Page 1
Page 2
1RWLFHV
%XON#6WDFNHU#67063#6HUYLFH#0DQXDO# ‹.\RFHUD#&RUSRUDWLRQ#4<<;#$OO#ULJKWV#UHVHUYHG1#([SRUW#(GLWLRQ
1RWLFHV
7KHýLQIRUPDWLRQýLQýWKLVýPDQXDOýLVýVXEMHFWýWRýFKDQJHýZLWKRXWýQRWLILFDWLRQïý$GGLð
WLRQDOýSDJHVýPD\ýEHýLQVHUWHGýLQýIXWXUHýHGLWLRQVïý7KHýXVHUýLVýDVNHGýWRýH[FXVHýDQ\ý
WHFKQLFDOýLQDFFXUDFLHVýRUýW\SRJUDSKLFDOýHUURUVýLQýWKHýSUHVHQWýHGLWLRQï
1RýUHVSRQVLELOLW\ýLVýDVVXPHGýLIýDFFLGHQWVýRFFXUýZKLOHýWKHýXVHUýLVýIROORZLQJýWKHý
LQVWUXFWLRQVýLQýWKLVýPDQXDOïý1RýUHVSRQVLELOLW\ýLVýDVVXPHGýIRUýGHIHFWVýLQýWKHýSURGð
XFWöVýILUPZDUHï
7KHýFRQWHQWVýRIýWKLVýPDQXDOýDUHýSURWHFWHGýE\ýFRS\ULJKWïý1RýSDUWýRIýWKLVýPDQXDOý
PD\ýEHýUHSURGXFHGýRUýFRSLHGýE\ýDQ\ýPHDQVýZLWKRXWýWKHýSHUPLVVLRQýRIýWKHýFRS\ð
ULJKWýKROGHUïý7KHýSURGXFWöVýILUPZDUHýõFRQWHQWVýRIýLWVýUHDGðRQO\ýPHPRU\ôýLVýVLPLð
ODUO\ýSURWHFWHGýE\ýFRS\ULJKWï
7 UDGHPDUN#1R WLFH
3UHVFULEHýLVýDýUHJLVWHUHGýWUDGHPDUNýRIý.\RFHUDý&RUSRUDWLRQïý3UHVFULEHý,,Hñý.,5ñý
.\RFHUDý,PDJHý5HILQHPHQWñý(FRV\VñýDQGý(FRWRQHýDUHýWUDGHPDUNVýRIý.\RFHUDý&RUSRð
UDWLRQï
:DUQLQJ
7KLVýHTXLSPHQWýKDVýEHHQýFHUWLILHGýWRýFRPSO\ýZLWKýWKHýOLPLWVýIRUýDý&ODVVý%ýFRPSXWð
LQJýGHYLFHñýSXUVXDQWýWRý6XESDUWý-ýRIý3DUWýìèýRIý)&&ý5XOHVïý2QO\ýSHULSKHUDOVýõFRPð
SXWHUýLQSXWîRXWSXWýGHYLFHVñýWHUPLQDOVñýHWFïôýFHUWLILHGýWRýFRPSO\ýZLWKýWKHý&ODVVý%ý
OLPLWVýPD\ýEHýDWWDFKHGýWRýWKLVýHTXLSPHQWïý2SHUDWLRQýZLWKýQRQðFHUWLILHGýSHULSKHUð
DOVýLVýOLNHO\ýWRýUHVXOWýLQýLQWHUIHUHQFHýWRýUDGLRýDQGý79ýUHFHSWLRQï
%HIRUH#WXUQLQJ#RQ#SRZHU/#EH#VXUH#WR #LQVWDOO#WKH#RXWSXW#WUD\#WR#WKH#EXONVWDFNHU1#
7R#LQVWDOO#WKH#WUD\ /#UHIHU#WR#
4151#0RXQWLQJ#WKH#WU D\
#RQ#SDJH#4061
67063
ii
Page 3
5(9,6,21#+,6725<
ìïíí -XQHэмисэªде
:DUQLQJ
9HUVL RQ 5HO1#GDWH 5HSODFHG#SDJHV 5HPDUNV
9,6,7#86#$7#285#,17(51(7#+20(#3$ *( #+-$3$1,=
)25#$9$,/$% ,/,7<#2)#35,17(5#'5,9(56#$1'#87,/,7,(6/#$&&(66#72#<285#/2&$/#.<2&(5$#,17(51(7#6,7(1
#
KWWS=22ZZZ1N\RFHUD1FR1MS
iii
67063
Page 4
&KDSWHU#4 *(1(5$/# ,1)250$7,21
&RQWHQWV
4141#6SHFLILFDWLRQV#405
4151#0RXQWLQJ#WKH#WUD\#406
Page 5
414 6SHFLILFDWLRQV
,WHP 6SHFLILFDWLRQV
$SSOLFDEOHýSULQWHU .\RFHUDэ)6ржнннэ>$кэDQGэOHGJHUэVL]HолеэSSPозннэGSL@
3DSHUýVL]HV $кэхлдпжэ× йлFPфсэ/HGJHUэхммэ×эмжэLQпфэVL]Hсэ%йэхлипжэ×экзпйэFPфсэ
/HWWHUэVL]Hэхепиэ×эммэLQпфсэ$йэхлмэ×элдпжэFPфсэ/HJDOэVL]Hэхепиэ×эмйэ
LQпфсэ%иэхмлпеэ×элипжэFPфсэ2WKHUVгэдпмрйиэFPэ×эмнрлдпжэFP
3DSHUýFDSDFLW\ кснннэSDJHVэхWKLFNQHVVгэнпммэPPф
$FFHSWDEOHýSDSHUý
)DFHрGRZQэVWDFNгэзнрмниэJоP
ë
сэ)DFHрXSэVWDFNгэзнрлннэJоP
ë
WKLFNQHVV
(QYLURQHPHQWDOý
UHTXLUHPHQWV
э7HPSHUDWXUHгэмнƒ&эWRэкиƒ&эхинƒ)эWRэдиƒ)фс
+XPLGLW\гэлншэWRэеншс
2SWLPXPэFRQGLWLRQVгэлнƒ&эDQGэзишэ5+с
$OWLWXGHгэ0D[пэлснннэPэхзиннэIWпфс
,OOXPLQDWLRQгэ0D[пэминнэOX[
3RZHUýUHTXLUHð
D
PHQWV
(XURSHгэллнрлйн9сэин+]сэPD[пэнпи$с
86о&DQDGDгэмлн9эзн+]сэPD[пэм$
3RZHUýFRQVXPSWLRQ 0D[ïýæí:
1RLVH
E
0D[пэийэG%х$фсэZKHQэIHHGLQJэSDSHUэхH[FOXGLQJэSHDNэYDOXHVф
'LPHQVLRQV ййпеэFPэ>мжпзэLQп@эZLGHэ×эмнжпеэFPэ>йлпкэLQп@эKLJKэ×эикпзэFPэ>лмпмэ
LQï@ýGHHS
:HLJKW кнэNJэ>ззпмэOEп@
Dп 0D[пэDOORZDEOHэYROWDJHэIXOFWXDWLRQэLVэ‘мншвэPD[пэDOORZDEOHэIUHTXHQF\эIOXFWXDWLRQэLVэ‘лшп
Eп 0HDVXUHGэмPэIURPэRXWVLGHэRIэWKHэVWDFNHUп
67063
ìðë
Page 6
415 0RXQWLQJ#WKH#WUD\
%HIRUH#WXUQLQJ#RQ#SRZHU/#EH#VXUH#WR#LQVWDOO#WKH#RXWSXW#WUD\#IROORZLQJ#WKH#SURFHGXUHV#
EHORZ1
2SHQýWKHýRXWHUýER[ïýõ)RUýGHWDLOVýRQý XQSDFNLQJñýUHIHUýWRýWKHýXVHUªVýPDQXDOýFRPHý
4
VXSSOLHGэZLWKэWKHэ67ркнпф
5HPRYHэLQQHUэER[эZKLFKэFRQWDLQVэWKHэDFFHVVRULHVпэ7DNHэRXWэWKHэDFFHVVRULHVп
5
7DNHýRXWýWKHýVWDFNHUýIURPýWKHýER[ï
6
5HPRYHýDOOýSDFNLQJýWDSHýIURPýWKHýVWDFNHUï
7
5HPRYHýWKHýER[ýZKLFKýFRQWDLQVýWKHýRXWSXWýWUD\ï
8
6FUHZýWKHýSDSHUýWUD\ýRQýWRýWKHýVWDFNHUýZLWKýWKHýçýORQJýVFUHZVýDQGýçýZDVKHUVý
9
DVýVKRZQýLQýWKHýIROORZLQJýGLDJUDPVï
:KHQýWKHýDERYHýSURFHGXUHVýDUHýGRQHñýUHIHUýWRýWKHýVWDFNHUªVý
SURFHHGýZLWKýLQVWDOODWLRQï
,QVWDOODWLRQý0DQXDO
ýWRý
ìðê
67063
Page 7
7KLVýSDJHýOHIWýEODQNýLQWHQWLRQDOO\
67063
ìðé
Page 8
&KDSWHU#5 7+(25<# 2)# 23(5$7,21
&RQWHQWV
414#&RPPXQLFDWLRQV#,QWHUIDFH#2YHUYLHZ/#SDJH#505
6HULDO#6\QFKURQRXV#,QWHUIDFH#6LJQDOV/#SDJH#505
6HULDO#GDWD#OLQH/#SDJH#506
6,'#>IURP#VWDFNHU#WR#SULQWHU@
415#3DSHU#)HHGLQJ/#SDJH#508
3DSHU#)HHGLQJ#2YHUYLHZ/#SDJH#508
3DSHU#)HHGLQJ#2SHUDWLRQ#6HTXHQFH/#SDJH#508
3DSHU#,QYHUWLQJ#2YHUYLHZ/#SDJH#508
3DSHU#-DP#6HQVLQJ/#SDJH#508
416#3DSHU#,QYHUWLQJ#+)DFH0'RZQ#6WDFNLQJ,/#SDJH#50:
3DSHU#,QYHUWLQJ#2SHUDWLRQ#6HTXHQFH/#SDJH#50:
417#2IIVHW/#SDJH#50;
2IIVHW#2SHUDWLRQ#2Q#+3DSHU#'HOLYHU\#2IIVHW#WR#WKH#5LJKW,/#SDJH#50<
2IIVHW#2))#2SHUDWLRQ#>6WUDLJKW@/#SDJH#50<
418#6WDFNLQJ/#SDJH#5043
6WDFNLQJ#2YHUYLHZ/#SDJH#5043
6WDFNLQJ#2SHUDWLRQ#6HTXHQFH/#SDJH#5043
419#6HQVRUV2(UURU#'HWHFWLRQ/#SDJH#5044
´2SWLRQE#6WDFNHU#SDSHU#IXOOµ/#SDJH#5044
´3DSHU#MDP2)µ/#SDJH#5044
´2SWLRQ#VWDFNHU#SDWK#HUURUµ/#SDJH#5044
´2SW1#VWDFNHU#XQLW#UHDU#FRYHU#2SHQµ/#SDJH#5044
41:#6WDFNHU#,QLWLDOL]DWLRQ/#SDJH#5045
,QLWLDOL]DWLRQ#2YHUYLHZ/#SDJH#5045
,QLWLDOL]DWLRQ#6HTXHQFH/#SDJH#5045
41;#'LDJQRVWLFV/#SDJH#5046
'LDJQRVWLFV#2YHUYLHZ/#SDJH#5046
'LS#6ZLWFK2/('#/RFDWLRQV#2Q#WKH#0DLQ#/RJLF#%RDUG/#SDJH#5046
'LS#6ZLWFK#6HW08S/#SDJH#5047
2IIOLQH#7HVWLQJ#&RQILJXUDWLRQ/#SDJH#5048
7HUPLQDWLQJ#WKH#2IIOLQH#7HVWLQJ#&RQILJXUDWLRQ/#SDJH#5049
Page 9
514 &RPPXQLFDWLRQV#,QWHUIDFH#2YHUYLHZ
7KHýVHULDOýLQWHUIDFHýVLJQDOVýDQGýSURWRFROýIRUPDWVýDUHýGHILQHGýLQýWKHýIROORZLQJýSDUDð
JUDSKVï
6HULDO#6\QFKURQRXV#,QWHUIDFH#6LJQDOV
67063
6LJQDO 'HVFULSWLRQ
6* 6LJQDOýJURXQG
6&. 6HULDOýFRPPXQLFDWLRQýV\QFKURQRXVýFORFN
6287 6HULDOýGDWDýOLQHýIURPýSULQWHUýWRýVWDFNHU
6,' 6HULDOýGDWDýOLQHýIURPýVWDFNHUýWRýSULQWHU
6(/íñý6(/ìñý
6(/ë
5(027( '&ýSRZHUýRQîRIIýFRQWURO
)* )UDPHýJURXQG
6HULDOýFRPPXQLFDWLRQýVHOHFWýVLJQDO
ëðë
Page 10
5(027(#VLJQDO
7KLVýVLJQDOýVZLWFKHVýRQîRIIýWKHýVWDFNHUýSRZHUýVXSSO\ïý5(027(ýLVýGHULYHGýDWýDý
ìåíΩýUHVLVWRUýRQýWKHýSULQWHUý9FFýõòè9ôïý7KHýVWDFNHUýSRZHUýLVýRQýLIý5(027(ýLVý
JUHDWHUýWKDQýéïè9âýRIIýLIý5(027(ýLVýOHVVýWKDQýì9ï
6287ýDQGý6,'ñýWKHýVHULDOýGDWDýOLQHVýEHWZHHQýWKHýVWDFNHUýDQGýWKHýSULQWHUñýDUHýIXOO\ý
GHWDLOHGýEHORZï
6HULDO#GDWD#OLQH
7KHý6287ýDQGý6,'ýOLQHVýFDUU\ýWKHýIROORZLQJýGDWDýLQýåðELWýIRUPDWïý(DFKýELWýKDVýWKHý
IROORZLQJýDVVLJQPHQWï
6287#>IURP#SULQWHU#WR#VWDFNHU@
ELW :9876543
%ORFNýí 3DULW\ í 6723 6(;,75 5(&,9(5 2))6(7 ,19(57 3(;76î(
%ORFNýì 3DULW\ ì QïDï QïDï QïDï QïDï QïDï 5(6(7
([SODQDWLRQýRQýHDFKýVLJQDOýIRUý6287ýIROORZVï
%LW 0HDQLQJ 'HVFULSWLRQ
6723 )RUFHGýVWRS )RUFHýWKHýVWDFNHUýWRýVWRSïý7KHýVWDFNHUýUHIUDLQVýIURPýDQ\ý
PRWLRQэZKHQэWKLVэLVэRQэхмфсэWXUQVэ67235эхVLJQDOэUHVSRQVHфэ
RQэхмфсэWXUQVэ6(;,7эх6HHэWDEOHээRQэSDJHэлркфэWRэRIIэхнфпэ:KHQэ
6723эLVэRIIэхнфсэ67235эUHYHUWVэWRэRIIэхнфпэ3(;76о(эDQGэ6(;р
,75эDUHэRIIэхнфэZKHQHYHUэWKHэSULQWHUэWXUQVэ6723эRQэхмфп
6(;,75 6WDFNýRXWWDNHý
UHVSRQVH
5(&,9(5 6WDFNýSDSHUý
UHVSRQVH
2))6(7 2IIVHW 7ULJJHUVэVWDFNэRIIVHWпэ7XUQVэRQэхмфэIRUэRIIVHWэхVKLIWHGфэVWDFNвэ
,19(57 6WDFNýVLGH 'HILQHVýWKHýSULQWýVLGHýIRUýSDSHUýVWDFNLQJïý6WDFNýLVýIDFHðGRZQý
3(;76 3ULQWHUýSDSHUý
RXWWDNH
5(6(7 5HVHW 7WULJJHUVýLQWLDOL]DWLRQýIRUýWKHýVWDFNHUýWRýSRZHUýXSïý7XUQVýRQý
6(;,75эWXUQVэRQэхмфэZKHQэWKHэSULQWHUэKDVэUHFRJQL]HGэWKDWэ
6(;,7эLVэRQэхмфвэ6(;,75эWXUQVэRIIэхнфэZKHQэ6(;,7эLVэRIIхнфп
5(&,9(5эWXUQVэRQэ хмфэZKHQэWKHэSULQWHUэKDVэUHFRJQL]HGэWKDWэ
5(&,9(эLVэRQэхмфвэ5(&,9(5эWXUQVэRIIэхнфэZKHQэ5(&,9(эLVэ
RIIхнфп
RIIэхнфэIRUэQRUPDOэхKRPHфэVWDFNсэZKLFKэLVэVHWWOHGэLQэSULRUэWRэ
3(;76о(эWRэEHэRQп
ZKHQэWKLVэLVэRQэхмфвэIDFHрXSэZKHQэRIIэхнфсэZKLFKэLVэVHWWOHGэLQэ
SULRUэWRэ3(;76о(эWRэEHэRQп
7XUQVэRQэхмфэZKHQэWKHэOHDGLQJэHGJHэRIэSDSHUэKDVэUHDFKHGэWKHэ
SULQWHUªVэH[LWэUROOHUвэWXUQVэRIIэZKHQэWKHэWUDLOLQJэHGJHэRIэWKHэ
SDSHUэKDVэFOHDUHGэWKHэUROOHUэх#млиэPPоVфп
õìôýWRýGULYHýWKHýIHHGýPRWRUýIRUýDSSUR[ïýèýVHFRQGVýWRýYHULI\ý
H[LVWHQFHýRIýSDSHUýLQýWKHýVWDFNHUªVýSDSHUýSDWKâýWRýPRYHýWKHý
WUD\ýXSýRUýGRZQýIRUýUHDGMXVWPHQWýRIýWKHýVWDFNýSRVLWLRQï
6,'#>IURP#VWDFNHU#WR#SULQWHU@
ELW :9876543
%ORFNýí 3DULW\ í QïDï $/$50 -$0 &29(5 ,167 %86<
%ORFNýì 3DULW\ ì 67235 5(&,9( 6(;,7 QïDï ,1,7,$/ )8//
ëðê
67063
Page 11
([SODQDWLRQýRQýHDFKýVLJQDOýIRUý6,'ýIROORZVï
%LW 0HDQLQJ 'HVFULSWLRQ
$/$50 6WDFNHUýDODUP 7XUQVэRQэхмфэZKHQэIDLOXUHэKDVэRFFXUUHGэZLWKэWKHэWUD\эPRWRUсэ
WKHýWUD\ýGULYLQJýPHFKDQLVPñýDQGîRUýWKHýWUD\ýFRQWUROýVHQVRUïý
7KLVýVLWXDWLRQýSHUVLVWVýXQWLOýSRZHUýLVýRIIï
-$0 6WDFNHUýMDP 7XUQVэRQэхмфэZKHQэSDSHUэKDVэMDPPHGэGXULQJэWKHэSDSHUэLVэ
WUDQVSRUWHGэRUэSDSHUэLVэGHWHFWHGэZLWKLQэWKHэSDSHUэSDWKэGXUр
LQJэWKHэSDSHUэLVэWUDQVSRUWHGпэ7KLVэVLJQDOэLVэDXWRPDWLFDOO\э
UHVHWэLQэкэVHFRQGVэDIWHUэWKHэMDPэKDVэUHFRYHUHGэDQGэWXUQVэRIIэ
хнфп
&29(5 &RYHUýRSHQ 7XUQVэRQэхмфэLIэWKHэVWDFNHUªVэIURQWэFRYHUэLVэRSHQвэWXUQVэRIIэхнфэ
ZKHQýWKHýFRYHUýLVýFORVHGï
,167 ,QVWDOODWLRQý
UHDG\
%86< 6WDFNHUýEXV\ 7XUQVэRIIэхнфэLIэWKHэVWDFNHUэLVэRSHUDWLYHпэ7KLVэWXUQVэRQэхмфэ
67235 )RUFHGýVWRSý
UHVSRQVH
5(&,9( 3DSHUýUHFHSð
WLRQýFRQILUPDð
WLRQ
6(;,7 6WDFNэFRPSOHWH 7XUQVэRQэхмфэZKHQэSDSHUэUHDFKHVэWKHэWUD\вэWXUQVэRIIэхнфэ6(;р
,1,7,$/ 6WDFNHUýLQLWLDOð
L]DWLRQ
)8// 7UD\ýIXOO 7XUQVэRQэхмфэZKHQэWKHэWUD\эLVэIXOOэDQGэQRWэEHэDEOHэWRэDFFHSWэ
7KLVэLVэRQэхмфэZKHQэWKHэVWDFNHUэLVэSURSHUO\эLQVWDOOHGэRQэWKHэ
SULQWHUвэRIIэхнфэLIэLWэLVэRIIэRIэWKHэSULQWHUOп
ZKHQHYHUýWKHýLQVWDOODWLRQýWRýWKHýSULQWHUýLVýRIIñýWKHýVWDFNHUý
VLGHýFRYHUýLVýRSHQñýDQýDODUPýRUýMDPýKDVýRFFXUUHGñýWKHýWUD\ý
NHHSVýHOHYDWLQJýRUýGHVFHQGLQJýIRUýWKHýSHULRGýORQJHUýWKDQýêý
VHFRQGVñýWKHýWUD\ýLVýIXOOýRUýWKHýLQLWLDOL]DWLRQýKDVýQRWýFRPð
SOHWHGýDIWHUýWKHýWUD\ýLVýHPSWLHGñýRUýWKHýVWDFNHUýLVýSRZHUýXSý
RUýUHVHWýõE\ý5(6(7ýFRPPDQGôï
7XUQVэRQэхмфэZKHQэWKHэSULQWHUэKDVэUHFRJQL]HVэWKDWэ6723э
UHFHLYHGэIURPэWKHэSULQWHUэLVэRQэхмфвэWXUQVэRIIэхнфэZKHQэ6723э
LVэRIIэхнфп
7XUQVэRQэхмфэZKHQэWKHэVWDFNHUэKDVэFRQILUPHGэUHFHSWLRQэRIэ
SDSHUэIURPэWKHэSULQWHUпэ7KLVэWXUQVэRIIэхнфэZKHQэ5(&,9(5э
WXUQVэRQэхмфп
,75эWXUQVэRQэхмфп
7XUQVэRQэхмфэZKLOHэWKHэVWDFNHUэLVэEHLQJэLQLWLDOL]HGвэRIIэхнфэ
ZKHQэLQLWLDOL]DWLRQэWHUPLQDWHVпэ7KLVэVWD\VэRQэIRUэиэWRэлнэVHFр
RQGVп
PRUHэSDSHUпэ7KLVэUHYHUWVэWRэRIIэхнфэZKHQэSDSHUэLVэUHPRYHGэ
IURPэWKHэWUD\п
67063
ëðé
Page 12
515 3DSHU#)HHGLQJ
3DSHU#)HHGLQJ#2YHUYLHZ
3DSHUýIHHGýRSHUDWLRQýLVýDFKLHYHGýE\ýWXUQLQJýDýSDLUýRIýLQSXWîRXWSXWýUROOHUVýZLWKýDý
WLPLQJýEHOWýFRQWUROOHGýE\ýVWHSýPRWRUVïý7KHýUROOHUVýDUHýWXUQHGýLQGHSHQGHQWO\ýE\ýDý
)HHGý0RWRUýDQGýDQý,QYHUWý0RWRUï
3DSHU#)HHGLQJ#2SHUDWLRQ#6HTXHQFH
8SRQýUHFHLYLQJýWKHý6WDFNHUý6WDUWý&RPPDQGýõWKHýFRPPDQGýWKDWýVWDUWVýWKHý
4
VWDFNHUôýIURPýWKHýSULQWHUñýWKHýVWDFNHUýWXUQVýRQýWKHý)HHGý0RWRUï
7KHýOHDGLQJýHGJHýRIýWKHýSDSHUýDUULYHVýDWýWKHý,QSXWý5ROOHUïý7KLVýPXVWýRFFXUý
5
DIWHUýWKHýVSHFLILHGýDPRXQWýRIýWLPHýKDVýHODSVHGýIURPýUHFHLYLQJýWKHý6WDFNHUý
6WDUWý&RPPDQGï
$IWHUýFRPSOHWLRQýRIýSDSHUýGHOLYHU\ýIURPýWKHýSULQWHUýWRýWKHýVWDFNHUñýSDSHUýIHHGý
6
VSHHGýLVýLVýPDLQWDLQHGýE\ýFRQWUROOLQJýVSHHGýXQWLOýWKHýSDSHUýLVýGHOLYHUHGýWRýWKHý
VWDFNHUýWUD\ï
3DSHU#,QYHUWLQJ#2YHUYLHZ
7KHýVWDFNHUýKDVýDýJDWHýWKDWýFKDQJHVýWKHýSDSHUýSDWKýIRUýHLWKHUýVWUDLJKWýRUýLQYHUWHGý
SDSHUýIHHGLQJîVWDFNLQJïý,WýLVýFRQWUROOHGýE\ýDýVROHQRLGýWKDWýLVýDFWLYDWHGýE\ýDýFRPð
PDQGýIURPýWKHýSULQWHUï
3DSHUýLQYHUWLQJýLVýDFFRPSOLVKHGýE\ýVHOHFWLQJýWKHýLQYHUWLQJýSDWKýDQGýWKHQýDFWLYDWLQJý
DýVWHSýPRWRUýWKDWýFRQWUROVýWKHý,QYHUWý5ROOHUï
3DSHU#-DP#6HQVLQJ
$WэDэ SDSHUэMDPсэWKHэSULQWHUэVWRSVэDOOэWKHэVWDFNHUэPRWRUVсэVHWWLQJэ6723эWRэRQэхмфпэ7KHэ
SULQWHUэUHFRJQL]HVэWKHэRFFXUHQFHэRIэDэSDSHUэMDPэLQэWKHэVWDFNHUэLIг
• Sensor SEN2 or SEN3 does not turn on within 1.8 seconds since PEXTS/E is on;
• SEN3 does not turn off within 4 seconds since it has turned on;
• SEN2 does not turn on within 0.4 seconds since SEN3 has turn ed off;
• SEN2 does not turn off within 1 seconds [for reversed feed] or 5 seconds [for straight
feed] since it has turned on; or,
• Either of SEN2, SEN3, and SEN4 has turned on during the feed motor is not activated.
ëðè
67063
Page 13
52/4=#(QWHU#5ROOHU
52/5=#([LW#5ROOHU
52/6=#5HYHUVH#5ROOHU
6(15=#([LW#6HQVRU
6(16=#5HYHUVH#6HQVRU
6(17=#2IIVHW#6HQVRU
6(18=#+HLJKW#6HQVRU
6(19=#+RPH#3RVLWLRQ#6HQVRU
6(1:=#)XOO#6HQVRU
67063
ëðç
Page 14
516 3DSHU#,QYHUWLQJ#+)DFH0'RZQ#6WDFNLQJ,
3DSHU#,QYHUWLQJ#2SHUDWLRQ#6HTXHQFH
8SRQýUHFHLYLQJýDý,QYHUWý&RPPDQGýIURPýWKHý3ULQWHUñýWKHýVWDFNHUýWXUQVý2))ýWKHý
3DWKý&KDQJHý*DWHýVROHQRLGïý7KLVýGLUHFWVýWKHýOHDGLQJýHGJHýRIýWKHýSDSHUýGRZQýLQWRýDQý
LQWHULRUýRIýWKHýVWDFNHUï
7KHýVWDFNHUýXVHVýDQý,QSXWý6HQVRUýDQGýSDSHUýVL]HýLQIRUPDWLRQýWRýUHFRJQL]HýWKHýHQGð
LQJýHGJHýRIýWKHýSDSHUïý7KHýVSHHGýRIýSDSHUýIHHGýLVýLQFUHDVHGýXSRQýHQGLQJýHGJHýGHWHFð
WLRQýE\ýWKHý,QSXWý6HQVRUï
:KHQýWKHý,QYHUWý6HQVRUýGHWHFWVýWKHýHQGLQJýHGJHýRIýWKHýSDSHUñýPRWRUýVSHHGýLVý
UHGXFHGýDQGýWKHýHQGLQJýHGJHýVWRSVýDWýSRVLWLRQýìýDVýVKRZQýLQýWKHýLOOXVWUDWLRQýEHORZï
:KHQýWKHýSDSHUªVýHQGLQJýHGJHýUHDFKHVýSR VLWLRQýìñýWKHýGLUHFWLRQýRIý,QYHUWý5ROOHUý
URWDWLRQýLVýUHYHUVHGýVRýWKDWýIHHGýVZLWFKHVýWRýWKHýRSSRVLWHýGLUHFWLRQïý1RZñýWKHýHQGLQJý
HGJHýRIýWKHýSDSHUýEHFRPHVýWKHýOHDGLQJýHGJHïý7KHýLQYHUWHGýSDSHUýLVýWKHQýIHGýRXWýE \ý
WKHý([LWý5ROOHUï
)LJXUH#414
3DSHU#,QYHUWLQJ#2SHUDWLRQ#6HTXHQFH
([LW#SDWK#VHQVRU
2IIVHW#VHQVRU
3DWK#FKDQJH#JDWH#
VROHQRLG#&4
1
6ROHQRLG#&4#LV#RQ#
IRU#VWUDLJKW#IHHG>#
DQG#RQ#IRU#
LQYHUWHG#IHHG1
)HHG#UROOHU
,QSXW#VHQVRU
3$3 (5
,QYHUW#+5HYHUVH,#VHQVRU
,QYHUW#UROOHU
ëðæ
67063
Page 15
517 2IIVHW
7KHýVWDFNHUªVýRIIVHWýIHDWXUHýFRQWUROVýWKHýSRVLWLRQýRIýZKHUHýWKHýSDSHUýLVýVWDFNHGýGXUð
LQJýRXWSXWýIURPýWKHýSULQWHUïý3DSHUýLVýRIIVHWýE\ýXVLQJý6ZLQJý'ULYHý5ROOHUVýWRýVKLIWý
WKHýSDSHUýWRýWKHýULJKWýDWýDýVHWýDQJOHýZKHQýWKHý2IIVHWý6ROHQRLGýLVýWXUQHGýRQïý:KHQý
WKHý2IIVHWý6ROHQRLGýLVýWXUQHGýRIIñýWKHýSDSHUýLVýRXWSXWýVWUDLJKWýLQWRýWKHýSDSHUýWUD\ï
7KHUHýDUHýWZRý DGGLWLRQDOý PRGHVýRIýRSHUDWLRQýWRýFRQVLGHUýZKHQýFRQWUROOLQJýWKHý2IIVHWý
6ROHQRLGïý7KH\ýDUHýGHSHQGHQWýRQýWKHýSDSHUýVL]HýDQGýWKHýPHWKRGýRIýSDSHUýGHOLYHU\ïý
7KHýWZRýPRGHVýDUHã
)LJXUH#515
6WUDLJKWý0RGH
ãý,QýWKLVýPRGHñýUHJDUGOHVVýRIýWKHýSDSHUýVL]HñýWKHý6ZLQJý5ROOHUýUHPDLQVý
VHWýWRýWKHý2IIVHWý2QýSRVLWLRQýõ2))6(7ýLVýRQý>ì@ôýXQWLOýWKHý2))6(7ýFRPPDQGýIURPý
WKHýSULQWHUýJRHVýRIIý>í@ñýýWXUQLQJýRIIVHWýRIIïý,WýGRHVýQRWýUHWXUQýWRýWKHýKRPHýSRVLWLRQý
HDFKýWLPHýSDSHUýLVýGHOLYHUHGï
,QYHUWLQJý0RGH
ãý,QýWKLVýPRGHñýWKHý6ZLQJý5ROOHUýLVýFRQWUROOHGýGLIIHUHQWO\ýDFFRUGLQJýWRý
SDSHUýVL]Hïý:KHQýWKHýSDSHUýVL]HýLVý$éñýOHWWHUýRUýVPDOOHUýDQGýWKHý2))6(7ýVLJQDOýLVý
RQñýWKHý6ZLQJý5ROOHUýUHPDLQVýVHWýWRýWKHý2IIVHWý2QýSRVLWLRQýõMXVWýDVýZLWKýWKHý6WUDLJKWý
0RGHýGHVFULEHGýDERYHôýDIWHUýRIIVHWýLVýWXUQHGýRQýE\ýWKHý2))6(7ýFRPPDQGýXQWLOýWKHý
VWDFNHUýUHFHLYHVýWKHýFRPPDQGýDJDLQýWXUQLQJýRIIVHWýRIIï
:KHQýDýSDSHUýVL]HýODUJHUýWKDQý$éýLVýXVHGñýWKHý6ZLQJý5ROOHUýLVýVHWýDWýWKHý2IIVHWý2Qý
SRVLWLRQýLPPHGLDWHO\ýDIWHUýWKHý
WUDLOLQJýHGJH
ýRIýWKHýSDSHUýSDVVHVýWKHý2IIVHWý6HQVRUñý
WKHQýUHWXUQVýWRýWKHý+RPHý3RVLWLRQýDIWHUýFRPSOHWLRQýRIýSDSHUýGHOLYHU\ýWRýWKHýVWDFNHUý
WUD\ïý7KLVý6ZLQJý5ROOHUýPRYHPHQWýVHTXHQFHýLVýUHSHDWHGýIRUýHDFKýVKHHWýGHOLYHUHGý
IURPýWKHýSULQWHUï
3DJH#RIIVHW#SRVLWLRQ
2IIVHW0RII#SRVLWLRQ
+7UD \#KRPH#SRVLWLRQ,
2IIVHW0RQ#SRVLWLRQ
67063
6ZLQJ#UROOHU
ëðå
Page 16
2IIVHW#2SHUDWLRQ#2Q#+3DSHU#'HOLYHU\#2IIVHW#WR#WKH#5LJKW,
,IýWKHý2))6(7ýFRPPDQGýLVýRQý>ì@ýDQGýWKHý
WUDLOLQJýHGJH
ýRIýWKHýSDSHUýLVýGHWHFWHGý
E\ýWKHý2IIVHWý6HQVRUñýWKHý2IIVHWý6ROHQRLGýLVýDFWLYDWHGïý:KHQýDFWLYDWHGñýWKHý2IIVHWý
6ROHQRLGýHQDEOHVýWKHý6ZLQJý5ROOHUVýWRýVKLIWýWKHýSDSHUýWRýWKHýULJKWýGXULQJýWKHýGHOLYð
HU\ýWRýWKHýSDSHUýWUD\ïý$IWHUýWKH
ýWUDLOLQJýHGJH
ýRIýWKHýSDSHUýLVýGHWHFWHGýE\ýWKHý([LWý
6HQVRUýDQGýWKHýSDSHUýLVýGHOLYHUHGýWRýWKHý3DSHUý7UD\ñýWKHý6ZLQJý5ROOHUýLVýDXWRPDWLð
FDOO\ýUHWXUQHGýWRýLWVýKRPHýSRVLWLRQïý7KHýVWDFNHUýSHUIRUPVýWKHýDERYHýVHTXHQFHýIRUý
HDFKýVKHHWýRIýSDSHUýRXWSXWýIURPýWKHýSULQWHUïý7KHý2IIVHWýPRGHýUHPDLQVýVHWýXQWLOýWKHý
VWDFNHUýUHFHLYHVýDQý2))6(7ýFRPPDQGýIURPýWKHýSULQWHUýWXUQLQJýRIIVHWýRIIï
2IIVHW#2))#2SHUDWLRQ#>6WUDLJKW@
,IýWKHý2))6(7ýFRPPDQGýLVýRIIý>í@ñýWKHý2IIVHWý6ROHQRLGýLVýWXUQHGýRIIýE\ýWKHýWLPHýWKH
OHDGLQJýHGJH
ýRIýWKHýSDSHUýSDVVHVýWKHý([LWý6HQVRUïý7KHý6ZLQJý5ROOHUVýGULYHýWKHý
SDSHUýVWUDLJKWýWRýWKHýSDSHUýWUD\ïý7KHýVWDFNHUýUHPDLQVýLQýWKLVýPRGHýXQWLOýWKHý2))ð
6(7ýFRPPDQGýEHFRPHVýRQý>ì@ï
ý
ëðä
67063
Page 17
518 6WDFNLQJ
6WDFNLQJ#2YHUYLHZ
6WDFNLQJýLVýDFFRPSOLVKHGýXVLQJýDýWUD\ýZKRVHýHOHYDWLRQýLVýFRQWUROOHGýE\ýDýZRUPýJHDUý
DQGýWLPLQJýEHOWýGULYHQýE\ýDý'&ýPRWRUï
6WDFNLQJ#2SHUDWLRQ#6HTXHQFH
7KHýSDSHUýWUD\ýLVýGHVLJQHGýWRýDFFHSWýDýFHUWDLQýDPRXQWýRIýSDSHUýEHIRUHýWKHýORZHULQJý
PHFKDQLVPýLVýDFWLYDWHGïý7KHýORZHULQJýPHFKDQLVPýLVýDFWLYDWHGýZKHQýWKHý6WDFNý
+HLJKWý6HQVRUýJRHVýRQñýDýWLPHýHODSV HýRFFXUVýõWLPHðRXWôñýWKHQýWKHýWUD\ýLVýORZHUHGý
XQWLOýWKHý6WDFNý+HLJKWý6HQVRUýJRHVýRIIï
7KLVýSURFHVVýLVýUHSHDWHGýXQWLOýWKHýWUD\ýUHDFKHVýLWVýIXOOýFDSDFLW\ï
67063
ëðìí
Page 18
519 6HQVRUV2(UURU#'HWHFWLRQ
,IýIDLOXUHýKDVýRFFXUUHGýRQýWKHýVWDFNHUñýWKHýSULQWHUýGLVSOD\VýWKHýIROORZLQJýPHVVDJHVý
DFFRUGLQJýWRýWKHýW\SHýRIýWKHýIDLOXUHï
´2SWLRQE#6WDFNHU#SDSHU#IXOOµ
7KHýIXOOýVWDFNHUýFRQGLWLRQýLVýUHFRJQL]HGýZKHQýWKHý6WDFNHUý)XOOýVHQVRUýLVýRQýDQGýWKHý
6WDFNý+HLJKWý6HQVRUýRUý+RPHý3RVLWLRQý6HQVRUýLVýRQï
´3DSHU#MDP2)µ
7KHý([LWý6HQVRUýPRQLWRUVýWKHýSDSHUýSRVLWLRQýDQGýUHSRUWVýWZRý3DSHUý-DPýFRQGLWLRQVã
The leading edge of the paper does not arrive at the Exit Sensor by the expected time.
•
The ending edge of the paper does not pass the Exit Sensor by the expected time.
•
´2SWLRQ#VWDFNHU#SDWK#HUURUµ
$ýPHFKDQLFDOý&RQQHFWLRQý6HQVRUýLVýORFDWHGýRQýWKHýPRXQWLQJýVLGHýRIýWKHýVWDFNHUý
XQLWïý,IýWKHý&RQQHFWLRQý6HQVRUýLVýRQñýWKHýVWDFNHUýXQLWýLVýQRWýSURSHUO\ýFRQQHFWHGýRUý
PDWHGýWRýWKHýSULQWHUï
´2SW1#VWDFNHU#XQLW#UHDU#FRYHU#2SHQµ
7KHýVWDFNHUýLVýGHVLJQHGýWRýUHFRJQL]HýZKHWKHUýWKHýIURQWýFRYHUýLVýRSHQýZKHQýWKHý
SRZHUýLVýRQïý7KHý)URQWý&RYHUý6HQVRUýRSHQVýDQGýDXWRPDWLFDOO\ýVKXWVýGRZQýWKHýëé9ý
SRZHUýVXSSO\ýLPPHGLDWHO\ýIRUýVDIHW\ýSXUSRVHVï
ëðìì
67063
Page 19
51: 6WDFNHU#,QLWLDOL]DWLRQ
,QLWLDOL]DWLRQ#2YHUYLHZ
$IWHUýWKHýVWDFNHUýLVýILUVWýSRZHUHGýRQñýKDVýUHFHLYHGý5(6(7ñýRUýDýSDSHUýMDPýLVýUHFRYð
HUHGýLQýWKHýVWDFNHUýDQGýêýVHFRQGVýKDVýHODSVHGñýLWýHQWHUVýWKHýLQLWLDOL]DWLRQýPRGHïý
,1,7,$/ýDQGý%86<ýWXUQý§RQ¨ýZKHQýWKHýLQLWLDOL]DWLRQýVWDUWVýDQGýWXUQý§RII¨ýZKHQýLWý
HQGVïý7KHýWUD\ýHOHYDWHVýXSýWRýWKHýKRPHýSRVLWLRQýDQGýWKHýVWDFNHUýLVýLQýVWDQGE\ï
'HWDLOVýRQýWKHýLQLWLDOL]DWLRQýIROORZï
,QLWLDOL]DWLRQ#6HTXHQFH
7KHýVWDFNHUýLVýLQLWLDOL]HGýZKHQHYHUýLVýLWýSRZHUHGýXSýRUýUHVHWýDQGý,1,7,$/ýDQGý
%86<ýEHFRPHý§RQï¨ý7KHýIROORZLQJýHYHQWVýVXFFHHGýVXEVHTXHQWO\ã
The Stack Height Sensor is initially off. The Paper Tray is elevated and stops when the
•
Stack Height S ensor goes on.
When the Stack Height Sensor goes on, the Paper Tray is lowered, stopping at the Tray
•
Home Position when the Stack Height Sensor goes off.
The Power Stacker is set to the Standby mode to wait for PEXTS/E.
•
During mechanical initialization, the Exit Motor and the Feed Mot or bot h turn for app roxi-
•
mately five seconds. If the Paper Detecting Sensor is on, the motors are stopped and a Jam Status is returned to the system.
67063
ëðìë
Page 20
51; 'LDJQRVWLFV
'LDJQRVWLFV#2YHUYLHZ
7KHэVWDFNHUэGLDJQRVWLFVэDUHэFRQWUROOHGэE\эWKHэ',3эVZLWFKHVэRQэWKHэ0DLQэ/RJLFэ
%RDUGпэ7RэEHJLQэGLDJQRVWLFVсэIROORZэSURFHGXUHVэH[SODLQHGэLQэ
SDJHэлрмйсэWKHQэWXUQэSRZHUэDVэH[SODLQHGэLQэ
3RZHU#6XSSO\#%RDUG
7KHýGLDJQRVWLFVýUXQýWKHýVSHFLILHGýWHVWýRUýFKHFNýZKHQýSRZHUýLVýDSSOLHGýWRýWKHýXQLWïý
7ZRý/('ªVýLQGLFDWHýWKHýVWDWXVýRIýWKHýXQLWýWHVWýRUýFKHFNï
'LS#6ZLWFK2/('#/RFDWLRQV#2Q#WKH#0DLQ#/RJLF#%RDUG
7KHý6WDFNHUý0DLQý/RJLFý%RDUGýGLDJQRVWLFý',3ýVZLWFKHVýDQGý/('ªVýORFDWLRQVýDUHý
VKRZQýLQýWKHýIROORZLQJýLOOXVWUDWLRQïý
эRQэSDJHэлрмип
'LS#6ZLWFK#6HW08S
)LJXUH#717-XPSHU#&RQQHFWRU#&15#/RFDWLRQ#RQ#
ýRQý
)LJXUH#616
1RWH#
'LS#6ZLWFK2/('#/RFDWLRQV#RQ#0DLQ#/RJLF#%RDUG
LD1LD2LD3LD4DS1
1
2
3
4
ONOFF
'LDJQRLVWLFVýPRGHVýSURYLGHGýE\ýWKHVHýVZLWFKHGýDVýWDEOHýLQý
'LS#6ZLWFK#6HW08S
ýRQýSDJHý
лрмйп
35,25#72#35,17(5#210/,1(#23(5$7,21
$IWHU#',3#VZLWFK#WHVWLQJ#KDV#EHHQ#FRPSOHWHG/#EH#VXUHWR#UHPRYH#WKH#VKRUWLQJ#SLQ#IURP#&15#RQ#
WKH#SRZHU#VXSSO\#ERDUG/#DQG#WR#UHWXUQ#WKH#',3#6ZLWFKHV#WR#WKH#1250$/#326,7,21#+2)),1
1RWH#
0272526(/)067$&.,1*#7(676
%HIRUH#GRLQJ#WKH#0RWRU#7HV W #RU#6HOI06WDFNLQJ#7H VW /#WKH#&RQQHFWLQJ#6HQVRU#PXVW#EH#VHW#21#E\#
LQVHUWLQJ#WKH#&RQQHFWLQJ#6HQVRU#DFWXDWRU1#%H#VXUH#WR#UHPRYH#WKH#DFWXDWRU#XSRQ#FRPSOHWLRQ#RI#
WKH#WHVW+V,1
ëðìê
67063
Page 21
'LS#6ZLWFK#6HW08S
7KHýVWDFNHUýGLDJQRVWLFVýDUHýFRQWUROOHGýE\ý',3ýVZLWFKýVHWWLQJVýRQýWKHý0DLQý/RJLFý
%RDUGïý7KHýGLDJQRVWLFVýUXQýWKHýVSHFLILHGýWHVWîFKHFNýDIWHUýSRZHUýLVýDSSOLHGýWRýWKHý
XQLWýE\ýXVLQJýWKHýPDQQHUýH[SODLQHGýLQý
7DE O H#414 'LDJQRVWLFV#0RGHV
0RGH 'HVFULSWLRQ 64 65 /('4 /('5
1RUPDO ([HFXWHVýQRUPDOý
FRPPXQLFDWLRQý
DQGýRSHUDWLRQý
ZLWKýWKHýSULQWHUïý
0RWRUý7HVWý
>,QVWïýVHQVRUý
PXVWýEHý
§RQï¨@
6HQVRUýFKHFN &KHFNVý21ýDQGý
([HFXWHVýWKHý7UD\ý
0RWRUýWHVWýIRUýERWKý
FRQWLQXRXVýRSHUDð
WLRQýDQGýLQWHUPLWð
WHQWýRSHUDWLRQýRIý
WKHý2IIVHWý6ROHð
QRLGýDQGýWKHý*DWHý
&KDQJHý6ROHQRLGï
5HPDUNVãý
LVý21ñýRQHýRUýPRUHýVHQVRUVýPD\ýLQGLFDWHýDQýDEQRUPDOýVWDWXVïý$WýWKLVýWLPHñýQHLWKHUýWKHýVROHQRLGVý
QRUýWKHýPRWRUVýFDQýRSHUDWHïý6HQVRUVýPXVWýEHýFKHFNHGýLQGLYLGXDOO\ñýRQHýDWýDýWLPHïý6LPXOWDQHRXVý
FKHFNVýRIýPXOWLSOHýVHQVRUVýLVýQRWýSRVVLEOHï
2IIýRSHUDWLRQýRIý
HDFKýVHQVRUïý(DFKý
VHQVRUýLVýFKHFNHGýý
IRUý21î2IIýRSHUDð
WLRQýDWýOHDVWýWZLFHïý
&KHFNýWKHý/('Vý
IRUýWKHýFKHFNý
UHVXOWýVWDWXVï
5HPDUNVã
IHZý2Qî2IIýRSHUDWLRQVýIRUýHDFKýVHQVRUïý7KHýVDPHý/('ýLVýXVHGýIRUýFKHFNLQJýVHYHUDOýVHQVRUVïý
7KHUHIRUHñý/('ýGLVSOD\ýIRUýHDFKýVHQVRUýLVýHIIHFWLYHýRQO\ýDIWHUýWKHýVLJQDOýFKDQJHýRIýWKHýILUVWý2Qî
2IIýRSHUDWLRQï
'XULQJýQRUPDOýRSHUDWLRQñýERWKý/('ìýDQGý/('ëýDUHý2IIïý:KHQýHLWKHUý/('ìýRUý/('ëý
ý)RUýWKHýSXUSRVHýRIýVHQVRUýFKHFNLQJñýGHWHUPLQHýWKHýVHQVRUýVWDWXVýDIWHUýFRPSOHWLQJýDý
2II 2II 2QýDWýDODUP 2QýDWýMDP
2II 2Q 2IIýDWýQRUPDOý>2.@ 2IIýDWýQRUPDOý>2.@
2Q 2II :KHQýWKHýVWDWXVýRIýDOOý6HQð
VRUVýLVýQRUPDOý>2.@ã
6HQVRU /('ýFRQGLð
,QSXWýSDVVHV
([LWýý2Q
,QYHUW
2IIVHW
7UD\ý+RPH
3RVLWLRQ
6WDFNý+HLJKW
6WDFNý)XOO
2IIOLQH#7HV W LQ J #&RQILJXUDWLRQ
:KHQýWKHýVWDWXVýRIýDOOý6HQð
VRUVýLVýQRUPDOý>2.@ãý
6HQVRU /('ýFRQGLð
WLRQ
2QýZKHQý
SDSHU
2Q
2Q
2Q
2QýZKHQý
SDSHUýSDVVHV
2Q
2QýDWý$FWXDð
WRUý2Q
&RYHU
&RQQHFWLQJ
эRQэSDJHэлрмип
WLRQ
2QýDWý$FWXDð
WRUý2Q
2QýDWý$FWXDð
WRUýLQVHUWLRQ
67063
ëðìé
Page 22
7DE O H#414 'LDJQRVWLFV#0RGHV
0RGH 'HVFULSWLRQ 64 65 /('4 /('5
6HOIðVWDFNLQJ 3HUIRUPVVý6HOIð
6WDFNLQJýRSHUDð
WLRQýLQýWKHý,QYHUWð
LQJý0RGHýZKHQý
WKHý,QSXWý6HQVRUý
GHWHFWVýSDSHUý
LQSXWýZLWKRXWý
FRPPXQLFDWLRQýWRý
RUýIURPýWKHý
SULQWHUïý$OWHUð
QDWHVýSDSHUýVWDFNð
LQJýWRýWKHý2IIVHWý
2IIýRUý2QýSRVLWLRQý
HYHU\ýëíýVKHHWVýRIý
SDSHUï
6HOIðFKHFNLQJ &RQILUPVýWKHý
/('VýDUHý2.
5HPDUNVãý
SRZHUýRQñýLWýLQGLFDWHVýWKDWýERWKý/('VýDUHý2Qý>QRUPDO@ï
,Iэ/('мэDQGэ/('лэDUHэRQэPRPHQWDULO\эIRUэDSSUR[LPDWHO\энпиэVHFRQGVэDWэWKHэWLPHэRIэ
2Q 2Q 2QýDWýDODUP 2QýDWýMDP
QîD QîD 0RPHQWDULO\эRQэIRUэнпиэVHFп 0RPHQWDULO\эRQэIRUэнпиэVHFп
2IIOLQH#7HVWLQJ#&RQILJXUDWLRQ
)LJXUH#717
3RZHUýWRýWKHýVWDFNHUýLVýQRUPDOO\ýFRQWUROOHGýE\ýWKHý5(027(ýVLJQDOýIURPýWKHý
3ULQWHUïý7KHUHIRUHñýWKHýVWDFNHUýSRZHUýRUGLQDULO\ýGRHVýQRWýJRýRQýLIýWKHýVWDFNHUýLVýQRWý
SURSHUO\ýFRQQHFWHGýWRýWKHýSULQWHUâýLIýWKHýLQWHUIDFHýFDEOHýLVýQRWýFRQQHFWHGñýRUýLIýWKHý
SULQWHUýLVýQRWýSRZHUHGýRQýHYHQýLIýWKHýLQWHUIDFHýFDEOHýLVýFRQQHFWHGï
,QýRUGHUýWRýDOORZýRIIðOLQHýWHVWLQJýRIýWKHýVWDFNHUýZLWKRXWýFRQQHFWLRQýWRýWKHýSULQWHUñý
VWDFNHUýSRZHUýRQýLVýHQDEOHGýE\ýFRQQHFWLQJýWKHýMXPSHUýFRQQHFWRUý&1ëýRQýWKHýSRZHUý
VXSSO\ýERDUGýE\ýXVLQJýDýVKRUWLQJýSLQï
-XPSHU#&RQQHFWRU#&15#/RFDWLRQ#RQ#3RZHU#6XSSO\#%RDUG
ëðìè
CN2
67063
Page 23
7HUPLQDWLQJ#WKH#2IIOLQH#7HVW L QJ#&RQILJXUDWLRQ
$IWHUýDOOýGLDJQRVWLFVýSURFHGXUHVýZHUHýGRQHñýUHVHWýWKHýRIIOLQHýWHVWLQJýFRQILJXUDWLRQýWRý
QRUPDOýFRQILJXUDWLRQïý7RýGRýWKLVã
7XUQýVWDFNHUýSRZHUýRIIï
4
5HPRYHýWKHýMXPSHUýIURPý&1ëï
5
5HVHWýGLSýVZLWFKHVý6ìýDQGý6ëýWRý2IIï
6
67063
ëðìç
Page 24
&KDSWHU#6 ',6$66(0%/<#352&('85(6
&RQWHQWV
614 1RWHV#RQ#'LVDVVHPEO\/#SDJH#605
3UHFDXWLRQV/#SDJH#605
&OHDQLQJ/#SDJH#605
615 'LDJQRVWLFV/#SDJH#606
'LDJQRVWLFV#0RGH#2XWOLQH/#SDJH#606
616 2SHQLQJ#WKH#6WDFNHU#&DELQHW/#SDJH#607
617 $GMXVWPHQWV/#SDJH#609
,QVWDOOLQJ#WKH#%HOW#DQG#$GMXVWLQJ#WKH#%HOW#7HQVLRQ/#SDJH#609
7LPLQJ#%HOW/#SDJH#60;
([LW#7LPLQJ#%HOW#DQG#%HOW#7HQVLRQHU/#SDJH#60;
([LW#0RWRU/#SDJH#6043
Page 25
614 1RWHV#RQ#'LVDVVHPEO\
:DUQLQJV=
%HIRUHýVWDUWLQJýGLVDVVHPEO\ñýEHýVXUHýWRýGLVFRQQHFWýWKHýSRZHUýFRUGýIURPýWKHý
•
SRZHUýVXSSO\ï
$ýIXVHýLVýSURYLGHGýWRýSURWHFWýDJDLQVWýILUHýDQGýGDPDJHýWRýWKHý3RZHUý6XSSO\ý
•
%RDUGïý:KHQýUHSODFLQJýLWñýXVHýDýIXVHýRIýWKHýVDPHýW\SHýDQGýUDWLQJï
3UHFDXWLRQV
8VHýJORYHVýGXULQJýPDLQWHQDQFHï
•
$IWHUýFRPSHWLQJýPDLQWHQDQFHýDQGýLQVSHFWLRQýDQGýEHIRUHýWXUQLQJýRQýWKHýSRZHUñý
•
EHýVXUHýWKDWýWKHUHýLVýQRýDEQRUPDOLW\ïý$OZD\VýSHUIRUPýWKHýVHOIðFKHFNýDIWHUý
GRLQJýPDLQWHQDQFHýZRUNïý6HHýVHFWLRQý
'RýQRWýUHðXVHýUHPRYHGý(ðULQJVâýUHSODFHýWKHPýZLWKýQHZýRQHVï
•
'XULQJýPDLQWHQDQFHñýEHýVXUHýWRýUHLQVHUWýDQGýVHFXUHO\ýWLJKWHQýDQ\ýVFUHZVý
•
UHPRYHGýIURPýLQVLGHýWKHýXQLWï
'XULQJýGLVDVVHPEO\ñýFKHFNýWKHýZLULQJýIRUýDQ\ýGDPDJHñýDQGýEHýFDUHIXOýWRýDYRLGý
•
SLQFKLQJýWKHýZLULQJï
8VHýWKHýIROORZLQJýWRUTXHýõDSSUR[LPDWHôýWRýWLJKWHQýWKHýLQGLFDWHGýVFUHZVã
•
7RUTXH
'LD1
0é ììýNJðFP ìéýNJðFP
0ê çýNJðFP ììýNJðFP
2Q#SODVWLF#
VXUIDFH
2Q#PHWDO#VXUI1
51;#'LDJQRVWLFV
эRQэSDJHэлрмкп
%HIRUHýUHðWLJKWHQLQJVHOIðWDSSLQJýW\SHýVFUHZVýLQýSODVWLFñýDOLJQýLWVýWKUHDGýZLWKý
•
WKHýLQWHUQDOýWKUHDGýLQýWKHýSODVWLFýWRýDYRLGýGDPDJLQJýWKHýLQWHUQDOýWKUHDGï
&OHDQLQJ
:LSHýVXUIDFHVýWKDWýFRPHýLQýFRQWDFWýZLWKýSDSHUñýVXFKýDVýWKHýUROOHUVñýWRýUHPRYHýOLQWý
DQGýSDSHUýGXVWï
67063
êðë
Page 26
615 'LDJQRVWLFV
7KHýXQLWýKDVýDýVHOIðFKHFNýIXQFWLRQýXVLQJýLWVýEXLOWðLQýGLDJQRVWLFVýPRGHVïý$IWHUýPDLQð
WHQDQFHñýDOZD\VýSHUIRUPýWKHýVHOIðFKHFNýDVýIROORZVã
,QVWDOO#WKH#WUD\#EHIRUH#SHUIRUPLQJ#WKH#VHOI0FKHFN1#,I#WKH#WUD\#LV#QRW#LQVWDOOHG/#WKH#WUD\#
EDVH#ZLOO#QRW#VWRS#DW#WKH#XSSHU#OLPLW#RI#WKH#XQLW1#+7KH#HOHYDWLRQ#PHFKDQLVP#GRHV#QRW#
VWRS1,#)RU#LQVWDOODWLRQ#RQ#KRZ#WR#LQVWDOO#WKH#RXWSXW#WUD\/#UHIHU#WR#VHFWLRQ#
WKH#WUD\
'LDJQRVWLFV#0RGH#2XWOLQH
4
5
#RQ#SDJH#4061
,QVHUWýWKHýVKRUWLQJýSLQýõDýPDLQWHQDQFHýGHYLFHôýLQWRýFRQQHFWRUý&1ëýRQýWKHý
3RZHUý6XSSO\ý%RDUGï
)ROORZýWKHýLQVWUXFWLRQVýJLYHQýLQýVHFWLRQý
WKHýVHOIðFKHFNï
51;#'LDJQRVWLFV
415#0RXQWLQJ#
эRQэSDJHэлрмкэWRэSHUIRUPэ
67063
êðê
Page 27
616 2SHQLQJ#WKH#6WDFNHU#&DELQHW
%HIRUHýVWDUWLQJýWKLVýSURFHGXUHñýREVHUYHýWKHýVDIHýZRUNLQJýFRQGLWLRQýE\ýGLVFRQQHFWLQJý
WKHýSRZHUýFRUGýDQGýLQWHUIDFHýFDEOHVï
0RYHýWKHýVWDFNHUýDZD\ýIURPýWKHýSULQWHUýWRýJDLQýDFFHVVýIRUýZRUNLQJýRQýWKHý
ý
)LUVW=
VWDFNHUï
5HPRYHэWKHэIRXUэUHWDLQLQJэVFUHZVэ>0йэХэз@эDWэWKHэWRSэFRYHUэDQGэUHPRYHэWKHэWRSэ
4
FRYHUп
5HPRYHэWKHэIRXUэVFUHZVээ>0йэХэз@эDQGэVWDUэZDVKHUVэDWэWKHэUHDUэFRYHUп
5
7RS #FRYHU
5HDU#FRYHU
67063
2SHQýWKHýUHDUýFRYHUýDVýVKRZQýEHORZïý7KHQýUHPRYHýWKHýUHDUýFRYHUï
6
êðé
Page 28
&DXWLRQ=#35(9(17#5($5#&29(5#'$0$*(1#+ROG#5HDU#&RYHU#WR#SUHYHQW#LW#IURP#GURS0
SLQJ#WR#WKH#IORRU#ZKHQ#UHPRYLQJ#WKH#ODVW#VFUHZ1
*UDVSLQJýWKHý5HDUý&RYHUýRQýWKHýULJKWýVLGHýDQGýOLIWLQJýVOLJKWO\ñýRSHQýLWýWRýDQý
7
DQJOHýRIýDERXWýäíƒïý
5HPRYHýWKHý5HDUý&RYHUýIURPýWKHýVWDFNHUï
8
5HPRYHýWKHý/HIWýDQGý5LJKWý6LGHý&RYHUVýE\ýUHPRYLQJýWKHýVFUHZVýDVýLQGLFDWHGý
9
EHORZï
67063
êðè
Page 29
617 $GMXVWPHQWV
,QVWDOOLQJ#WKH#%HOW#DQG#$GMXVWLQJ#WKH#%HOW#7HQVLRQ
$IWHUýIL[LQJýERWKýHQGVýRIýWKHý7UD\ý7LPLQJý%HOWñýORRSýWKHýEHOWýRYHUýWKHý,GOHý3XOOH\ý
$VV\ýDQGýDGMXVWýWKHýEHOWýWHQVLRQýDVýIROORZVã
+RRNýWKHý7UD\ý7LPLQJý%HOWýRQWRýWKHý,GOHý3XOOH\ý$VV\ï
4
7LJKWHQýWKHýVFUHZVýõ0éý[ìëôý①ýRQýERWKýVLGHVýRIýWKHý,GOHý3XOOH\ý$VV\ýE \ý
5
DSSUR[LPDWHO\ýWKHýVDPHýDPRXQWýWRýWHPSRUDULO\ýIDVWHQýWKHý,GOHý3XOOH\ý$VV\ï
①
8VLQJýDýUXOHUñýEHýVXUHýWKDWýWKHý7UD\ý%DVHýLVýKRUL]RQWDOï
6
,IýWKHý7UD\ý%DVHýLVýWLOWHGñýDGMXVWýHQJDJHPHQWýRIýWKHý7UD\ý7LPLQJý%HOWýRQýWKHý
ORZHUýVLGHýSXOOH\ï
ï
0XVW#EH#WKH#VDPH#GLVWDQFH1
67063
êðç
Page 30
1RWH#
/RRVHO\ýWLJKWHQýWKHýWZRýVFUHZVýõ0éý[ýçôý②ýWRýWHPSRUDULO\ýIL[ýWKHý,GOHý3XOOH\ý
7
7KH#VSDFLQJ#RI#WKH#EHOW#WHHWK#LV#DERXW#6PP1#6R#LI#RQH#VLGH#RI#WUD\#WLPLQJ#EHOW#
SRVLWLRQ#LV#VKLIWHG#ZLWK#UHVSHFW#WR#WKH#RWKHU#VLGH/#WKH#7UD\#%DVH#ZLOO#EH#LQFOLQHG#
E\#DERXW#6PP/#ZKLFK#ZLOO#FDXVH#PHFKDQLFDO#SUREOHPV1
$VV\ï
②
$GMXVWýWKHýEHOWýWHQVLRQýDVýIROORZVã
8
м 8VLQJэDэVSULQJэEDODQFHсэSXVKэWKHэFHQWHUэRIэWKHэEHOWп
л 7LJKWHQэWKHэVFUHZэх0йэ[эмлфэ①эWRэREWDLQэWKHэUDWHGэWHQVLRQэDVэLQGLFDWHGэLQэ
WKHýILJXUHï
7“318PP
ZLWK#463J
7LJKWHQýWKHýWZRýVFUHZVýõ0éý[ýçôý②ýWRýIL[ýWKHý,GOHý3XOOH\ý$VV\ï
9
ëðæ
67063
Page 31
7LPLQJ#%HOW
5HPRYHýWKHý&RYHUý3XOOH\ï
4
/RRVHQýõGRýQRWýUHPRYHôýWKHýWZRýVFUHZVý②ï
5
5HPRYHýWKHý7LPLQJý%HOWý①ýIURPýWKHý3XOOH\ý③ï
6
1RWH#RQ#5HDVVHPEO\=#$IWHU#UHDVVHPEOLQJ#WKH#7LPLQJ#%HOW/#DGMXVW#WKH#EHOW#WHQVLRQ#DV#
IROORZV=
$SSO\ýDýVSULQJýEDODQFHýWRýWKHý7LPLQJý%HOWï
4
7LJKWHQýWKHýVFUHZVýZKHQýWKHýIROORZLQJýWHQVLRQýKDVýEHHQýDFKLHYHGï
5
8“318PP
ZLWK#463J
([LW#7LPLQJ#%HOW#DQG#%HOW#7HQ V L R Q H U
5HPRYHэWKHэ3DSHUэ)HHGэ8QLWпэ6HHэмйэы3DSHUэ)HHGэ8QLWпы
4
/RRVHQýWKHýWZRýVFUHZVý①ýWKDWýDVVHPEOHýWKHý%HOWý7HQVLRQHUýWRýORRVHýWKHý([LWý
5
7LPLQJý%HOWý②ï
&DUHIXOO\ýGLVHQJDJHýWKHý([LWý7LPLQJý%HOWý②ï
6
67063
êðå
Page 32
5HPRYHýWKHýWZRýVFUHZVýõ0éý[ýçñý67ôý①ýDQGýGHWDFKýWKHý%HOWý7HQVLRQHUý③ï
7
③
①
②
1RWH#RQ#5HDVVHPEO\=#:KHQ#UHDVVHPEOLQJ#WKH#([LW#7LPLQJ#%HOW/#DGMXVW#WKH#EHOW#WHQVLRQ#
DV#LQGLFDWHG#LQ#WKH#ILJXUH1
8“318PP
ZLWK#83J
③
②
ëðä
67063
Page 33
([LW#0RWRU
5HPRYHýWKHý([LWý7LPLQJý%HOWï
4
5HPRYHэWKHэIRXUэVFUHZVэх0йэ[эмзсэ3+фэ①эDQGэFDUHIXOO\эGHWDFKэWKHэ([LWэ0RWRUэ
5
6$ý②ï
5HPRYHýWKHýIRXUýJURPPHWVý③ýIURPýWKHýIUDPHï
6
①
②
③
#6HH#QRWHV#EHORZ1
1RWHV#RQ#5HDVVHPEO\
6HFXUHO\ýLQVHUWýWKHýJURPPHWVï
•
:KHQýWLJKWHQLQJýWKHýIRXUýVFUHZV①ñýGRýQRWýWLJKWHQýWKHPýH[FHVVLYHO\ïý7LJKWHQý
•
WKHPýWRýZKHUHýWKHýWRSýRIýWKHýVFUHZýLVýOHYHOýZLWKýWKHýVXUIDFHýRIýWKHýJURPPHWýDVý
VKRZQýEHORZã
*URPPHW
7LJKWHQýWKHýJURXQGLQJýZLUHýZLWKýRQHýRIýWKHýH[LWýPRWRUýIDVWHQLQJýVFUHZVýDVý
•
VKRZQýLQýWKHýILJXUHï
67063
êðìí
Page 34
&KDSWHU#7 7528%/(6+227,1*
&RQWHQWV
714#,QWURGXFWLRQ#705
715#(OHFWULFDO#3UREOHPV#706
716#3DSHU#-DP#709
Page 35
714 ,QWURGXFWLRQ
7KLVýVHFWLRQýFRQWDLQVýWURXEOHVKRRWLQJýSURFHGXUHVýIRUýWKHý67ðêíý6WDFNHUã
6WDFNHU#3UREOHPV
7KHýVWDFNHUýGRHVýQRWýVWDUWýDIWHUýSRZHUðRQï
•
3RRUýVWDFNLQJï
•
)UHTXHQWýSDSHUýMDPVýRFFXUýLQýDýVSHFLILFýDUHDï
•
7KHý6WDFNHUý)XOOý6HQVRUýLVýRQýRQýZKHQýLWýVKRXOGýEHýRIIï
•
7UD\#3UREOHPV
7UD\ýIUHTXHQWO\ýDQGýUHSHDWHGO\ýPRYHVýXSýDQGýGRZQï
•
7UD\эGRHVэQRWэHOHYDWHэDERYHэWKHэмннрVKHHWэOHYHOсэHYHQэZKHQэQRэSDSHUэLVэLQэWKHэ
•
WUD\ï
7UD\ýRYHUUXQVýWKHýORZHUýOLPLWï
•
7UD\ýRYHUUXQVýWKHýXSSHUýOLPLWï
•
2IIVHW#0RGH#3UREOHPV
7KHýRIIVHWýPRGHýLVýRQýZKHQýLWýVKRXOGýEHýRIIï
•
*DWH#&KDQJH#3UREOHPV
*DWHýFKDQJLQJýEHWZHHQýWKHýVWUDLJKWýDQGýLQYHUWHGýSDWKVýGRHVýQRWýZRUNýRUýZRUNVý
•
SURSHUO\ï
$EQRUPDO#6RXQGV
$EQRUPDOýQRLVHýGXULQJýSDSHUýWUDQVSRUWýWKURXJKýWKHýVWDFNHUï
•
$EQRUPDOýQRLVHýGXULQJýWUD\ýORZHULQJîHOHYDWLRQï
•
67063
éðë
Page 36
715 (OHFWULFDO#3UREOHPV
7DE O H#414 6WDFNHU#SUREOHPV#DQG#VROXWLRQV³4#RI#6
0/%# #6WDFNHU#0DLQ#/RJLF#%RDUG
67$&.(5#3UREOHP
&+(&.#32,17 352%$%/(#&$86(+6, 62/87,21
4
• 3RZHUýFDEOHýFRQQHFWLRQï
• &KHFNýIRUýSURSHUýFRQQHFWLRQýDWý
WKHýVWDFNHUªVýSRZHUýVRFNHWï
7KHý6WDFNHUýGRHVýQRWýVWDUWýDIWHUý3RZHUð2Qï
3RZHUýFDEOHýLVýQRWýFRUUHFWO\ýFRQð
QHFWHGï
• &RQQHFWýWKHýSRZHUýFDEOHï
• 0DNHýVXUHýWKHýFRQQHFWRUýLVý
SURSHUO\ýVHDWHGýDWýWKHýSRZHUý
VRFNHWï
• )URQWýFRYHUýRSHQHGýRUýFORVHGï • )URQWýFRYHUýLVýRSHQï • &ORVHýWKHýIURQWýFRYHUï
• )URQWýFRYHUýLVýFORVHGñýEXWýWKHý
&RYHUý6HQVRUýGRHVýQRWýWXUQýRQï
• $GMXVWýWKHýVZLWFKýSRVLWLRQýVRý
WKDWýWKHýDFWXDWRUýSURSHUO\ýFRQð
WDFWVýWKHýWDEýORFDWHGýLQVLGHýWKHý
IURQWýFRYHUï
• &KHFNýWKHýVHQVRUýDQGýGRýWKHý
0/%ý',3ý6ZLWFKýGLDJQRVWLFVïý
,IýWKHýVHQVRUýLVýGHIHFWLYHñý
UHSODFHýWKHýVHQVRUï
5
• 6HWWLQJýRIýWKHý0/%ý',3ý
VZLWFKHVï
6
• 3RZHUýVXSSO\ýIXVHï • ,IýWKHýIXVHýLVýEORZQñýWKHýSRZHUý
• 7KHý0/%ý',3ýVZLWFKHVýDUHýQRWý
VHWýIRUýQRUPDOýõRQðOLQHôýRSHUDð
WLRQï
VXSSO\ýLVýIDXOW\ï
• 6HWýERWKý',3ýVZLWFKHVýWRý2))ý
IRUýWKHýQRUPDOýPRGHýRIýRSHUDð
WLRQïý7KHQýWXUQýWKHýSRZHUýRIIý
DQGýWKHQýRQýDJDLQýWRýUHVHWýWKHý
V\VWHPï
• 5HSODFHýWKHý3RZHUý6XSSO\ý
DVVHPEO\ï
7
• 3RZHUýVXSSO\ýFRQQHFWRUý&1ëï • 6KRUWLQJýSLQýLVýLQVWDOOHGýRQý
&1ëï
8
• 1RýSRZHUï • 3RZHUýVXSSO\ýLVýGHIHFWLYHï • 5HSODFHýWKHý3RZHUý6XSSO\ý
9
• ,QWHUIDFHýFDEOHýFRQQHFWLRQï • 7KHýLQWHUIDFHýFDEOHýLVýQRWýSURSð
HUO\ýVHDWHGýRUýFRQQHFWHGï
:
• &KHFNýWKHýVWDFNHUýIRUýVFUDSVýRIý
SDSHUï
;
• &KHFNýWKHýFRQQHFWLRQýRIý&1ìý
>IRUýWKHý'&ý3RZHUý6XSSO\@ýRQý
WKHý0/%ï
<
• ,QýWKHýQRUPDOýPRGHñý0/%ý
/('мо/('лэJRэ21эIRUэDSSUR[р
LPDWHO\энпиэVHFRQGVэWKHQэJRэ
2))ïý(LWKHUýRQHýRUýERWKý/('Vý
DUHýFRQWLQXRXVO\ý21ï
• 3DSHUýUHPDLQLQJýLQýWKHýVWDFNHU • 5HPRYHýWKHýSDSHUýDQGýWKHQý
• &1ìýLVýQRWýFRUUHFWO\ýVHDWHGýRUý
FRQQHFWHGïý1Rý'&ýSRZHUýLVý
VXSSOLHGýWRýWKHý0/%ýDQGý
/('ªVýDUHýDOZD\Vý2))ï
• ,WýLVýKLJKO\ýSUREDEOHýWKDWýWKHý
0/%ýLVýGHIHFWLYHýLIýWKHý/('õVôý
UHPDLQý21ýHYHQýWKRXJKýWKHUHý
LVýQRýSDSHUýLQýWKHýVWDFNHUï
• 5HPRYHýWKHýVKRUWLQJýSLQýIURPý
&1ëïý7KLVýUHVWRUHVýWKHýSRZHUý
VXSSO\ýWRýWKHýUHPRWHýPRGHýRIý
RSHUDWLRQï
DVVHPEO\ï
• 5HðLQVHUWýRUýUHðVHDWýWKHýLQWHUð
ID FHýFD EOHýF RQQH FWRUýD QGýVHFXUH ý
LWýZLWKýWKHýWKXPEVFUHZï
UHVHWýWKHýSWDFNHUýSRZHUýE\ý
WXUQLQJýLWý2))ýWKHQý2QýDJDLQï
• 7XUQý6WDFNHUý3RZHUý6ZLWFKýWRý
2))ñýWKHQýUHFRQQHFWîUHðVHDWý
FRQQHFWRUý&1ìïý7XUQýWKHý
SRZHUýEDFNýRQï
• 5HSODFHýWKHý0/%ï
67063
éðê
Page 37
7DE O H#414 6WDFNHU#SUREOHPV#DQG#VROXWLRQV³5#RI#6
0/%# #6WDFNHU#0DLQ#/RJLF#%RDUG
67$&.(5#3UREOHP
&+(&.#32,17 352%$%/(#&$86(+6, 62/87,21
43
• 7\SHýRIýSDSHUýEHLQJýXVHGï • 8VLQJýWKHýZURQJýW\SHýRIýSDSHUïý
44
• $FFXPXODWHGýVWDWLFýHOHFWULFDOý
FKDUJHýRQýVWDFNHGýSDSHUï
45
• 3DSHUý*XLGHVý>/î5@ýFRQWUROý
SDSHUýSRVLWLRQýDQGýFDQýEHý
DGMXVWHGýWRýZLWKLQýá‘!ýìïèPPï
46
• 7KHýSDSHUýFXUOVýGXULQJýVWDFNð
LQJï
7KHý6WDFNHUýGRHVýQRWýVWDUWýDIWHUý3RZHUð2Qï
7KHýSDSHUýLVýWRRýOLJKWýRUýWRý
KHDY\ýDýZHLJKWýRIýSDSHUýVWRFNï
• 6WDWLFýHOHFWULFLW\ýDIIHFWVýWKHý
UHJLVWUDWLRQýRIýWKHýSDSHUïý
6KHHWVýRIýSDSHUýPD\ýFOLQJý
WRJHWKHUñýFDXVLQJýHDFKýORZHUý
SDSHUýVKHHWýWRýVNHZýGXULQJýLWVý
GHOLYHU\ïý
• :KHQýH[LWLQJýWKHýSULQWHUñýWKHý
SDSHUýHGJHýKLWVýWKHýJXLGHýWKHQý
ERXQFHVýEDFNïý7KLVýFDXVHVý
LUUHJXODUýSRVLWLRQLQJï
• 7KHýSRVLWLRQýRIýWKHýJXLGHýLVýWRRý
IDUýRXWï
• &KRRVHýDýPRUHýVXLWDEOHýSDSHUý
VWRFNýIRUýXVHï
• 5HSODFHýWKHý6WDWLFý(OLPLQDWRUý
%UXVKï
• $GMXVWýWKHýJXLGHýVOLJKWO\ýRXWð
ZDUGï
• $GMXVWýWKHýJXLGHýSRVLWLRQý
VOLJKWO\ýLQZDUGïý7KHýDPRXQWýRIý
SDSHUýFXUOýPD\ýEHýUHGXFHGýE\ý
XVLQJýWKHý FRUUHFWýLPDJHýVLGHýIRUý
SULQWLQJïý7U\ýSULQWLQJýRQýWKHý
UHYHUVHýVLGHýRIýWKHýSDSHUýWRý
UHGXFHýSDSHUýFXUOïý
• 7KHýûSULQWýWKLVýVLGHýILUVWûý
LQVWUXFWLRQýZDVýQRWýREVHUYHGý
ZKHQýSDSHUýZDVýUHPRYHGýIURPý
WKHýSDSHUýVWRFNýSDFNDJHýDQGý
SODFHGýLQýWKHýSDSHUýWUD\ýRIýWKHý
3ULQWHUï
• 7KHýSDSHUýLVýDEQRUPDOO\ýGU\ýRUý
FRQWDLQVýPRLVWXUHïý3DSHUýSDVVð
LQJýWKURXJKýWKHýSULQWHUªVýIXVHUý
UROOHUýLVýKHDWHGñýZKLFKýFDXVHVý
WKHýSDSHUýFKDUDFWHULVWLFVýWRý
FKDQJHï
• 7KHýPHGLDýLVýQRWýVXLWDEOHýIRUý
WKHý6WDFNHUï
47
• 'RQNH\ý7DLO • ,IýWKHý'RQNH\ý7DLOýLVýWRRýFORVHñý
LWýREVWUXFWVýSDSHUýGXULQJýH[LWï
48
• 3DSHUýGRHVýQRWýFRPSOHWHO\ýH[LWãý
WUDLOLQJýHGJHýRIýSDSHUýKLWVý([LWý
5ROOHUï
• ([FHVVLYHýSDSHUýFXUO • 5HSODFHýSDSHUýVXSSO\ýZLWKý
• 1LSSLQJýSUHVVXUHýRIý([LWý5ROOHUý
LVýQRWýFRUUHFWï
• 5HPRYHýVXVSHFWýSDSHUýVWRFNý
DQGýIOLSýLWýRYHUýWRýSULQWýRQýWKHý
UHYHUVHýVLGHïý6WDFNýDOOýSDSHUý
VWRFNýZLWKýýû3ULQWýWKLVýVLGHý
ILUVWûýLQýWKHýVDPHýRULHQWDWLRQïý
:KHQýORDGLQJýSDSHUñýDOZD\Vý
RULHQWýLWýVRýWKDWýWKHýFRUUHFWýVLGHý
LVýSULQWHGýILUVWï
• 5HPRYHýSDSHUýIURPýWKHýSULQWHUý
DQGýUHSODFHýLWýZLWKýSDSHUý
ZKLFKýPHHWVýWKHýVSHFLILHGýVWRUð
DJHýUHTXLUHPHQWVïý0DNHýVXUHý
WKDWýSDSHUýLVýVWRUHGýLQýDQý
DSSURSULDWHýHQYLURQPHQWï
• 5HSODFHýZLWKýXVDEOHýPHGLDï
• 6HWýWKHý'RQNH\ý7DLOýDWýWKHýFRUð
UHFWýSRVLWLRQï
SURSHUO\ýVWRUHGýSDSHUýVWRFNï
• 5HSODFHýWKHý6$ñý([LWý,GOHUý
5ROOHUïý
67063
éðé
Page 38
7DE O H#414 6WDFNHU#SUREOHPV#DQG#VROXWLRQV³6#RI#6
0/%# #6WDFNHU#0DLQ#/RJLF#%RDUG
67$&.(5#3UREOHP
&+(&.#32,17 352%$%/(#&$86(+6, 62/87,21
49
• 3RVLWLRQýRIý3DSHUý7UD\ýLVý
DEQRUPDOO\ýORZHUHGï
4:
• 3DSHUýKDVýDýEHQWýFRUQHUýXSRQý
H[LWLQJýWRýWKHýWUD\ï
7KHý6WDFNHUýGRHVýQRWýVWDUWýDIWHUý3RZHUð2Qï
• ([WUHPHO\ýODUJHýSDSHUýFXUOý
FRYHUVýXSýWKHý7UD\ý6HQVRUýDQGý
SURSHUýRSHUDWLRQýLVýLPSHGHGï
• $OLJQPHQWîFRQQHFWLRQýRIýWKHý
VWDFNHUýDQGýSULQWHUýLVýQRWýFRUð
UHFWï
• 6WDFNHUýLVýQRWýOHYHOýZLWKýWKHý
SULQWHUï
4;
• 7KHýVNHZýDPRXQWýLVýWRRýJUHDWï • 1LSSLQJýSUHVVXUHýLVýRXWýRIýWROð
HUDQFHï
4<
• &RQGLWLRQýRIýWKHý3DSHUý)HHGý
5ROOHUýDQGýWKHý,GOHUý5ROOHUï
• :RUQýRUýGHIHFWLYHýUROOHUýDVVHPð
EO\ï
• 5HSODFHý3ULQWHUýSDSHUýVXSSO\ý
ZLWKýSURSHUO\ýVWRUHGýSDSHUý
VWRFNïý5HPRYHýSDSHUýIURPýWKHý
WUD\ïý7KHýWUD\ýDXWRPDWLFDOO\ý
VHHNVýDQGýUHWXUQVýWRýLWVýQRUPDOý
SRVLWLRQï
• 5HDOLJQîUHFRQQHFWýWKHýSULQWHUý
DQGýWKHýVWDFNHUï
• /HYHOýERWKýWKHýVWDFNHUýDQGý
SULQWHUï
• $GMXVWýWKHýQLSSLQJýSUHVVXUHïý,Iý
WKHýDGMXVWPHQWõVôýGRýQRWýFRUð
UHFWýWKHýVNHZLQJñýWKHQýUHSODFHý
6$ñý([LWý,GOHUý5ROOHUï
• 5HSODFHý6$ñý([LWý5ROOHUýRUý6$ñý
([LWý,GOHUý5ROOHUï
5XQý0/%ý'LSý6ZLWFKý6HQVRUý&KHFNýGLDJQRVWLFýWRýHQVXUHýQRUPDOýVHQVRUýRSHUDWLRQïý6HHý'LSý6ZLWFKý6HWð8SýRQý
SDJHэлрмнп
67063
éðè
Page 39
716 3DSHU#-DP
7DE O H#415 3DSHU#MDP#SUREOHPV³4#RI#5
67$&.(5#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
4
• ([FHVVLYHýFXUOýLQýSULQWHGý
SDSHUï
5
• 7KHýVWDFNHUýGRHVýQRWýUHVHWý
DIWHUýUHPRYDOýRIýMDPPHGý
SDSHUïý&KHFNýWKHýSDSHUýSDWKý
IRUýDQ\ýUHPDLQLQJýSDSHUý
VFUDSVï
6
• &KHFNýWKHýSRVLWLRQýRIýWKHýXSSHUý
JXLGHï
7
• &KHFNýWKHýFRQGLWLRQýRIýHDFKý
3DSHUý)HHGý5ROOHUýDQGý,GOHUý
5ROOHUï
8
• 3DSHUýMDPVýDWýWKHýHQWUDQFHï • ,QFRUUHFWýDOLJQPHQWýRIýWKHý
3DSHUýMDPVýRFFXUýIUHTXHQWO\ýLQýDýVSHFLILFýDUHDï
:KHQýWKHýWKHUHýLVýH[FHVVLYHý
SDSHUýFXUOñýMDPVýRFFXUýDWýWKHý
SDSHUýHQWUDQFHýRUýLPPHGLDWHO\ý
IROORZLQJýWKHýLQYHUWHUï
7RUQýVFUDSVýRIýSDSHUýEORFNLQJý
WKHýSDSHUýSDWKï
,IýWKHýSDSHUýJXLGHýLVýQRWýLQýWKHý
FRUUHFWýSRVLWLRQý õL IýLWýLVýORRVHôñýWKHý
SDSHUýFDQQRWýH[LWýSURSHUO\ï
7KHýSDSHUýFDQQRWýEHýIHGîWUDQVð
SRUWHGýGXHýWRýWKHýZRUQýFRQGLWLRQý
RIýWKHýUROOHUõVôñýRUýEHFDXVHýDQý
,GOHUý5ROOHUýLVýORRVHýRUýGHIHFWLYHï
VWDFNHUýDQGýSULQWHUï
3ULQWýRQýWKHýEDFNVLGHýRIýWKHý
SDSHUýRUýUHSODFHýWKHýSDSHUýVWRFNïý
0DNHýVXUHýWKDWýSDSHUýLVýVWRUHGý
LQýDýVXLWDEOHýVWRUDJHýHQYLURQð
PHQWï
5HPRYHýUHPDLQLQJýVFUDSVýRIý
SDSHUýIURPýWKHýSDSHUýSDWKï
6HFXUHO\ýWLJKWHQýWKHýXSSHUý
JXLGHï
5HSODFHýDSSOLFDEOHýSDUWõVôã
6$ñý([LWý5ROOHU
6$ñý([LWý,GOHUý5ROOHU
6$ñý)HHGý,GOHUý5ROOHU
6$ñý5HYHUVHý5ROOHU
• 5HðDOLJQýWKHýVWDFNHUýZLWKýWKHý
SULQWHUï
• ,QSXWý6HQVRUýLVýGHIHFWLYHï • 5HSODFHýWKHý,QSXWý6HQVRUï
• )HHGý0RWRUýLVýGHIHFWLYHï • 5HSODFHýWKHý)HHGý0RWRUï
9
• 3DSHUýMDPVýXSRQýH[LWLQJýWKHý
VWDFNHUï
:
• 3DSHUýGURSVýLQVLGHýWKHýVWDFNHUï • ,QYHUWý6HQVRUýLVýGHIHFWLYHï • 5HSODFHýWKHý,QYHUWý6HQVRUï
• ([LWý0RWRUýLVýGHIHFWLYHï • 5HSODFHýWKHý([LWý0RWRUï
• 5HYHUVHý*XLGHýLVýRSHQï • 5HðLQVWDOOýWKHý3XVKý6SULQJýRIý
WKHý5HYHUVHý*XLGHï
;
• 3DSHUýGRHVýQRWýH[LWï • 3DSHUýMDPVýLQýWKHý,QYHUWHUý
DUHDýGXHýWRýH[FHVVLYHýSDSHUý
FXUOï
<
• ([LWý0RWRUýVWDOOVï • ([LWý0RWRUýLVýýRYHUORDGHGýGXHý
WRýWKHýWHQVLRQýRIý7LPLQJý%HOWý
EHLQJýWRRýJUHDWï
43
• &KHFNýRSHUDWLRQýRIýWKHý)HHGý
DQGý([LWý0RWRUVï
5XQý0/%ý'LSý6ZLWFKý0RWRUý7HVWýGLDJQRVWLFýWRýHQVXUHýQRUPDOý0RWRUýRSHUDWLRQïý6HHý
сэSDJHэлрмйп
8S
• 3ULQWýRQýWKHýEDFNVLGHýRIýWKHý
SDSHUýRUýUHSODFHýSDSHUýVWRFNï
• $GMXVWýWKHýWHQVLRQýRIýWKHý7LPð
LQJý%HOWï
'LS#6ZLWFK#6HW0
67063
éðç
Page 40
7DE O H#415 3DSHU#MDP#SUREOHPV³5#RI#5
67$&.(5#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
3DSHUýMDPVýRFFXUýIUHTXHQWO\ýLQýDýVSHFLILFýDUHDï
• $EQRUPDOý)HHGý0RWRUýRSHUDð
WLRQï
• $EQRUPDOý([LWý0RWRUýRSHUDð
WLRQï
44
• 0/%ýIXQFWLRQDOLW\ïý,IýWKHý0/%ý
LVýGHIHFWLYHñýWKHý',3ý6ZLWFKý
'LDJQRVWLFVýPD\ýQRWýUXQýRUý
PD\ýUXQýLPSURSHUO\ï
7DE O H#416 6WDFNHU#)XOO#6HQVRU#HUURU
67$&.(5#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
4
• 6WDFNHUý)XOOý6HQVRU • ,QFRUUHFWýSRVLWLRQLQJîPRXQWð
• 0/%ýLVýGHIHFWLYHï • ,IýQRýSUREOHPýLVýIRXQGýZLWKý
7KHý6WDFNHUý)XOOý6HQVRUýLVýRQýZKHQýLWýVKRXOGýEHýRIIï
LQJýRIýWKHýVHQVRUï
• 5HSODFHýWKHý)HHGý0RWRUï
• 5HSODFHýWKHý([LWý0RWRUï
FRQQHFWRUýVHDWLQJñýVHQVRUýIXQFð
WLRQVñýRUýPRWRUýIXQFWLRQVýDQGý
VWDFNHUýGRHVýQRýUHVSRQGýWRýDý
UHVHWñýWKHQýUHSODFHý0/%ýDQGý
UXQýWKHý',3ý6ZLWFKý'LDJQRVð
WLFVï
• 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
5HSRVLWLRQîUHPRXQWýWKHý
6WDFNHUý)XOOý6HQVRUïý7XUQýWKHý
VWDFNHUýSRZHUýEDFNýRQï
• 7KHý6WDFNHUý)XOOý6HQVRUýLVý
GHIHFWLYHï
• 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
5HSODFHýWKHý6WDFNHUý)XOOý6HQð
VRUïý7XUQýWKHýVWDFNHUýSRZHUý
EDFNýRQï
• 7KHý0/%ýLVýGHIHFWLYH • 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
5HSODFHýWKHý0/%ïý7XUQýWKHý
VWDFNHUýSRZHUýEDFNýRQïý5XQýDOOý
',3ý6ZLWFKý'LDJQRVWLFVýWRý
LQVXUHýSURSHUý0/%ýDQGýVWDFNHUý
RSHUDWLRQï
67063
éðæ
Page 41
7DE O H#417 7U D \ #UHSHDWV#XS#DQG#GRZQ#PRYHPHQW
75$<#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
4
• ([FHVVýFXUOýRQýSULQWHGýSDSHUï • $OWKRXJKýWKHý6WDFNý+HLJKWý
5
• 7UD\ý+RPHý3RVLWLRQý6HQVRUï • 7KHý6HQVRUýLVýQRWýVHQVLWLYHý
7DE O H#418 7U D \ #GRHV#QRW#HOHYDWH
75$<#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
4
• &KHFNýWKHý7UD\ý+RPHý6HQVRUï • 7UD\ý+RPHý6HQVRUýFRQQHFWRUý
7UD\ýIUHTXHQWO\ýPRYHVýXSýDQGýGRZQï
6HQVRUýDQGýWKHý7UD\ý+RPHý
6HQVRUýPD\ýEHýQRUPDOñýWKHý
7UD\ýFDQýPRYHýXSýDQGýGRZQý
YHU\ýVOLJKWO\ýLIýWKHUHýLVýH[FHVð
VLYHýSDSHUýFXUOï
HQRXJKýRUýLVýGHIHFWLYHï
7UD\эGRHVэQRWэHOHYDWHэDERYHэWKHэмннрVKHHWэOHYHOсэHYHQэWKRXJKэWKHUHэLVэ
QRэSDSHUэLQэWKHэWUD\п
QRWýSURSHUO\ýVHDWHGýRUýSOXJJHGý
LQWRýWKHý0/%ï
• )DQýRUýOLJKWO\ýUROOýWKHýSDSHUý
FXUOHGýHGJHVýEDFNñýWKHQýUHðSRVLð
WLRQýWKHýSDSHUýLQýWKHýWUD\ïý
3ODFHýWKHýWUD\ýLQýLWVýQRUPDOý
SRVLWLRQïý,IýWKHýSUREOHPýFRQWLQð
XHVñýUHSODFHýWKHýSDSHUïý%HýVXUHý
WRýSULQWýRQýWKHýVLGHýPDUNHGý
§3ULQWýWKLVýVLGHýILUVW¨ýWRýDYRLGý
SUREOHPVï
• 5HSODFHýWKHý6HQVRUï
• 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
8QSOXJýWKHý7UD\ý+RPHý6HQVRUý
FRQQHFWRUýIURPýWKHý0/%ñýWKHQý
ILUPO\ýUHLQVHUWýLWýWRýLWVýPDWLQJý
FRQQHFWRUýRQýWKHý0/%ïý7XUQý
WKHýVWDFNHUýSRZHUýEDFNýRQï
5
• 8VHýWKHý0/%ýGLDJQRVWLFý',3ý
VZLWFKHVýWRýFKHFNýWKHýRSHUDWLRQý
RIýWKHý7UD\ý0RWRUï
7DE O H#419 7U D \ #RYHUUXQV#ORZHU#OLPLW
75$<#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
4
• 6$ñý7UD\ý%RWWRPý6ZLWFKïý • ,PSURSHUO\ýPRXQWHGý6WDFNHUý
• ,IýWKHý7UD\ý0RWRUýGRHVýQRWýSDVVý
WKHýGLDJQRVWLFýWHVWñýLWýLVýGHIHFð
WLYHï
7UD\ýRYHUðUXQVýWKHýORZHUýOLPLWï
)XOOý6HQVRUïý6HQVRUýLVýQRWý
LQVWDOOHGîSRVLWLRQHGýIRUýSURSHUý
21î2))ýRSHUDWLRQï
• 7KHý6WDFNHUý)XOOý6HQVRUýLVý
GHIHFWLYHï
• %URNHQýPHFKDQLFDOýSDUWVýRWKHUý
WKDQýWKHý6WDFNHUý)XOOý6HQVRUï
• 5HSODFHýWKHý7UD\ý0RWRUï
• 5HðLQVWDOOýRUýUHðSRVLWLRQýWKHý
6HQVRUýWRýREWDLQýFRUUHFWýVZLWFKý
RSHUDWLRQï
• 5HSODFHýWKHý7UD\ý%RWWRPý
6ZLWFKï
• 5HSODFHýWKHýEURNHQýSDUWVï
67063
éðå
Page 42
7DE O H#41: 7U D \ #RYHUUXQV#XSSHU#OLPLW
75$<#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
7UD\
4
7UD\ý6HQVRUý5HIOHFWLQJý3ODWH
5
6WDFNý+HLJKWý6HQVRU
6
7UD\ýRYHUUXQVýWKHýXSSHUýOLPLWïý7UD\ýPXVWýEHýLQVWDOOHGýEHIRUHýDSSO\ð
LQJýSRZHUýWRýWKHý6WDFNHUïý,IýWKHýVWDFNHUýSRZHUýJRHVýRQýEHIRUHýWKHý
7UD\ýLVýLQVWDOOHGñýWKHýWUD\ýPHFKDQLVPýRYHUUXQVýWKHýXSSHUýOLPLWýHYHQý
LIýDOOýVHQVRUVýDUHýIXQFWLRQLQJýSURSHUO\ï
• 7UD\ýLVýQRWýLQVWDOOHGï • ,QVWDOOýWKHýWUD\ï
• 7KHý5HIOHFWRUý3ODWHýLVýQRWý
LQVWDOOHGýRUýLVýLQVWDOOHGýLQFRUð
UHFWO\ï
• ,PSURSHUýPRXQWLQJýRIýWKHýVHQð
VRUï
• 5HðLQVWDOOýWKHý5HIOHFWRUý3ODWHï
• 5HðPRXQWîUHðLQVWDOOýWKHýVHQVRUï
0/%
7
7DE O H#41; 2IIVHW#PRGH#RQ#ZKHQ#LW#VKRXOG#EH#RII
2))6(7#02'(#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
4
• 6ROHQRLGñýVROHQRLGýFRQQHFWRUñý
UHODWHGýFDEOHýDVVHPEOLHVï
5
• 5XQý',3ý6ZLWFKýGLDJQRVWLFý
WHVWVýWRýFKHFNýVROHQRLGýRSHUDð
WLRQï
• 6HQVRUýFRQQHFWRUýQRWýSURSHUO\ý
VHDWHGýRUýSOXJJHGýLQWRýPDWLQJý
FRQQHFWRUï
• 7KHý6WDFNý+HLJKWý6HQVRUýLVý
GHIHFWLYHï
• 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
8QSOXJýWKHý6WDFNý+HLJKWý6HQð
VRUýFRQQHFWRUýIURPýLWVýPDWLQJý
FRQQHFWRUñýWKHQýILUPO\ýUHFRQð
QHFWýLWýWRýWKHýFRQQHFWRUïý7XUQý
WKHýVWDFNHUýSRZHUýEDFNýRQï
• 5HSODFHýWKHý6WDFNý+HLJKWý6HQð
VRUï
• 'HIHFWLYHý0/%ï • 5HSODFHýWKHý0/%ï
7KHý2IIVHWýPRGHýLVýRQýZKHQýLWýVKRXOGýEHýRIIï
• ,PSURSHUýFRQQHFWLRQVï • 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
8QSOXJýWKHýVROHQRLGýFRQQHFWRUñý
UHODWHGýFDEOHýDVVHPEOLHVñýWKHQý
ILUPO\ýUHFRQQHFWýLWýWRýWKHLUý
PDWLQJýFRQQHFWRUõVôïý7XUQýWKHý
VWDFNHUýSRZHUýEDFNýRQï
• 'HIHFWLYHýVROHQRLGï • 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
5HPRYHýDQGýUHSODFHýWKHýGHIHFð
WLYHýVROHQRLGïý7XUQýWKHýVWDFNHUý
SRZHUýEDFNýRQïý5HUXQýWKHý',3ý
6ZLWFKýGLDJQRVWLFVýWRýFRQILUPý
SURSHUýRSHUDWLRQï
67063
• 'HIHFWLYHý0/%ï • 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
5HPRYHýDQGýUHSODFHýWKHý0/%ïý
7XUQýWKHýVWDFNHUýSRZHUýEDFNý
RQïý5HUXQýWKHý',3ý6ZLWFKýGLDJð
QRVWLFVýWRýFRQILUPýSURSHUýRSHUð
DWLRQï
éðä
Page 43
7DE O H#41< *DWH#GRHV#QRW#RSHUDWH
*$7(#&+$1*(#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
4
• 6ROHQRLGñýVROHQRLGýFRQQHFWRUñý
DQGýUHODWHGýFDEOHýDVVHPEOLHVï
5
• 5XQý',3ý6ZLWFKýGLDJQRVWLFý
WHVWVýWRýFKHFNýVROHQRLGýRSHUDð
WLRQï
7DE O H#4143 $EQRUPDO#QRLVH#GXULQJ#SDSHU#WUDQVSRUW
7KHý*DWHýFKDQJHýIRUý6WUDLJKWî,QYHUWýSDWKýGRHVýQRWýRSHUDWHýRUýRSHUDWHý
SURSHUO\ï
• ,PSURSHUýFRQQHFWLRQVï • 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
8QSOXJýWKHýVROHQRLGýFRQQHFWRUý
DQGýUHODWHGýFDEOHýDVVHPEOLHVñý
WKHQýILUPO\ýUHFRQQHFWýWKHPýWRý
WKHLUýPDWLQJýFRQQHFWRUõVôïý7XUQý
WKHýVWDFNHUýSRZHUýEDFNýRQï
• 'HIHFWLYHýVROHQRLGï • 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
5HPRYHýDQGýUHSODFHýWKHýGHIHFð
WLYHýVROHQRLGïý7XUQýWKHýVWDFNHUý
SRZHUýEDFNýRQïý5HUXQýWKHý',3ý
6ZLWFKýGLDJQRVWLFVýWRýFRQILUPý
SURSHUýRSHUDWLRQï
• 'HIHFWLYHý0/%ï • 7XUQýRIIýWKHýVWDFNHUýSRZHUïý
5HPRYHýDQGýUHSODFHýWKHý0/%ïý
7XUQýWKHýVWDFNHUýSRZHUýEDFNý
RQïý5HUXQýWKHý',3ý6ZLWFKýGLDJð
QRVWLFVýWRýFRQILUPýSURSHUýRSHUð
DWLRQï
$%1250$/#12,6(#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
4
• 5ROOHUýD[OHýRIý6$ñý)HHGý,GOHUý
5ROOHUñý6$ñý5HYHUVHý,GOHUý
5ROOHUñýDQGý6$ñý5HYHUVHý,GOHUý
5ROOHU
7DE O H#4144 $EQRUPDO#QRLVH#GXULQJ#WUD\#RSHUDWLRQ
$%1250$/#12,6(#3UREOHP
&+(&.#32,17#$5($ 352%$%/(#&$86(+6, 62/87,21
4
• 3DSHUýVWDFNHGýRQýWUD\ï • ([FHHGLQJýWUD\ýVWDFNLQJýFDSDFð
5
• &RQGLWLRQýõVKDSHôýRIãý6$ñý&RYHUý
/HIW
6
• 7UD\ • &RQWDFWýRUýLQWHUIHUHQFHý
$EQRUPDOýýQRLVHýGXULQJýSDSHUýWUDQVSRUWýWKURXJKýWKHýVWDFNHUï
• :HDUýLQýUROOHUýD[OHï • $SSO\ýDýVPDOOýDPRXQWýRIýJUHDVHý
$EQRUPDOýQRLVHýZKLOHýWUD\ýLVýEHLQJýORZHUHGýRUýHOHYDWHGï
LW\ýE\ýRYHUVWDFNLQJï
• &RQWDFWýEHWZHHQýWKHýWUD\ýDQGý
EHQWýRUýGHIRUPHGý/HIWý&RYHUï
EHWZHHQýWKHý7UD\ýDQGý*XLGHýRUý
7UD\ý%DVHï
RUýUHSODFHýWKHýDVVHPEO\ï
• )ROORZýWKHýUHFRPPHQGDWLRQVý
JLYHQýUHJDUGLQJýVWDFNHUýSDSHUý
FDSDFLW\ï
• 5HðDOLJQýRUýUHVKDSHýWKHýFRYHUýLIý
SRVVLEOHâýRWKHUZLVHñýUHSODFHýLWï
• &RUUHFWýDQ\ýOHIWîULJKWýGLVSODFHð
PHQWýRIýWKHý7UD\ý7LPLQJý%HOWï
67063
éðìí
Page 44
Appendix B PARTS CATALOG
Page 45
09-010
09-011
09-008
09-012
J3+Q4
09-009
J3+Q4
02-028
V4+Q4
V4+Q4
02-025
02-021
J3X4
5-4
J3X2
02-057
A061589-0
09-017
J3
09-005
J3
V4
J3
02-054
02-019
02-020
02-003
K9
J3
K7
02-027
K7
02-017
J3
V6
U5+P31
02-001
J3
J3
K9
J3
J3
02-007
J3
02-011
02-010
02-006
02-008
I3
I3
K9
02-009
02-029
02-031
02-022
K9
02-013
V6
V4
A060148-0
02-004
K9
V4
02-026
02-014
02-022
02-015
02-002
02-022
02-024
J3
02-023
02-030
K9
J3
K9
J3
02-056
J3
02-057
J4X6
02-055
I3
02-059
5-5
A060507-0
02-005
V6
J3
J3
U5+P31
J3
V6
K7
J3
K7
J3
J3
02-012
ST-30
B-2
J3
J3
02-016
K9
J3
I3
P42+V4
02-032
J3+Q4
J3
02-018
J3
09-003
09-004
J3+Q4
09-006
Q4
J3
Page 46
01-001
03-038
04-003
03-017
I3
V3
03-039
I3
03-024
K5
03-012
K5
03-015
03-041
03-040
03-007
V3
03-008
03-018
03-009
07-004
J3
03-023
03-016
03-035
07-002
07-003
03-020
03-028
K3
K3
03-025
I3
03-027
03-030
03-026
03-003
03-031
03-034
K5
K3
V3
I3
03-021
03-029
I3
Mg
03-013
K7
K7
03-009
03-010
03-011
K5
K5
03-006
03-016
03-032
03-031
09-014
Mg
K5
K7
03-030
V3
03-014
I3X2
K3
K3
K5
03-019
I3
Mg
03-022
03-016
04-002
04-003
03-005
03-003
B-3
ST-30
Page 47
PART No. PART NAME NOTE Fig.
5SNSP0012121 TRAY TIMING BELT 1270-5GT-12 (YUNITTA) OPEN END 1-01
5SNSP0012122 TRAY TIMING BELT PU DRIVE SIDE 1-02
5SNSP0012123 TRAY TIMING BELT PU IDLER SIDE 1-03
5SNSP0012124 SA, TRAY MOTOR G932 (NISSEI) 1-04
5SNSP0012125 TRAY SENSOR PS-R50L (HIKARIDENSHI) 1-05
5SNSP0012126 SA, TRAY BOTTOM SWITCH UM40D11E01 (YAMATAKE) 1-07
5SNSP0012127 DOOR SWITCH UM40D11E01 (YAMATAKE) 1-08
5SNSP0012128 SA, DOCKIING SENSOR SG-214 (HIKARIDENSHI) 1-09
5SNSP0012129 WORM WHEEL 1-10
5SNSP0012130 PULLEY 1-11
5SNSP0012131 TIMING BELT 384P3M10 1-12
5SNSP0012132 SA, FRONT DOOR 1-13
5SNSAST30E01 GUIDE PAPER (R) 1-14
5SNSAST30E02 GUIDE PAPER (L) 1-15
5SNSP0012133 SCREW, KNURLED M4 x 8 1-16
5SNSP0012134 BEARING 1-17
5SNSP0012135 SHAFT 1-18
5SNSP0012136 GEAR, WORM 1-19
5SNSP0012137 BRACKET 1-20
5SNSP0012138 JOIINT 1-21
5SNSP0012139 COVER RIGHT 1-22
5SNSP0012140 COVER TOP 1-24
5SNSP0012141 COVER FRONT 1-25
5SNSP0012142 SA, COVER REAR 1-26
5SNSP0012143 PIN (<Ø>3 x 16) 1-27
5SNSP0012144 BEARING LNR1680HH 1-28
5SNSP0012145 CLAMP (LWS-1N) 1-29
5SNSP0012146 COVER, PULLEY W/O THE HOLE FOR LOCKER SW 1-30
5SNSP0012147 SCREW, PH (SW+PW) M4 x 8 FOR GROUND 1-31
5SNSP0012148 HARNESS, TABLE SENSORS CABLE-08 1-33
5SNSAST30E03 SA COVER LEFT ASSY FOR CENTER REGISTRATION
ONLY
5SNSP0012149 HARNESS DOCKING SS CABLE-12 1-35
1-34
5SNSP0012150 BASE, LEG 1-37
5SNSP0012151 SCREW, KNURLED M4 x 8 1-40
5SNSP0012152 PIN (<Ø>3 x 22) 1-41
5SNSP0012153 MAGNET CATCH 1-42
ST-30
B-4
Page 48
PART No. PART NAME NOTE Fig.
5SNSP0012154 SA, EXIT ROLLER 2-01
5SNSAST30E04 EXIT IDLER ROLLER ASSY A061214-00, 5SETS 2-02
5SNSP0012155 SA, FEED ROLLER 2-03
5SNSAST30E05 FEED IDLER ROLLER ASSY 2-04
5SNSP0012156 FEED ROLL DRIVE GEAR Include ONE-WAY clutch
(EWC0608A)
5SNSP0012157 EXIT ROLLER PULLEY 2-06
5SNSP0012158 EXIT MO TOR PULLEY 2-07
5SNSP0012159 SA, EXIT MOTOR 103H6703-0342 (SANYO) 2-08
5SNSP0012160 EXIT TIMING BELT 453P3M6 2-09
5SNSP0012161 SENSOR, PAPER EXIT OS-5202-M (NIHON AREFU) 2-11
5SNSP0012162 BRUSH ST ELIMINATOR 2-12
5SNSAST30E06 SO PAPER OFFSET ASSY TDS10A DC24V (TAKAHASHI) 2-13
5SNSP0012163 GUIDE, ROLLER 2-14
5SNSAST30E07 PAPER FEED UNIT ASSY 2-15
5SNSP0012164 BEARING 2-16
5SNSP0012165 SPRING 2-17
5SSNSP001216 EXIT T.B IDLER ROLLER INCLUDE FLANGE 2-18
5SNSP0012167 GROMMET (C-440L) 2-19
5SNSP0012168 HARNESS, MOTOR CABLE-07 2-20
5SNSP0012169 HARNESS MOD SOLENOID CABLE-03, OFFSET, PATH SOL 2-21
2-05
MBTPB3004TN SCREW, BH M3 x 4 2-22
5SNSP0012170 HARNES S P. INPUT MOD CABLE-01 2-23
5SNSP0012171 PIPE, SPACER 2-24
5SNSAST30E08 FBM, OFFSET ASSEMBLY 2-25
5SNSP0012172 SA, FEED MOTOR 2-26
5SNSP0012173 SA, REVERSE ROLLER 2-27
5SNSP0012174 SA, FEED MOTOR GEAR 2-29
5SNSP0012175 REV ROLLER PULLEY 2-30
5SNSP0012176 SA, GUIDE SOLENOID Include ROD 2-31
5SNSAST30E09 UPPER GUIDE ASSY Include A061216-0 2-32
5SNSAST30E10 REVERSE GUIDE ASSY Include A061216-0 2-33
5SNSP0012177 NYLON RIVET P2632W 2-34
5SNSP0012178 BEARING-8 2-35
5SNSP0012179 REARING-4 80F-0403 2-36
5SNSP0012180 BEAING LF-1360ZZ 2-37
5SNSP0012181 HARNESS, PFM1 CABLE-06 2-38
B-5
ST-30
Page 49
PART No. PART NAME NOTE Fig.
5SNSP0012182 SELECT LEVER REVERSE/STRAIGHT SWITCH
LEVER
5SNSP0012183 SHAFT EXIT ROLLER SH AFT 2-42
A061256-0 SA, SAFETY PLATE WHITH SPRING 2-43
A061253-1 SA, BASE PLA TE 2-45
A061597-0 SA, SAFETY SWITCH 2-46
A061598-0 SA, C AB LE- 16 2-47
A061249-00 SA, NOSE 2-48
5SNSP0012184 SA, TRAY 3-01
5SNSP0012185 SA, POWER SUPPLY 5-01
5SNSP0012186 MAIN CONTROL BOARD WITH ROM 5-02
5SNSP0012187 I/F CABLE, OUTER 5-04
5SNSP0012188 FUSE 5-05
5SNSP0012189 I/F CABLE INNER (S3) S25 5-08
5SNSP0012190 CASTER (BOLT TYPE) 402 6-09
5SNSP0012191 SA, PAPER STOPPER 7-03
2-39
2-44
ST-30
B-6
Loading...