&KDSWHU#7 23(5$7,21# 7+(25<
&RQWHQWV
714#(OHFWURSKRWRJUDSKLFV#V\VWHP/#SDJH#705
(OHFWURSKRWRJUDSKLF#V\VWHP/#SDJH#705
$PRUSKRXV0VLOLFRQ#GUXP/#SDJH#705
&KDUJLQJ#WKH#GUXP/#SDJH#706
7RQHU/#SDJH#707
([SRVXUH/#SDJH#707
6FDQQHU#XQLW/#SDJH#708
6FDQQLQJ#ODVHU/#SDJH#70:
'HYHORSPHQW/#SDJH#70:
'HYHORSLQJ#UROOHU#ELDV/#SDJH#70;
7RQHU#VHQVRU/#SDJH#70<
7UDQVIHU/#SDJH#70<
)XVLQJ/#SDJH#7043
'UXP#FOHDQLQJ#DQG#HUDVLQJ#VWDWLF#FKDUJH/#SDJH#7044
7\SLFDO#SKRWR#SURFHVV#WLPLQJ#FKDUW/#SDJH#7045
715#3ULQW#WLPLQJ#FKDUWV/#SDJH#7046
716#3DSHU#IHHGLQJ#V\VWHP/#SDJH#7054
&DVVHWWH#IHHGLQJ/#SDJH#7055
0XOWL#SXUSRVH#WUD\#IHHGLQJ/#SDJH#7055
3DSHU#MDP#VHQVLQJ/#SDJH#7056
717#%DVLF#HQJLQH#IXQFWLRQV/#SDJH#7057
%DVLF#VHTXHQFH#RI#RSHUDWLRQ/#SDJH#7057
718#(QJLQH#FRQWUROOHU#V\VWHP/#SDJH#7058
)ODVK#PHPRU\/#SDJH#7058
3ULQW#GHQVLW\#FRQWURO/#SDJH#7058
+LJK0YROWDJH#JHQHUDWRU/#SDJH#7058
/DVHU#VFDQQHU#FRQWURO/#SDJH#7058
3RO\JRQ#PRWRU#FRQWURO/#SDJH#7058
6DIHW\#LQWHUORFN/#SDJH#7059
7KH#HQJLQH#JDWH#DUUD\/#SDJH#705:
3LQ#DVVLJQPHQW/#SDJH#705:
3RZHU#VXSSO\/#SDJH#7063
719#/RJLF#FRQWUROOHU#V\VWHP/#SDJH#7065
3ULQWLQJ#GDWD#SURFHVVLQJ/#SDJH#7067
6\VWHP#520/#SDJH#7067
0DLQ#5$0/#SDJH#7067
0HPRU\#FDUG#VORW#LQWHUIDFH/#SDJH#7068
2SWLRQ#LQWHUIDFH/#SDJH#7068
3DUDOOHO#LQWHUIDFH/#SDJH#706:
6HULDO#LQWHUIDFH/#SDJH#706:
(QJLQH#LQWHUIDFH/#SDJH#706:
6LJQDOV#XVHG#IRU#WKH#HQJLQH#LQWHUIDFH/#SDJH#706;
(QJLQH#LQWHUIDFH#EORFN#GLDJUDP/#SDJH#706<
(OHFWURSKRWRJUDSKLFV#V\VWHP
714 (OHFWURSKRWRJUDSKLFV#V\VWHP
(OHFWURSKRWRJUDSK\ýLVýWKHýWHFKQRORJ\ýXVHGýLQýODVHUýSULQWLQJýZKLFKýWUDQVIHUVýGDWDý
UHSUHVHQWLQJýWH[WVýRUýJUDSKLFVýREMHFWVýLQWRýDýYLVLEOHýLPDJHýZKLFKýLVýGHYHORSHGýRQý
WKHýSKRWRVHQVLWLYHýGUXPñýILQDOO\ýIXVLQJýRQýSDSHUñýXVLQJýOLJKWýEHDPýJHQHUDWHGýE\ýDý
ODVHUýGLRGHï
7KHýNH\ýIHDWXUHVýIRUýWKHýHOHFWURSKRWRJUDSK\ýV\VWHPýXVHGýLQýWKHýSULQWHUýýDUHã
çííýGSLýUHVROXWLRQ
•
1HZO\ýGHYHORSHGýDPRUSKRXVýVLOLFRQýGUXPýZLWKýQRýKHDWLQJýGHYLFH
•
'LRGHýODVHUýVFDQQLQJ
•
0RQRýFRPSRQHQWýWRQHU
•
(OHFWURSKRWRJUDSKLF#V\VWHP
7KHýHOHFWURSKRWRJUDSK\ýV\VWHPýRIýWKHýSULQWHUýSHUIRUPVýDýF\FOLFýDFWLRQýPDGHýRIý
VHYHQýVWHSVýDVýGLDJUDPPHGýEHORZï
2SHUDWLRQ#WKHRU\
)LJXUH#714 (OHFWURSKRWRJUDSKLF#F\FOH
$PRUSKRXV0VLOLFRQ#GUXP
7KHэSULQWHUэXVHVэWKHэORQJэODVWLQJэDPRUSKRXVэVLOLFRQэGUXPпэ7KHэGUXPэVXUIDFHэLVэDэ
FRPSRVLWHэRIэILYHэVXEVWDQFHVэFRDWHGэLQэILYHэOD\HUVэDVэVKRZQэLQэSDJHэксэ)LJXUHэйплп
&KDUJLQJ
(UDVXUH
'UXP#FOHDQLQJ
([SRVXUH
'HYHORSPHQW
7UDQVIHU
)XVLQJ
éðë
)609:33
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
)LJXUH#715 $PRUSKRXV#VLOLFRQ#GUXP
D06L#OD\HU
$
%
$OXPLQXP#OD\HU
7KHýDPRUSKRXVýVLOLFRQýOD\HUýLVýSKRWRFRQGXFWLYHñýUHGXFLQJýLWVýHOHFWULFDOýFRQGXFWLYLW\ý
ZKHQýH[SRVHGýWRýODVHUýOLJKWï
$
%
'UXP#XQLW
&KDUJLQJ#WKH#GUXP
)LJXUHýEHORZýLVýDýVLPSOLILHGýGLDJUDPýRIýWKHýHOHFWURSKRWRJUDSKLFVýFRPSRQHQWVïý
&KDUJLQJýWKHýGUXPýLVýGRQHýE\ýWKHýPDLQýFKDUJHUýZLUHýõLQýWKHýPDLQýFKDUJHUýXQLWôý
PDUNHGý§$¨ýLQýWKHýGLDJUDPïý
$
%
)609:33
э$VэWKHэGUXPэх§%¨эDERYHфэURWDWHVэLQэDэ§FOHDQэхQHXWUDOф¨эVWDWHсэLWVэSKRWRFRQGXFWLYHэ
OD\HUэLVэJLYHQэDэXQLIRUPсэSRVLWLYHэхтфэHOHFWULFDOэFKDUJHэGLVSHUVHGэE\эWKHэPDLQэ
FKDUJHUэZLUHэх§$¨фп
'XHýWRýKLJKðYROWDJHýVFRURWURQýFKDUJLQJñýWKHýFKDUJLQJýZLUHýFDQýJHWýFRQWDPLQDWHGýE\ý
R[LGL]DWLRQýDQGýWKHUHIRUHýPXVWýEHýFOHDQHGýSHULRGLFDOO\ýIURPýWLPHýWRýWLPHýXVLQJýWKHý
PHWKRGýH[SODLQHGýRQýSDJHýèñý
&OHDQLQJ#WKH#SULQWHU
éðê
ïý&OHDQLQJýWKHýFKDUJLQJýZLUHýSUHð
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
YHQWVýSULQWýTXDOLW\ýSUREOHPVýVXFKýDVýEODFNýVWUHDNVýFDXVHGýE\ýWKHýR[LGHýDFFXPXð
ODWHGýDURXQGýWKHýFKDUJLQJýZLUHï
7RQHU
7KHýWRQHUýLVýIHGýIURPýWKHýWRQHUýSDFNý7.ðëíî+ïý7KHýWRQHUýLVýFRPSULVHGýRIýWKHýIROORZð
LQJýVXEVWDQFHVï
6LQJOH#FRPSRQHQW#WRQHU#7.0532+
$#0#
5HVLQ
%#0#
)HUULWH
6LOLFD
�#
'#0#
3ROLVKHU
$
%
&
'
([SRVXUH
7KHýFKDUJHGýVXUIDFHýRIýWKHýGUXPýõû%ûôýLVýWKHQýVFDQQHGýE\ýWKHýODVHUýEHDPýIURPýWKHý
VFDQQHUýXQLWýõû$ûôï
$
%
éðé
)609:33
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
7KHýODVHUýEHDPýLVýVZLWFKHGýRQýIRUýDýEODFNýGRWýDQGýRIIýIRUýDýZKLWHýõEODQNôýGRWýDFFRUGð
LQJýWRýWKHýSULQWýGDWDïý:KHQHYHUýLWýLVýLOOXPLQDWHGýE\ýWKHýODVHUýEHDPñýWKHýHOHFWULFDOý
UHVLVðWDQFHýRIýWKHýSKRWRFRQGXFWRUýLVýUHGXFHGñýWKHýSRWHQWLDOýRQýWKHýSKRWRFRQGXFWRUýLVý
DOVRýORZHUHGýWRýëí9ñýHIIHFWLYHO\ýGULYLQJýWKHýFKDUJHýWKURXJKýWKHýDð6LýOD\HUýGRZQýWRý
WKHýDOXPLQXPýEDVHï
/DVHU#EHDP
D06L#OD\HU
$OXPLQXP
3RVLWLYH#FKJ1
3RVLWLYH#FKJ1
1HJDWLYH#FKJ1
57305939
57305939
539
39
/DVHU#EHDP
6FDQQHU#XQLW
7KHэзннэGSLэVFDQQHUэXQLWэLQFOXGHVэWKHэGLRGHэODVHUэWKDWэSURGXFHVэWKHэзжнэQPэZDYHр
OHQJWKэODVHUэEHDPпэ7KLVэZDYHOHQJWKэLVэVSHFLILFDOO\эGHVLJQHGэWRэPDWFKэWKHэSKRWRFRQр
GXFWLYHэUHVSRQVHэRIэDPRUSKRXVэVLOLFRQпэ
)609:33
éðè
)LJXUH#716 /DVHU#VFDQQHU#XQLW
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
'RZQYHUWLQJ#PLUURU
3KRWR#GLRGH
/DVHU#GLRGH
&ROOLPHWHU#OHQV
&\OLQGRULFDO#OHQV
7DE O H#71#4## )XQFWLRQ#RI#VFDQQHU#FRPSRQHQW³
&RPSRQHQW )XQFWLRQ
/DVHUýGLRGHý (PLWVýGLIIXVHGñýYLVLEOHýODVHUï
&ROOLPHWHUýOHQVý $OLJQVýWKHýODVHUýEHDPýWRýWKHýF\OLQGULFDOýOHQVï
&\OLQGULFDOýOHQVý &RPSHQVDWHVýWKHýVODQWýDQJOHýDWýZKLFKýWKHýODVHUýEHDPýKLWVýDý
SRO\JRQýPLUURUýVHJPHQWï
3RO\JRQýPLUURUýõPRWRUôý +DVýVL[ýPLUURUýVHJPHQWVýDURXQGýLWVýRFWDJRQDOýFLUFXPIHUHQFHâý
HDFKýPLUURUýFRUUHVSRQGLQJýWRýRQHýVFDQQHGýOLQHýZLGWKýRQýWKHý
GUXPýZKHQýODVHUýEHDPýVFDQVýRQýLWï
3ULPDU\ýIðWKHWDýOHQV 6HHэSDJHэжсэ)LJXUHэйпйэDQGэEHORZп
6HFRQGDU\ýIðWKHWDýOHQVý 6HHэSDJHэжсэ)LJXUHэйпйпэ7KHэSULPDU\эхDERYHфэDQGэVHFRQGDU\э
IWKHWDýOHQVHVýHTXDOL]HýIRFXVLQJýGLVWRUWLRQýRQýWKHýGUXPýHGJHVïý
7KHýHIIHFWLYHýOHQJWKýRIýOLQHýõû$ñûýû%ûýEHORZôýWKHýODVHUýEHDPýGUDZVý
RQýWKHýGUXPýEHFRPHVýORQJHUýDVýWKHýODVHUýEHDPýKLWVýFORVHUýWRýWKHý
GUXPýHGJHVïý,QýWKHýILJXUHýEHORZñýGLVWDQFHVýUHSUHVHQWHGýE\ýû$ûý
DQGýû%ûýDUHýQRWýWKHýVDPHýõ$!%ôýXQWLOýWKHýIWKHWDýOHQVHVýDUHýSURð
YLGHGýEHWZHHQýWKHýSRO\JRQýPLUURUýDQGýWKHýGUXPýõ$ %ôï
'LYHUVLRQýPLUURU GLYHUWVýWKHýODVHUýEHDPýYHUWLFDOO\ýRQWRýWKHýGUXPïý1RWHýWKHýGLIð
IXVHGýODVHUýEHDPýILQDOO\ýSLQðSRLQWVýRQýWKHýGUXPï
3URWHFWLYHýJODVV 3UHYHQWVýGXVWñýGHEULVñýHWFïñýIURPýHQWHULQJýWKHýVFDQQHUýDVVHPEO\ï
6HQVRUýPLUURU %HQGVýWKHýYHU\ýILUVWýVKRWýRIýDýODVHUýVFDQýWRZDUGVýWKHýEHDPýGHWHFð
WLRQýVHQVRUýõ6HHýQH[Wïôï
%HDPýGHWHFWRUýVHQVRU :KHQýVKRQHýE\ýWKHýVHQVRUýPLUURUýDERYHñýWKLVýSKRWRVHQVRUýJHQHUð
DWHVýDýWULJJHUýVLJQDOýIRUýWKHýHQJLQHýFRQWUROOHUýWRýVWDUWýDFWLYDWLQJý
WKHýSDSHUýIHHGLQJýV\VWHPï
&RYHU#JODVV
)0WKHWD#OHQVHV
3RO\JRQ#PLUURU2PRWRU
éðç
)609:33
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
)LJXUH#717 )XQFWLRQ#RI#)0WKHWD#OHQVHV
6HFRQG#)0WKHWD#OHQV
)LUVW#)0WKHWD#OHQV
'UXP
$
%
T
T
3RO\JRQ#PLUURU
/DVHU#GLRGH
6FDQQLQJ#ODVHU
7KHэODVHUэEHDPэKLWVэRQHэRIэиэVLGHVэRIэWKHэSRO\JRQDOэPLUURUпэ$VэWKHэPLUURUэUHYROYHVэ
хDWэWKHэUHYROXWLRQэRIэлззннэUSPфсэWKHэODVHUэEHDPэUHIOHFWVэRIIэRIэLWэDQGэUHDFKHVэWKHэ
FKDUJHGэGUXPэVXUIDFHэLQэDэOHQJWKZLVHэPDQQHUп
$эSDLUэRIэхSODVWLFфэOHQVHVэSURYLGHVэIRFXVLQJэWKHэKRUL]RQWDOO\эVZHHSLQJэODVHUэEHDPэ
RQWRэWKHэGUXPпэ$VэWKHэGUXPэURWDWHVсэWKHэODVHUэEHDPэVZHHSVэWKHэHQWLUHэOHQJWKэRIэWKHэ
GUXPэVRэWKDWэWKHэGUXPtVэHQWLUHэFLUFXPIHUHQFHэLVэH[SRVHGэWRэWKHэODVHUэEHDPпэ7KHэ
UHYROXWLRQэRIэWKHэSRO\JRQэPLUURUэPRWRUэDQGэWKHэGUXPэLWVHOIэLVэWLPLQJрFRQWUROOHGэVRэ
WKDWэHDFKэVXFрFHVVLYHэVZHHSLQJэRIэWKHэODVHUэEHDPэSURGXFHVэDэмозннэLQFKэRIIVHWпэ7KHэ
SULQWHUªVэFRQWUROOHUэV\VWHPэFRQWLQXRXVO\эWXUQVэWKHэODVHUэEHDPэRQэDQGэRIIэWRэSXWэDэ
GRWэDWэHYHU\эмозннэLQFKэGLVWDQFHэKRUL]RQWDOO\пэ7KHэGLDPHWHUэRIэDэGRWэLVэW\SLFDOO\эжнэ
WRэенэµPпэ:KHQэ.,5лэLVэRQсэWKHэLQWHQVLW\эRIэWKHэEHDPэLVэVZLWFKHGэLQэIRXUэGHJUHHVэ
FRPSHQVDWLQJэIRUэWKHэVPRRWKHGэLPDJHп
6\QFKURQL]LQJýWKHýRXWSXWýGDWDýZLWKýRQHýVFDQQLQJýOLQHýLVýDFKLHYHGýE\ýWKHýSKRWRýVHQð
VRUýSURYLGHGýQH[WýWRýWKHýILUVWýPLUURUïý$WýWKHýEHJLQQLQJýRIýHDFKýODVHUýVZHHSLQJñýWKHý
EHDPýKLWVýWKHýSKRWRýVHQVRUýZKLFKýLQýWXUQýVHQGVýDýFRPPDQGýWRýWKHýORJLFýFRQWUROOHUý
IRUýV\QðFKURQL]DWLRQï
'HYHORSPHQW
7KHэODWHQWэLPDJHэFRQVWLWXWHGэRQэWKHэGUXPэLVэGHYHORSHGэLQWRэDэYLVLEOHэLPDJHпэ7KHэGHр
YHORSLQJэUROOHUэFRQWDLQVэDэкрSROHэх6р1р6фэPDJQHWэFRUHэDQGэDQэDOXPLQXPэF\OLQGHUэURр
WDWLQJэDURXQGэWKHэPDJQHWэFRUHпэ7RQHUэDWWUDFWVэWRэWKHэGHYHORSLQJэUROOHUэVLQFHэLWэLVэ
SRZрGHU\эLQNэPDGHэRIэEODFNэUHVLQэERXQGэWRэLURQэSDUWLFOHVпэ$эPDJQHWL]HGэEODGHэSRVLр
WLRQHGэDSSUR[LPDWHO\энпкэWRэнпйэPPэDERYHэWKHэGHYHORSLQJэUROOHUэFRQVWLWXWHVэDэ
VPRRWKэOD\HUэRIэWRQHUэLQэDFFRUGDQFHэZLWKэWKHэUROOHUэUHYROXWLRQп
)609:33
éðæ
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
'HYHORSLQJ
EODGH
314PP
'UXP
3160317PP
6
0DJQHWLF
1
UROOHU
6
'HYHORSLQJ#UROOHU#ELDV
7KHýGHYHORSLQJýUROOHUýLVýFRQQHFWHGýWRýDý$&ðZHLJKWHGñýSRVLWLYHý'&ýSRZHUýVRXUFHïý
7RQHUýRQýWKHýGHYHORSLQJýUROOHUýLVýJLYHQýDýSRVLWLYHýFKDUJHïý7KHýSRVLWLYHO\ýFKDUJHGý
WRQHUýLVýWKHQýDWWUDFWHGýWRýWKHýDUHDVýRIýWKHýGUXPýZKLFKýZDVýH[SRVHGýWRýWKHýODVHUý
OLJKWïý7KHýQRQðH[SRVHGýDUHDVýRIýWKHýGUXPýUHSHOýWKHýSRVLWLYHO\ðFKDUJHGýWRQHUýDVý
WKHVHýDUHDVýPDLQWDLQýWKHýSRVLWLYHýFKDUJHï
7KHýGHYHORSLQJýUROOHUýLVýDOVRýELDVHGýZLWKýDQýDFýSRWHQWLDOýWRýDSSO\ýFRPSHQVDWLRQýWRý
WKHýWRQHUªVýDWWUDFWLRQýDQGýUHSHOOLQJýDFWLRQVýIRUýPRUHýFRQWUDVWýLQýWKHýGHYHORSPHQWï
'HY1#EODGH
'HY1#UROOHU
'UXP
$&.'&
'UXP
7RQHU
7RQHU#VHQVRU
'HY1#UROOHU
7KHýIROORZLQJýGLDJUDPýGHSLFWVýWKHýFKDQJHýLQýWKHýGUXPýVXUIDFHýSRWHQWLDOýGXULQJý
GHYHORSPHQWïý7KHýYHUWLFDOýGLVWDQFHýUHUHSUHVHQWVýWKHýGHSWKýRIýELDVýSRWHQWLDOï
éðå
)609:33
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
%LDV#GHSWK#LV#GHWHUPLQHG#VR
DV#WR#SUHYHQW#JUD\#EDFNJURXQG1
9R DSSUR[1#573#WR#5939
......
539
'HYHORSPHQW
([SRVXUH
......
'HY1#UROOHU#ELDV
4;39#'&.$&
7RQHU #VHQVRU
7KHýWRQHUýUHSOHQLVKPHQWýVHQVRUýLVýSURYLGHGýZLWKLQýWKHýGHYHORSHUïý$VýWKHýWRQHUýVXSð
SO\ýIURPýWKHýWRQHUýFRQWDLQHUýGZLQGOHVýDQGýWKHýWRQHUýOHYHOýORZHUVýLQýWKHýUHVHUYRLUñý
WKHýVHQVRUýWUDQVODWHVýLWýWKURXJKýLWVýGLDSKUDJPñýXUJLQJýWKHýWRQHUýPRWRUýWRýIHHGýPRUHý
WRQHUï
'LDSKUDJP
6HQVRU
6HVLQJ#KHLJKW
7RQHU
7UDQVIHU
7KHýLPDJHýGHYHORSHGýE\ýWRQHUýRQýWKHýGUXPýõ§$¨ýEHORZôýLVýWUDQVIHUUHGýRQWRýWKHý
SDSHUýXVLQJýWKHýHOHFWULFýFKDUJHýDWWUDFWLRQýJLYHQýE\ýWKHýWRQHUýLWVHOIýDQGýWKHýWUDQVIHUý
UROOHUýõ§%¨ýEHORZôïý7KHýWUDQVIHUýUROOHUýLVýQHJDWLYHO\ýELDVHGýVRýWKDWýWKHýSRVLWLYHO\ý
FKDUJHGýWRQHUýLVýDWWUDFWHGýRQWRýWKHýSDSHUýZKLOHýLWýLVýSLQFKHGýE\ýWKHýGUXPýDQGýWKHý
WUDQVIHUýUROOHUï
7KHýSDSHUýLVýDXWRPDWLFDOO\ýSHHOHGýRIIýWKHýGUXPýEHFDXVHýRIýWKHýVPDOOýGLDPHWHUýRIýWKHý
GUXPïý7RýSUHYHQWýWKLQýSDSHUýZUDSSLQJýDURXQGýWKHýGUXPñýWKHýVWDWLFýGLVFKDUJHUý
EUXVKýLVýSURYLGHGýWRýUHGXFHýWKHýDWWUDFWLRQýRIýWKHýQHJDWLYHO\ýFKDUJHGýSDSHUýWRýWKHý
SRVLWLYHO\ýFKDUJHGýGUXPï
)609:33
éðä
.
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
%
.
7KHэQRPLQDOэWUDQVIHUэELDVэLVэVHWэWRэDSSUR[LPDWHO\эрмпенэN9эхOLPLWфэZLWKэWKHэFXUUHQWэ
RIэзи‘лP$пэ6LQFHэWKLFNHUэSDSHUэхдмэWRэлннэJоPлфэVXFKэDVэSRVWFDUGVсэ2+3сэHQYHр
ORSHVсэHWFпсэWHQGэWRэUHTXLUHэPRUHэELDVэSRWHQWLDOэIRUэWKHэVDWLVIDFWRU\эWUDQVIHUULQJэSURр
FHVVсэWKHэWUDQVIHUэELDVэLVэXVHUрVZLWFKDEOHэWRэрлпйиэN9эхOLPLWфэE\эXVLQJэWKHэSULQWHUtVэ
RSHUDWRUэSDQHOпэ'RXEOHрVLGHGэSULQWLQJэXVLQJэDэ'8рлиэGXSOH[HUэDXWRPDWLFDOO\э
LQFUHDVHVэWKHэWUDQVIHUэELDVэWRэWKHэDERYHэYDOXHп
)XVLQJ
7KHýWRQHUýRQýWKHýSDSHUýLVýSHUPDQHQWO\ýIXVHGýRQWRýWKHýSDSHUýDVýLWýSDVVHVýEHWZHHQý
WKHýIORULQðILQLVKHGýKHDWýUROOHUýõ§$¨ýEHORZôýDQGýWKHýSUHVVXUHýUROOHUýõ§%¨ýEHORZôýLQýWKHý
IXVHUýXQLWïý7KHýWRQHUýLVýPROWHQýDQGýSUHVVHGýLQWRýWKHýSDSHUïý7KHýKHDWýUROOHUýKDVýDý
KDORJHQýODPSñýWXUQLQJýIUHTXHQWO\ýRQýDQGýRIIýWRýPDLQWDLQýDýSUHKHDWýWHPSHUDWXUHýDWý
DSSUR[LðPDWHO\ýìæè°&ï
7KHýKHDWýUROOHUýWHPSHUDWXUHýLVýFRQVWDQWO\ýPRQLWRUHGýE\ýWKHýHQJLQHýFRQWUROýFLUFXLWý
XVðLQJýDýWKHUPLVWRUïý)RUýVDIHW\ýDJDLQVWýRYHUKHDWLQJñýWKHýIXVHUýV\VWHPýLVýSURWHFWHGý
E\ýDýWULDFýZKLFKýDXWRPDWLFDOO\ýRSHQVýSRZHUýWRýWKHýKDORJHQýODPSïý,IýWKHýWHPSHUDð
WXUHýH[ðFHHGVýêèí°&ñýLWýDFWLYDWHVýWKHýWKHUPRðFXWýGHYLFHýWRýLQWHUUXSWýRSHQýSRZHUýWRý
WKHýKDORðJHQýODPSï
0
$
éðìí
)609:33
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
$
%
'UXP#FOHDQLQJ#DQG#HUDVLQJ#VWDWLF#FKDUJH
7KHýGUXPýQHHGVýWRýEHýSK\VLFDOO\ýFOHDQHGýRIýWRQHUýUHPDLQLQJýRQýLWVýVXUIDFHýLQýWKHý
SUHðYLRXVýURWDWLRQïý7KHýFOHDQLQJýEODGHýõ$ýEHORZôýLVýFRQVWDQWO\ýSUHVVHGýDJDLQVWýWKHý
GUXPýDQGýVFUDSHVýWKHýUHVLGXDOýWRQHUýRQýWKHýGUXPýRIIýWRýWKHýUHIUHVKHUýUROOHUýõ%ý
EHORZôïý7KHýUHIUHVKHUýUROOHUýGULYHVýWKHýWRQHUýWRýWKHýVSLUDOýõILQVôýUROOHUýõ&ýEHORZôýDWý
RQHýHQGýRIýZKLFKýWKHýZDVWHýWRQHUýERWWOHýLVýFRQQHFWHGýWRýFROOHFWýWKHýZDVWHýWRQHUï
'
$
%&
)609:33
$IWHUýWKHýGUXPýLVýSK\VLFDOO\ýFOHDQHGñýLWýWKHQýPXVWýEHýFOHDQHGýWRýDQýHOHFWULFDOO\ýQHXð
WUDOýVWDWHïý7KLVýLVýQHFHVVDU\ýWRýHUDVHýDQ\ýUHVLGXDOýSRVLWLYHýFKDUJHVñýUHDG\ýWRýDFFHSWý
WKHýQH[WýXQLIRUPýFKDUJHïý7KHýUHVLGXDOýFKDUJHýLVýFDQFHOHGýE\ýH[SRVLQJýWKHýGUXPýWRý
WKHýOLJKWýHPLWWHGýIURPýWKHýHUDVHUý/('ýõ'ýDERYHôýLQýWKHýVLPLODUýPDQQHUýDVýGHVFULEHGý
éðìì
2SHUDWLRQ#WKHRU\
(OHFWURSKRWRJUDSKLFV#V\VWHP
LQэSDJHэйрзпэ7KLVэORZHUVэWKHэHOHFWULFDOэFRQGXFWLYLW\эRIэWKHэGUXPэVXUIDFHэPDNLQJэWKHэ
UHрVLGXDOэFKDUJHэRQэWKHэGUXPэVXUIDFHэHVFDSHэWRэWKHэJURXQGп
7\SLFDO#SKRWR#SURFHVV#WLPLQJ#FKDUW
7KHýIROORZLQJýFKDUWýVKRZVýWKHýVLJQDOVýXVHGýIRUýSKRWRýSURFHVVLQJïý7KHVHýVLJQDOVýDFWLð
YDWHýWKHýFRUUHVSRQGLQJýGHYLFHýLQýWKHýIROORZLQJýWLPLQJýVHTXHQFHVïý$ýVLPSOHýGHVFULSð
WLRQýIRUýWKHVHýVLJQDOVýIROORZï
)LUVW#SDJH 6HFRQG#SDJH
02725
3$3(5
0+9'5
(5$6(
%,$6
7+9'54
639'5
7DE O H#71#5## )XQFWLRQV#RI#VLJQDOV
6LJQDO )XQFWLRQ
0+9'5ýõ0DLQý+LJKý9ROWDJHý
'5LYHôý
(5$6(5ý 7XUQVýRQýWKHýHUDVHUýõ/('ýDUUD\ôýDVýVRRQýDVýWKHýPRWRUýEHJLQVý
%,$6ý 7XUQVýRQýWKHýGHYHORSHUýELDVýõRQýWKHýPDJQHWýUROOHUôïý7KHýGXUDWLRQý
7+9'5ýõ7UDQVIHUý+LJKý9ROWDJHý
'5LYHôý
639'5ýõ6H3DUDWLRQý9LDVý'5LYHô 7XUQVýWKHýVHSDUDWLRQýFKDUJHýELDVýRQýDQGýRIIïý7KHýGXUDWLRQýRIý
$
%
&
(
'
)
*
'ULYHVýPDLQýFKDUJHUýZLWKýKLJKýYROWDJHýELDVïý7KLVýVLJQDOýLVýNHSWý
RQýGXULQJýWKHýMREýLVýSURFHVVHGïý
UHYROYLQJýõ$ýDERYHôïý
RIýWKLVýVLJQDOýLVýGHSHQGHQWýRQýWKHýFXUUHQWýSDSHUýVL]Hýõ%ôýDQGý
WXUQVýRIIýEHWZHHQýSDJHVýõ&ôïý
7XU QVэRQэWKHэWU DQVIHUэELDVпэ1RWHэWKD WэWKHэWUDQV IH UэELDVэLV эUHYHUVHэ
хткнн9фэDWэWKHэEHJLQQLQJэRIэDэSULQWэMREэх'фXQWLOэWKHэSDSHUэLVэ
DFWXDOO\эIHGэRQWRэWKHэWUDQVIHUэUROOHUпэ7KLVэSUHYHQWVэFRQWDPLQDр
WLRQэRQэWKHэEDFNэVLGHэRIэSDSHUэE\эHIIHFWLYHO\эUHSHOOLQJэWKHэWRQHUэ
GXULQJэWKHэSDSHUэLVэQRWэSUHVHQWэEHWZHHQэWKHэGUXPэDQGэWKHэ
WUDQVIHUэUROOHUпэ7KHэWUDQVIHUэELDVэLVэNHSWэRQэGXULQJэDэSULQWэMREэ
х(фп
639'5ýWXUQHGýRQýõ)ôýYDULHVýGHSHQGLQJýRQýWKHýVL]HýRIýWKHýSDJHïý
639'5ýLVýRIIýEHWZHHQýSDJHVýõ*ôï
éðìë
)609:33