at altitudes of 0 to 15000 feet (4750 m)
10-90% humidity, non­condensing at altitudes of 0 to 15000 feet (4750 m)
AC power North American power supply
unit
Line voltage range: 100 V to
120 V AC
Current: 1.1 Amps (at 115 V)
Frequency: 59 - 61 Hz,
single phase
Power: 10 W
The multi-national power supply unit includes four removable wall-plug clips to support the following geographies: USA, Europe, UK and Australia.
Line voltage range: 207 V to
253V AC
Current: 55 Amps (at 230 V)
Frequency: 49.5 - 50.5 Hz,
single phase
Power: 10 W
North American power supply unit
Line voltage range: 100 V to
120 V AC
Current: 1.1 Amps (at 115 V)
Frequency: 59 - 61 Hz,
single phase
Power: 10 W
The multi-national power supply unit includes four removable wall-plug clips to support the following geographies: USA, Europe, UK and Australia.
Line voltage range: 207 V to
253V AC
Current: 55 Amps (at 230 V)
Frequency: 49.5 - 50.5 Hz,
single phase
Power: 10 W
Operating shock and vibration
Shock: 250 G, < 2 ms
Vibration: 0.41 Grms2 (3-
500 Hz) random input
Shock: 250 G, < 2 ms
Vibration: 0.41 Grms2 (3-
500 Hz) random input
Non-operating shock and vibration
Shock: 65 G, 8 ms
Vibration: 1.12 Grms2 (3-
500 Hz) random input
Shock: 65 G, 8 ms
Vibration: 1.12 Grms2 (3-
500 Hz) random input
Table C-1 Product specifications (Continued)
Parameter Model 320 Model 360 and 360R
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55Specifications and safety
Safeguard instructions
Safeguard instructions
For your protection, please read all these instructions regarding your appliance.
Read instructions
Read and understand all the safety and operating instructions before operating the appliance.
Ventilation
Vents on the front and rear and the fan opening on the back panel of the Symantec Gateway Security 5400 Series provide ventilation for reliable product operation and to protect it from overheating. These openings must not be blocked or covered. This product should not be placed in an enclosure unless proper ventilation is provided.
Power cord
Caution: The power-supply cord is used as the main disconnect device. Ensure that the socket outlet is located or installed near the equipment and is easily accessible.
Warning: To reduce the risk of electrical shock, do not disassemble this product. Return it to Symantec when service or repair work is required. Opening or removing covers may expose you to dangerous voltage or other risks. Incorrect reassembly can cause electric shock when this product is subsequently used.
Note: Breaking the seal on the left side and bottom of the appliance or opening the appliance in any way voids your warranty.
Warning: To prevent a possible electrical shock when installing the device, ensure that the power cord for the device is unplugged before installing network cables.
Warning: To prevent a possible electrical shock, when adding the device to a system, disconnect all power cords, if possible, from the existing system before connecting the signal cable to that device.
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56 Specifications and safety
Safeguard instructions
Warning: To prevent a possible electrical shock during an electrical storm,
do not connect or disconnect cables.
Warning: To prevent a possible electrical shock from touching two surfaces
with different electrical grounds, use one hand, when possible, to connect or
disconnect signal cables.
Warning: To avoid a shock hazard, the power cord must be connected to a
properly wired and earthed receptacle.
Warning: To avoid a shock hazard, any equipment to which this product
will be attached must also be connected to properly wired receptacles.
Warning: Electrical current from power, telephone, and network cables is
hazardous.
Operating the unit in an equipment rack
If you plan to install the Symantec Gateway Security 300 Series in an
equipment rack, use these precautions:
Ensure the ambient temperature around the appliance (which may be
higher than the room temperature) are within the specified limits.
Ensure there is sufficient air flow around the unit.
Ensure electrical circuits are not overloaded; consider the nameplate
ratings of all the connected equipment and ensure you have overcurrent protection.
Ensure the equipment is properly grounded, particularly any equipment
connected to a power strip.
Do not place any objects on top of the appliance.
Remove the protective plastic sheet from the top of the appliance.
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57Specifications and safety
Product certifications
Product certifications
These appliances have been certified for the following electrical and safety
standards:
EMC:
FCC Part 15 Class B
ICES-003 (Canada)
EN 301.489-1 & -17
EN55022 (1998), Class B Emissions (Radiated & Conducted)
EN61000-3-2 (2000), Harmonics
EN61000-3-3 (1995), Flicker
EN61000-4-2 (1995), ESD: ±8 kV AD, ±4 kV CD
EN61000-4-3 (2002), RF Immunity: 10 V/m, 80 MHz - 1 GHz
EN61000-4-4 (1995), EFT/Burst: ±1 kV Power, ± .5 kV Signal Cables
EN61000-4-5 (1995), Surge: ±1 kV (L-L), ±2 kV (L-G)
EN61000-4-6 (1996), Conducted RF Immunity: 3V, 150 kHz – 80 MHz
EN61000-4-11 (1994): >95%/0.5T, 30%/25T, >95%/250T
Safety:
UL 1950
CSA 22.2 No. 950-95
EN60950-1 (2002)
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58 Specifications and safety
Product certifications
Page 59
Appendix
D
LEDs and DIP switches
This chapter includes the following topics:
About LEDs
DIP switches
About LEDs
The front panel on Symantec Gateway Security 300 Series models 320, 360, and
360R have LED lights that indicate the status of the appliance. Each LED
indicates status of a different part of the appliance, such as the LAN and WAN
ports. You can also determine the status of the appliance by the combination of
the LEDs.
Figure D-1 shows the LEDs on the front panel of models 320, 360, and 360R.
Figure D-1 LED configuration on models 320, 360, and 360R
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60 LEDs and DIP switches
About LEDs
Table D-1 describes each LED.
Interpreting the LEDs
The LEDs on the front panel of the appliance have three states: solid on, flashing, and solid off. The combination of the Error and Transmit LED states indicate the status of the appliance. Table D-2 describes the LEDs state combinations and appliance status that they indicate.
Table D-1 LEDs
Location Symbol Feature Description
1 Power Illuminates when the appliance is turned
on.
2 Error Illuminates if there is a problem with the
appliance.
3 Transmit Illuminates or flashes when traffic is
being passed over the LAN or WAN ports.
4 Backup Illuminates or flashes when the serial
port is being used or is not functioning correctly.
5 Wireless-
ready
Illuminates when the wireless card is inserted and functioning properly.
6 Wireless-
active
Illuminates or flashes when the wireless card is transmitting or receiving data.
Table D-2 LEDs states and appliance status
Error LED state Transmit LED state Appliance status
Solid off Solid on Normal operation.
Solid off Flashing Transmitting/receiving Data from
LAN.
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61LEDs and DIP switches
About LEDs
LiveUpdate LED status
Automatic firmware updates using LiveUpdate have a special set of LED
sequences. Table D-3 describes the LED activity before, during, and after a
LiveUpdate firmware update.
Flashing Flashing MAC address not assigned.
Firmware problem. Appliance is
ready for a forced download.
Appliance detected an error
and cannot recover.
Flashing Solid on Configuration mode.
Solid on Solid on Hardware problem.
Flashing once Solid off RAM error.
Flashing twice Solid off Timer error.
Flash three Solid off DMA error.
Solid on Flashing once LAN error.
Solid on Flashing twice WAN error.
Solid on Flashing three Serial error.
Solid off Solid off No power.
Both flashing alternatively.
Download in progress.
Appliance is writing to flash.
Table D-2 LEDs states and appliance status (Continued)
Error LED state Transmit LED state Appliance status
Table D-3 LED states for LiveUpdate status
LiveUpdate status Power LED
state
Error LED state
Transmit LED state
During retrieval of LiveUpdate firmware from Internet (or TFTP) there is no effect on appliance operation. LEDs are in normal operational pattern.
On On On (flashing
for traffic)
Firmware downloaded and CRC verified. Flash erase begins (about 10 seconds).
On Off Off
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62 LEDs and DIP switches
DIP switches
DIP switches
DIP switches allow for manual intervention on the appliance to perform tasks like upgrading the firmware, backing up your configuration, and using the serial port for maintenance operations. See Symantec Gateway Security 300 Series Administrator’s Guide for more information.
For normal operation, set all the DIP switches to off (down).
Writing new image to flash (seconds depend on firmware size).
On Flashing
alternately
Flashing alternately
Write Complete – Briefly for 1 second before reset.
On On On
Unit Resets – All LEDs flashed ON and end in Normal Operational pattern.
On Off On (flashing
for traffic)
Table D-3 LED states for LiveUpdate status
LiveUpdate status Power LED
state
Error LED state
Transmit LED state
Page 63
Appendix
E
About troubleshooting
This chapter includes the following topics:
Accessing troubleshooting information
You can find up-to-date troubleshooting information for Symantec Gateway
Security 300 Series (and all Symantec products) on the Symantec Web site,
www.symantec.com.
Accessing troubleshooting information
Use the following procedure to access troubleshooting information from the
Symantec Knowledge Base.
To access Symantec Gateway Security 300 Series troubleshooting
information
1 Go to www.symantec.com.
2 On the top of the home page, click support.
3 Under Product Support > enterprise, click Continue.
4 On the Support enterprise page, under Technical Support, click knowledge
base.
5 Under select a knowledge base, scroll down and click Symantec Gateway
Security 300 Series.
6 Click your specific product name and model.
7 On the knowledge base page for your appliance model, do any of the
following:
On the Hot Topics tab, click any of the items in the list to view a
detailed list of knowledge base articles on that topic.
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64 About troubleshooting
Accessing troubleshooting information
On the Search tab, in the text box, type a string containing your
question. Use the drop-down list to determine how the search is performed and click Search.
On the Browse tab, expand a heading to see knowledge base articles
related to that topic.
Page 65
Index
A
access lists, checklists 40 administrator password 28 aDSL 20 analog 17 Analog connections 18 analog, dial-up accounts 22 appliance
back panel 13 installation 11
Asymmetrical Digital Subscriber Line (ASDL) 20
B
backup dial-up account 22 broadband
accounts 17
cable modem 18, 19 broadband cable connection 19 broadband connection 18 buttons
power 13
restart 13
C
cable connection 19 CD-ROMs, replacement 10 certification 57 component list 9 configuring
DSL connection 27
static IP address connection 27 connection types 17
D
defining your organization 34 DHCP 18, 19 dial-up accounts 22 dial-up back-up account 22 dial-up connection 13, 17
DIP switches 13, 62 disconnect idle PPPoE connections 20 documentation
supplied 9 DSL 17, 18, 20 DSL connectivity 19 DSL, configuring 27
E
electric shock 55
I
installing, appliance 11 IP addresses checklist 39 ISDN connection 17, 18 ISDN, dial-up accounts 22 ISP, PPTP connections 21
L
LAN ports 13 LEDs
flashing 60
LiveUpdate 61 licensing 47 LiveUpdate 24, 61
M
manually updating the appliance 13 modem port 13
N
network architecture, checklist 44 network connections (outside or internal) 17 NICs, checklist 37
P
password 28 Point-to-Point Protocol over Ethernet. See PPPoE
Page 66
66 Index
ports
LAN 13 serial 13
WAN 13 power button 13 power cord 13, 15 power socket 13 PPPoE
connectivity 18
defined 20 PPTP (Point-to-Point Tunneling Protocol) 21 PPTP connection 19 product certifications 57 product component list 9 product specifications 53 proxies checklist 40
R
rear panel
320 appliance 23
360 and 360R appliance 23 regular telephone connection (RJ-11 connector) 22 replacing, CD-ROMs 10 restart button 13 RJ-45 cable 17
S
safety 55
electric shock 55
equipment rack 56 secure data transfer 21 security plan checklist 31 serial port 13 Setup Wizard 17, 24 site hardware information, checklist 37 special phone line ISDN 17 specifications 53 specifications and safety 53 static IP 19 static IP address, configuring 27
T
T1 19 T3 17 TCP/IP checklist 38 TCP/IP-based network 21
U
user documentation 9
W
WAN ports 13
RJ-45 cables 17
Setup Wizard 17 WAN/ISP multiple IP addresses 20 Web service, checklist 42 worksheets 34
access lists 42
allowed TCP/IP services 40
collect TCP/IP address information 38
network architecture 45
notifications 42
Web service information 42
X
xDSL 20
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