Rohde&Schwarz R&S®WinIQSIM2™ Digital Standardss User Manual

R&S®SMW-K14x/-K17x 3GPP 5G NR Signal Generation User Manual
1178801302 Version 13
This document describes the following software options:
R&S®SMW-K144 5G NR Release 15 (1423.8608.xx)
R&S®SMW-K145 5G NR Closed-Loop BS Test (1414.6506.xx)
R&S®SMW-K148 5G NR Release 16 (1414.6664.02)
R&S®SMW-K170 5G NR Sidelink (1413.8640.02)
R&S®SMW-K171 5G NR Release 17 (1413.7280.02)
R&S®SMW-K175 U-Plane Generation (1413.3261.02)
This manual describes firmware version FW 5.00.166.xx and later of the R&S®SMW200A.
© 2022 Rohde & Schwarz GmbH & Co. KG Muehldorfstr. 15, 81671 Muenchen, Germany Phone: +49 89 41 29 - 0 Email: info@rohde-schwarz.com Internet: www.rohde-schwarz.com Subject to change – data without tolerance limits is not binding. R&S® is a registered trademark of Rohde & Schwarz GmbH & Co. KG. Trade names are trademarks of the owners.
1178.8013.02 | Version 13 | R&S®SMW-K14x/-K17x
The following abbreviations are used throughout this manual: R&S®SMW200A is abbreviated as R&S SMW
R&S®SMW-K14x/-K17x

Contents

1 Welcome to the 5G New Radio option............................................... 13
1.1 Accessing the 5G New Radio dialog......................................................................... 14
1.2 What's new...................................................................................................................15
1.3 Documentation overview............................................................................................15
1.3.1 Getting started manual..................................................................................................16
1.3.2 User manuals and help................................................................................................. 16
1.3.3 Tutorials.........................................................................................................................16
1.3.4 Service manual............................................................................................................. 16
1.3.5 Instrument security procedures.....................................................................................16
1.3.6 Printed safety instructions............................................................................................. 17
1.3.7 Data sheets and brochures........................................................................................... 17
Contents
1.3.8 Release notes and open source acknowledgment (OSA)............................................ 17
1.3.9 Application notes, application cards, white papers, etc.................................................17
1.4 Scope........................................................................................................................... 18
1.5 Notes on screenshots.................................................................................................18
2 About the 5G New Radio option......................................................... 19
2.1 Required options.........................................................................................................20
2.2 5G NR numerology......................................................................................................20
2.3 Multiple accesses schemes....................................................................................... 21
2.4 Frame structure, slots and slot formats................................................................... 22
2.5 Resource blocks and resource grid.......................................................................... 22
2.6 Transmission bandwidths TxBWs.............................................................................23
2.7 Synchronization signals and SS/PBCH block.......................................................... 25
2.8 Carrier bandwidth part (BWP)....................................................................................27
2.9 Carrier aggregation.....................................................................................................28
2.10 Antenna port mapping................................................................................................29
2.11 5G NR channels and signals overview..................................................................... 30
2.12 Overlap handling.........................................................................................................31
3 Find out the implemented 3GPP specification..................................33
4 5G NR quick settings...........................................................................34
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4.1 General settings.......................................................................................................... 34
4.2 Frame format............................................................................................................... 38
5 5G New Radio configuration and settings.........................................42
5.1 General settings.......................................................................................................... 42
5.2 Node settings.............................................................................................................. 49
5.2.1 Scheduling.................................................................................................................... 50
5.2.2 Carriers settings............................................................................................................ 51
5.2.3 System information settings.......................................................................................... 60
5.2.4 Transmission bandwidth (TxBW) settings.....................................................................64
5.2.5 LTE-CRS coexistence settings......................................................................................67
5.2.6 SS/PBCH settings......................................................................................................... 70
5.2.7 S-SS/PSBCH settings................................................................................................... 77
Contents
5.2.8 PRS settings................................................................................................................. 80
5.2.9 Dummy REs settings.....................................................................................................86
5.2.10 OCNG settings.............................................................................................................. 88
5.2.11 Carrier-mapping settings............................................................................................... 90
5.2.12 PBCH settings...............................................................................................................90
5.2.13 PSBCH settings............................................................................................................ 95
5.3 Users / BWPs settings................................................................................................ 96
5.3.1 General settings............................................................................................................ 96
5.3.2 DL and UL user properties settings...............................................................................97
5.3.3 SL user properties settings......................................................................................... 103
5.3.4 DL/UL BWPs settings..................................................................................................105
5.3.5 SL BWPs settings....................................................................................................... 109
5.3.6 DL BWP configuration settings....................................................................................112
5.3.7 UL BWP configuration settings................................................................................... 146
5.3.8 SL BWP configuration settings....................................................................................179
5.4 Scheduling settings.................................................................................................. 185
5.5 PDSCH and PUSCH settings....................................................................................199
5.5.1 General settings.......................................................................................................... 200
5.5.2 TxScheme settings......................................................................................................205
5.5.3 DMRS settings............................................................................................................ 208
5.5.4 Channel coding settings.............................................................................................. 211
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5.5.5 UCI settings.................................................................................................................214
5.5.6 PTRS settings............................................................................................................. 215
5.5.7 PTRS settings with enabled transform precoding....................................................... 218
5.5.8 Antenna ports..............................................................................................................220
5.5.9 Info.............................................................................................................................. 221
5.6 CORESET settings.................................................................................................... 222
5.6.1 General settings.......................................................................................................... 222
5.6.2 Payload settings..........................................................................................................227
5.6.3 Info.............................................................................................................................. 248
5.7 PUCCH settings.........................................................................................................248
5.7.1 General settings.......................................................................................................... 249
5.7.2 Payload settings..........................................................................................................253
5.7.3 Info.............................................................................................................................. 254
Contents
5.8 PRACH settings.........................................................................................................255
5.9 PSSCH and PSCCH settings.................................................................................... 257
5.9.1 General PSSCH and PSCCH settings........................................................................ 257
5.9.2 SCI1A settings............................................................................................................ 259
5.9.3 SCI2A settings............................................................................................................ 261
5.9.4 SCI2B settings............................................................................................................ 262
5.9.5 TxScheme settings for PSSCH and PSCCH.............................................................. 263
5.9.6 DMRS settings for PSSCH..........................................................................................263
5.9.7 Channel coding settings..............................................................................................264
5.9.8 Antenna ports settings for PSSCH and PSCCH......................................................... 266
5.9.9 Info layer for PSSCH and PSCCH.............................................................................. 267
6 Signal control and signal characteristics........................................268
6.1 Trigger settings......................................................................................................... 268
6.2 Marker settings..........................................................................................................274
6.3 TDD UL/DL marker mode..........................................................................................277
6.4 Clock settings............................................................................................................280
6.5 Local and global connectors settings.....................................................................281
6.6 Output settings..........................................................................................................281
6.7 Time domain windowing settings............................................................................286
6.8 Adjusting the signal power...................................................................................... 287
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6.8.1 Power settings.............................................................................................................288
6.9 Crest factor reduction settings................................................................................294
7 Observing current allocations on the time plan..............................296
8 Performing BS tests according to TS 38.141 specifications......... 299
8.1 Introduction to BS conformance testing................................................................ 299
8.2 Required options.......................................................................................................300
8.3 Supported test cases................................................................................................301
8.3.1 Generic structure of the description of the implemented test cases........................... 303
8.4 Exemplary test setups.............................................................................................. 303
8.4.1 Exemplary test setups for conducted tests (TS 38.141-1).......................................... 303
8.4.2 Exemplary test setups for radiated (OTA) tests (TS 38.141-2)................................... 305
8.5 General considerations............................................................................................ 306
Contents
8.5.1 General considerations for radiated (OTA) tests......................................................... 307
8.6 User interface............................................................................................................ 309
8.6.1 General settings.......................................................................................................... 310
8.6.2 Test case settings........................................................................................................311
8.6.3 OTA declaration...........................................................................................................312
8.6.4 Instrument settings......................................................................................................314
8.6.5 Antenna settings......................................................................................................... 316
8.6.6 Wanted signal settings................................................................................................ 316
8.6.7 Frequency allocation settings......................................................................................322
8.6.8 Interfering signal settings............................................................................................ 323
8.6.9 Moving UE settings..................................................................................................... 328
8.6.10 Stationary UE settings.................................................................................................330
8.6.11 Feedback settings....................................................................................................... 331
8.6.12 AWGN settings............................................................................................................332
8.7 Conducted transmitter characteristics (TS 38.141-1, chapter 6).......................... 333
8.7.1 Required options......................................................................................................... 333
8.7.2 Prior considerations.................................................................................................... 334
8.7.3 General workflow for carrying out a transmitter test....................................................334
8.7.4 Test case 6.7: transmitter intermodulation.................................................................. 335
8.8 Conducted receiver characteristics (TS 38.141-1, chapter 7)............................... 336
8.8.1 Required options......................................................................................................... 337
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8.8.2 Prior considerations.................................................................................................... 338
8.8.3 General workflow for carrying out a receiver test........................................................339
8.8.4 Test case 7.2: reference sensitivity level.....................................................................340
8.8.5 Test case 7.3: dynamic range..................................................................................... 342
8.8.6 Test case 7.4.1: adjacent channel selectivity (ACS)................................................... 344
8.8.7 Test case 7.4.2A: in-band general blocking................................................................ 346
8.8.8 Test case 7.4.2B: in-band narrowband blocking......................................................... 348
8.8.9 Test case 7.5: out-of-band blocking............................................................................ 350
8.8.10 Test case 7.7: receiver intermodulation.......................................................................352
8.8.11 Test case 7.8: in-channel selectivity............................................................................356
8.9 Conducted performance characteristics (TS 38.141-1, chapter 8)....................... 358
8.9.1 Required options......................................................................................................... 359
8.9.2 General....................................................................................................................... 363
Contents
8.9.3 General workflow for carrying out a performance test................................................ 364
8.9.4 Test case 8.2.1: PUSCH transform precoding disabled.............................................. 365
8.9.5 Test case 8.2.2: PUSCH transform precoding enabled...............................................366
8.9.6 Test case 8.2.3: UCI multiplexed on PUSCH.............................................................. 367
8.9.7 Test case 8.2.4: Performance requirements for PUSCH for high speed train.............368
8.9.8 Test case 8.2.5: Performance requirements for UL timing adjustment....................... 369
8.9.9 Test case 8.2.6: Performance requirements for PUSCH with 0.001% BLER..............371
8.9.10 Test case 8.2.7: Performance requirements for PUSCH repetition type A..................372
8.9.11 Test case 8.2.8: Performance requirements for PUSCH Mapping type B with non-slot
transmission................................................................................................................ 374
8.9.12 Test case 8.2.9: Performance requirements for PUSCH msgA for 2-step RA type.... 375
8.9.13 Test case 8.2.10: Performance requirements for interlaced PUSCH.......................... 376
8.9.14 Test case 8.2.11: Performance requirements for CG-UCI on interlaced PUSCH........377
8.9.15 Test case 8.3.1: performance requirements for PUCCH format 0...............................378
8.9.16 Test case 8.3.2.1: NACK to ACK detection for PUCCH format 1................................380
8.9.17 Test case 8.3.2.2: ACK missed detection for PUCCH format 1.................................. 383
8.9.18 Test case 8.3.3.1: ACK missed detection for PUCCH format 2.................................. 385
8.9.19 Test case 8.3.3.2: UCI BLER for PUCCH format 2..................................................... 387
8.9.20 Test case 8.3.4: performance requirements for PUCCH format 3...............................388
8.9.21 Test case 8.3.5: performance requirements for PUCCH format 4...............................391
8.9.22 Test case 8.3.6.1A: NACK to ACK detection for multi-slot PUCCH format 1.............. 394
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8.9.23 Test case 8.3.6.1B: ACK missed detection for multi-slot PUCCH format 1.................395
8.9.24 Test case 8.3.7: Performance requirements for interlaced PUCCH format 0..............397
8.9.25 Test case 8.4.1: PRACH false alarm probability and missed detection...................... 398
8.10 Radiated transmitter characteristics (TS 38.141-2, chapter 6)..............................402
8.10.1 Required options......................................................................................................... 403
8.10.2 Prior considerations.................................................................................................... 403
8.10.3 General workflow for carrying out a radiated transmitter test......................................403
8.10.4 Test case 6.8: OTA transmitter intermodulation.......................................................... 404
8.11 Radiated receiver characteristics (TS 38.141-2, chapter 7)...................................406
8.11.1 Required options......................................................................................................... 406
8.11.2 Prior considerations.................................................................................................... 407
8.11.3 General workflow for carrying out a receiver test........................................................ 411
8.11.4 Test case 7.2: OTA sensitivity..................................................................................... 412
Contents
8.11.5 Test case 7.3: OTA reference sensitivity level.............................................................413
8.11.6 Test case 7.4: OTA dynamic range............................................................................. 416
8.11.7 Test case 7.5.1: OTA adjacent channel selectivity (ACS)........................................... 417
8.11.8 Test case 7.5.2A: OTA in-band general blocking........................................................ 419
8.11.9 Test case 7.5.2B: OTA in-band narrowband blocking................................................. 422
8.11.10 Test case 7.6: OTA out-of-band blocking.................................................................... 424
8.11.11 Test case 7.8: OTA receiver intermodulation...............................................................426
8.11.12 Test case 7.9: OTA in-channel selectivity....................................................................429
8.12 Radiated performance characteristics (TS 38.141-2, chapter 8)...........................431
8.12.1 Required options......................................................................................................... 432
8.12.2 General....................................................................................................................... 434
8.12.3 General workflow for carrying out a radiated performance test.................................. 435
8.12.4 Test case 8.2.1: OTA PUSCH transform precoding disabled......................................436
8.12.5 Test case 8.2.2: OTA PUSCH transform precoding enabled.......................................438
8.12.6 Test case 8.2.3: OTA UCI multiplexed on PUSCH......................................................439
8.12.7 Test case 8.2.4: OTA performance requirements for PUSCH for high speed train.....440
8.12.8 Test case 8.2.5: OTA performance requirements for UL timing adjustment................441
8.12.9 Test case 8.2.6: OTA performance requirements for PUSCH with 0.001% BLER......443
8.12.10 Test case 8.2.7: OTA performance requirements for PUSCH repetition type A..........444
8.12.11 Test case 8.2.8: OTA performance requirements for PUSCH Mapping type B with non-
slot transmission......................................................................................................... 445
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8.12.12 Test case 8.2.9: OTA performance requirements for PUSCH msgA for 2-step RA type
.................................................................................................................................... 446
8.12.13 Test case 8.2.10: OTA performance requirements for interlaced PUSCH.................. 448
8.12.14 Test case 8.2.11: OTA performance requirements for CG-UCI on interlaced PUSCH449
8.12.15 Test case 8.3.1: OTA performance requirements for PUCCH format 0.......................450
8.12.16 Test case 8.3.2.1: OTA NACK to ACK detection for PUCCH format 1........................452
8.12.17 Test case 8.3.2.2: OTA ACK missed detection for PUCCH format 1.......................... 453
8.12.18 Test case 8.3.3.1: OTA ACK missed detection for PUCCH format 2.......................... 455
8.12.19 Test case 8.3.3.2: OTA UCI BLER for PUCCH format 2.............................................456
8.12.20 Test case 8.3.4: OTA performance requirements for PUCCH format 3.......................458
8.12.21 Test case 8.3.5: OTA performance requirements for PUCCH format 4.......................459
8.12.22 Test case 8.3.6.1A: OTA NACK to ACK detection for multi-slot PUCCH format 1......461
8.12.23 Test case 8.3.6.1B: OTA ACK missed detection for multi-slot PUCCH format 1.........462
Contents
8.12.24 Test case 8.3.7: OTA performance requirements for interlaced PUCCH format 0......464
8.12.25 Test case 8.4.1: OTA PRACH false alarm probability and missed detection.............. 465
9 Real-time feedback for closed loop BS tests.................................. 468
9.1 Exemplary testing scenario..................................................................................... 469
9.2 Feedback modes....................................................................................................... 470
9.2.1 Serial modes............................................................................................................... 471
9.2.2 Structure of a serial and 3x8 serial feedback command............................................. 472
9.3 Timing aspects.......................................................................................................... 474
9.4 Real-time feedback configuration settings.............................................................475
10 Generating logfiles for design cross-verification........................... 481
10.1 Required options.......................................................................................................481
10.2 Output files................................................................................................................ 481
10.3 How to generate logfiles...........................................................................................482
10.4 Logfile generation settings...................................................................................... 483
11 Generating user plane data...............................................................485
11.1 Required options.......................................................................................................485
11.2 File format and folder structure...............................................................................485
12 Remote-control commands...............................................................487
12.1 Programming examples........................................................................................... 488
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12.2 General commands...................................................................................................519
12.3 Quick settings command......................................................................................... 526
12.4 Carrier commands.................................................................................................... 534
12.5 Copy carrier commands........................................................................................... 539
12.6 System information commands...............................................................................541
12.7 TxBW commands...................................................................................................... 545
12.8 LTE-CRS coexistence commands........................................................................... 548
12.9 SS/PBCH commands................................................................................................ 550
12.10 S-SS/PSBCH configuration commands.................................................................. 561
12.11 PRS commands.........................................................................................................563
12.12 Dummy resource elements commands.................................................................. 570
12.13 OCGN commands..................................................................................................... 572
12.14 Carrier mapping commands.................................................................................... 575
Contents
12.15 DL and UL user properties commands................................................................... 576
12.16 SL user properties commands................................................................................ 584
12.17 DL/UL BWP commands............................................................................................ 586
12.18 SL BWP commands.................................................................................................. 592
12.19 BWP configuration commands................................................................................594
12.19.1 PDSCH commands..................................................................................................... 595
12.19.2 PTRS commands........................................................................................................ 610
12.19.3 RMC commands......................................................................................................... 614
12.19.4 PDCCH commands.....................................................................................................616
12.19.5 DL control information commands.............................................................................. 619
12.19.6 ZP and NZP CSI-RS commands.................................................................................620
12.19.7 Rate match commands............................................................................................... 628
12.19.8 PUCCH commands.....................................................................................................631
12.19.9 FRC commands.......................................................................................................... 633
12.19.10 PUSCH commands..................................................................................................... 639
12.19.11 PUSCH UCI commands.............................................................................................. 655
12.19.12 SRS commands.......................................................................................................... 657
12.19.13 Bandwidth part configuration for sidelink commands..................................................668
12.20 Scheduling commands.............................................................................................674
12.21 PDSCH and PUSCH scheduling commands...........................................................689
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12.21.1 General PDSCH and PUSCH scheduling commands................................................ 690
12.21.2 PDSCH and PUSCH Tx scheme commands..............................................................696
12.21.3 PDSCH and PUSCH DMRS commands.....................................................................702
12.21.4 PDSCH and PUSCH channel coding commands....................................................... 706
12.21.5 PUSCH UCI commands..............................................................................................708
12.21.6 PDSCH and PUSCH PTRS commands...................................................................... 711
12.21.7 PDSCH and PUSCH antenna port configuration commands......................................716
12.22 CORESET scheduling commands...........................................................................718
12.22.1 General CORESET scheduling commands................................................................ 718
12.22.2 CORESET payload scheduling commands................................................................ 722
12.22.3 DCI field configuration commands.............................................................................. 729
12.23 PUCCH scheduling commands............................................................................... 769
12.23.1 General PUCCH scheduling commands.....................................................................769
Contents
12.23.2 PUCCH payload scheduling commands..................................................................... 773
12.24 PRACH scheduling commands............................................................................... 775
12.25 PSSCH / PSCCH scheduling commands................................................................ 778
12.25.1 PSSCH / PSCCH general configuration commands................................................... 778
12.25.2 SCI1A configuration commands..................................................................................780
12.25.3 SCI2A configuration commands..................................................................................784
12.25.4 SCI2B configuration commands..................................................................................787
12.25.5 TxScheme configuration commands...........................................................................788
12.25.6 DMRS configuration commands................................................................................. 788
12.25.7 PSxCH channel coding commands.............................................................................789
12.26 Output commands.................................................................................................... 791
12.27 Trigger commands....................................................................................................800
12.28 Marker commands.................................................................................................... 806
12.29 Clock commands...................................................................................................... 813
12.30 Real-time feedback................................................................................................... 814
12.31 Logging commands.................................................................................................. 818
12.32 Test case wizard remote-control commands..........................................................819
Glossary: Abbreviations....................................................................848
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Glossary: 5G NR 3GPP specification references............................850
List of commands.............................................................................. 851
Index....................................................................................................886
Contents
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R&S®SMW-K14x/-K17x

1 Welcome to the 5G New Radio option

The R&S SMW-K144/-K148 are firmware applications that add functionality to gener­ate signals in accordance with the 3GPP standard 5G New Radio.
Preamble
All supported features are in line with the official 3GPP specifications as follows:
R&S SMW-K144: in line with Release 15, Specification Versions 17.0.0
R&S SMW-K148: in line with Release 16, Specification Versions 17.0.0
R&S SMW-K171: in line with Release 17, Specification Versions 17.0.0
The R&S SMW-K144 key features
The R&S SMW simulates signals at the physical channel level. The following list gives an overview of the functions provided for generating an 5G New Radio signal:
Supports uplink and downlink
Intuitive user interface with graphical display of time plan
PSS/SSS, PBCH (incl. MIB), PDCCH (i.e. CORESET), PDSCH, CSI-RS, PDSCH PTRS, PUSCH, PUCCH, SRS, PRACH supported PBCH, PDSCH, PDCCH and PUSCH incl. DMRS
Support of downlink and uplink DCI content inside CORESET;
Automatic PDSCH scheduling from DCI
PDSCH time domain scheduling
Support of two codewords for PDSCH
Support of SRS codebook
PUSCH/PUCCH spatial multiplexing
Configurable multilayer transmissions for PDSCH and PUSCH, incl. USCH channel coding and antenna ports
Support of FRCs and TMs
All modulation schemes supported
Carrier aggregation, including cross-carrier scheduling
Test case wizard for 3GPP 38.141 test cases
Welcome to the 5G New Radio option
The R&S SMW-K148 key features
The R&S SMW-K148 requires an R&S SMW-K144.
Release 16 features include:
PRS (positioning reference signals)
Support of the DCI types and their corresponding RNTI types included in the release 16
MIB system frame number (SFN) increments independently from the configured ARB sequence length
Uplink timing adjustment commands can be received
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Requires also the option R&S SMW-K145
Support of up-to 50 users
The R&S SMW-K170 key features
The R&S SMW simulates 5G NR sidelink signals at the physical channel level.
Support for PSSCH and PSCCH
Support of S-SS/PSBCH
Support of sidelink bandwidth part configuration, including resource pool configura­tion
Support of SSCH channel coding
Support of sidelink control information (SCI)
Support of sidelink carrier aggregation
The R&S SMW-K171 key features
The R&S SMW-K171 requires an R&S SMW-K144 and R&S SMW-K148.
Welcome to the 5G New Radio option
Accessing the 5G New Radio dialog
Release 17 features include:
New deployment frequency range (FR2-2, up to 71 GHz).
New channel bandwidths introduced with FR2-2 (800 MHz, 1600 MHz and 2000 MHz).
New subcarrier spacings for various channels (user allocations, SS/PBCH, PRACH etc.) introduced with FR2-2.
New channel bandwidths introduced with release 17 (35 MHz and 45 MHz).
Support of 1024QAM modulation in FR1.
New operating bands, test models and FRCs introduced with release 17.
This user manual contains a description of the functionality that the application pro­vides, including remote control operation.
All functions not discussed in this manual are the same as in the base unit and are described in the R&S SMW user manual. The latest version is available at:
www.rohde-schwarz.com/manual/SMW200A
Installation
You can find detailed installation instructions in the delivery of the option or in the R&S SMW service manual.

1.1 Accessing the 5G New Radio dialog

To open the dialog with 5G New Radio settings
► In the block diagram of the R&S SMW, select "Baseband > 5G NR".
A dialog box opens that displays the provided general settings.
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The signal generation is not started immediately. To start signal generation with the default settings, select "State > On".

1.2 What's new

This section contains lists of major new features for each firmware version compared to the previous version starting with firmware version 5.00.044.
For a detailed list of new features, refer to the release notes published with the corre­sponding firmware version.
What's new for firmware version 5.00.166
Support of sidelink signal generation, including the following main features: – S-SS and PBSCH PSSCH and PSCCH Resource pool configuration Sidelink features are available with R&S SMW-K170.
Support of functionality to create a copy of configured carriers.
Support of puncturing allocation type.
Support of PDSCH power for auto DCI mode.
Support of custom serial rate
Release 16 features: support of new test cases: – Conducted tests: 8.2.10, 8.2.11 and 8.3.7 OTA tests: 8.2.10, 8.2.11 and 8.3.7
Release 17 features: support of various 3GPP release 17 features. See "The
R&S SMW-K171 key features" on page 14 for details.
Welcome to the 5G New Radio option
Documentation overview
What's new for firmware version 5.00.044
Support of type 1 single panel codebook precoding.
Release 16 feature: Interlacing for PUSCH and PUCCH.
Release 16 feature: IAB support, for example IAB format, SSB periodicities and
IAB RMCs.
Real-time PDSCH HARQ feedback for IAB applications.
Release 16 feature: New and improved RMCs, FRCs and test cases.

1.3 Documentation overview

This section provides an overview of the R&S SMW user documentation. Unless speci­fied otherwise, you find the documents on the R&S SMW product page at:
www.rohde-schwarz.com/manual/smw200a
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1.3.1 Getting started manual

Introduces the R&S SMW and describes how to set up and start working with the prod­uct. Includes basic operations, typical measurement examples, and general informa­tion, e.g. safety instructions, etc. A printed version is delivered with the instrument.

1.3.2 User manuals and help

Separate manuals for the base unit and the software options are provided for down­load:
Base unit manual Contains the description of all instrument modes and functions. It also provides an introduction to remote control, a complete description of the remote control com­mands with programming examples, and information on maintenance, instrument interfaces and error messages. Includes the contents of the getting started manual.
Software option manual Contains the description of the specific functions of an option. Basic information on operating the R&S SMW is not included.
Welcome to the 5G New Radio option
Documentation overview
The contents of the user manuals are available as help in the R&S SMW. The help offers quick, context-sensitive access to the complete information for the base unit and the software options.
All user manuals are also available for download or for immediate display on the Inter­net.

1.3.3 Tutorials

The R&S SMW provides interactive examples and demonstrations on operating the instrument in form of tutorials. A set of tutorials is available directly on the instrument.

1.3.4 Service manual

Describes the performance test for checking compliance with rated specifications, firm­ware update, troubleshooting, adjustments, installing options and maintenance.
The service manual is available for registered users on the global Rohde & Schwarz information system (GLORIS):
https://gloris.rohde-schwarz.com

1.3.5 Instrument security procedures

Deals with security issues when working with the R&S SMW in secure areas. It is avail­able for download on the Internet.
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1.3.6 Printed safety instructions

Provides safety information in many languages. The printed document is delivered with the product.

1.3.7 Data sheets and brochures

The data sheet contains the technical specifications of the R&S SMW. It also lists the options and their order numbers and optional accessories.
The brochure provides an overview of the instrument and deals with the specific char­acteristics.
See www.rohde-schwarz.com/brochure-datasheet/smw200a

1.3.8 Release notes and open source acknowledgment (OSA)

The release notes list new features, improvements and known issues of the current firmware version, and describe the firmware installation.
Welcome to the 5G New Radio option
Documentation overview
The open-source acknowledgment document provides verbatim license texts of the used open source software.
See www.rohde-schwarz.com/firmware/smw200a

1.3.9 Application notes, application cards, white papers, etc.

These documents deal with special applications or background information on particu­lar topics.
See www.rohde-schwarz.com/application/smw200a and www.rohde-schwarz.com/
manual/smw200a
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1.4 Scope

Tasks (in manual or remote operation) that are also performed in the base unit in the same way are not described here.
In particular, it includes:
Managing settings and data lists, like saving and loading settings, creating and accessing data lists, or accessing files in a particular directory.
Information on regular trigger, marker and clock signals and filter settings, if appro­priate.
General instrument configuration, such as checking the system configuration, con­figuring networks and remote operation
Using the common status registers
For a description of such tasks, see the R&S SMW user manual.
Welcome to the 5G New Radio option
Notes on screenshots

1.5 Notes on screenshots

When describing the functions of the product, we use sample screenshots. These screenshots are meant to illustrate as many as possible of the provided functions and possible interdependencies between parameters. The shown values may not represent realistic usage scenarios.
The screenshots usually show a fully equipped product, that is: with all options instal­led. Thus, some functions shown in the screenshots may not be available in your par­ticular product configuration.
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2 About the 5G New Radio option

The implementation of the option 5G New Radio R&S SMW-K144 is based on the 3GPP Rel. 15 specification group TS 38.xxx. According to these specifications, the 3GPP defines a great flexibility of the signal on the air interface.
This section is a brief summary of the main air interface parameters, see Table 2-1.
Availability of main air interface parameters
Several main air interface parameters have been upgraded with 3GPP release 16 and 3GPP release 17, in particular the extended frequency deployment ranges, certain channel bandwidths (for example 35 MHz and 35 MHz) or certain subcarrier spacings and are therefore only available with the corresponding option (R&S SMW-K148 and R&S SMW-K171).
If you do not have R&S SMW-K171 and the distinction between FR2-1 and FR2-2, you only see FR2. All settings that depend on the frequency deployment range are treated as if they were in FR2-1 in that case.
About the 5G New Radio option
Table 2-1: Main air interface parameters
Parameter Frequency range FR1* Frequency range FR2*
Frequency bands** 410 MHz to 7.125 GHz
7.125 GHz to 24.250 GHz
Carrier aggregation 16 carriers
Initially 1
Channel bandwidth 5, 10, 15, 20, 25, 30, 35, 40,
45, 50, 60, 70, 80, 90 MHz and 100 MHz
Subcarrier spacing (SCS) 15, 30, 60 kHz FR 2-1: 60, 120 kHz
Modulation schemes Up to 1024QAM Up to 1024QAM
MIMO schemes
Multiple access schemes
DL: 2x2 and 4x4 MIMO ( 8 layers)
UL: SISO and 2x2 MIMO ( 4 layers)
DL: CP-ODFMA
UL: CP-OFDMA and optionally DFT-s-OFDM
FR 2-1: 24.250 GHz to 52.60 GHz FR 2-2: 52.60 GHz to 71.00 GHz
16 carriers
FR 2-1: 50, 100, 200, 400 FR 2-2: 400, 800, 1600, 2000 MHz
FR 2-2: 120, 480, 960 kHz (depending on channel bandwidth)
2 layers:
DL: 2x2 MIMO
UL: SISO and 2x2 MIMO
DL: CP-ODFMA
UL: CP-OFDMA and optionally DFT­s-OFDM
*)
Throughout this description, the designations are used interchangeably.
**)
Frequency bands as defined by the 3GPP specification group TS 38.104 (currently release 17). You can however select also any other frequency within the frequency range your R&S SMW supports (see Chapter 2.1, "Required options", on page 20).
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2.1 Required options

The basic equipment layout for generating 5G New Radio signals includes the options:
Standard or wideband baseband generator (R&S SMW-B10/-B9)
Baseband main module (R&S SMW-B13) or wideband baseband main module (R&S SMW-B13XT)
Option 5G New Radio (R&S SMW-K144) (per signal path)
Frequency option (e.g. R&S SMW-B1003)
Optional, option logfile generation (R&S SMW-K81)
Optional, option real-time feedback (R&S SMW-K145)
Optional, option 5G NR Release 16 (R&S SMW-K148). Requires R&S SMW-K144.
Optional, option 5G NR Sidelink (R&S SMW-K170).
Optional, option 5G NR Release 17 (R&S SMW-K171). Requires R&S SMW-K144 and R&S SMW-K148.
About the 5G New Radio option
5G NR numerology
You can generate signals via play-back of waveform files at the signal generator. To create the waveform file using R&S WinIQSIM2, you do not need a specific option.
To play back the waveform file at the signal generator, you have two options:
Install the R&S WinIQSIM2 option of the digital standard, e.g. R&S SMW-K255 for playing LTE waveforms
If supported, install the real-time option of the digital standard, e.g. R&S SMW-K55 for playing LTE waveforms
For more information, see data sheet.

2.2 5G NR numerology

5G NR signals can be transmitted in several frequency ranges. For each of the fre­quency range, the 3GPP specifies the allowed subcarrier spacing (SCS) and the sup­ported cyclic prefix (CP), see Table 2-2.
However, not all combinations of frequency range, SCS and CP are allowed. Moreover, the 3GPP specification defines the allowed combinations indirectly, as the so called numerology. A numerology is thus the combination of the SCS and the CP, where the SCS is defined as follows:
Δf = 15 kHz * 2μ, with μ = 0 to 4.
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About the 5G New Radio option
Multiple accesses schemes
Table 2-2: Supported combinations of SCS and CP per frequency range
μ
SCS,
Max.
kHz
channel band-
(Δf)
width, MHz
0 15 50 14 10 1 66.67 x - x x x - -
1 30 100 14 20 2 33.33 x - x x x - -
N
bol
sym-
slot
framesNsub-
N
slot
frame
slot
Symbol dura­tion
μs
Nor­mal cycli c pre­fix
(NCP )
Exten­ded cyclic prefix
(ECP)
Sup­por­ted for data
Sup­ported for syn­chron­ization
FR1 FR2-1FR2-2
2 60 100
(FR1) 200
(FR2-1)
3 120 400
100 (FR2-2)
4 240 - 14 160 16 4.17 x - - x - x -
5 480 1600 14 320 32 2.08 x - x x - - x
6 960 2000 14 640 64 1.04 x - x x - - x
14 (NCP) 12 (ECP)
14 80 8 8.33 x - x x - x x
40 4 16.67 x x x - x x -

2.3 Multiple accesses schemes

5G NR supports two channel access methods for uplink signals, CP-OFDM and DFT-s­OFDM (see Table 2-1). Depending on the use case, one or the other has advantages over the other. For DFT-s-OFDM, an additional signal processing stage, transform pre­coding, is applied. Transform precoding is the term for the digital Fourier transformation (DFT) used in the 5G NR standard.
Figure 2-1: Signal processing depending on multiple access schemes
In this implementation, you can define per PUSCh which of the two access schemes is used.
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2.4 Frame structure, slots and slot formats

Frame structure
As it is in LTE, the 5G NR frame is 10 ms long; a half-frame lasts 5 ms. Frames consist of 10 subframes, each of them with a length of 1 ms.
Subframes contain a variable number of slots, depending on the subcarrier spacing (SCS). Moreover, subframes can use different SCS in different bandwidth parts (BWP), see Figure 2-4.
Because the frame (subframe) lengths are constant but the number of slots and their lengths varies, the common time boundaries between the different numerologies are the frames (or the subframes).
Slots and slots formats
The basic transmission unit in 5G NR is the slot. Slots can have different formats; slots comprise of 14 or 12 OFDM symbols, depending on the used cyclic prefix (CP). Hence, depending on the used CP, there are different numbers of slots per frame (and sub­frame) and the CP itself depends on the used numerology, see Table 2-2.
About the 5G New Radio option
Resource blocks and resource grid
Slots can have different formats, defined by the slot format index (SFI). The SFI is sig­naled by group common PDCCHs. The slot formats differ in the number of symbols that can be used for DL (D) and UL (U) transmission. Most of the symbols are usually used for transmission of user data (payload). Slots can also contain flexible symbols (x), that can be used for dynamic DL/UL transmission or as a gap for the DL to UL and vice versa switching.
The slot formats are defined in TS 38.211, table 4.3.2-3.

2.5 Resource blocks and resource grid

Resource grid
The basic granularity in 5G NR resource grid is the resource element (RE), which consists of one OFDM symbol over one subcarrier and is the same as in LTE. Another granularity unit is a resource block (RB), which spans 12 subcarriers in frequency domain.
Resource blocks
The 5G NR specification defines different types of resource blocks:
Common resource blocks (CRB) The term CRB is typically used when referring to the whole carrier. A CRB grid is defined for each numerology. The center of subcarrier #0 of the CRB#0 is referred as Reference point A; it is signaled relative to SS/PBCH or ARFCN. See Figure 2-2 and Figure 2-3.
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Usable resource blocks (URBs) The term URB is used to specify the subset of the CRBs of a specific numerology where transmission is allowed; that is, these RBs are not in the guard bands. The URBs define the so called transmission bandwidth (TxBW) for the respective numerology, see Chapter 2.6, "Transmission bandwidths TxBWs", on page 23.
Physical resource blocks (PRB) The term PRB describes the RBs inside the bandwidth parts (BWP). PRBs are numbered relative to the beginning of the bandwidth part. See Carrier bandwidth part (BWP) and Figure 5-6.

2.6 Transmission bandwidths TxBWs

As listed in Table 2-2, there are different numerologies (that is different combinations of subcarrier spacing SCS and cyclic prefix CP) supported for each deployment and channel bandwidth combination. The different SCSs results in transmission bandwidths TxBWs, which span different frequency ranges and according to TS 38.104 use differ­ent number of resource blocks NRB. The start of the TxBW is signaled relative to the
Reference point A and is numerology-specific.
About the 5G New Radio option
Transmission bandwidths TxBWs
To achieve a common alignment between the different TxBWs within a carrier, the 3GPP specification defines the following rules:
Alignment is achieved, if the center of the first subcarrier (SC#0) of an RB is aligned to the center of the SC#0 of the RBs of all numerologies with a smaller μ.
The TxBWs are centered on the carrier center, that is around the center of the "Channel Bandwidth" for the corresponding carrier.
If not applicable, the TxBWs can be shifted with ±6 subcarriers relative to the car­rier center, where for each TxBWs the corresponding SCS applies.
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About the 5G New Radio option
Transmission bandwidths TxBWs
Figure 2-2: Transmission bandwidth (example)
Carrier = Channel bandwidth = 5 MHz RB = Resource blocks SCS = Subcarrier spacing TxBWs = Transmission bandwidth TxBWs#1 = SCS 15 kHz, usable resource blocks USB = "N_RB = 25"; TxBWs is not centered on the
carrier center, a frequency shift with k0μ = -6 subcarriers is applied
TxBWs#2 = SCS 30 kHz, usable resource blocks USB = "N_RB = 11"; TxBWs is centered on the carrier
μ
k
0
= Number of subcarriers the TxBW is shifted related to the carrier center, see k0μ
center ("k
μ
0
= 0")
ΔRB = Usable RB to common RBs, see TxBW Offset
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1 = Aligned centers of the first subcarrier (SC#0) of resource blocks Point A = Common reference point for all numerologies and TxBWs; does not have to be within the
Carrier center = Center frequency of the carrier Δf = Offset between the baseband center frequency and the reference point A, see Point A to
From all possible TxBWs for a specific channel bandwidth, the base station decides which TxBWs to use. The base station/network signals the position of the used TxBWs to the users as function of the following:
The position of the Reference point A, that is common to all numerologies.
The frequency offset ΔRB between the usable resource blocks of the TxBWs and the Reference point A, see TxBW Offset.
The used frequency shift k

2.7 Synchronization signals and SS/PBCH block

About the 5G New Radio option
Synchronization signals and SS/PBCH block
carrier bandwidth. Point A is the center of subcarrier #0 of the CRB#0
Baseband Center.
μ
= {-6, 0, 6}, see k0μ.
0
The 3GPP specifies two synchronization signals (SS), the primary synchronization sig­nal (PSS) and the secondary synchronization signal (SSS). Together with the physical broadcast channel (PBCH), they are bundled in a synchronization signal block (SS/ PBCH block). PSS/SSS are used for radio frame synchronization and detection of the physical layer cell ID. The location of the synchronization signal is variable.
The PBCH carries general system information. It is polar-coded and QPSK modulated. The PBCH symbols carry its own DMRS, which position depends on the physical layer cell ID.
An SS/PBCH block is transmitted on a fixed schedule. Each half-frame contains of either 4, 8 or 64 SS/PBCH blocks, depending on the subcarrier spacing (SCS). The SS/PBCH block is transmitted twice in a slot, if that slot carries the synchronization sig­nal.
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About the 5G New Radio option
Synchronization signals and SS/PBCH block
Figure 2-3: Location of synchronization signals in a succession of several slots (Case A - 15 kHz
PSS/SSS = Primary/secondary synchronization signals PBCH = Physical broadcast channel SS/PBCH block = SS and PBCH are always transmitted together in a block SS/PBCH burst set Frame = 10 ms = 10 slots 1 slot = 1 subframe = 1 ms SC = Subcarrier Start SS/PBCH symbol RB offset = Defines the SS/PBCH allocation position in the frequency (see RB Offset/RB Offset (15
Periodicity = Defines how often the burst set is repeated (in this example, periodicity = 10 ms; the
1st URB = First usable resource block (URB), that is the first RB within the TxBW, see Figure 2-2 Carrier center = Center frequency of the cell Δf = Offset between the center frequency of SS/PBCH block and the carrier center fre-
SCS, f < 3 GHz)
= A group of 4, 8 or 64 SS/PBCH blocks, depending on the SCS (in this example, burst
set = 4 blocks)
= {2, 8} + 14n, where n = 0,1; Start symbols = 2, 8, 16 and 22
kHz SCS)/RB Offset (60 kHz SCS)); within an RB, the allocation can be further shifted
(see SC Offset/SC Offset (15 kHz SCS)/SC Offset (60 kHz SCS))
SS/PBCH burst set is repeated every frame), see Burst Set Periodicity
quency
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The SSs are allocated on predefined symbols but the allocated resource blocks and subcarriers are user-defined. The TS 38.213 specifies the number of and the start of the symbols depending on the used SCS and frequency range, see Figure 2-3. In 3GPP, these different start positions of the SS/PBCH blocks are referred as case A to case E.

2.8 Carrier bandwidth part (BWP)

In 5G NR, the bandwidth used for the communication with a specific user (UE) is typi­cally smaller than the channel bandwidth. These user-specific bandwidths are man­aged by the different-sized, so called (carrier) bandwidth parts (BWP). Each of BWP uses its own numerology and thus can use different SCS, symbol duration and CP length (see Table 2-2).
Using BWPs with different bandwidths allows flexible resource allocation, for example, for support of UE with reduced bandwidth capabilities or supporting non-contiguous spectrum. Bandwidth parts can overlap, in which case UEs share the resource ele­ments.
About the 5G New Radio option
Carrier bandwidth part (BWP)
Figure 2-4: 5G NR numerology and BWP [1]
A BWP is a contiguous set of physical resource blocks that has the same subcarrier spacing and thus numerology. UEs can be configured with up to 4 BWPs in DL and UL, but only one can be active at a time. UEs are not expected to receive and transmit out­side its active BWP.
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2.9 Carrier aggregation

The 5G NR specification defines the aggregation of multiple 5G carriers. Two up to 16 component carriers (CC, in 5G phase 1) can be grouped to provide wider transmission bandwidths. Up to 1 GHz of spectrum can be aggregated. A UE could simultaneously receive or transmit on one or multiple CCs depending on its capabilities.
Spectrum deployment can be either contiguous with adjacent component carriers, or non-contiguous with non-adjacent component carriers. The individual component carri­ers can belong to the same frequency band (intra-band) or to different frequency bands (inter-band). Component carriers transmitted by the same base station provide the same cell coverage.
About the 5G New Radio option
Carrier aggregation
Figure 2-5: Carrier aggregation
The 5G NR specification defines two different approaches about informing the UE about the scheduling for each band: a separate PDCCH for each carrier or a common PDCCH for multiple carriers (cross-carrier scheduling).
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About the 5G New Radio option
Antenna port mapping
Figure 2-6: 5G NR scheduling approaches
In the dedicated/non-cross-carrier approach, the PDCCH on a component carrier assigns PDSCH resources on the same component carrier.
In the cross-carrier approach, the PDCCH on a component carrier assigns resources on one of multiple component carriers. The component carriers are identified by the DCI field CIF (carrier indicator field).
Related settings
See:
Enable fading on the SMW. Set "System Config > System Configuration > Fading/Baseband Config > Mode" to "Advanced".
Chapter 5.2.2, "Carriers settings", on page 51
Set at least 2 carrier.

2.10 Antenna port mapping

Antenna ports are not physical antennas, but rather are a logical concept. Each antenna port carries certain signal components (= physical channels) that have to be transmitted under the same conditions. Physical channels can be transmitted on a sin-
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gle antenna port, or on several antenna ports. Each antenna port in turn can be map­ped to one of the physical antennas. Typically, one physical antenna combines several antenna ports. However, one specific antenna port can also be transmitted on more than one physical antenna.
In this implementation, you can map the antenna ports used by the various physical channels defined by 3GPP to one or two layer configurations in the dedicated "Antenna Ports" dialogs.
These dialogs display the antenna port-mapping settings in a table form, as an antenna port-mapping table.
The mapping table is a matrix with number of rows equal to the number of physical Tx antennas (basebands) and number of columns equal of the number of antenna ports (AP). The available antenna ports depend on the current configuration. The yellow matrix elements in the mapping table indicate the default antenna port to physical antenna (TX antenna/baseband) mapping.
The number of rows depends on the selected "System Configuration".
Signal/Channel Antenna port
About the 5G New Radio option
5G NR channels and signals overview
PSS / SSS
PBCH
S-PSS / S-SSS
PSBCH
PDSCH The PDSCH can be transmitted on multiple antenna ports (1000 to 1011).
PSSCH The PSSCH can be transmitted on antenna ports 1000 to 1001.
PUSCH The PUSCH can be transmitted on multiple antenna ports (0 to 11).
PDCCH
PUCCH
PSCCH
The synchronization signals are assumed to be transmitted on antenna port
4000.
By default, the PDSCH is transmitted on antenna port 1000 (for physical antenna 1) and antenna port 1001 (for physical antenna 2).
By default, the PUSCH is transmitted on antenna port 0 (for physical antenna 1) and antenna port 1 (for physical antenna 2).
The PDCCH/PUCCH are assumed to be transmitted on antenna port 2000.
Related settings:
"Users/BWPs > UL BWPs > NZP CSI-RS" > Resource-Settings > Antenna Port
Mapping
"Users/BWPs > UL BWPs > SRS > SRS Resource Set Settings" > Antenna Ports >
Config
"Scheduling > PDSCH/PUSCH" > Antenna ports

2.11 5G NR channels and signals overview

Channels:
DL: PBCH, PDCCH (CORESET), PDSCH
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