Precision Cooling
For Business-Critical Continuity
Liebert CSU 3000
Installation Manual - Mainframe Cooling Systems, 60 Hz
™
52'8&7ý02'(/ý,1)250$7,21
3
7DEOHýRIý&RQWHQWV
пэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпэпм
ìïí 3
5(/,0,1$5<ý&216,'(5$7,216
414 &RPSXWHU#5RRP#3UHSDUDWLRQ 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 6
415 (TXLSPHQW#,QVSHFWLRQ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 6
ëïí ,
167$//$7,21ý2)ý,1'225ý81,7
514 /RFDWLRQ#&RQVLGHUDWLRQV1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 6
515 (OHFWULFDO#&RQQHFWLRQV#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 7
51514 /LQH#9RO W DJH #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 7
51515 /RZ#9ROWDJH #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 8
516 3LSLQJ#&RQVLGHUDWLRQV #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 9
517 &RRODQW#6XSSO\#3LSLQJ#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# :
51714 +DUG#3LSLQJ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# :
51715 &RRODQW#&RQQHFWLRQ#2SWLRQV#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# :
51716 0DNH0XS#:DWHU#&RQQHFWLRQV 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# :
518 )LOOLQJ#WKH#&RRODQW#&LUFXLW 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# :
519 ([SDQVLRQ#7DQN #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# ;
êïí $,5ý&
22/('ý02'(/6
614 &RQGHQVRU#/RFDWLRQ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# <
615 (OHFWULFDO#&RQQHFWLRQV#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# <
61514 /LQH#9RO W DJH #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# <
61515 /HH²7HPS2)ORRG#%DFN#+HDG#3UHVVXUH#&RQWURO#&RQGHQVHUV1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# <
616 5HIULJHUDQW#3LSLQJ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# <
617 /HH²7HPS2)ORRG#%DFN#+HDG#3UHVVXUH#&RQWURO 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 44
61714 3LSLQJ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#144
61715 'HK\GUDWLRQ#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#144
61716 &KDUJLQJ 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#45
61717 5HIULJHUDQW#/HYHO 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 45
61718 0DWHULDOV#6XSSOLHG1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 47
éïí *
/<&2/ý&22/('ý02'(/6
714 'U\FRROHU#/RFDWLRQV #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 49
715 'U\FRROHU#,QVWDOODWLRQ1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 49
716 (OHFWULFDO#&RQQHFWLRQV#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 49
71614 /LQH#9RO W DJH #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 49
71615 3XPS#DQG#'U\FRROHU1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 49
717 *O\FRO#3LSLQJ1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 49
718 3UHSDUDWLRQ#RI#*O\FRO#6ROXWLRQ 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 4:
ээээээээээм
èïí :
$7(5ý&22/('ý02'(/6
814 3LSLQJ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 56
815 :DWHU#5HJXODWLQJ#9D O YHV #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 56
81514 7R#/RZHU#+HDG#3UHVVXUH#6HWWLQJ 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#56
81515 7R#5DLVH#+HDG#3UHVVXUH#6HWWLQJ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 56
816 $OWHUQDWH#:DWHU#6RXUFH#+:0425#²#45#7RQ #&DSDFLW\#0RGHOV#2QO\,#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 57
81614 2SHUDWLRQ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 57
81615 $:6 #6333#0RWRUL]HG#9DOYH #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 57
81616 0RWRU#2SHUDWLRQ#&KHFN #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 57
çïí &
20321(17ý$'-8670(17
914 3UHVVXUH#6ZLWFKHV #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 58
915 &RQWURO#$GMXVWPHQWV #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 58
916 $TXDVWDW#$GMXVWPHQW 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 58
917 &DSDFLW\#6HOHFWLRQ#6ZLWFKHV #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 59
918 &\OLQGHU#8QORDGHU #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 59
919 7KHUPRVWDWLF#([SDQVLRQ#9DOYH #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 5:
91914 2SHUDWLRQ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 5:
91915 $GMXVWPHQW#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#5:
91: +RW#*DV#%\SDVV#9DO Y H #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 5:
91:14 2SHUDWLRQ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 5:
91:15 $GMXVWPHQW#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#5;
æïí $
åïí $
33(1',;
33(1',;
ý$ý¤ý5
ý%ý¤ý&
,'(ð7+528*+ý6725$*(ý7$1.ý'$7$
22/$17ý&211(&7,21ý237,216
;14 (6<333#&RQQHFWLRQ#.LWV#+IRU#,%0#(62<333#0DLQIUDPHV, #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 63
;1414 (6<333#6LQJOH#8QLW#+HDGHU#.LW1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#63
;1415 (65632593#DQG#(67632793#+RVH#.LWV #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#63
;1416 (6<333#&RXSOLQJ#3DLU#.LW#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 63
;15 55#&RQQHFWLRQ#.LWV#+IRU#,%0#63<3#DQG#(DUOLHU#0DLQIUDPHV, 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 63
;1514 5571:8#6LQJOH#8QLW#+HDGHU#.LW 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 63
;1515 55;63#8QGHUIORRU#+HDGHU#.LW 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 63
;1516 555632593#DQG#557632793#+RVH#.LWV 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 63
äïí $
33(1',;
ý&ý¤ý(
;3$16,21ý7$1.
)LJXUHV
)LJXUH#4 8#7RQ #&KLOOHU#:LWK#)ORRUVWDQG#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 6
)LJXUH#5 :0425#²#48#7R Q #&KLOOHU#ZLWK#)ORRUVWDQG #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 7
)LJXUH#6 53#²#6:#7RQ #&KLOOHU#ZLWK#)ORRUVWDQG #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 7
)LJXUH#7 (OHFWULFDO#&RQQHFWLRQV #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 9
лээээээээээ
)LJXUH#8 &RQQHFWRU#)#'HWDLOV#+VHH#, #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 9
)LJXUH#9 3LSLQJ#&RQQHFWLRQV 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# ;
)LJXUH#: 4/#5/#)#6#)DQ#'LUHFW#'ULYH#$LU#&RROHG#&RQGHQVHUV 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 43
)LJXUH#; /HH²7HPS2)ORRG#%DFN#+HDG#3UHVVXUH#&RQWURO 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 45
)LJXUH#< $LU#&RROHG#*HQHUDO#$UUDQJHPHQW#'UDZLQJ1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 48
)LJXUH#43 4/#5/#)#6#)DQ#'LUHFW#'ULYH#'U\FRROHUV 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 4<
)LJXUH#44 *O\FRO#*HQHUDO#$UUDQJHPHQW#'UDZLQJ#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 54
)LJXUH#45 *O\FRRO#*HQHUDO#$UUDQJHPHQW#'LDJUDP#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 55
)LJXUH#46 :DWHU #&RROHG#*HQHUDO#$UUDQJHPHQW#'UDZLQJ#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 56
)LJXUH#47 $OWHUQDWH#:DWHU #6RXUFH#0RGXOH#*HQHUDO#$UUDQJHPHQW#'UDZLQJ 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 58
)LJXUH#48 &RQWURO#%R[#+ZLWK#2SWLRQDO#8QORDGHU#&RPSRQHQWV,1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 5:
)LJXUH#49 7\S LFDO#9DOYH#&URVV#6HFWLRQ 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 5;
)LJXUH#4: +RW#*DV#%\SDVV1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 5<
)LJXUH#4; 5LGH07KURXJK#6WRUDJH#7DQN#'DWD#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 63
)LJXUH#4< 2SWLRQDO#(6#6HULHV#&RQQHFWLRQ#.LWV#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 65
)LJXUH#53 2SWLRQDO#5571:8#6LQJOH#8QLW#+HDGHU#.LW#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 66
)LJXUH#54 2SWLRQDO#55;63#8QGHUIORRU#+HDGHU#.LW#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 66
7DEO HV
7DE OH #4 0RGHO#1XPEHU#'HVLJQDWLRQV#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 4
7DE OH #5 6\VWHPV 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 4
7DE OH #6 &RQQHFWRU#(#'HWDLOV#+VHH#)LJXUH é, #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 8
7DE OH #7 3LSLQJ#&RQQHFWLRQV1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# ;
7DE OH #8 5HFRPPHQGHG#/LQH#6L]HV#²#21'1#&RSSHU #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 43
7DE OH #9 &RQGHQVHU#6L]HV#DQG#3LSLQJ#&RQQHFWLRQV 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 43
7DE OH #: &686333#8QLW1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 45
7DE OH #; /HH²7HPS#&RQGHQVHU#+LQFOXGHV#5HFHLYHU,1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 46
7DE OH #< /LTXLG#/LQH=#OEV1243#IW1#+NJ126P,#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 46
7DE OH #43 5RRP#'HZ#3RLQW#7HPS HUD W XUH 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 4:
7DE OH #44 *O\FRO#&RQFHQWUDWLRQ #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 4:
7DE OH #45 &KLOOHU#*O\FRO#9ROXP H #$SSUR[LPDWH#JDOORQV#+OLWHUV,#0D[LPXP
7DE OH #46 9RO X PH #LQ#6WDQGDUG#7\SH#/#&RSSHU#3LSLQJ1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 4;
7DE OH #47 'U\FRROHU#'DWD#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 4<
7DE OH #48 *O\FRO#3XPS#'DWD-1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 53
7DE OH #49 6WDQGDUG#'XDO#';2$OWHUQDWH#:DWHU#6RXUFH#0RGHOV 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 57
7DE OH #4: 3UHVVXUH#6ZLWFK#6HWWLQJV#²#S1V1L1#+N3D, 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 59
7DE OH #4; 5HFRPPHQGHG-#$TXDVWDW#6HWWLQJV#²#ƒ)#+ƒ&, 1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 59
7DE OH #4< &DSDFLW\#6HOHFWLRQ#6ZLWFK#2SWLRQV#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 5:
7DE OH #53 9DU L RX V #6\VWHP#9RO XPH V #1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1#1# 68
4
#SHU#0RGXOH#1#1#1#1#1#1#1#1#1#1#1#1#1# 4;
ээээээээээк
йээээээээээ
52'8&7ý02'(/ý,1)250$7,21
3
7DEOHýì 0RGHOý1XPEHUý'HVLJQDWLRQ
'6 íçè $ ¤ $
'6ý 6LQJOHý0RGXOH
èý7RQ
''ý 'XDOý0RGXOH
èý7RQ
&6ý 6LQJOHý0RGXOH
жрмолсэмнсэмлсэмиэ7RQ
&'ý 'XDOý0RGXOH
жрмолсэмнсэмлсэмиэ7RQ
$6ý $OWHUQDWHý:DWHU
6RXUFHý0RGXOH
&7ý 7ULSOHý0RGXOH
лнсэкнсэкжэ7RQ
1RPLQDO
&DSDFLW\
LQ
7KRXVDQG
%78î+
$ý $LUý&RROHG $э йзнокозн
:ý :DWHUý&RROHG %э ижиокозн
*ý *O\FROý&RROHG &э лнеокозн
/ý *O\FRRO 'э лкнокозн
)э кенокоин
*э ймиокоин
0э кеноймиокоин
-э лннокоин
7DEOHýë 6\VWHPV
7RQQDJH $LUý&RROHG :DWHUý&RROHG *O\FROý&RROHG *O\FRRO
è '6íçè$î''ìêí$ '6íæë:î''ìéé: '6íèæ*î''ììé*
жрмол &6íäì$î&'ìåë$ &6ìíì:î&'ëíë: &'íåè*î&'ìæí* &'ìæí/
ìí &6ìíä$î&'ëìå$ &6ìëì:î&'ëéë: &6ìíë*î&'ëíé* &'ëíé/
ìë &6ìêè$î&'ëæí$ &6ìèì:î&'êíë: &6ìëç*î&'ëèë* &'ëèë/
ìè &6ìåì$î&'êçë$ &6ëíí:î&'éíí: &6ìçå*î&'êêç*
ëí &7êëæ$ &7êçê: &7êíç*
êí &7èéê$ &7çíí: &7èíé*
êæ &7ççê$ &7æíë: &7çëì*
127(
5HIHUýWRý7DEOH ìçýIRUý$OWHUQDWHý:DWHUý6RXUFHýPRGHOýQXPEHUV
ээээээээээм
лээээээээээ
ìïí 3
5(/,0,1$5<ý&216,'(5$7,216
ìïì &RPSXWHUý5RRPý3UHSDUDWLRQ
%HIRUH#SURFHHGLQJ#ZLWK#LQVWDOODWLRQ/#FKHFN#WKH#IROORZLQJ#LWHPV#WR#JXDUDQWHH#WKDW#WKH#XQLW#ZLOO#EH#
LQVWDOOHG#WR#IDFWRU\#VSHFLILFDWLRQV1
41 7KH#VSHFLILHG#HOHFWULFDO#VHUYLFH#PXVW#EH#DYDLODEOH#DW#WKH#XQLW#ORFDWLRQ1
51 7KHUH#PXVW#EH#DPSOH#FOHDUDQFH#LQ#WKH#IURQW#DQG#RQ#WKH#VLGHV1
61 2Q#DLU#FRROHG#XQLWV/#DOO#UHIULJHUDQW#SLSLQJ#IURP#WKH#FKLOOHU#WR#WKH#FRQGHQVHU#PXVW#EH#FRQQHFWHG#
ZLWK#SURSHU#YLEUDWLRQ#LVRODWLRQ1
7KH#UDLVHG#IORRU#LQ#PRGHUQ#FRPSXWHU#URRPV#LV#XVHG#WR#FRQFHDO#SLSLQJ#DQG#HOHFWULFDO#FDEOHV#DQG#DV#
DQ#DLU#GLVWULEXWLRQ#SOHQXP#IRU#WKH#FRPSXWHU#DLU#FRQGLWLRQLQJ#V\VWHP1#,W#LV#LPSRUWDQW#QRW#WR#UHVWULFW#
WKH#DLUIORZ1#:KHQHYHU#SRVVLEOH/#UXQ#FDEOHV#DQG#SLSLQJ#SDUDOOHO#ZLWK#WKH#DLUIORZ#DQG#QHYHU#VWDFN#
SLSLQJ1
ìïë (TXLSPHQWý,QVSHFWLRQ
$IWHU#WKH#FKLOOHU#XQLW#DQG#FRQGHQVHU2GU\FRROHU#KDYH#DUULYHG/#LQVSHFW#DOO#LWHPV#IRU#YLVLEOH#RU#FRQ0
FHDOHG#GDPDJH1#,PPHGLDWHO\#UHSRUW#DQ\#GDPDJH#WR#WKH#FDUULHU#DQG#ILOH#D#GDPDJH#FODLP1
ëïí ,
167$//$7,21ý2)ý,1'225ý81,7
ëïì /RFDWLRQý&RQVLGHUDWLRQV
41 ,I#WKH#UDLVHG#IORRU#KDV#DOUHDG\#EHHQ#LQVWDOOHG/#WKH#XQLW#VKRXOG#EH#PRYHG#RQ#UXEEHU#WLUH#GROOLHV#
RU#RQ#D#PLQLPXP#RI#WKUHH#UROOHUV#SODFHG#XQGHU#WKH#XQLW#WR#VXSSRUW#LWV#ZHLJKW1#,I#WKH#UDLVHG#IORRU#
KDV#QRW#EHHQ#LQVWDOOHG/#DQ#DFFHVVRU\#IORRU#VWDQG#FDQ#EH#SURYLGHG1
51 3ULRU#WR#PDNLQJ#SLSLQJ#FRQQHFWLRQV/#PDNH#VXUH#WKH#XQLW#LV#DGHTXDWHO\#VXSSRUWHG#DQG#ZLOO#QRW#
KDYH#WR#EH#PRYHG#LQ#DQ\#GLUHFWLRQ#DIWHU#WKH#FRQQHFWLRQV#KDYH#EHHQ#PDGH1
61 3URYLGH#67%#+;97PP,#RQ#ERWK#VLGHV#DQG#IURQW#RI#:0425#0#6:#WRQ#XQLWV#WR#SHUPLW#URXWLQH#VHUYLFH1#
7KH#IURQW#DQG#OHIW#VLGH#RI#50425#0#8#WRQ#XQLWV#PXVW#KDYH#67%#+;97#PP,#RI#VHUYLFH#FOHDUDQFH1
)LJXUHýì èý7RQý&KLOOHUý:LWKý)ORRUVWDQG
3UHOLPLQDU\э&RQVLGHUDWLRQVээээээээээк
)LJXUHýë жрмолэ¤эмиэ7RQэ&KLOOHUэZLWKэ)ORRUVWDQG
)LJXUHýê ëíý¤ýêæý7RQý&KLOOHUýZLWKý)ORRUVWDQG
ëïë (OHFWULFDOý&RQQHFWLRQV
лплпм /LQHý9R OWDJH
6HH#)LJXUH é#IRU#FRQQHFWLRQ#ORFDWLRQV1
йээээээээээ,QVWDOODWLRQэRIэ,QGRRUэ8QLW
7KHUH#LV#RQH#FRQQHFWLRQ#GHYLFH#IRU#HDFK#PRGXOH#+LI#DOO#PRGXOHV#DUH#SRZHUHG#IURP#RQH#SRZHU#VRXUFH#
RQH#FRQQHFWLRQ#GHYLFH#VXSSOLHV#DOO#PRGXOHV,1
/LQH#YROWDJH#FRQQHFWLRQ#GHYLFHV#IRU#UHPRWH#DLU#FRROHG#FRQGHQVHU#RU#GU\FRROHU#DUH#DOVR#VXSSOLHG#IRU#
HDFK#PRGXOH1#/LQH#YROWDJH#HOHFWULFDO#VHUYLFH#LV#VXSSOLHG#IURP#WKH#LQGRRU#XQLW1#7KH#GLVFRQQHFW#
VZLWFK#LV#IDFWRU\#VXSSOLHG#DQG#PRXQWHG#LQ#WKH#HOHFWULF#SDQHO1
лплпл /RZý9ROWDJH
6HH#)LJXUH é#IRU#FRQQHFWLRQ#ORFDWLRQV1
7KH#FRQQHFWLRQV#IRU#DQ#DXWRPDWLF#VZLWFKRYHU#DODUP#DUH#58#DQG#591#7KH\#DUH#QRQ0SRZHUHG/#QRU0
PDOO\#RSHQ#FRQWDFWV#WKDW#FORVH#ZKHQHYHU#D#PRGXOH#VZLWFKRYHU#WDNHV#SODFH/#HQHUJL]LQJ#D#UHPRWH#
DODUP1
7KH#HPHUJHQF\#UHPRWH#VKXWGRZQ#FRQQHFWLRQV#DUH#44#DQG#9/#54#DQG#:#IRU#PRGXOH#5/#DQG#64#DQG#;#
IRU#PRGXOH#6#+53#WR#6:#WRQ#XQLWV,1#7KH#IDFWRU\#LQVWDOOHG#MXPSHU#ZLUH#PXVW#EH#UHPRYHG#LI#UHPRWH#
VKXWGRZQ#HTXLSPHQW#LV#FRQQHFWHG#WR#WKH#PRGXOH1
&RQQHFWLRQV#IRU#D#FXVWRPHU#VSHFLILHG#VWDW#VXFK#DV#D#/LTXL07H F W2:DWH U #'HWHFWLRQ#VHQVRU#DUH#44#DQG#
97/#54#DQG#78#IRU#PRGXOH#5/#DQG#64#DQG#;6#IRU#PRGXOH#6#+53#WR#6:#WRQ#XQLWV,
127(
7KLVýRSWLRQýLVýQRWýDYDLODEOHýRQý*O\FRROýXQLWVï
1RQ0SRZHUHG/#QRUPDOO\#RSHQ#FRQWDFWV#WKDW#FORVH#LI#D#PDOIXQFWLRQ#DULVHV#DUH#4&$#DQG#5&$#+DQG#
6&$#RQ#53#WR#6:#WRQ#XQLWV,1#7KH\#PD\#EH#FRQQHFWHG#WR#D#UHPRWH#DODUP#V\VWHP1
7KH#DXWRPDWLF#VZLWFKRYHU#FRQQHFWLRQV#IRU#D#WKLUG#PRGXOH#DUH#4</#53/#DQG#56#DQG#DUH#ORFDWHG#RQ#WKH#
3&5#6333#VWDWXV#SDQHO1
7DEOHýê &RQQHFWRUý(ý'HWDLOVýõVHHý)LJXUH éô
/LHEHUWэ3DUWэ1Rпм&мдлмл3м
/RZý9ROWDJHý)LHOGý:LULQJý
&RQQHFWLRQV
$OOýZLULQJýWRýEHý1 ï(ï& ïý
&ODVVýëýIRUýëéýYROWVïý8VHý
FRQWDFWVýZLWKýèíý9ï$ïý
PLQLPXPýUDWLQJ
ëí¤êæý7RQ
)RUýRSWLRQDOýUHPRWHýFXVWRPHUýDODUPýLQGLFDWLRQýRIýQRýZDWHUýIORZñýKLJKý
SUHVVXUHñýKLJKýZDWHUýWHPSHUDWXUHýRUýORZýZDWHUýWHPSHUDWXUH
7RýRSWLRQDOý/LHEHUWý6LWHPDVWHUýRUý6LWHVFDQýPRQLWRULQJýV\VWHPñýFRQVXOWý,*%ý
÷ý6LWHPDVWHUî6LWHVFDQýLQVWDOODWLRQýGDWDýIRUýDGGLWLRQDOýLQIRUPDWLRQï
)RUэDGGLWLRQDOэPRGHэDOHUWэDODUPVсэDGGэ1п2пэFRQWDFWэEHWZHHQэлйэчэинэIRUэ
6SHFLDOэ$ODUPэ2QHсэDQGэEHWZHHQэлйэчэимэIRUэ6SHFLDOэ$ODUPэ7ZRпэх$YDLODEOHэ
ZLWKэRSWLRQDOэ,*0эRQO\эчэGLVSOD\HGэDWэ6LWHPDVWHUэDQGэ6LWHVFDQэRQO\пф
)RUэDGGLWLRQDOэ6HQWLQHOэкнннэ$ODUPэIRUэ0RGXOHэ7ZRэDGGэ1п2пэ&RQWDFWэ
EHWZHHQэWHUPLQDOVэлмэчэип
)RUэDGGLWLRQDOэ6HQWLQHOэкнннэ$ODUPэIRUэ0RGXOHэ2QHэDGGэ1п2пэ&RQWDFWэ
EHWZHHQэWHUPLQDOVэммэчэзйп
)RUэUHPRWHэVKXWGRZQэRIэ0RGXOHэ7ZRсэUHPRYHэMXPSHUэDQGэDGGэ1п&пэFRQWDFWэ
EHWZHHQэWHUPLQDOVэжэчэлмп
)RUэUHPRWHэVKXWGRZQэRIэ0RGXOHэ2QHсэUHPRYHэMXPSHUэDQGэDGGэ1п&пэFRQWDFWэ
EHWZHHQэWHUPLQDOVэзэчэммп
)RUэDGGLWLRQDOэ6HQWLQHOэкнннэ$ODUPэIRUэ0RGXOHэкэDGGэ1п2пэFRQWDFWэEHWZHHQэ
WHUPLQDOVэкмэчэек
)RUэUHPRWHэVKXWGRZQэRIэ0RGXOHэксэUHPRYHэMXPSHUэDQGэDGGэ1п&пэFRQWDFWэ
EHWZHHQэWHUPLQDOVэкмэчэеп
ëè
ëç
ææ
æå
èì
èí
ëé
éè
ëì
çé
ìì
ëì
æ
ìì
ç
êì
åê
êì
å
,QVWDOODWLRQэRIэ,QGRRUэ8QLWээээээээээи
)LJXUHýé (OHFWULFDOý&RQQHFWLRQV
$ý +LJKýYROWDJHñýWKUHHðSKDVHýVXSSO\ýWRýFKLOOHUýõ2QHýFRQQHFWLRQýLVýVWDQGDUGïý7KHýVHFRQGýFRQQHFWLRQýVKRZQýLVý
RSWLRQDOï
%ý *URXQGýOXJ
&ý +LJKýYROWDJHñýIURPýUHPRWHýKHDWýUHMHFWLRQ
'ý /HHð7HPSñýVLQJOHðSKDVHýõDLUýFRROHGýRQO\ô
(э 5HPRWHэVKXWGRZQэх0RGпэмо0RGпэлфсэUHPRWHэ$ODUPэ1п2пэFRQWDFWсэUHPRWHэDODUPэ,QGLFDWLRQэхVHHэ
)ý /RZý9ROWDJHýLQWHUORFNýWRýZDWHUýFLUFXLWýõZDWHUýFRROHGýRQO\ôý6HHý
)LJXUHýè &RQQHFWRUý)ý'HWDLOVýõVHHý)LJXUH éô
)LHOGý:LULQJý&RQQHFWLRQV
ð/RDGVýFRQQHFWHGýDWýSLJWDLOVýPXVWýQRWýH[FHHGýêýDPSVñý
ìëí9$&ñýZLUHýSHUýORFDOýFRGHVï
ð6HHýV\VWHPýGLDJUDPýIRUýFRPSOHWHýFLUFXLWýGHWDLOV
ð2QHýRUýPRUHýFRQWDFWýVHWVýPD\ýEHýSURYLFHGï
ëïê 3LSLQJý&RQVLGHUDWLRQV
$OO#SLSLQJ#EHORZ#WKH#HOHYDWHG#IORRU#PXVW#EH#ORFDWHG#VR#WKDW#LW#RIIHUV#WKH#OHDVW#UHVLVWDQFH#WR#DLUIORZ1#
&DUHIXO#SODQQLQJ#RI#WKH#SLSLQJ#OD\RXW#XQGHU#WKH#UDLVHG#IORRU#LV#UHTXLUHG#WR#SUHYHQW#WKH#DLUIORZ#
IURP#EHLQJ#EORFNHG#LQ#DQ\#SRUWLRQ#RI#WKH#URRP1#:KHQ#LQVWDOOLQJ#SLSLQJ#LQ#WKH#VXEIORRU/#LW#LV#UHFRP0
зээээээээээ,QVWDOODWLRQэRIэ,QGRRUэ8QLW
7DEOH ê
ô
PHQGHG#WKDW#WKH#SLSHV#EH#PRXQWHG#KRUL]RQWDOO\#RQ#WKH#VDPH#SODQH/#UDWKHU#WKDQ#VWDFNHG#RQH#DERYH#
WKH#RWKHU#RQ#VXSSRUW#EUDFNHWV1#7KLV#DIIRUGV#WKH#OHDVW#UHVLVWDQFH#WR#DLUIORZ#XQGHU#WKH#UDLVHG#IORRU1#
:KHUHYHU#SRVVLEOH/#UXQ#WKH#SLSHV#SDUDOOHO#WR#WKH#DLUIORZ1
ëïé &RRODQWý6XSSO\ý3LSLQJ
(DFK#PRGXOH#LV#HTXLSSHG#ZLWK#LVRODWLQJ#YDOYHV#RQ#WKH#VXSSO\#DQG#UHWXUQ#SLSLQJ#VR#WKDW#HDFK#FKLOOHU#
PRGXOH#FDQ#EH#VKXW#RII#IRU#VHUYLFH#ZLWKRXW#DIIHFWLQJ#WKH#RSHUDWLRQ#RI#WKH#RWKHU#PRGXOH+V,1
7KH#8#WRQ#PRGHOV#KDYH#627%#)1113171#FRQQHFWLRQV1#(DFK#:0425#²#6:#WRQ#FDSDFLW\#FKLOOHU#FRQWDLQV#WZR#
5042;%#21'1#FRSSHU#FRQQHFWLRQV#+RQH#IRU#VXSSO\#DQG#RQH#IRU#UHWXUQ,#IRU#KDUG#SLSLQJ#RU#IRU#LQVWDOOLQJ#
RSWLRQDO#KHDGHU#NLWV1#,QVXODWH#DOO#H[WHUQDO#SLSLQJ#ZLWK#$UPDIOH[#W\SH#)5#LQVXODWLRQ#RU#HTXDO1
лпйпм +DUGý3LSLQJ
7R#PDNH#KDUG#SLSLQJ#FRQQHFWLRQV/#UHPRYH#WKH#LQVXODWLRQ#IURP#WKH#VXSSO\#DQG#UHWXUQ#KHDGHUV1#&XW#
RII#WKH#HQG#RI#HDFK#KHDGHU1#6ROGHU#D#5042;%#FRXSOLQJ#RQ#WKH#FXW#HQG#RI#WKH#KHDGHU#DQG#PDNH#SLSLQJ#
FRQQHFWLRQV#WR#WKH#&RRODQW#'LVWULEXWLRQ#8QLW#+&'8,1
лпйпл &RRODQWý&RQQHFWLRQý2SWLRQV
6HYHUDO#RSWLRQDO#NLWV#DUH#DYDLODEOH#IRU#FRQQHFWLQJ#WKH#&686333#FKLOOHU#WR#WKH#FRPSXWHU#&'81#
7KHVH#RSWLRQV#LQFOXGH=
‡+HDGHU#.LWV
‡+RVH#.LWV
‡&RXSOLQJ#.LWV
5HIHU#WR#åïí ðý$SSHQGL[ý%ý¥ý&RRODQWý&RQQHFWLRQý2SWLRQV#IRU#GHWDLOV#RI#WKH#RSWLRQDO#FRRODQW#
FRQQHFWLRQ#NLWV1
лпйпк 0DNHðXSý:DWHUý&RQQHFWLRQV
6RPH#V\VWHPV#LQFOXGH#D#IDFWRU\#VXSSOLHG#ZDWHU#PDNH0XS#YDOYH1#3LSLQJ#D#ZDWHU#OLQH#WR#WKH#ZDWHU#
PDNH0XS#PDQLIROG#LV#D#FXVWRPHU#RSWLRQ#RQ#WKHVH#V\VWHPV1#5HIHU#WR#WKH#VXEPLWWDO#GUDZLQJV#IRU#\RXU#
XQLWV1
ëïè )LOOLQJýWKHý&RRODQWý&LUFXLW
127(
0DNHýVXUHýWKDWýDOOýKRVHVýRUýSLSHVýIURPýWKHýFKLOOHUýWRýWKHý&'8ýDUHýLQýSODFHý
DQGýFRQQHFWHGïý,WýLVýVWURQJO\ýUHFRPPHQGHGýWKDWýKRVHýELEVýõQRWýVXSSOLHGýE\ý
/LHEHUWôñýEHýSODFHGýRQýVXSSO\ýDQGýUHWXUQýOLQHVýGXULQJýLQVWDOODWLRQï
)ROORZ#WKH#FRPSXWHU#PDQXIDFWXUHU·V#UHFRPPHQGDWLRQV#DQG#LQVWUXFWLRQV#IRU#FRRODQW#ZDWHU#TXDQWL0
WLHV#DQG#ILOOLQJ#SURFHGXUHV1
127(
6RPHýV\VWHPVýLQFOXGHýDýIDFWRU\ýVXSSOLHGýZDWHUýPDNHðXSýYDOYHýRQýWKHý
H[SDQVLRQýWDQNïý7KHVHýV\VWHPVýUHTXLUHýDýILOOLQJýDQGýDLUýEOHHGLQJýSURFHGXUHý
GHWDLOHGýRQýDýODEHOýQHDUýWKHýH[SDQVLRQýWDQNïý,Iý\RXUýV\VWHPýKDVýDýILOOý
SURFHGXUHýODEHOñýIROORZýWKRVHýLQVWUXFWLRQVï
)RU#V\VWHPV#WKDW#GR#QRW#LQFOXGH#D#IDFWRU\#VXSSOLHG#ZDWHU#PDNH0XS#YDOYH/#RSHQ#WKH#H[SDQVLRQ#WDQN#
ILOO#SRUW#DQG#SXPS#GLVWLOOHG#RU#FLW\#ZDWHU#WKURXJK#WKH#UHWXUQ#OLQH#KRVH#ELE1#)RU#GLVWLOOHG#ZDWHU/#XVH#
D#WUDQVIHU#SXPS1#7KLV#ZLOO#IRUFH#WUDSSHG#DLU#WR#WKH#WRS#RI#WKH#V\VWHP#DQG#RXW#WKH#SRUW1#,I#ILOOLQJ#
IURP#WKH#UHWXUQ#OLQH#LV#LPSRVVLEOH/#D#IXQQHO#PXVW#EH#XVHG#WR#ILOO#DW#WKH#H[SDQVLRQ#WDQN#ILOO#SRUW1#
$OORZ#WLPH#IRU#WUDSSHG#DLU#WR#HVFDSH1
,QVWDOODWLRQэRIэ,QGRRUэ8QLWээээээээээж
ëïç ([SDQVLRQý7DQN
)RU#DQ\#V\VWHP#WKDW#LQFOXGHV#D#ULGH²WKUX#WKHUPDO#VWRUDJH#WDQN#RU#D#ORQJ#SLSLQJ#UXQ#+PRUH#WKDQ#55#
JDOORQV,/#D#FXVWRPHU#VXSSOLHG/#ILHOG#LQVWDOOHG#H[SDQVLRQ#WDQN#LV#QHFHVVDU\1#5HIHU#WR#äïí ðý$SSHQGL[ý
&ý¥ý([SDQVLRQý7DQN1
&$87,21
$
$QýH[SDQVLRQýWDQNýLVýUHTXLUHGýIRUýWKHVHýV\VWHPVýWRýSUHYHQWý
H[FHVVLYHýSUHVVXUHýLQýWKHýFRRODQWýV\VWHPýGXULQJýWKHUPDOý
H[SDQVLRQï
)LJXUHýç 3LSLQJý&RQQHFWLRQV
7DEOHýé 3LSLQJý&RQQHFWLRQV
&RQQHFWLRQ èý7RQ жрмолэ¤эмиэ7RQ ëíý¤ýêæý7RQ
$LUý&RROHGýõ%ô
ð+RWý*DVý/LQH èîå§ý2ï'ïý&Xï мрмое§э2п'пэ&Xп мрмое§э2п'пэ&Xп
ð/LTXLGý/LQH ìîå§ý2ï'ïý&Xï èîå§ý2ï'ïý&Xï èîå§ý2ï'ïý&Xï
õ2QHýSDLUýSHUýPRGXOHô хжрмолэ7RQэ¤эмол§э2п&пэ&Xпф õêæý7RQý¤æîå§ý2ï'ïý&Xïô
:DWHUýõ%ô
ð6XSSO\î5HWXUQ мрмое§э2п'пэ&Xп лрмое§э2п'пэ&Xп лрмое§э2п'пэ&Xп
*O\FROýõ%ô
ð6XSSO\î5HWXUQ мрмое§э2п'пэ&Xп мркое§э2п'пэ&Xп мркое§э2п'пэ&Xп
õ2QHýSDLUýSHUýPRGXOHô õVDPHýVL]HýIRUý*O\FRROô
&RPSXWHUý&RRODQWýõ$ô
6XSSO\î5HWXUQ
'UDLQýõSDQýXQGHUýSXPSô ìîë§ý2ï'ïý&Xï ìîë§ý2ï'ïý&Xï êîé§ý2ï'ïý&Xï
0DNHðXSý:DWHUý$XWRPDWLFý
)LOOý9DOYH
ìïý&RQQHFWLRQýVL]HVýRQO\ïý&XVWRPHUýSLSLQJýVL]HVýDUHýWRýEHýGHWHUPLQHGýEDVHGýRQýOHQJWKýRIýUXQñýKHLJKWýGLIIHUHQFHVñýDQGýRWKHUý
ëïý5HIHUýWRý
еээээээээээ,QVWDOODWLRQэRIэ,QGRRUэ8QLW
ì
ì
ìñë
FRQVLGHUDWLRQVï
åïí ðý$SSHQGL[ý%ý¤ý&RRODQWý&RQQHFWLRQý2SWLRQV
хлфэкой§э)137 хмфэлрмое§э2п'пэ&Xп хмфэлрмое§э2п'пэ&Xп
1î$ 1î$ ìîë§ý&RPSUHVVLRQ
ýIRUýRSWLRQDOýFRQQHFWLRQýNLWVãýKHDWHUýNLWVñýKRVHýNLWVñýDQGýFRXSOLQJýNLWVï
êïí $,5ý&
22/('ý02'(/6
êïì &RQGHQVRUý/RFDWLRQ
6LWXDWH#WKH#DLU0FRROHG#FRQGHQVHU+V,#IRU#PD[LPXP#VHFXULW\#DQG#PDLQWHQDQFH#DFFHVVLELOLW\1#$YR LG #
JURXQG#OHYHO#VLWHV#ZLWK#SXEOLF#DFFHVV#RU#DUHDV#WKDW#FRQWULEXWH#WR#KHDY\#VQRZ#RU#LFH#DFFXPXODWLRQV1#
8WLOL]H#FHQWULIXJDO#FRQGHQVHUV#ZKHQHYHU#LQWHULRU#EXLOGLQJ#ORFDWLRQV#PXVW#EH#XVHG1#7R#HQVXUH#DQ#
DGHTXDWH#DLU#VXSSO\/#LW#LV#UHFRPPHQGHG#WKDW#FRQGHQVHUV#EH#ORFDWHG#LQ#D#FOHDQ#DLU#DUHD/#DZD\#IURP#
ORRVH#GLUW#DQG#IRUHLJQ#PDWWHU#WKDW#PD\#FORJ#WKH#FRLO1#,Q#DGGLWLRQ/#FRQGHQVHUV#VKRXOG#QRW#EH#ORFDWHG#
LQ#WKH#YLFLQLW\#RI#VWHDP/#KRW#DLU#RU#IXPH#H[KDXVWV1#&RQGHQVHUV#VKRXOG#QRW#EH#ORFDWHG#FORVHU#WKDQ#6#
IHHW#+4#PHWHU,#IURP#D#ZDOO/#REVWUXFWLRQ#RU#DGMDFHQW#XQLW1
,QVWDOO#FRQGHQVHUV#LQ#D#OHYHO#SRVLWLRQ#WR#DVVXUH#SURSHU#UHIULJHUDQW#IORZ#DQG#RLO#UHWXUQ1#)RU#URRI#
LQVWDOODWLRQ/#PRXQW#FRQGHQVHUV#RQ#VWHHO#VXSSRUWV#LQ#DFFRUGDQFH#ZLWK#ORFDO#FRGHV1#7R#PLQLPL]H#
VRXQG#DQG#YLEUDWLRQ#WUDQVPLVVLRQ/#PRXQW#VWHHO#VXSSRUWV#DFURVV#ORDG#EHDULQJ#ZDOOV1#)RU#JURXQG#
LQVWDOODWLRQ/#D#FRQFUHWH#SDG#LV#VXIILFLHQW#WR#SURYLGH#DGHTXDWH#VXSSRUW1#&RQGHQVHU#OHJV#KDYH#PRXQW0
LQJ#KROHV#IRU#VHFXULQJ#WKH#FRQGHQVHU#WR#WKH#VWHHO#VXSSRUWV#RU#FRQFUHWH#SDG1
êïë (OHFWULFDOý&RQQHFWLRQV
кплпм /LQHý9R OWDJH
/LQH#YROWDJH#HOHFWULFDO#VHUYLFH#LV#VXSSOLHG#IURP#WKH#LQGRRU#XQLW1#7KH#RSWLRQDO#GLVFRQQHFW#VZLWFK#LV#
IDFWRU\#VXSSOLHG#DQG#PRXQWHG#LQ#WKH#HOHFWULFDO#SDQHO1
кплпл /HH¤7HPSî)ORRGý%DFNý+HDGý3UHVVXUHý&RQWUROý&RQGHQVHUV
/HH²7HPS2)ORRG#%DFN#+HDG#3UHVVXUH#&RQWURO#FRQGHQVHUV#UHTXLUH#D#VHSDUDWH#SRZHU#VXSSO\#IRU#WKH#
KHDWHG#UHFHLYHUV1#7KLV#SRZHU#VXSSO\#LV#FRQQHFWHG#WR#WKH#HOHFWULFDO#FRQQHFWLRQ#ER[#RQ#WKH#HQG#RI#WKH#
UHFHLYHU1
êïê 5HIULJHUDQWý3LSLQJ
,QVWDOO#DOO#UHIULJHUDWLRQ#SLSLQJ#ZLWK#KLJK#WHPSHUDWXUH#EUD]HG#MRLQWV1#3UHYDLOLQJ#JRRG#UHIULJHUDWLRQ#
SUDFWLFHV#VKRXOG#EH#HPSOR\HG#IRU#SLSLQJ#VXSSRUWV/#OHDN#WHVWLQJ/#GHK\GUDWLRQ#DQG#FKDUJLQJ#RI#WKH#
UHIULJHUDWLRQ#FLUFXLWV1#,VRODWH#WKH#UHIULJHUDWLRQ#SLSLQJ#IURP#WKH#EXLOGLQJ#ZLWK#YLEUDWLRQ#LVRODWLQJ#
VXSSRUWV1
3ODFH#WUDSV#LQ#WKH#KRW#JDV#OLQHV#RQ#YHUWLFDO#ULVHUV#HYHU\#73#IHHW#+4515#PHWHUV,#LQ#HOHYDWLRQ1#7KHVH#
WUDSV#FROOHFW#FRQGHQVHG#UHIULJHUDQW#DQG#UHIULJHUDQW#RLO#GXULQJ#WKH#RII#F\FOH#RI#WKH#XQLW#DQG#SURWHFW#
WKH#IORZ#RI#UHIULJHUDQW#RLO#GXULQJ#RSHUDWLRQ1
127(
)RUэSLSLQJэUXQVэLQэDэFRQGLWLRQHGэDLUэVSDFHсэUHIULJHUDQWэFDQэFRQGHQVHэLQэWKHэ
RIIэPRGXOHэGLVFKDUJHэOLQHхVфпэ7KLVэFRXOGэFDXVHэDэKLJKэKHDGэSUHVVXUHэ
FRQGLWLRQэZKHQэWKHэFRPSUHVVRUэIRUэWKDWэPRGXOHэLVэDFWLYDWHGпэ7KHэSUREOHPэ
FDQэEHэPLQLPL]HGэE\эWKHэDGGLWLRQэRIэDэFKHFNэYDOYHэRQэWKHэGLVFKDUJHэOLQHпэ
+RZHYHUсэWRэHQVXUHэWKDWэWKLVэFRQGLWLRQэQHYHUэDULVHVсэVWUDSэRUэEUD]Hэ
GLVFKDUJHэOLQHVэWRJHWKHUэDQGэLQVXODWHэDVэDэVLQJOHэLWHPпэ,IэWKDWэLVэQRWэ
IHDVLEOHсэLQVWDOOэKHDWHUэWDSHэUDWHGэDWэкннƒ)эхмйдƒ&фэRUэKLJKHUэDURXQGэWKHэ
GLVFKDUJHэOLQHхVфэDQGэLQVXODWHп
127(
)DFWRU\эDSSURYDOэLVэUHTXLUHGэZKHQHYHUэDэUHIULJHUDQWэSLSLQJэUXQэH[FHHGVэлннэ
IHHWэхзнэPHWHUVфэHTXLYDOHQWэOHQJWKэRUэZKHQэFRQGHQVHUVэPXVWэEHэORFDWHGэPRUHэ
WKDQэкнэIHHWэхдэPHWHUVфэEHORZэWKHэOHYHOэRIэWKHэHYDSRUDWRUпэ7RWDOэGLVFKDUJHэ
OLQHэSUHVVXUHэGURSэPXVWэQRWэH[FHHGэмнэ36,*эхздэN3Dфп
$LUэ&RROHGэ0RGHOVээээээээээд
7DEOHýè 5HFRPPHQGHGý/LQHý6L]HVý¤ý2ï'ïý&RSSHU
çè$
ìêí$
+RWý*DVý
/LQH
/LTïý/LQH
èíIWïý
õìèPô
ìííýIWïý
èîå ìîë æîåó èîå æîåó èîå мрмоеу æîå мрмое æîå æîåó èîå мрмое æîå мркое æîå
æîå èîå мрмоеу èîå мрмоеу èîå мрмое æîå мркое æîå мрмоеу èîå мрмое æîå мриое æîå
õêíPô
ìèíýIWïý
æîå èîå мрмоеу êîé мрмоеу æîå мрмое æîå мркое æîå мрмоеу êîé мркое æîå мриое мрмое
õéèPô
ó2QýXQORDGHUýHTXLSSHGýV\VWHPVñýXVHýRQHýWUDGHýVL]HýVPDOOHUïý5HFRPPHQGHGýOLQHýVL]HVýPXVWýEHýXVHGýIRUýSURSHUýRLOýUHWXUQï
+RWý*DVý
/LQH
äì$
ìåë$
/LTïý/LQH
+RWý*DVý
/LQH
ìíä$
ëìå$
/LTïý/LQH
+RWý*DVý
/LQH
ìêè$
ëæí$
/LTïý/LQH
ìåì$
êçë$ êëæ$ èéê$ ççê$
+RWý*DVý
/LQH
/LTïý/LQH
+RWý*DVý
/LQH
/LTïý/LQH
+RWý*DVý
/LQH
/LTïý/LQH
)LJXUHýæ мсэлсэчэкэ)DQэ'LUHFWэ'ULYHэ$LUэ&RROHGэ&RQGHQVHUV
+RWý*DVý
/LQH
/LTïý/LQH
7DEOHýç &RQGHQVHUý6L]HVýDQGý3LSLQJý&RQQHFWLRQV
0RGHO 1XPEHUýRIý)DQV
&6&íçè ì æîå èîå лдиэхмкйф йлэхмнзжф
&6&íåê/ ì ýæîå èîå лдиэхмкйф йлэхмнзжф
&6&íåç ì æîå èîå кмиэхмйкф йлэхмнзжф
&6&íäæ ì мрмое èîå ккиэхмилф йлэхмнзжф
&6&ìíé/ ì мрмое èîå кмиэхмйкф йлэхмнзжф
&6&ìíæ& ì мрмое èîå ккиэхмилф йлэхмнзжф
&6&ìíå ì мрмое èîå кииэхмзмф йлэхмнзжф
&6&ìêí ë мрмое æîå йлиэхмдкф елэхлнекф
&6&ìçè/ ë мрмое æîå йлиэхмдкф елэхлнекф
&6&ìæè ë мрмое æîå йдиэхллиф елэхлнекф
&6&ëíè/ ë мрмое æîå йдиэхллиф елэхлнекф
мнээээээээээ$LUэ&RROHGэ0RGHOV
&RQQHFWLRQý6L]HVýõ2'6ô
+RWý*DVýõLQô /LTXLGýõLQô
1HWý:HLJKWVýOEVïý
õNJïô
$
'LPHQVLRQýLQïý
õPPô
7DEOHýç &RQGHQVHUý6L]HVýDQGý3LSLQJý&RQQHFWLRQV
&RQQHFWLRQý6L]HVýõ2'6ô
0RGHO 1XPEHUýRIý)DQV
&6&ëìç ë мрмое æîå зкиэхлееф елэхлнекф
&6&ëìæ& ë мрмое æîå имиэхлкзф елэхлнекф
&6&ëèì/ ê мрмое æîå иннэхллжф мллэхкнддф
&6&ëèå ê мрмое æîå зжнэхкнйф мллэхкнддф
&6&ëäì ê мркое мрмое женэхкийф мллэхкнддф
&6&êíå/ ê мриое мрмое зжнэхкнйф мллэхкнддф
&6&êêí/ é мриое мркое женэхкийф мзлэхйммиф
&6&êçí é мркое мрмое емиэхкжнф мзлэхйммиф
&6&éìè/ é лрмое мркое емиэхкжнф мзлэхйммиф
&67éåí& é лрмое мркое мнлиэхйзиф мзлэхйммиф
+RWý*DVýõLQô /LTXLGýõLQô
êïé /HH¤7HPSî)ORRGý%DFNý+HDGý3UHVVXUHý&RQWURO
7KH#/HH07HPS 2)ORRG#%DFN#+HDG#3UHVVXUH#&RQWURO#V\VWHP#FRQVLVWV#RI#D#PRGXODWLQJ#KHDG#SUHVVXUH#
FRQWURO#YDOYH#DQG#LQVXODWHG#UHFHLYHUV#ZLWK#KHDWHU#SDGV#WKDW#VXVWDLQ#RSHUDWLRQ#DW#DPELHQW#WHPSHU0
DWXUHV#DV#ORZ#DV#²63ƒ)#+²6717ƒ&,1
кпйпм 3LSLQJ
0DNH#VXUH#WKDW#WKH#KHDG#SUHVVXUH#FRQWURO#YDOYH#LV#LQVWDOOHG#ZLWK#WKH#UHIULJHUDQW#IORZ#LQ#WKH#SURSHU#
GLUHFWLRQ1#:KHQ#VROGHULQJ#RU#EUD]LQJ#WKH#YDOYHV/#LW#LV#YHU\#LPSRUWDQW#WKDW#WKH#LQWHUQDO#SDUWV#EH#
SURWHFWHG#E\#ZUDSSLQJ#WKH#YDOYH#ZLWK#D#GDPS#FORWK#WR#NHHS#WKH#YDOYH#WHPSHUDWXUH#EHORZ#583ƒ)#
+454ƒ&,1
1HWý:HLJKWVýOEVïý
õNJïô
$
'LPHQVLRQýLQïý
õPPô
кпйпл 'HK\GUDWLRQ
41 2SHQ#DOO#RI#WKH#GLVFRQQHFW#VZLWFKHV1
51 3XOO#DOO#IXVHV#H[FHSW#WKH#WUDQVIRUPHU#IXVHV1
61 -XPSHU#WKH#)ORZ#6ZLWFK1#7XUQ#WKH#GLVFRQQHFWV#211
71 8VH#WKH#WHPSHUDWXUH#FRQWURO#+DW#PLQLPXP#VHWWLQJ,#WR#HQHUJL]H#WKH#VROHQRLG#YDOYHV1
81 &RQQHFW#UHIULJHUDWLRQ#JDXJHV#WR#WKH#VXFWLRQ#DQG#GLVFKDUJH#VHUYLFH#YDOYHV#RI#WKH#FRPSUHVVRU+V,1
91 $WWDFK#D#%MXPSHU%#KRVH#IURP#WKH#URWR0ORFN#ILWWLQJ#RQ#WKH#RXWOHW#RI#WKH#UHFHLYHU#DQG#WKH#6FKUDGHU#
ILWWLQJ#RQ#WKH#OLTXLG#KHDGHU#RI#WKH#FRQGHQVHU1#)URQW#VHDW#WKH#URWR0ORFN#YDOYH#DSSUR[LPDWHO\#5#
WXUQV1
:1 2SHQ#DOO#VHUYLFH#YDOYHV1
;1 &KDUJH#WKH#FLUFXLW#WR#483#36,*#+4367#N3D,#ZLWK#GU\#QLWURJHQ#FRQWDLQLQJ#D#WUDFHU#RI#)UHRQ1#
&KHFN#IRU#OHDNV1
<1 $IWHU#FRPSOHWLRQ#RI#WKH#OHDN#WHVWLQJ/#UHOHDVH#WKH#WHVW#SUHVVXUH#DQG#SXOO#D#YDFXXP#RQ#ERWK#
FLUFXLWV1
431 $IWHU#7#KRXUV/#FKHFN#WKH#JDXJH#UHDGLQJV#DQG#LI#WKH\#KDYH#QRW#FKDQJHG/#SXUJH#ZLWK#)UHRQ1
441 3XOO#D#VHFRQG#YDFXXP#RI#833#PLFURQV#+5<1<#LQ1#+J,/#OHDYH#IRU#5#KRXUV#DQG#UHFKHFN#JDXJHV1
451 3XOO#D#WKLUG#YDFXXP#DV#LQ#VWHS#441
$LUэ&RROHGэ0RGHOVээээээээээмм
кпйпк &KDUJLQJ
41 0DNH#FHUWDLQ#WKDW#WKH#XQLW#LV#2))1#5HPRYH#WKH#MXPSHU#IURP#WKH#)ORZ#6ZLWFK1
51 &RQQHFW#D#VHW#RI#PDQLIROG#JDXJHV#WR#WKH#UHIULJHUDQW#GUXP#DQG#WR#WKH#UHFHLYHU#DW#WKH#URWR²ORFN#
YDOYH1#3XUJH#WKH#KRVHV#RI#QRQFRQGHQVDEOHV1
61 2SHQ#WKH#URWR²ORFN#YDOYH#DQG#ILOO#WKH#UHFHLYHU#ZLWK#OLTXLG#UHIULJHUDQW1#5HIHU#WR#кпйпй рэ
5HIULJHUDQWý/HYHO1
71 &ORVH#WKH#URWR²ORFN#YDOYH#DQG#GLVFRQQHFW#JDXJHV1
81 6WDUW#WKH#FRPSUHVVRU#DQG#UHFKHFN#WKH#UHIULJHUDQW#OHYHO1#,I#WKH#OHYHO#KDV#GURSSHG/#UHFKDUJH#WKH#
FLUFXLW#ZLWK#YDSRU#WKURXJK#WKH#VXFWLRQ#SRUW#RI#WKH#FRPSUHVVRU1
91 5HSODFH#DOO#IXVHV1
:1 &RQQHFW#WKH#UHIULJHUDQW#FKDUJLQJ#KRVH#WR#WKH#VXFWLRQ#SRUW#RI#WKH#FRPSUHVVRUV#DQG#SXUJH#ZLWK#
)UHRQ1
;1 7XU Q#WKH#7HP S HUD W XUH #&RQWURO#WR#WKH#PLQLPXP#VHWWLQJ#WR#FRQILUP#WKDW#WKH#VROHQRLG#YDOYH#DQG#
FRPSUHVVRU#DUH#HQHUJL]HG1
<1 &KDUJH#ZLWK#YDSRU#LQ#DFFRUGDQFH#ZLWK кпйпй1
кпйпй 5HIULJHUDQWý/HYHO
2Q#HDFK#UHFHLYHU#DW#WKH#FRQGHQVHU#DUH#WZR#UHIULJHUDQW#OHYHO#VLJKW#JODVVHV1#5HIULJHUDQW#OHYHO#YDULHV#
ZLWK#WKH#RXWVLGH#WHPSHUDWXUH1
&KHFN#UHIULJHUDQW#OHYHO#DIWHU#WKH#XQLW#KDV#EHHQ#RQ#IRU#DW#OHDVW#48#PLQXWHV1
йнƒ)эхйпиƒ&ф
DQGýEHORZ
%RWWRPýVLJKWýJODVV
LVэкойэIXOO
эээээйнƒ)эWRэзнƒ)
эээхйпиƒ&эWRэмипиƒ&ф
ý%RWWRPýVLJKWýJODVV
LVýIXOO
эээзнƒ)эхмипиƒ&ф
DQGýDERYH
7RSýVLJKWýJODVVýLV
)LJXUHýå /HH¤7H PSî)ORRGý%DFNý+HDGý3UHVVXUHý&RQWURO
7DEOHýæ 8QLWý5HIULJHUDQWý&KDUJH
&KDUJH
0RGHO
'6íçè$ éïí хмпеф
&6íäì$ çïí хлпжф
&6ìíä$ çïí хлпжф
OEVï õNJô
êîéýIXOO
млээээээээээ$LUэ&RROHGэ0RGHOV
7DEOHýæ 8QLWý5HIULJHUDQWý&KDUJH
&KDUJH
0RGHO
''ìêí$ýõSHUýPRGXOHô éïí хмпеф
&6ìêè$ åïí хкпзф
&'ìåë$ýõSHUýPRGXOHô çïí хлпжф
&6ìåì$ ìíïí хйпиф
&'ëìå$ýõSHUýPRGXOHô çïí хлпжф
&'ëæí$ýõSHUýPRGXOHô åïí хкпзф
&7êëæ$ýõSHUýPRGXOHô çïí хлпжф
&'êçë$ýõSHUýPRGXOHô ìíïí хйпиф
&7èéê$ýõSHUýPRGXOHô ìíïí хйпиф
&7ççê$ýõSHUýPRGXOHô ìëïí хипйф
OEVï õNJô
7DEOHýå /HH¤7HPSý&RQGHQVHUý5HIULJHUDQWý&KDUJHý
õLQFOXGHVý5HFHLYHUô
&KDUJH
0RGHO
&6&íçè ëæ хмлплф
&6&íåê/ ëæ хмлплф
&6&íåç êä хмжпжф
&6&íäæ èé хлйпиф
&6&ìíé/ êä ìæïæ
&6&ìíæ/ èè ëéïä
&6&ìíå çç хлдпдф
&6&ìêí èê хлйпнф
&6&ìçè/ èê ëéïí
&6&ìæè æç хкйпиф
&6&ëíè/ æç êéïè
&6&ëìç ìëç хижплф
&6&ëìæ/ ìíë éçïê
&6&ëèì/ æè хкйпнф
&6&ëèå ììê химпкф
&6&ëäì ìèí хзепнф
&6&êíå/ ììê химпкф
&6&êêí/ ìíì хйипеф
&6&êçí ìéä хзжпзф
&6&éìè/ ìéä çæïç
&67éåí& ìëí èéïé
OEVï õNJô
7DEOHýä /LTXLGэ/LQHэ&KDUJHэOEVпомнэIWпэ
õNJïîêPô
/LQHý6L]Hý2ï'ïý&Xï ý&KDUJH
ìîë§ нпжкэхнпккф
èîå§ эмпмжэхнпилф
æîå§ элпййэхмпндф
мрмоеы эйпмзэхмпезф
мркоеы эзпккэхлпекф
мриоеы эепжнэхкпедф
$LUэ&RROHGэ0RGHOVээээээээээмк
кпйпи 0DWHULDOVý6XSSOLHG
41 %XLOW#LQ#SUH0ZLUHG#FRQGHQVHU#FRQWURO#ER[1
51 $LU#FRROHG#FRQGHQVHU1
61 3LSLQJ#DFFHVV#FRYHU#WR#EH#UHLQVWDOOHG#ZKHQ#SLSLQJ#LV#FRPSOHWH1
71 %ROWV#²#7#SHU#OHJ#62;%#[#82;%
81 &RQGHQVHU#OHJV#²#7#RQ#4#IDQ>#8#RQ#5#DQG#6#IDQ>#:#RQ#7#IDQ1
91 /HH07HPS 2)ORRG#%DFN#+HDG#3UHVVXUH#&RQWURO=
D1 ,QVXODWHG#VWRUDJH#UHFHLYHU1
E1 3LSLQJ#DVVHPEO\#LQFOXGLQJ#KHDG#SUHVVXUH#FRQWURO#YDOYH#ZLWK#LQWHJUDO#FKHFN#YDOYH#DQG#URWR0
ORFN#DGDSWHU1
F1 5RWR0ORFN#RXWOHW#YDOYH1
G1 3UHVVXUH#UHOLHI#YDOYH1
H1 /LTXLG#OHYHO#VLJKW#JODVV#²#5#SHU#UHFHLYHU1
I1 &KHFN#YDOYH1
:1 %ROWV#²#/HH07HPS2)ORRG#%DFN#+HDG#3UHVVXUH#&RQWURO#62;%#[#4%#+9#SHU#UHFHLYHU,1
127(
/HHð7HPSî)ORRGý%DFNý+HDGý3UHVVXUHý&RQWUROýKHDWHUýSDGVýUHTXLUHýDý
FRQWLQXRXVэHOHFWULFDOэVRXUFHэRIэлннолнеолкн9эIURPэWKHэ&68кнннэXQLWп
мйээээээээээ$LUэ&RROHGэ0RGHOV
)LJXUHýä $LUý&RROHGý*HQHUDOý$UUDQJHPHQWý'UDZLQJ
$LUэ&RROHGэ0RGHOVээээээээээми
éïí *
/<&2/ý&22/('ý02'(/6
éïì 'U\FRROHUý/RFDWLRQV
/RFDWH#WKH#GU\FRROHU+V,#IRU#PD[LPXP#VHFXULW\#DQG#PDLQWHQDQFH#DFFHVVLELOLW\1#$YR L G#JURXQG0OHYHO#
VLWHV#ZLWK#SXEOLF#DFFHVV#RU#DUHDV#ZKLFK#FRQWULEXWH#WR#KHDY\#VQRZ#RU#LFH#DFFXPXODWLRQV1#7R#DFKLHYH#
DQ#DGHTXDWH#DLU#VXSSO\/#LW#LV#UHFRPPHQGHG#WKDW#GU\FRROHUV#EH#SODFHG#LQ#D#FOHDQ#DLU#DUHD/#DZD\#IURP#
ORRVH#GLUW#DQG#IRUHLJQ#PDWWHU#WKDW#PD\#FORJ#WKH#FRLO1#,Q#DGGLWLRQ/#GU\FRROHUV#VKRXOG#QRW#EH#VLWXDWHG#
LQ#WKH#YLFLQLW\#RI#VWHDP/#KRW#DLU#RU#IXPH#H[KDXVWV1#)LQDOO\/#GU\FRROHUV#VKRXOG#QRW#EH#ORFDWHG#FORVHU#
WKDQ#6#IHHW#+4#PHWHU,#IURP#D#ZDOO/#REVWUXFWLRQ#RU#DGMDFHQW#XQLW1
éïë 'U\FRROHUý,QVWDOODWLRQ
)RU#URRI#LQVWDOODWLRQ/#PRXQW#GU\FRROHUV#RQ#VWHHO#VXSSRUWV#LQ#DFFRUGDQFH#ZLWK#UHJLRQDO#DQG#QDWLRQDO#
FRGHV1#7R#PLQLPL]H#VRXQG#DQG#YLEUDWLRQ#WUDQVPLVVLRQ/#SRVLWLRQ#VWHHO#VXSSRUWV#DFURVV#ORDG#EHDULQJ#
ZDOOV#DQG#,0EHDPV1#)RU#JURXQG#LQVWDOODWLRQ/#D#FRQFUHWH#SDG#LV#DQ#DFFHSWDEOH#IRXQGDWLRQ1#'U\FRROHU#
OHJV#SRVVHVV#PRXQWLQJ#KROHV#IRU#VHFXULQJ#WKH#GU\FRROHU#WR#VWHHO#VXSSRUWV#RU#D#FRQFUHWH#SDG1
éïê (OHFWULFDOý&RQQHFWLRQV
йпкпм /LQHý9R OWDJH
/LQH#YROWDJH#HOHFWULFDO#VHUYLFH#LV#VXSSOLHG#IURP#WKH#LQGRRU#XQLW1#7KH#GLVFRQQHFW#VZLWFK#LV#IDFWRU\#
VXSSOLHG#DQG#PRXQWHG#LQ#WKH#HOHFWULF#SDQHO1
йпкпл 3XPSýDQGý'U\FRROHU
$OO#ZLULQJ#WR#WKH#SXPS#DQG#GU\FRROHU#IURP#WKH#FRQWURO#ER[#VKRXOG#EH#FRPSOHWHG#LQ#DFFRUGDQFH#ZLWK#
WKH#HOHFWULFDO#VFKHPDWLF#RQ#WKH#LQVLGH#OLG#RI#WKH#GU\FRROHU#FRQWURO#ER[#DQG#ZLWK#ORFDO#DQG#QDWLRQDO#
FRGHV1
éïé *O\FROý3LSLQJ
,W#LV#UHFRPPHQGHG#WKDW#PDQXDO#VKXW0RII#YDOYHV#EH#LQVWDOOHG#DW#WKH#VXSSO\#DQG#UHWXUQ#OLQH#WR#HDFK#
LQGRRU#XQLW#DQG#GU\FRROHU1#7KLV#SHUPLWV#URXWLQH#VHUYLFH#DQG#HPHUJHQF\#LVRODWLRQ#RI#WKH#XQLW1
)ORRU#GUDLQV#ZLWK#ZHW#WUDSV#DQG#VHQVRUV#IRU#D#ZDWHU#GHWHFWLRQ#V\VWHP#VKRXOG#EH#LQVWDOOHG#QHDU#WKH#
EDVH#RI#WKH#XQLW#RU#EHORZ#WKH#HOHYDWHG#IORRU1#
:KHQ#WKH#JO\FRO#UHWXUQV#IURP#WKH#GU\FRROHU#+RU#FRQGHQVHU,#LW#LV#FRROHU#WKDQ#WKH#URRP#WHPSHUDWXUH1#
,I#WKH#JO\FRO#WHPSHUDWXUH#LV#FRROHU#WKDQ#WKH#GHZ#SRLQW#IRU#WKH#URRP#WHPSHUDWXUH#DQG#KXPLGLW\/#FRQ0
GHQVDWLRQ#WDNHV#SODFH1#7KH#FKDUW#EHORZ#OLVWV#GHZ#SRLQWV#IRU#WKH#PRVW#SUREDEOH#DPELHQW#FRQGLWLRQV1#
7R#PLQLPL]H#WKH#SRVVLELOLW\#RI#FRQGHQVDWLRQ#RQ#WKH#UHWXUQ#DQG#VXSSO\#OLQHV/#GHWHUPLQH#WKH#PLQL0
PXP#JO\FRO#WHPSHUDWXUH#DQG#LI#LW#LV#OHVV#WKDQ#WKH#GHZ#SRLQW#WHPSHUDWXUH#IRU#WKH#PRVW#OLNHO\#DPEL0
HQW#FRQGLWLRQV/#LQVXODWH#WKH#VXSSO\#DQG#UHWXUQ#OLQHV1
127(
*DOYDQL]HGýSLSHýPXVWýQRWýEHýXVHGýLQýJO\FROýV\VWHPVï
мзээээээээээ*O\FROэ&RROHGэ0RGHOV
7DEOHýìí 5RRPý'HZý3RLQWý7HPSHUDWXUH
'U\ý%XOE
ƒ)ýõƒ&ô
жнэхлмпмф ижплэхмйпнф éè ймпмэхипнф
жнэхлмпмф иепиэхмйпжф èí инпиэхмнпкф
жлэхллплф иепдэхмйпдф éè инпнэхмнпнф
жлэхллплф знпнэхмипиф èí илпйэхммпкф
жиэхлкпеф змплэхмзплф éè илпйэхммпкф
жиэхлкпеф злпиэхмзпдф èí иипнэхмлпжф
ó0LQLPXPýJO\FROýWHPSHUDWXUHýEHIRUHýFRQGHQVDWLRQýZLOOýRFFXUï
:HWý%XOE
ƒ)ýõƒ&ô
éïè 3UHSDUDWLRQýRIý*O\FROý6ROXWLRQ
7\SLFDO #HWK\OHQH#JO\FRO#PDQXIDFWXUHUV#DQG#VXSSOLHUV#DUH#'X3RQW#+7HODU,/#8QLRQ#&DUELGH#+8FDU#
7KHUPRIOXLG#4:,#RU#'RZ#&KHPLFDO#&R1#7KHVH#JO\FROV#DUH#VXSSOLHG#ZLWK#DQ#LQKLELWRU#DQG#GR#QRW#FRQ0
WDLQ#DQ#DQWL0OHDN#IRUPXOD1
7DEOHýìì *O\FROý&RQFHQWUDWLRQ
øý*O\FROýE\ý9ROXPH í ìí ëí êí éí èí
)UHH]LQJý3RLQWýƒ)ýƒ& клэхнф лиэхркпдф мзэхрепдф иэхрмипнф рмнэхрлкпкф рклэхркипиф
$SSDUHQWý6SHFLILFý
*UDYLW\ý#ýèíƒ)ýõìíƒ&ô
мпннн мпнмй мпнле мпнйл мпниж мпнжм
5HOïý+XPï
õøô
'HZý3RLQWó
ƒ)ýõƒ&ô
127(
$XWRPRWLYHýDQWLðIUHH]HýLVýXQDFFHSWDEOHýDQGýPXVWýQRWýEHýXVHGýLQýWKHýXQLWï
&RPPHUFLDO#HWK\OHQH#JO\FRO/#ZKHQ#SXUH/#LV#JHQHUDOO\#OHVV#FRUURVLYH#WR#WKH#FRPPRQ#PHWDOV#RI#FRQ0
VWUXFWLRQ#WKDQ#ZDWHU#LWVHOI1#$TXHRXV#VROXWLRQV#RI#WKHVH#JO\FROV#+PL[HG#ZLWK#ZDWHU,/#KRZHYHU/#
DVVXPH#WKH#FRUURVLYLW\#RI#WKH#ZDWHU#IURP#ZKLFK#WKH\#DUH#SUHSDUHG#DQG#PD\#EHFRPH#LQFUHDVLQJO\#
FRUURVLYH#ZLWK#XVH#LI#QRW#SURSHUO\#LQKLELWHG1
7KHUH#DUH#WZR#EDVLF#JURXSV#RI#FRUURVLRQ#FRQWURO#FKHPLFDOV1#7KH\#DUH#FODVVLILHG#DV#FRUURVLRQ#LQKLEL0
WRUV#RU#HQYLURQPHQWDO#VWDELOL]HUV1#7KH#FRUURVLRQ#LQKLELWRUV#IRUP#D#VXUIDFH#EDUULHU#WKDW#SURWHFWV#WKH#
PHWDOV#IURP#DWWDFN1#(QYLURQPHQWDO#VWDELOL]HUV/#ZKLOH#QRW#FRUURVLRQ#LQKLELWRUV#LQ#WKH#VWULFW#VHQVH#RI#
WKH#ZRUG/#GHFUHDVH#FRUURVLRQ#SUREDELOLW\#E\#VWDELOL]LQJ#WKH#RYHUDOO#HQYLURQPHQW1#$Q#DONDOLQH#
EXIIHU/#VXFK#DV#ERUD[/#LV#D#VLPSOH#H[DPSOH/#VLQFH#LWV#SULPH#SXUSRVH#LV#WR#PDLQWDLQ#DQ#DONDOLQH#FRQ0
GLWLRQ#+S+#DERYH#:,#WKXV#PLQLPL]LQJ#WKH#FRUURVLYH#HIIHFW#RI#WKH#VROXWLRQ#RQ#PHWDOV1
7KH#ZDWHU#TXDOLW\#PXVW#EH#UHJDUGHG/#EHFDXVH#ZDWHU#IURP#VRPH#VRXUFHV#FRQWDLQV#FRUURVLYH#HOH0
PHQWV#WKDW#UHGXFH#WKH#HIIHFWLYHQHVV#RI#WKH#FRUURVLRQ#FRQWURO#PL[WXUH1#3UHIHUDEO\/#VRIW#VXUIDFH#ZDWHU#
WKDW#LV#ORZ#LQ#FKORULGH#DQG#VXOIDWH#LRQ#FRQWHQW#+OHVV#WKDQ#433#SDUWV#SHU#PLOOLRQ,#VKRXOG#EH#XVHG1#
%HIRUH#DQ#LQKLELWHG#JO\FRO#VROXWLRQ#LV#FKDUJHG#LQWR#D#QHZ#RU#ROG#V\VWHP/#UHPRYH#UHVLGXDO#FRQWDPL0
QDQWV#VXFK#DV#VOXGJH/#UXVW/#EULQH#GHSRVLWV/#RLO#HWF1#VR#WKDW#WKH#LQKLELWRU#IXQFWLRQV#SURSHUO\1#,W#LV#UHF0
RPPHQGHG#WR#DYRLG#WKH#XVH#RI#VWURQJ#DFLG#FOHDQHUV>#KRZHYHU/#LI#WKH\#DUH#UHTXLUHG/#LQKLELWHG#DFLGV#
*O\FROэ&RROHGэ0RGHOVээээээээээмж
VKRXOG#EH#XVHG1#,Q#DQ\#HYHQW/#PDNH#VXUH#WKDW#WKH#FOHDQLQJ#DJHQW#LV#FRPSOHWHO\#H[SHOOHG#EHIRUH#
FKDUJLQJ#ZLWK#JO\FRO1
7DEOHýìë &KLOOHUý*O\FROý9ROXPHý$SSUR[LPDWHýJDOORQVý
õOLWHUVôý0D[LPXP
0RGHO 1Rïý0RGXOHV
ì
ýSHUý0RGXOH
*O\FRO
&RROHG
ë
*O\FRROêî
)UHHý&RRO
èæ* ì мпкэхйпдф ¥
ììé* ë мпкэхйпдф ¥
åè* ì лпжэхмнплф еплэхкмпнф
ìæí* ë лпжэхмнплф еплэхкмпнф
ìíë* ì лпжэхмнплф еплэхкмпнф
ëíé* ë лпжэхмнплф еплэхкмпнф
ìëç* ì лпжэхмнплф еплэхкмпнф
ëèë* ë лпжэхмнплф еплэхкмпнф
ìçå* ì кпмэхммпжф ¥
êêç* ë кпмэхммпжф ¥
êíç* ê лпжэхмнплф ¥
èíé* ê кпмэхммпжф ¥
çëìý* ê кпмэхммпжф ¥
ìïý'RHVýQRWýLQFOXGHýGU\FRROHUýõVHHý
ëïý,QFOXGHVýRQHýFRQGHQVHUýDQGýLQWHUQDOýSLSLQJ
êïý,QFOXGHVýRQHýHYDSRUDWRUñýRQHýFRQGHQVHUýDQGýLQWHUQDOýSLSLQJï
7DEOH ìé
ôýIRUýILHOGýSLSLQJýYROXPHVï
7DEOHýìê 9ROXPHýLQý6WDQGDUGý7\SHý/ý&RSSHUý3LSLQJ
'LDPHWHUýõLQïô 9ROXPH
2XWVLGH ,Q VLGH JDOîIWï OîP
ìîë нпйкн нпнне íïíì
èîå нпийи нпнмл íïìè
êîé нпззз нпнме íïëë
æîå нпжеи нпнли íïêì
мрмое мпнли нпнйк íïèê
мркое мплзи нпнзи íïåì
мриое мпини нпндл ìïìè
лрмое мпдеи нпмзм ëïíí
лриое лпйзи нплйе êïíå
крмое лпдйи нпкий éïéí
криое кпйли нпйжд èïäè
йрмое кпдни нпзлл æïæê
меээээээээээ*O\FROэ&RROHGэ0RGHOV
)LJXUHэмн мсэлсэчэкэ)DQэ'LUHFWэ'ULYHэ'U\FRROHUV
1RWHVг
мпэ6LQJOHэSXPSэSDFNDJHVэDUHэмжрмой§эхйкеплэPPфэZLGHпэ'XDOэSXPSэSDFNDJHVэDUHэклрмой§эхемдплэPPфэZLGHп
лпэ0RXQWLQJэKROHVэDUHэмиркое§эхкдмпкэPPфэDSDUWэRQэVLQJOHэSXPSэSDFNDJHVэDQGэкнркое§эхжжлпкэPPфэDSDUWэRQэGXDOэSXPSэ
SDFNDJHVï
êïý&RQQHFWLRQVýVL]HVýDSSO\ýWRýSULPDU\ýSXPSýVXSSOLHUï
7DEOHýìé 'U\FRROHUý'DWD
'U\FRROHUý
0RGHOý
1Rï
1RïýRIý
)DQV
:HLJKW
OEVï õNJô LQï õPPô JDOï õOô
&RQQïý6L]HVý
õ6XFWý÷ý
'LVFïôýLQï
¤íçä ì éìí хмезф мрмой éë хмнзжф ëïé хдплф
¤íäë ì éêí хмдиф мрмол éë хмнзжф êïæ хмкпдф
$ý
'LPHQVLRQ
&RLOý,QWHUQDOý
9ROXPH
*O\FROэ&RROHGэ0RGHOVээээээээээмд
7DEOHýìé 'U\FRROHUý'DWD
'U\FRROHUý
0RGHOý
1Rï
1RïýRIý
)DQV
:HLJKW
OEVï õNJô LQï õPPô JDOï õOô
&RQQïý6L]HVý
õ6XFWý÷ý
'LVFïôýLQï
¤ìíä ì éèí хлнйф ë éë хмнзжф éïä хмепзф
¤ììë ì éæí хлмкф ë éë хлнекф èïå хллпнф
¤ìêä ë èíè хлизф ë åë хлнекф éïå хмеплф
¤ìæé ë çíè хлжйф ë åë хлнекф çïä хлзплф
¤ëëè ë çåè хкмнф ë åë хкнддф ììïì хйлплф
¤ëçí ê åëç хкжиф ë ìëë хкнддф ìíïí хкжпеф
¤êìí ê ååç хйнлф ë ìëë хкнддф ìêïì хинпнф
¤êèí ê äéç хйлдф ë ìëë хкнддф ëíïí хжипзф
¤éççó é ìëåí хиенф лрмол ìçë хйммиф ëëïí хекпкф
ó0RGHOýQRWýSLFWXUHG
$ý
'LPHQVLRQ
&RLOý,QWHUQDOý
9ROXPH
7DEOHýìè *O\FROý3XPSý'DWDó
3XPS
KïSï +]
êîé çí мрмой êîé
мрмол çí мрмой êîé
ë çí мрмой êîé
ê çí мрмол ì
è çí мрмол мрмой
&6ê çí мрмой êîé
&6è çí мрмой êîé
мрмол èí мрмой êîé
ë èí мрмой êîé
ê èí мрмол мрмой
ó&RQQHFWLRQýVL]HVýDSSO\ýWRýSULPDU\ýSXPSýVXSSOLHUï
3XPSý6XFWLRQý
&RQQHFWLRQýLQï
3XPSý'LVFKDUJHý
&RQQHFWLRQý,Qï
лнээээээээээ*O\FROэ&RROHGэ0RGHOV
)LJXUHýìì *O\FROý*HQHUDOý$UUDQJHPHQWý'UDZLQJ
*O\FROэ&RROHGэ0RGHOVээээээээээлм
)LJXUHýìë *O\FRROý*HQHUDOý$UUDQJHPHQWý'LDJUDP
ллээээээээээ*O\FROэ&RROHGэ0RGHOV
èïí :
$7(5ý&22/('ý02'(/6
èïì 3LSLQJ
:KHQ#WKH#FRQGHQVHU#ZDWHU#VRXUFH#LV#RI#SRRU#TXDOLW\/#SURYLGH#FOHDQDEOH#ILOWHUV#LQ#WKH#VXSSO\#OLQH1#
7KHVH#ILOWHUV#WUDS#ZDWHU#SDUWLFOHV#DQG#H[WHQG#WKH#VHUYLFH#OLIH#RI#WKH#ZDWHU#FRROHG#FRQGHQVHU1#:KHQ#
UHTXLUHG/#WKH#ZDWHU#FRROHG#FRQGHQVHU#PD\#EH#FOHDQHG#E\#LQVHUWLQJ#D#FOHDQLQJ#URG#LQ#WKH#WXEHV#RU#
ZLWK#DQ#DFLG#FOHDQHU#+GHSHQGLQJ#RQ#PRGHO#RUGHUHG#RU#URRP#UHVWULFWLRQV,1
èïë :DWHUý5HJXODWLQJý9DOYHV
7KH#ZDWHU#UHJXODWLQJ#YDOYHV#DXWRPDWLFDOO\#UHJXODWH#WKH#DPRXQW#RI#IOXLG#QHFHVVDU\#WR#UHPRYH#WKH#
KHDW#IURP#WKH#UHIULJHUDWLRQ#V\VWHP/#HQDEOLQJ#PRUH#IOXLG#WR#IORZ#ZKHQ#ORDG#FRQGLWLRQV#DUH#KLJK#DQG#
OHVV#IOXLG#ZKHQ#ORDG#FRQGLWLRQV#DUH#ORZ1
7KH#YDOYH#FRQVLVWV#RI#D#EUDVV#ERG\/#EDODQFH#VSULQJ/#YDOYH#VHDW/#YDOYH#GLVF#KROGHUV/#FDSLOODU\#WXEH#WR#
UHIULJHUDWLRQ#GLVFKDUJH#SUHVVXUH#DQG#DGMXVWLQJ#VFUHZ1
7KH#YDOYHV#PD\#EH#DGMXVWHG#ZLWK#D#VWDQGDUG#UHIULJHUDWLRQ#VHUYLFH#YDOYH#ZUHQFK#RU#VFUHZ#GULYHU1
иплпм 7Rý/RZHUý+HDGý3UHVVXUHý6HWWLQJ
7XUQ#WKH#VTXDUH#DGMXVWLQJ#VFUHZ#FORFNZLVH#XQWLO#WKH#KLJK#SUHVVXUH#JDXJH#LQGLFDWHV#WKH#GHVLUHG#VHW0
WLQJ1
иплпл 7Rý5DLVHý+HDGý3UHVVXUHý6HWWLQJ
7XUQ#DGMXVWLQJ#VFUHZ#FRXQWHU0FORFNZLVH#XQWLO#GHVLUHG#VHWWLQJ#LV#REWDLQHG1
)LJXUHýìê :DWHUý&RROHGý*HQHUDOý$UUDQJHPHQWý'UDZLQJ
:DWHUэ&RROHGэ0RGHOVээээээээээлк
èïê $OWHUQDWHэ:DWHUэ6RXUFHэхжрмолэ¤эмлэ7RQэ&DSDFLW\э0RGHOVэ2QO\ф
7KH#+RSWLRQDO,#$OWHUQDWH#:DW H U #6RXUFH#0RGXOH#UHSODFHV#RQH#RI#WKH#UHIULJHUDWLRQ#PRGXOHV#DQG#SHU0
PLWV#WKH#XWLOL]DWLRQ#RI#DQ#H[LVWLQJ#FKLOOHG#ZDWHU#V\VWHP1#7KH#WHPSHUDWXUH#FRQWURO#V\VWHP#DQG#WKH#
FKLOOHU#FRQWLQXH#WR#PRQLWRU#OHDYLQJ#ZDWHU#WHPSHUDWXUH#DQG#ZDWHU#IORZ1#$XWRPDWLF#VZLWFKRYHU#WR#
WKH#UHIULJHUDWLRQ#V\VWHP#LV#SURYLGHG1
,W#LV#UHFRPPHQGHG#WKDW#PDQXDO#VHUYLFH#VKXW0RII#YDOYHV#EH#LQVWDOOHG#DW#WKH#VXSSO\#DQG#UHWXUQ#OLQH#
WR#HDFK#XQLW1#7KLV#SHUPLWV#URXWLQH#VHUYLFH#DQG#HPHUJHQF\#LVRODWLRQ#RI#WKH#XQLW1
7R#SUHYHQW#FRQGHQVDWLRQ/#VXSSO\#DQG#UHWXUQ#OLQHV#WR#WKH#$:6 #PRGXOH#PXVW#EH#LQVXODWHG1
ипкпм 2SHUDWLRQ
7KH#$:6 #PRGXOH#FRQWURO#ER[#FRQWDLQV#WKUHH#DTXDVWDWV1#7KH#ILUVW#LV#WKH#ORZ#WHPS#VWDW1#,W#ZLOO#VKXW#
WKH#DFWLYH#PRGXOH+V,#GRZQ#LI#WKHUH#LV#D#GURS#LQ#WKH#OHDYLQJ#ZDWHU#WHPSHUDWXUH1#7KH#VHFRQG#DTX0
DVWDW#LV#WKH#KLJK#WHPS#VWDW#ZKLFK#VKXWV#GRZQ#WKH#PRGXOH+V,#LI#WKH#WHPSHUDWXUH#ULVHV1#7KH#WKLUG#
DTXDVWDW#LV#WKH#WHPSHUDWXUH#FRQWUROOHU1#,I#WKHUH#LV#D#ULVH#LQ#ZDWHU#WHPSHUDWXUH/#WKH#FRQWUROOHU#DFWL0
YDWHV#WKH#SURSRUWLRQLQJ#YDOYH#DFWXDWRU#PRWRU#DQG#SHUPLWV#WKH#EXLOGLQJ#FKLOOHG#ZDWHU#WR#IORZ#
WKURXJK#WKH#KHDW#H[FKDQJHU1#$V#WKH#ZDWHU#WHPSHUDWXUH#GURSV#WKH#YDOYH#VWDUWV#FORVLQJ1
ипкпл $:6экнннэ0RWRUL]HGэ9DOYH
7KH#$:6 #6333#XWLOL]HV#D#3URSRUWLRQLQJ#PRWRUL]HG#YDOYH#WR#DFWLYDWH#WKH#ZDWHU#YDOYH1#7KH#WHPSHUD0
WXUH#FRQWUROOHU#VHWV#WKH#ZDWHU#YDOYH#LQ#DFFRUGDQFH#ZLWK#WKH#FRROLQJ#QHHGV#RI#WKH#KHDW#H[FKDQJHU1
ипкпк 0RWRUý2SHUDWLRQý&KHFN
9ROWDJH#DW#WHUPLQDOV#<#DQG#44#LQ#WKH#$: 6 #PRGXOH#HOHFWULF#ER[#VKRXOG#UHDG#57#9$& 1#7XUQ #WKH#WHP0
SHUDWXUH#FRQWUROOHU#FRXQWHU0FORFNZLVH#WR#RSHQ#WKH#YDOYH/#FORFNZLVH#WR#FORVH#LW1
7DEOHýìç 6WDQGDUGý'XDOý';î$OWHUQDWHý:DWHUý6RXUFHý0RGHOV
$LU :DWHU *O\FRO
6WDQGDUGý'XDO
';ý0RGHOý
$OWHUQDWHý:DWHU
6RXUFHý0RGHO
&'ýìåë$ &'ýëíë: &'ýìæí*
&'ýëìå$ &'ýëéë: &'ýëíé*
&'ýëæí$ &'ýêíë: &'ýëèë*
$6ýìåì$ $6ýëíì: $6ýìçä*
$6ýëìæ$ $6ýëéì: $6ýëíê*
$6ýëçä$ $6ýêíì: $6ýëèì*
)LJXUHýìé $OWHUQDWHý:DWHUý6RXUFHý0RGXOHý*HQHUDOý$UUDQJHPHQWý'UDZLQJ
лйээээээээээ:DWHUэ&RROHGэ0RGHOV
çïí &
20321(17ý$'-8670(17
çïì 3UHVVXUHý6ZLWFKHV
7KH#ORZ#SUHVVXUH#VZLWFK#VHWV#WKH#PLQLPXP#UHIULJHUDQW#SUHVVXUH#UHTXLUHG#WR#VWDUW#WKH#FRPSUHVVRU#
+FXW0#LQ,1#,W#ZLOO#DOVR#VWRS#WKH#FRPSUHVVRU#LI#UHIULJHUDQW#SUHVVXUH#GURSV#EHORZ#WKH#FXW0RXW#VHWWLQJ1#
7KHUHIRUH/#WKH#ORZ#SUHVVXUH#VZLWFK#UHTXLUHV#WZR#VHWWLQJV=#4,#FXW0LQ#DQG#5,#GLIIHUHQWLDO#+FXW0LQ#
PLQXV#GLIIHUHQWLDO# #FXW0RXW,1#7KH\#VKRXOG#EH#VHW#LQ#DFFRUGDQFH#ZLWK#WKH#FKDUW#EHORZ1
7KH#KLJK#SUHVVXUH#VZLWFK#VHWV#WKH#PD[LPXP#GLVFKDUJH#SUHVVXUH#RI#WKH#FRPSUHVVRU1#,I#SUHVVXUH#
VKRXOG#ULVH#WR#WKH#VHW#SRLQW/#LW#ZLOO#VLPXOWDQHRXVO\#VKXW#GRZQ#WKH#FRPSUHVVRU#DQG#DFWLYDWH#WKH#6HQ0
WLQHO#63332$ODUP#0RQLWRU#+VHH#6HQWLQHO#63332$ODUP#0RQLWRU#LQ#WKH#2SHUDWLRQ#DQG#0DLQWHQDQFH#
0DQXDO1,#7KH#KLJK#SUHVVXUH#VZLWFK#VKRXOG#EH#VHW#LQ#DFFRUGDQFH#ZLWK#WKH#FKDUW#EHORZ1
7DEOHýìæ 3UHVVXUHý6ZLWFKý6HWWLQJVý¤ýSïVïLïýõN3Dô
6ZLWFK 6HWý3RLQW 'LIIHUHQWLDO
/RZý3UHVVXUHýõ&6î&'î&7ô зиэхйинф млэхенф
/RZý3UHVVXUHýõ'6î''ô зиэхйинф мнэхжнф
+LJKý3UHVVXUHýõ$OOô кзнэхлйенф ¥
çïë &RQWUROý$GMXVWPHQWV
7KH#IROORZLQJ#VHFWLRQV#GHVFULEH#WKH#ORFDWLRQV#DQG#LQGLYLGXDO#DGMXVWPHQWV#RI#HDFK#RI#WKH#FRQWURO#HOH0
PHQWV1#)RU#PRUH#LQIRUPDWLRQ/#FRQVXOW#WKH#2SHUDWLRQ#DQG#0DLQWHQDQFH#0DQXDO1
çïê $TXDVWDWý$GMXVWPHQW
7KH#FRQWURO#DTXDVWDWV#IRU#HDFK#PRGXOH#DUH#ORFDWHG#LQ#WKH#PRGXOH#FRQWURO#ER[1#(DFK#DTXDVWDW#FDQ#
KDYH#WZR#VHWWLQJV=#4,#VHWSRLQW#DQG#5,#GLIIHUHQWLDO1#7KH#VHWSRLQW#LV#WKH#SRLQW#DW#ZKLFK#WKH#VZLWFK#ZLOO#
FORVH1#7KH#GLIIHUHQWLDO#VHWV#WKH#WHPSHUDWXUH#GURS#UHTXLUHG#WR#RSHQ#WKH#VZLWFK1#7KH#VHWSRLQW#DGMXVW0
PHQW#NQRE#LV#YLVLEOH#WKURXJK#WKH#DTXDVWDW#FRYHU1#7KH#FRYHU#PXVW#EH#UHPRYHG/#KRZHYHU/#WR#VHW#WKH#
GLIIHUHQWLDO1#:KHQ#SURYLGHG/#WKH#GLIIHUHQWLDO#DGMXVWPHQW#EDU#LV#ORFDWHG#RQ#WKH#ORZHU#ULJKW0KDQG#
VLGH#RI#WKH#VZLWFK1#6HH#)LJXUH ìè 1
7DEOHýìå 5HFRPPHQGHGóý$TXDVWDWý6HWWLQJVý¤ýƒ)ýõƒ&ô
$TXDVWDW 6HWSRLQW 'LIIHUHQWLDO
7HPSý&RQWURO илэхммпмф кэхмпжф
+LJKý:DWHUý7HPS знэхмипзф кэхмпжф
ó6RPHýDSSOLFDWLRQVýPD\ýUHTXLUHýGLIIHUHQWýVHWSRLQWVýDQGý
GLIIHUHQWLDOVïý&RQVXOWýIDFWRU\ýIRUýDVVLVWDQFHñýLIýUHTXLUHGï
&RPSRQHQWэ$GMXVWPHQWээээээээээли
)LJXUHýìè &RQWUROý%R[ýõZLWKý2SWLRQDOý8QORDGHUý&RPSRQHQWVô
çïé &DSDFLW\ý6HOHFWLRQý6ZLWFKHV
(DFK#PRGXOH#PD\#EH#HTXLSSHG#ZLWK#D#GXDO#RU#WULSOH#FDSDFLW\#WRJJOH#VZLWFK#WKDW#ZLOO#UHGXFH#WKH#
FRROLQJ#FDSDFLW\#RI#WKH#XQLW#IURP#WKH#IXOO#UDWHG#FDSDFLW\1#)RU#H[DPSOH/#RQ#D#8#WRQ#XQLW#WKH#FDSDFLW\#
FDQ#EH#FKDQJHG#WR#50425#WRQV#E\#FKDQJLQJ#WKH#FDSDFLW\#VHOHFWRU#VZLWFK1
&RQVXOW#\RXU#VXEPLWWDO#VSHFLILFDWLRQV#WR#GHWHUPLQH#LI#\RXU#XQLW#KDV#WKLV#IHDWXUH1#,W#LV#VWDQGDUG#RQ#
8#WRQ#XQLWV#DQG#PD\#EH#RSWLRQDO#RQ#RWKHUV1#7KH#IROORZLQJ#WDEOH#VKRZV#WKH#YDULRXV#RSWLRQV1
7DEOHýìä &DSDFLW\ý6HOHFWLRQý6ZLWFKý2SWLRQV
7RQQDJH &DSDFLW\ý/HYHOV
èë
жрмол ìýRUýë
ìíý¤ýêí мсэлэRUэк
êæ ì
2Q#8#WRQ#PRGHOV#WKH#VZLWFKHV#DUH#ORFDWHG#RQ#WKH#ULJKW#VLGH#RI#WKH#3&5#6333#PRQLWRU#SDQHO1#7KH\#
DUH#PDUNHG#0RGXOH#4#DQG#0RGXOH#51#2Q#DOO#RWKHU#XQLWV#WKH#VZLWFKHV#DUH#ORFDWHG#LQ#WKH#PRGXOH#FRQ0
WURO#ER[1#2Q#XQLWV#WKDW#KDYH#RQH#F\OLQGHU#XQORDGHU#SHU#PRGXOH/#HDFK#WRJJOH#VZLWFK#SRVLWLRQ#LV#
PDUNHG#+LJK#&DSDFLW\#DQG#/RZ#&DSDFLW\1#2Q#XQLWV#WKDW#KDYH#WZR#F\OLQGHU#XQORDGHUV#SHU#PRGXOH/#
WKH#VZLWFK#SRVLWLRQV#DUH#PDUNHG#+LJK#&DSDFLW\/#0HGLXP#&DSDFLW\#DQG#/RZ#&DSDFLW\1#7KH#FDSDFLW\#
RI#HDFK#PRGXOH#PD\#EH#VHOHFWHG#LQGHSHQGHQWO\#EXW#WR#SURYLGH#IRU#VZLWFKRYHU#LQ#WKH#HYHQW#RI#D#IDLO0
XUH#RI#WKH#OHDG#PRGXOH+V,/#LW#LV#QHFHVVDU\#WR#VHOHFW#WKH#VDPH#FDSDFLW\#IRU#HDFK#PRGXOH1
çïè &\OLQGHUý8QORDGHU
7KH#FDSDFLW\#LQFUHDVH#LV#DFFRPSOLVKHG#E\#GH0HQHUJL]LQJ#F\OLQGHU#XQORDGHU+V,#RQ#WKH#KHDGV#RI#HDFK#
FRPSUHVVRU1#:KHQ#WKH#F\OLQGHU#XQORDGHU#LV#DFWLYDWHG/#WKH#HIIHFWLYH#FDSDFLW\#RI#WKH#FRPSUHVVRU#LV#
UHGXFHG#WR#DSSUR[LPDWHO\#425/#426#RU#526#GHSHQGLQJ#RQ#PRGHO#DQG#VHOHFWRU#VZLWFK#VHWWLQJV1#'HDFWL0
YDWLQJ#WKH#XQORDGHU+V,#UHWXUQV#WKH#FRPSUHVVRU#WR#IXOO#FDSDFLW\1
лзээээээээээ&RPSRQHQWэ$GMXVWPHQW
çïç 7KHUPRVWDWLFý([SDQVLRQý9DOYH
зпзпм 2SHUDWLRQ
7KH#WKHUPRVWDWLF#H[SDQVLRQ#YDOYH#SHUIRUPV#RQH#IXQFWLRQ1#,W#NHHSV#WKH#HYDSRUDWRU#VXSSOLHG#ZLWK#
HQRXJK#UHIULJHUDQW#WR#VDWLVI\#ORDG#FRQGLWLRQV1#,W#GRHV#QRW#HIIHFW#FRPSUHVVRU#RSHUDWLRQ1#3URSHU#YDOYH#
RSHUDWLRQ#FDQ#EH#GHWHUPLQHG#E\#PHDVXULQJ#VXSHUKHDW1#,I#WRR#OLWWOH#UHIULJHUDQW#LV#EHLQJ#IHG#WR#WKH#
HYDSRUDWRU/#WKH#VXSHUKHDW#ZLOO#EH#KLJK>#LI#WRR#PXFK#UHIULJHUDQW#LV#EHLQJ#VXSSOLHG/#WKH#VXSHUKHDW#
ZLOO#EH#ORZ1#7KH#FRUUHFW#VXSHUKHDW#VHWWLQJ#LV#EHWZHHQ#43#DQG#46ƒ)#+819#WR#:15ƒ&,#GLIIHUHQWLDO1
зпзпл $GMXVWPHQW
7R#GHWHUPLQH#VXSHUKHDW=
41 0HDVXUH#WKH#WHPSHUDWXUH#RI#WKH#VXFWLRQ#OLQH#DW#WKH#SRLQW#WKH#EXOE#LV#FODPSHG1
51 2EWDLQ#WKH#JDXJH#SUHVVXUH#DW#WKH#FRPSUHVVRU#VXFWLRQ#YDOYH1
61 $GG#WKH#HVWLPDWHG#SUHVVXUH#GURS#EHWZHHQ#WKH#EXOE#ORFDWLRQ#DQG#WKH#VXFWLRQ#YDOYH1
71 &RQYHUW#WKH#VXP#RI#WKH#WZR#SUHVVXUHV#WR#WKH#HTXLYDOHQW#WHPSHUDWXUH1
81 6XEWUDFW#WKLV#WHPSHUDWXUH#IURP#WKH#DFWXDO#VXFWLRQ#OLQH#WHPSHUDWXUH1#7KH#GLIIHUHQFH#LV#
VXSHUKHDW1
7R#DGMXVW#WKH#VXSHUKHDW#VHWWLQJ/#SURFHHG#DV#IROORZV=
41 5HPRYH#WKH#YDOYH#FDS#DW#WKH#ERWWRP#RI#WKH#YDOYH1
51 7XU Q#WKH#DGMXVWLQJ#VWHP#FRXQWHU0FORFNZLVH#WR#ORZHU#WKH#VXSHUKHDW1
61 7XU Q#WKH#DGMXVWLQJ#VWHP#FORFNZLVH#WR#LQFUHDVH#WKH#VXSHUKHDW1
127(
0DNHýQRýPRUHýWKDQýRQHýWXUQýRIýWKHýVWHPýDWýDýWLPHïý$VýORQJýDVýWKLUW\ýPLQXWHVý
PD\ýEHýUHTXLUHGýIRUýWKHýQHZýEDODQFHýWRýWDNHýSODFHï
)LJXUHýìç 7\SLFDOý9DOYHý&URVVý6HFWLRQ
çïæ +RWý*DVý%\SDVVý9DOYH
зпжпм 2SHUDWLRQ
7KH#KRW#JDV#E\SDVV#LV#LQVHUWHG#EHWZHHQ#WKH#FRPSUHVVRU#GLVFKDUJH#OLQH#DQG#WKH#RXWOHW#VLGH#RI#WKH#
H[SDQVLRQ#YDOYH1
:KHQ#WKH#V\VWHP#LV#RSHUDWLQJ#DW#IXOO#FDSDFLW\/#WKH#YDOYH#UHPDLQV#FORVHG1#,I#WKH#ORDG#RQ#WKH#HYDSRUD0
WRU#GHFUHDVHV#DQG#HYDSRUDWRU#WHPSHUDWXUH#IDOOV#EHORZ#WKH#VHW#WHPSHUDWXUH/#WKH#LQWHUQDO#HYDSRUD0
WRU#SUHVVXUH#GHFUHDVHVÃ#:KHQ#WKLV#KDSSHQV/#GLVFKDUJH#JDV#SUHVVXUH#ZLOO#RYHUFRPH#YDOYH#VSULQJ#
&RPSRQHQWэ$GMXVWPHQWээээээээээлж
SUHVVXUH#DQG#VRPH#KRW#JDV#ZLOO#PL[#ZLWK#WKH#OLTXLG#GLVFKDUJH#RI#WKH#H[SDQVLRQ#YDOYH/#LQFUHDVLQJ#
HYDSRUDWRU#WHPSHUDWXUH#DQG#SUHVVXUH#DQG#FORVLQJ#WKH#KRW#JDV#E\SDVV#YDOYH1
7KH#OHDYLQJ#ZDWHU#WHPSHUDWXUH#UHTXLUHPHQW#ZLOO#GHWHUPLQH#WKH#KRW#JDV#E\SDVV#YDOYH#VHWWLQJ#DV#
ZHOO#DV#WKH#FRPSUHVVRU#VXFWLRQ#JDXJH#SUHVVXUH1
зпжпл $GMXVWPHQW
$IWHU#FDOFXODWLQJ#WKH#GHVLUHG#OHDYLQJ#ZDWHU#WHPSHUDWXUH/#WKH#IROORZLQJ#SURFHGXUH#VKRXOG#EH#XVHG#
WR#DGMXVW#WKH#KRW#JDV#E\SDVV#YDOYH=
41 ,QVWDOO#VXFWLRQ#DQG#GLVFKDUJH#SUHVVXUH#JDXJHV#RQ#WKH#FRPSUHVVRU#WR#PRQLWRU#UHIULJHUDWLRQÃ
51 6HW#WKH#FDSDFLW\#VHOHFWRU#VZLWFK#LI#LW#LV#SURYLGHG1
61 6HW#WKH#FRQWURO#WKHUPRVWDW>#ODEHOHG#4&6#DQG#5&6#+DQG#6&6#RQ#53#DQG#63#WRQ#XQLWV,#RQ#WKH#
VFKHPDWLF#DW#6ƒ)#+41:ƒ&,#EHORZ#UHTXLUHG#OHDYLQJ#ZDWHU#WHPSHUDWXUHÃ#0HDVXUH#WKH#OHDYLQJ#
ZDWHU#WHPSHUDWXUH#E\#VWUDSSLQJ#D#WKHUPRPHWHU#WR#WKH#OHDYLQJ#ZDWHU#KHDGHU1
127(
&RPSUHVVRUýDQGîRUýF\OLQGHUýXQORDGHUõVôýVKRXOGýQRWýF\FOHýRIIýDQGýRQýWRý
PDWFKýWKHýFRQVWDQWýFRPSXWHUýORDGïý(DFKýFLUFXLWýVKRXOGýEHýDGMXVWHGý
LQGHSHQGHQWO\ï
71 $GMXVW#WKH#KRW#JDV#VROHQRLG#YDOYH#WR#PDLQWDLQ#WKH#SURSHU#OHDYLQJ#ZDWHU#WHPSHUDWXUH1
D1 5HPRYH#WKH#723#DGMXVWLQJ#QXW#IURP#WKH#YDOYH1
E1 ,QVHUW#DQ#$OOHQ#ZUHQFK#LQ#WKH#EUDVV#KROH/#DW#WKH#WRS#RI#WKH#YDOYH#LQ#WKH#DGMXVWLQJ#SRUW#DQG#
WXUQ#&/2&.:,6(#LI#D#+,*+(5#OHDYLQJ#ZDWHU#WHPSHUDWXUH#LV#UHTXLUHG#DQG#
FRXQWHUFORFNZLVH#LI#D#ORZHU#OHDYLQJ#ZDWHU#WHPSHUDWXUH#LV#UHTXLUHG1
F1 $IWHU#REWDLQLQJ#WKH#OHDYLQJ#ZDWHU#WHPSHUDWXUH#UHTXLUHG/#UHLQVWDOO#WKH#DGMXVWLQJ#QXW#
WLJKWO\#RQ#WKH#YDOYH#PDNLQJ#VXUH#WKDW#WKHUH#DUH#QR#OHDNV1
G1 /HW#WKH#V\VWHP#RSHUDWH#IRU#DSSUR[LPDWHO\#43#WR#48#PLQXWHV#WR#PDNH#VXUH#WKDW#WKH#VXFWLRQ#
SUHVVXUH#LV#ZLWKLQ#WKH#UDQJH#GHVLUHG#+ORQJHU#LI#ULGH0WKURXJK#VWRUDJH#WDQN#LV#XVHG,1
127(
7KHUHýLVýDýIOXFWXDWLRQýRIýêýWRýçýOEVïýRIýWKHýVXFWLRQýSUHVVXUHýGXHýWRýWKHý
GLIIHUHQWLDOýRQýWKHýKRWýJDVýE\SDVVï
81 5H0DGMXVW#WKH#FRQWURO#WKHUPRVWDW#WR#WKH#UHTXLUHG#OHDYLQJ#ZDWHU#WHPSHUDWXUH/#W\SLFDOO\#85ƒ)#
+4414ƒ&,1
)LJXUHýìæ +RWý*DVý%\SDVV
леээээээээээ&RPSRQHQWэ$GMXVWPHQW
æïí $
)LJXUHýìå 5LGHð7KURXJKý6WRUDJHý7DQNý'DWD
33(1',;
ý$ý¤ý5
,'(ð7+528*+ý6725$*(ý7$1.ý'$7$
127(
5HIHUýWRýäïí ðý$SSHQGL[ý&ý¥ý([SDQVLRQý7DQNýIRUýH[SDQVLRQýWDQNý
UHTXLUHPHQWV
$SSHQGL[э$э¤э5LGHр7KURXJKэ6WRUDJHэ7DQNэ'DWDээээээээээлд
åïí $
33(1',;
ý%ý¤ý&
22/$17ý&211(&7,21ý237,216
åïì (6днннэ&RQQHFWLRQэ.LWVэхIRUэ,%0мэ(6однннлэ0DLQIUDPHVф
епмпм (6днннэ6LQJOHэ8QLWэ+HDGHUэ.LW
7KLV#NLW#LV#UHTXLUHG#IRU#DOO#:0425#²#6:#WRQ#PRGHOV#XVLQJ#(6#VHULHV#+RVH#.LWV#RU#&RXSOLQJ#3DLU#.LW1#
7KH#(6<333#+HDGHU#.LW#FRQVLVWV#RI#5#XQGHUIORRU#KHDGHUV#+RQH#IRU#VXSSO\#DQG#RQH#IRU#UHWXUQ,#WKDW#
VZHDW#FRQQHFW#WR#WKH#5042;%#21'1#FRSSHU#FRQQHFWLRQV#RQ#WKH#FKLOOHU1#&XW#HDFK#KHDGHU#WR#UHTXLUHG#
OHQJWK1#(DFK#KHDGHU#SURYLGHV#WZR#5%#01113171#XQGHUIORRU#FRQQHFWLRQV#IRU#WKH#RSWLRQDO#(6#VHULHV#
+RVH#.LWV#RU#(6<333#&RXSOLQJ#3DLU#.LW1
епмпл (6лкнолзнэDQGэ(6йкнойзнэ+RVHэ.LWV
$OO#KRVHV#DUH#40425%#,1'1#LQVXODWHG#KRVH#ZLWK#D#5%#01113171#FRQQHFWLRQ#RQ#RQH#HQG#RI#HDFK#KRVH#DQG#
D#5%#)1113171#FRQQHFWLRQ#RQ#WKH#RWKHU#HQG1#7KH#(6563#+RVH#.LW#LQFOXGHV#5#KRVHV#63#IW1#+<P,#LQ#
OHQJWK1#7KH#(6763#+RVH#.LW#LQFOXGHV#7#KRVHV#63#IW1#+<#P,#LQ#OHQJWK1#7KH#(6593#DQG#(6793#+RVH#
.LWV#,QFOXGH#5#RU#7/#UHVSHFWLYHO\/#KRVHV#93#IW1#+4;#P,#LQ#OHQJWK1#&KHFN#ZLWK#WKH#FRPSXWHU#LQVWDOOD0
WLRQ#LQVWUXFWLRQV#IRU#WKH#QXPEHU#RI#KRVHV#UHTXLUHG1
7KH#5%#)1113171#FRXSOLQJ#RQ#RQH#HQG#RI#HDFK#KRVH#FRQQHFWV#WR#WKH#5%#01113171#ILWWLQJ#RQ#WKH#(6<333#
6LQJOH#8QLW#+HDGHU#.LW1#8VH#D#FRPPHUFLDO#JUDGH#W\SH#VHDODQW#RQ#DOO#WKUHDGHG#ILWWLQJV1
7KH#5%#01113171#ILWWLQJ#DW#WKH#RWKHU#HQG#RI#HDFK#KRVH#FRQQHFWV#WR#WKH#(6<333#&RXSOLQJ#3DLU#.LW#
WKDW#SURYLGHV#VXLWDEOH#FRQQHFWLRQV#WR#WKH#,%0#(6<333#VHULHV#&RRODQW#'LVWULEXWLRQ#8QLW#+&'8,1
епмпк (6днннэ&RXSOLQJэ3DLUэ.LW
7KH#(6<333#&RXSOLQJ#3DLU#.LW#LQFOXGHV#,%0#VSHFLILHG#5%#PDOH#DQG#IHPDOH#FRXSOLQJ#DVVHPEOLHV1#
(DFK#FRXSOLQJ#DVVHPEO\#LQFOXGHV#D#5%#EDOO#YDOYH#DQG#D#427%#GUDLQ#YDOYH1#7KHVH#DVVHPEOLHV#WKUHDG#
GLUHFWO\/#XVLQJ#5%#)1113171#FRQQHFWLRQV/#WR#WKH#(6#VHULHV#KRVH#NLWV/#WKH#(6<333#6LQJOH#8QLW#+HDGHU#
.LW/#RU#ILHOG#VXSSOLHG#SLSLQJ1#7KH#,%0#VSHFLILHG#5%#FRXSOLQJV#TXLFN0FRQQHFW#WR#WKH#FRPSDQLRQ#ILW0
WLQJV#RQ#WKH#&RRODQW#'LVWULEXWLRQ#8QLW#+&'8,1
åïë 55э&RQQHFWLRQэ.LWVэхIRUэ,%0экнднкэDQGэ(DUOLHUэ0DLQIUDPHVф
еплпм 55йпжиэ6LQJOHэ8QLWэ+HDGHUэ.LW
7KLV#NLW#+RU#55;63,#LV#UHTXLUHG#IRU#DOO#:0425#²#6:#WRQ#PRGHOV#XVLQJ#55#VHULHV#+RVH#.LWV1#7KH#
5571:8#6LQJOH#8QLW#+HDGHU#.LW#LQFOXGHV#WZR#XQGHUIORRU#KHDGHUV#+RQH#IRU#VXSSO\#DQG#RQH#IRU#
UHWXUQ,#WKDW#VZHDW#FRQQHFW#WR#WKH#5042;%#21'1#FRSSHU#FRQQHFWLRQV#RQ#WKH#FKLOOHU1#&XW#HDFK#KHDGHU#WR#
UHTXLUHG#OHQJWK1#(DFK#KHDGHU#SURYLGHV#IRXU#627%#)1113171#FRQQHFWLRQV#IRU#WKH#RSWLRQDO#55#VHULHV#
+RVH#.LWV1
еплпл 55åêíý8QGHUIORRUý+HDGHUý.LW
7KH#55;63#8QGHUIORRU#+HDGHU#.LW#LV#GHVLJQHG#IRU#WKH#FRQQHFWLRQ#RI#WZR#FKLOOHUV#WR#WZR#&'861
7KH#55;63#NLW#FRQVLVWV#RI#WZR#KHDGHU#DVVHPEOLHV#+RQH#IRU#VXSSO\#DQG#RQH#IRU#UHWXUQ,1#(DFK#KHDGHU#
SURYLGHV#WZR#5042;%#21'1#FRSSHU#FRQQHFWLRQV#IRU#KDUG#SLSLQJ#WR#HDFK#FKLOOHU#KHDGHU1
(DFK#55;63#KHDGHU#SURYLGHV#IRXU#627%#)1113171#FRQQHFWLRQV#IRU#WKH#RSWLRQDO#55#VHULHV#+RVH#.LWV1
еплпк 55лкнолзнэDQGэ55йкнойзнэ+RVHэ.LWV
$OO#KRVHV#DUH#4%#,1'1#LQVXODWHG#KRVH1#7KH#55563#+RVH#.LW#FRQVLVWV#RI#WZR#KRVHV/#63#IW1#+<#P,#LQ#
OHQJWK1#7KH#55763#+RVH#.LW#FRQVLVWV#RI#IRXU#KRVHV#63#IW1#+<#P,#LQ#OHQJWK1#55593#DQG#55793#+RVH#
.LWV#DUH#93#IW1#+4;#P,#LQ#OHQJWK1#&KHFN#ZLWK#WKH#FRPSXWHU#LQVWDOODWLRQ#LQVWUXFWLRQV#IRU#WKH#QXPEHU#
RI#KRVHV#UHTXLUHG1#)LWWLQJV#IRU#FRQQHFWLRQV#WR#WKH#FKLOOHU#VXSSO\#DQG#UHWXUQ#OLQHV#DUH#SURYLGHG#LQ#8#
WRQ#XQLWV/#DQG#RQ#WKH#5571:8#RU#55;63#+HDGHU#.LWV#IRU#:0425#²#6:#WRQ#XQLWV1
ìï ,%0ýLVýDýWUDGHPDUNýRIý,QWHUQDWLRQDOý%XVLQHVVý0DFKLQHVý&RUSRUDWLRQ
ëï ,%0э(6однннэLVэDэWUDGHPDUNэRIэ,QWHUQDWLRQDOэ%XVLQHVVэ0DFKLQHVэ&RUSRUDWLRQ
кп ,%0экнднэLVэDэWUDGHPDUNэRIэ,QWHUQDWLRQDOэ%XVLQHVVэ0DFKLQHVэ&RUSRUDWLRQ
кнээээээээээ$SSHQGL[э%э¤э&RRODQWэ&RQQHFWLRQэ2SWLRQV
5HPRYH#WKH#IDFWRU\0LQVWDOOHG#SOXJV#IURP#HDFK#FRQQHFWLRQ#DQG#LQVWDOO#WKH#1372KRVH#ILWWLQJV#IURP#
RQH#HQG#RI#HDFK#KRVH1
$W#WKH#RWKHU#HQG#RI#HDFK#KRVH#LV#D#TXLFN0FRQQHFW#ILWWLQJ#WKDW#FRQQHFWV#GLUHFWO\#WR#WKH#FRRODQW#GLVWUL0
EXWLRQ#XQLW#+&'8,1#7KH#KRVH#FDQ#EH#FXW#WR#OHQJWK#DQG#FODPSHG#RYHU#D#EDUEHG#KRVH#ILWWLQJ#LQVWDOOHG#
LQ#WKH#FKLOOHU#VXSSO\#DQG#UHWXUQ#FRQQHFWLRQV#RU#KHDGHUV#+RSWLRQDO,1#0DNH#FHUWDLQ#WKDW#WKH#VXSSO\#
KRVHV#WR#HDFK#&'8#DUH#FRQQHFWHG#WR#WKH#VXSSO\#KHDGHU#DQG#WKDW#WKH#UHWXUQ#KRVHV#WR#HDFK#&'8#DUH#
FRQQHFWHG#WR#WKH#UHWXUQ#KHDGHU1
)LJXUHýìä 2SWLRQDOý(6ý6HULHVý&RQQHFWLRQý.LWV
$SSHQGL[э%э¤э&RRODQWэ&RQQHFWLRQэ2SWLRQVээээээээээкм
)LJXUHэлн 2SWLRQDOэ55йпжиэ6LQJOHэ8QLWэ+HDGHUэ.LW
)LJXUHýëì 2SWLRQDOý55åêíý8QGHUIORRUý+HDGHUý.LW
клээээээээээ$SSHQGL[э%э¤э&RRODQWэ&RQQHFWLRQэ2SWLRQV
)LJXUHý$ 2SWLRQDOý55ý6HULHVý+RVHý.LWV
$SSHQGL[э%э¤э&RRODQWэ&RQQHFWLRQэ2SWLRQVээээээээээкк
äïí $
)RU#DQ\#V\VWHP#WKDW#LQFOXGHV#D#ULGH0WKUX#WKHUPDO#VWRUDJH#WDQN#RU#D#ORQJ#SLSLQJ#UXQ#+PRUH#WKDQ#55#
JDOORQV,/#D#FXVWRPHU#VXSSOLHG/#ILHOG#LQVWDOOHG#H[SDQVLRQ#WDQN#LV#QHFHVVDU\1
&XUUHQWO\#WZR#W\SHV#RI#H[SDQVLRQ#WDQNV#DUH#IDFWRU\#LQVWDOOHG#LQ#WKH#XQLW1#7KHVH#WDQNV#DUH#QRW#ODUJH#
HQRXJK#WR#KDQGOH#WKH#ODUJH#SLSLQJ2WDQN#YROXPHV1#6RPH#FKLOOHUV#FXUUHQWO\#KDYH#D#SODLQ#FRSSHU#WDQN#
LQVWDOOHG1#2Q#WKHVH#V\VWHPV#WKH#DGGLWLRQDO#H[SDQVLRQ#WDQN#PXVW#EH#ORFDWHG#WKH#KLJK#SRLQW#LQ#WKH#
V\VWHP#WR#DOORZ#IRU#DLU#YHQWLQJ1
$#VHOHFWLRQ#WDEOH#LV#VKRZQ#EHORZ#IRU#YDULRXV#V\VWHP#YROXPHV1#7KH#WDQNV#ZHUH#VHOHFWHG#EDVHG#RQ#D#
ZRUVW#FDVH#H[SDQVLRQ#RI#73ƒ)#ILOO/#DQG#D#PD[LPXP#FRRODQW#WHPSHUDWXUH#RI#433ƒ)1#7KHVH#WDQNV#KDYH#
WKH#UHTXLUHG#WRWDO#YROXPH#DQG#UDLVHG#+EODGGHU,#YROXPH1#$PWURO#WDQN#PRGHOV#DUH#VKRZQ/#WKRXJK#D#
FRPSDUDEOH#YHQGRU#PD\#EH#XVHG1#5HIHU#WR#PDQXIDFWXUHUV#LQVWUXFWLRQV#IRU#LQVWDOODWLRQ#DQG#PDLQWH0
QDQFH1
7DEOHýëí 9DULRXVý6\VWHPý9ROXPHV
33(1',;
$
7DQNýDQGý
3LSLQJý9ROXPH
õ*DOORQVô :DWHU éíøý *O\FRO
ý&ý¤ý(
&$87,21
$QýH[SDQVLRQýWDQNýLVýUHTXLUHGýIRUýWKHVHýV\VWHPVýWRýSUHYHQWý
H[FHVVLYHýSUHVVXUHýLQýWKHýFRRODQWýV\VWHPýGXULQJýWKHUPDOý
H[SDQVLRQï
èí 67ðè 67ðìë
ìíí 67ðìë 67ðëè9
ëíí 67ðëè9 67ðêí9
èíí 67ðéë9 67ðçí9
ìííí 67ðåí9 67ðìåí9
;3$16,21ý7$1.
$PWUROý([SDQVLRQý7DQNý
0RGHO
2Q#ODUJHU#FKLOOHUV/#D#VPDOO#EODGGHU0W\SH#WDQN#LV#IDFWRU\#LQVWDOOHG1#2Q#WKHVH#V\VWHPV/#WKH#DGGLWLRQDO#
H[SDQVLRQ#WDQN#PXVW#EH#LQVWDOOHG#DW#WKH#&686333#ILOO#KHDGHU1#
3OHDVH#FDOO#\RXU#/LHEHUW#VXSSOLHU#LI#\RX#UHTXLUH#DVVLVWDQFH1
кйээээээээээ$SSHQGL[э&э¤э([SDQVLRQэ7DQN
Ensuring The High Availability
0f Mission-Critical Data And Applications.
Emerson Network Power, the global leader in enabling business-critical
continuity, ensures network resiliency and adaptability through
a family of technologies—including Liebert power and cooling
technologies—that protect and support business-critical systems.
Liebert solutions employ an adaptive architecture that responds
to changes in criticality, density and capacity. Enterprises benefit
from greater IT system availability, operational flexibility and
reduced capital equipment and operating costs.
While every precaution has been taken to ensure the accuracy
and completeness of this literature, Liebert Corporation assumes no
responsibility and disclaims all liability for damages resulting from use of
this information or for any errors or omissions.
© 2006 Liebert Corporation
All rights reserved throughout the world. Specifications subject to change
without notice.
® Liebert and the Liebert logo are registered trademarks of Liebert
Corporation. All names referred to are trademarks
or registered trademarks of their respective owners.
Technical Support / Service
Web Site
www.liebert.com
Monitoring
800-222-5877
monitoring@emersonnetworkpower.com
Outside the US: 614-841-6755
Single-Phase UPS
800-222-5877
upstech@emersonnetworkpower.com
Outside the US: 614-841-6755
Three-Phase UPS
800-543-2378
powertech@emersonnetworkpower.com
Environmental Systems
800-543-2778
Outside the United States
614-888-0246
Locations
United States
1050 Dearborn Drive
P.O. Box 29186
Columbus, OH 43229
Europe
Via Leonardo Da Vinci 8
Zona Industriale Tognana
35028 Piove Di Sacco (PD) Italy
+39 049 9719 111
Fax: +39 049 5841 257
Asia
7/F, Dah Sing Financial Centre
108 Gloucester Road, Wanchai
Hong Kong
852 2572220
Fax: 852 28029250
SL-11520_REV1_08-06
Emerson Network Power.
The global leader in enabling Business-Critical Continuity
AC Power Systems
Connectivity
DC Power Systems
Business-Critical Continuity, Emerson Network Power and the Emerson Network Power logo are trademarks and service marks of Emerson Electric Co.
©2006 Emerson Electric Co.
Embedded Computing
Embedded Power Power Switching & Control
Integrated Cabinet Solutions
™
.
Precision Cooling
EmersonNetworkPower.com
ServicesOutside Plant
Site Monitoring
Surge Protection
Loading...