Datasheet LXT331T1, LXT331E1 Datasheet (Level One Communications)

Page 1
L1
ëðåæ
-8/< ìääæ
5HYLVLRQ íïí
/;7êêì
'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
'$7$ 6+((7
/;7êêì %ORFN 'LDJUDP
7UDQVPLW ÷
7LPLQJ &RQWURO
(TXDOL]HU
7UDQVPLW
0RQLWRU
0RQLWRU
$QDORJ
/RRSEDFN
3HDN
'HWHFWRU
6HULDO :RUG
6HULDO 3RUW
/(1 6HOHFW
7$26
(QDEOH
/LQH 'ULYHU
'DWD 6OLFHUV
')0
'30
7&/.
7326 71(*
305.
105.
0&/.
07,3 05,1*
77,3 75,1*
')0
57,3 55,1*
7R 7UDQVFHLYHU ì
,17íîì
36íîì
&/.( 6&/.
6',
6'2
$/223
(QDEOH
7; ð 3//
*HQHUDO 'HVFULSWLRQ
7KH /;7ккм LV D 'XDO /LQH ,QWHUIDFH 8QLW х'/,8ф RSWLр PL]HG IRU 1RUWK $PHULFD мпийй 0ESV х7мф DQG LQWHUQDр WLRQDO лпнйе 0SEV х(мо&(37ф DSSOLFDWLRQVп ,W IHDWXUHV D FRQVWDQW ORZ RXWSXW LPSHGDQFH WUDQVPLWWHU IRU KLJK UHWXUQ ORVVп 7UDQVPLW SXOVH VKDSH LV VHOHFWDEOH IRU YDULRXV OLQH OHQJWKV DQG FDEOH W\SHVп 7KH GDWD UHFRYHU\ FLUFXLW DOVR RIIHUV VHOHFWDEOH VOLFHU UDWLRV IRU 7м RU (м DSSOLFDWLRQVп
7KH /;7êêì RIIHUV ERWK D VHULDO LQWHUIDFH õ6,2ô IRU PLFURð SURFHVVRU FRQWURO DQG D KDUGZDUH FRQWURO PRGH IRU VWDQGDð ORQH RSHUDWLRQï
7KH /;7êêì RIIHUV D YDULHW\ RI DGYDQFHG GLDJQRVWLF DQG SHUIRUPDQFH PRQLWRULQJ IHDWXUHVï ,W XVHV DQ DGYDQFHG GRXð EOHðSRO\ñ GRXEOHðPHWDO &026 SURFHVV DQG UHTXLUHV RQO\ D VLQJOH èðYROW SRZHU VXSSO\ï
$SSOLFDWLRQV
‡ 'LJLWDO $FFHVV DQG &URVVðFRQQHFW 6\VWHPV õ'$&6ô
‡ 7ì î (ì 0XOWLSOH[HU
‡ 621(7î6'+ 0XOWLSOH[HUV
‡ 'LJLWDO /RRS &DUULHU õ'/&ô WHUPLQDOV
‡ &RVW HIILFLHQW DQDORJ IURQWHQG IRU 'LJLWDO %DFNHQG
$6,&6
‡ $QDORJ /26 XVLQJ 305.î105.
)HDWXUHV
‡ &RPSOHWH OLQH GULYHU DQG GDWD UHFRYHU\ IXQFWLRQV
‡ &RQVWDQW ORZ RXWSXW LPSHGDQFH WUDQVPLWWHU ZLWK SURð
JUDPPDEOH HTXDOL]HU VKDSHV SXOVHV WR PHHW '6;ðì SXOVH WHPSODWH IURP í WR çèè IW
‡ +LJK WUDQVPLW DQG UHFHLYH UHWXUQ ORVV
‡ 0HHWV RU H[FHHGV LQGXVWU\ VSHFLILFDWLRQV LQFOXGLQJ
,78 *пжнк DQG $16, 7мп мнлрмддк
‡ &RPSDWLEOH ZLWK LQGXVWU\ VWDQGDUG IUDPHUV
‡ 0LQLPXP UHFHLYH VLJQDO RI èíí P9ñ ZLWK VHOHFWDEOH
VOLFHU OHYHOV õ(ìî'6;ðìô WR LPSURYH 615
‡ $QDORJ ORRSEDFN IXQFWLRQ
‡ 7UDQVPLW SHUIRUPDQFH PRQLWRUV ZLWK 'ULYHU )DLO
0RQLWRU õ')0ô RXWSXW IRU WUDQVPLW GULYHU VKRUW FLUð FXLW GHWHFWLRQ
‡ 7UDQVPLW 'ULYHU 3HUIRUPDQFH 0RQLWRU õ'30ô RXWSXW
ZLWK H[WHUQDO PRQLWRU SLQV 07,3 DQG 05,1*
‡ $YDLODEOH LQ ééðSLQ 3/&& DQG ééðSLQ 4)3
Page 2
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
ëðåå
L1
3,1 $66,*10(176 ÷ 6,*1$/ '(6&5,37,21
)LJXUH ìã /;7êêì 3LQ $VVLJQPHQWV
$/223íî&/.(
7$26íî6&/.
/(1ëíî36í
/(1ìíî,17í
/(1ííî*1'
$/223ìî6',
7$26ìî6'2
07,3í
05,1*í
'30í
57,3í
55,1*í
')0í
55,1*ì
57,3ì
'30ì
05,1*ì
07,3ì
0&/.
*1'
77,3í
7*1'í
79&&í
75,1*í
/(1ëìî36ì
/(1ììî,17ì
/(1íìî63(
')0ì
9&&
77,3ì
7*1'ì
79&&ì
75,1*ì
305.í
105.í
71(*í
7326í
7&/.í
7567(
7&/.ì
7326ì
71(*ì
105.ì
305.ì
ç è é ê ë ì éé éê éë éì éí
êä
êå
êæ
êç
êè
êé
êê
êë
êì
êí
ëä
ме мд лн лм лл лк лйлилз лж ле
ìæ
ìç
ìè
ìé
ìê
ìë
ìì
ìí
ä
å
æ
$/223íî&/.(
7$26íî6&/.
/(1ëíî36í
/(1ìíî,17í
/(1ííî*1'
$/223ìî6',
7$26ìî6'2
07,3í
05,1*í
'30í
57,3í
55,1*í
')0í
55,1*ì
57,3ì
'30ì
05,1*ì
07,3ì
0&/.
*1'
77,3í
7*1'í
79&&í
75,1*í
/(1ëìî36ì
/(1ììî,17ì
/(1íìî63(
')0ì
9&&
77,3ì
7*1'ì
79&&ì
75,1*ì
305.í
105.í
71(*í
7326í
7&/.í
7567(
7&/.ì
7326ì
71(*ì
105.ì
305.ì
éé éê éë éì éí êä êå êæ êç êè êé
êê
êë
êì
êí
ëä
ëå
ëæ
ëç
ëè
ëé
ëê
ìë ìê ìé ìè ìç ìæ ìå ìä ëí ëì ëë
ìì
ìí
ä
å
æ
ç
è
é
ê
ë
ì
/;7êêì
/;7êêì
Page 3
ëðåä
L1
3LQ $VVLJQPHQWV ÷ 6LJQDO 'HVFULSWLRQ
7DEOH ìã 3LQ 'HVFULSWLRQV
3LQ
3/&&
3LQ
4)3 6\PERO ,î2
ì
'HVFULSWLRQ
ìêä7567(',
7ULVWDWH (QDEOH
ï )RUFHV DOO RXWSXW SLQV WR WULðVWDWH ZKHQ KHOG +LJK DQG IRUFHV FKLS
LQWR UHVHW PRGHï +ROGV UHVHW PRGH IRU çµV DIWHU 7567( UHWXUQV /RZï
ë éí 7&/.í ',
7UDQVPLW &ORFN ¥ 3RUW í
п мпийй 0+] IRU 7мс лпнйе 0+] IRU (мп 7KH WUDQVPLW GDWD LQSXWV DUH VDPSOHG RQ WKH IDOOLQJ HGJH RI 7&/.п ,I 7&/.н LV SXOOHG /RZс WKH WUDQVPLW GULYHUV DUH SRZHUHG GRZQ DQG 77,3н DQG 75,1*н WUDQVPLW RXWSXWV JR WR D KLJK LPSHGDQFH VWDWHп
ê é
éì éë
7326í
71(*í
', ',
7UDQVPLW 3RVLWLYH DQG 1HJDWLYH 'DWD ¥ 3RUW í
ï 7KHVH SLQV DUH WKH SRVLWLYH DQG QHJDWLYH VLGHV RI D ELSRODU LQSXW SDLU IRU SRUW íï 'DWD WR EH WUDQVPLWWHG RQWR WKH OLQH LV LQSXW DW WKHVH SLQVï
è ç
éêéé105.í
305.
'2 '2
5HFHLYH 1HJDWLYH DQG 3RVLWLYH 0DUNV ¥ 3RUW í
ï 7KHVH SLQV DUH WKH GDWD RXWSXWV IURP SRUW íï $ VLJQDO RQ 105. FRUUHVSRQGV WR UHFHLSW RI D QHJDWLYH SXOVH RQ 57,3î55,1*ï $ VLJQDO RQ 305. FRUUHVSRQGV WR UHFHLSW RI D SRVLWLYH SXOVH RQ 57,3î55,1*ï 105.î305. RXWSXWV DUH 5HWXUQðWRð=HUR õ5=ôï
ìë ç 0&/. ',
0DVWHU &ORFN хмпийй 0+] IRU 7мп лпнйе 0+] IRU (мф
ï &DQ EH KHOG /RZ LI
7&/. LV SUHVHQWï
ìê æ *1' 6
*URXQGï
*URXQG UHWXUQ IRU SRZHU VXSSO\ 9&&ï
ìé å 77,3í $2
7UDQVP L W 7 L S ¥ 3 R UW í
п 7KH WLS DQG ULQJ SLQV IRU HDFK SRUW DUH GLIIHUHQWLDO GULYHU RXWSXWV GHVLJQHG WR GULYH D кирлннΩORDGп /LQH PDWFKLQJ UHVLVWRUV DQG WUDQVIRUPр HUV FDQ EH VHOHFWHG WR JLYH WKH GHVLUHG SXOVH KHLJKWп
ìè ä 7*1'í 6
*URXQG
ï *URXQG UHWXUQ IRU VXSSO\ 79&&íï
ìç ìí 79&&í 6
ò è YROW SRZHU VXSSO\ LQSXW IRU WKH SRUW í WUDQVPLW GULYHU
ï79&&íPXVWQRW
YDU\ IURP 79&&ì RU 9&& E\ PRUH WKDQ ‘ íïê 9ï
ìæ ìì 75,1*í $2
7UDQVP L W 5L Q J ¥ 3RUW í
п 7KH WLS DQG ULQJ SLQV IRU HDFK SRUW DUH GLIIHUHQWLDO GULYHU RXWSXWV GHVLJQHG WR GULYH D кирлннΩORDGп /LQH PDWFKLQJ UHVLVWRUV DQG WUDQVIRUPHUV FDQ EH VHOHFWHG WR JLYH WKH GHVLUHG SXOVH KHLJKWп
ìå ìä
ìë ìê
07,3í
05,1*í
$, $,
0RQLWRU 7LS DQG 5LQJ ¥ 3RUW í
ï 7KHVH SLQV PRQLWRU WLS DQG ULQJ RXWSXWVñ HLWKHU LWV RZQ RU WKRVH RI DQ DGMDFHQW /;7êêì RQ WKH VDPH ERDUGï ,I WKH DSSOLFDWLRQ GRHV QRW XVH WKLV IHDWXUHñ WLH RQH RI WKHVH SLQV WR D FORFN VRXUFH DQG WKH RWKHU WR D PLGð OHYHO õUHIHUHQFHG WR WKH FORFN VLJQDOô YROWDJHï õ7KH FORFN IUHTXHQF\ FDQ UDQJH IURP ìíí N+] WR WKH 7&/. IUHTXHQF\ôï
ëí ìé '30í '2
'ULYHU 3HUIRUPDQFH 0RQLWRU ¥ 3RUW í
ï 2XWSXW JRHV +LJK RQ GHWHFWLRQ RI çê FRQVHFXWLYH ]HURVñ DQG JRHV /RZ RQ UHFHLSW RI D RQH RQ WUDQVPLW PRQLWRU ORRS õ07,3î05,1*ôï
ëì ëë
ìè ìç
57,3í
55,1*í
$, $,
5HFHLYH 7LS DQG 5LQJ ¥ 3RUW í
ï 57,3 DQG 55,1* FRPSULVH WKH UHFHLYH OLQH
LQWHUIDFHï 7KLV LQSXW SDLU VKRXOG EH FRQQHFWHG WR WKH OLQH WKURXJK D ìãì WUDQVIRUPHUï
ëê ìæ ')0í '2
'ULYHU )DLO 0RQLWRU ¥ 3RUW í
ï 6LJQDO JRHV +LJK WR LQGLFDWH GULYHU RXWSXW VKRUWï
ëé ëè
ìåìä55,1*ì
57,3ì
$, $,
5HFHLYH 7LS DQG 5LQJ ¥ 3RUW ì
ï 5HIHU WR SLQV 55,1*í DQG 57,3íï
ëç ëí '30ì '2
'ULYHU 3HUIRUPDQFH 0RQLWRU¥3RUW ì
ï 5HIHU WR SLQ ëíï
ëæ ëå
ëìëë05,1*ì
07,3í
$,
0RQLWRU 5LQJ DQG 7LS ¥ 3RUW ì
ï 5HIHU WR SLQV 05,1*í DQG 07,3íï
ëä ëê 75,1*ì $2
7UDQVP L W 5 L Q J ¥ 3 R U W ì
ï 5HIHU WR SLQ 75,1*íï
êí ëé 79&&ì ',
ò è YROW SRZHU VXSSO\
LQSXW IRU WKH SRUW í WUDQVPLW GULYHUï 79&&ì PXVW QRW GHYLð
DWH IURP 79&&í RU 9&& E\ PRUH WKDQ ‘ íïê 9ï
êì ëè 7*1'ì 6
*URXQG
ï *URXQG UHWXUQ IRU SRZHU VXSSO\ 79&&ìï
êë ëç 77,3ì $2
7UDQVP L W 7L S ¥ 3RUW ì
ï 5HIHU WR SLQ 77,3íï
Page 4
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
ëðäí
L1
êê ëæ 9&& ', òè9'&SRZHUVXSSO\LQSXW IRU DOO FLUFXLWV H[FHSW WKH WUDQVPLW GULYHUVï
êé ëå ')0ì '2 'ULYHU )DLO 0RQLWRU ¥ 3RUW ìï 5HIHU WR SLQ ')0íï
éí éì
êéêè305.ì
105.ì
'2 5HFHLYH 1HJDWLYH DQG 3RVLWLYH 0DUNV ¥ 3RUW ìï 5HIHU WR SLQV 305.í DQG
105.íï
éë éê
êç êæ
71(*ì
7326ì
',',7UDQVPLW 1HJDWLYH DQG 3RVLWLYH 'DWD ¥ 3RUW ìï 5HIHU WR SLQV 71(*í DQG
7326íï
éé êå 7&/.ì ', 7UD Q V P LW & O R F N ¥ 3 R UW ì ï5HIHUWRSLQ7&/.íï
7DEOH ëã +RVW 0RGH 3LQ 'HVFULSWLRQV
3LQ
3/&&
3LQ
4)3 6\PERO ,î2
ì
'HVFULSWLRQ
æ ì &/.( ', &ORFN (GJH 6HOHFWï :KHQ &/.( LV +LJKñ 6'2 LV YDOLG RQ WKH ULVLQJ HGJH RI
6&/.ï:KHQ &/.( LV /RZñ 6'2 LV YDOLG RQ WKH IDOOLQJ HGJH RI 6&/.ï
åë6&/.',6HULDO &ORFNï 6KLIWV GDWD LQWR RU RXU IURP WKH VHULDO LQWHUIDFH UHJLVWHU RI WKH
VHOHFWHG SRUWï
äê PS0
', 3RUW 6HOHFW ¥ 3 RUW íï ,QSXWV DFFHVV WKH VHULDO LQWHUIDFH UHJLVWHUV IRU WKH UHVSHFWLYH
SRUWï )RU HDFK UHDG RU ZULWH RSHUDWLRQñ 36Q PXVW WUDQVLWLRQ IURP +LJK WR /RZñ DQG UHPDLQ /RZï
ìí é INT0
'2 ,QWHUUXSW ¥ 3RUW íï 2XWSXWV JR /RZ WR IODJ WKH KRVW SURFHVVRU WKDW WKH UHVSHFWLYH
SRUW KDV FKDQJHG VWDWHï ,17í DQG ,17ì DUH RSHQ GUDLQ RXWSXWVï (DFK PXVW EH WLHG WR 9&& WKURXJK D UHVLVWRUï
ìì è *1' 6 *URXQGï 7LH WR JURXQGï
êè ëä 63( ', 6HULDO 3RUW (QDEOHï 63( PXVW EH FORFNHG ZLWK 0&/.ñ 7&/.í RU 7&/.ì WR
HQDEOH +RVW 0RGH FRQWURO WKURXJK WKH VHULDO SRUWï
êç êí INT1
'2 ,QWHUUXSW ¥ 3RUW ìï 5HIHU WR SLQ INT0ï
êæ êì PS1
', 3RUW 6HOHFW ¥ 3RUW ìï 5HIHU WR SLQ PS0ï
êå êë 6'2 '2 6HULDO 'DWD 2XWSXWï ,I &/.( LV +LJKñ 6'2 LV YDOLG RQ WKH ULVLQJ HGJH RI 6&/.ï ,I
&/.( LV /RZñ 6'2 LV YDOLG RQ WKH IDOOLQJ HGJH RI 6&/.ï
êä êê 6'ì ', 6HULDO 'DWD ,QSXWï 6', LV VDPSOHG RQ WKH ULVLQJ HGJH RI 6&/.ï
ìï ,î2 'HVLJQDWLRQVã $ì $QDORJ ,QSXWñ $2 $QDORJ 2XWSXWñ ', 'LJLWDO ,QSXWñ '2 'LJLWDO 2XWSXWñ 6 3RZHU 6XSSO\
7DEOH ìã 3LQ 'HVFULSWLRQV
¤ FRQWLQXHG
3LQ
3/&&
3LQ
4)3 6\PERO ,î2
ì
'HVFULSWLRQ
Page 5
ëðäì
L1
3LQ $VVLJQPHQWV ÷ 6LJQDO 'HVFULSWLRQ
7DEOH êã +DUGZDUH 0RGH 3LQ 'HVFULSWLRQV
3LQ
3/&&
3LQ
4)3 6\PERO ,î2
ì
'HVFULSWLRQ
æ ì $/223í ',
$QDORJ /RFDO /RRSEDFN (QDEOH ¥ 3RUW í
ï :KHQ $/223 LV +LJKñ WKH 57,3î 55,1* LQSXWV IURP WKH SRUW í WZLVWHGðSDLU OLQH DUH GLVFRQQHFWHG DQG WKH WUDQVPLW GDWD RXWSXWV õ77,3î75,1*ô DUH URXWHG EDFN LQWR WKH UHFHLYH LQSXWVï )RU QRUPDO RSHUDWLRQñ KROG $/223 /RZï
åë7$26í',
7UDQVPLW $OO 2QHV (QDEOH ¥ 3RUW í
ï :KHQ 7$26 LV +LJKñ WKH 7326î71(* LQSXW LV LJQRUHG DQG 3RUW í WUDQVPLWV D VWUHDP RI RQHV DW WKH 7&/. IUHTXHQF\ï :LWK QR 7&/. WKH 0&/. LQSXW EHFRPHV WKH WUDQVPLW UHIHUHQFHï )RU QRUPDO RSHUDWLRQñ KROG 7$26 /RZï
ä ìí ìì
ê é è
/(1ëí /(1ìí /(1íí
', ', ',
/LQH /HQJWK (TXDOL]HU ¥ 3RUW í
ï 'HWHUPLQH WKH VKDSH DQG DPSOLWXGH RI WKH
WUDQVPLW SXOVHï
êè êç êæ
ëä êí êì
/(1íì /(1ìì /(1ëì
', ', ',
/LQH /HQJWK (TXDOL]HU ¥ 3RUW ì
ï 'HWHUPLQH WKH VKDSH DQG DPSOLWXGH RI WKH
WUDQVPLW SXOVHï
êå êë 7$26ì ',
7UDQVPLW $OO 2QHV (QDEOH ¥ 3RUW ì
ï 5HIHU WR SLQ 7$26íï
êä êê $/223ì ',
$QDORJ /RFDO /RRSEDFN (QDEOH ¥ 3RUW ì
ï 5HIHU WR SLQ $/223ìï
ìï ,î2 'HVLJQDWLRQVã $ì $QDORJ ,QSXWñ $2 $QDORJ 2XWSXWñ ', 'LJLWDO ,QSXWñ '2 'LJLWDO 2XWSXWñ 6 3RZHU 6XSSO\
Page 6
ëðäë
L1
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
)81&7,21$/ '(6&5,37,21
7KH /;7ккм LV D 'XDO /LQH ,QWHUIDFH 8QLW х'/,8фс ZKLFK FRQWDLQV WZR SRUWVп 5HIHU WR WKH VLPSOLILHG EORFN GLDJUDP RQ SDJH мп 7KH '/,8 LV GHVLJQHG IRU ERWK мпийй 0ESV х'6;рмф DQG лпнйе 0ESV х(мф DSSOLFDWLRQVп %RWK SRUWV RSHUDWH DW WKH VDPH IUHTXHQF\с ZKLFK LV GHWHUPLQHG E\ WKH 7&/. LQSXWп
(DFK '/,8 SRUW IURQW HQG LQWHUIDFHV ZLWK WZR OLQHVñ RQH OLQH IRU WUDQVPLWñ RQH OLQH IRU UHFHLYHï 7KHVH WZR OLQHV FRPð SULVH D GLJLWDO GDWD ORRS IRU IXOO GXSOH[ WUDQVPLVVLRQï
(DFK '/,8 SRUW EDFNðHQG LQWHUIDFHV ZLWK D OD\HU SURFHVVRU WKURXJK ELSRODU GDWD ,î2 FKDQQHOVï 7KH '/,8 PD\ EH FRQð WUROOHG E\ D PLFURSURFHVVRU WKURXJK WKH VHULDO SRUW õ+RVW FRQWURO PRGHôñ RU E\ KDUGðZLUHG SLQV IRU VWDQGðDORQH RSHUð DWLRQ õ+DUGZDUH FRQWURO PRGHôï
5HFHLYHU
7KH WZR UHFHLYHUV LQ WKH /;7êêì '/,8 DUH LGHQWLFDOï 7KH IROORZLQJ SDUDJUDSKV GHVFULEH WKH RSHUDWLRQ RI D VLQJOH UHFHLYHUï
7KH LQSXW VLJQDO LV UHFHLYHG YLD D ìãì WUDQVIRUPHUï 7KH UHFHLYHU UHTXLUHV IXOO\ GLIIHUHQWLDO LQSXWV ZKLFK DUH LQWHUð QDOO\ VHOIðELDVHG LQWR ëïè 9ï 5HFRYHUHG GDWD LV RXWSXW DW
305. DQG 105.ï 5HIHU WR 7HVW 6SHFLILFDWLRQV IRU UHFHLYHU WLPLQJï
7KH UHFHLYH VLJQDO LV SURFHVVHG WKURXJK DQ DGDSWLYH SHDN GHWHFWRU DQG GDWD VOLFHUVï 7KH SHDN GHWHFWRU VDPSOHV WKH UHFHLYHG VLJQDO DQG GHWHUPLQHV LWV PD[LPXP YDOXHï $ SHUð FHQWDJH RI WKH SHDN YDOXH LV SURYLGHG WR WKH GDWD VOLFHUV DV D WKUHVKROG OHYHO WR HQVXUH RSWLPXP VLJQDOðWRðQRLVH UDWLRï
)RU '6;ðì DSSOLFDWLRQV õOLQH OHQJWK LQSXWV /(1íð/(1ë
ííí RU ííìô WKH WKUHVKROG LV VHW WR æíø õW\SLFDOô RI WKH SHDN YDOXHï 7KLV WKUHVKROG LV PDLQWDLQHG DERYH WKH VSHFLILHG OHYHO IRU XS WR ìè VXFFHVVLYH ]HURV RYHU WKH UDQJH RI VSHFLð ILHG RSHUDWLQJ FRQGLWLRQVï )RU (ì DSSOLFDWLRQV õ/(1[Q LQSXWV ííí RU ííìô WKH WKUHVKROG LV èíø õW\SLFDOôï
7KH UHFHLYHU LV FDSDEOH RI DFFXUDWHO\ UHFRYHULQJ VLJQDOV ZLWK XS WR рмкпз G% RI DWWHQXDWLRQ хIURP лпй 9фс FRUUHр VSRQGLQJ WR D UHFHLYHG VLJQDO OHYHO RI DSSUR[LPDWHO\ инн P9п 0D[LPXP OLQH OHQJWK LV минн IHHW RI $%$0 FDEOH хDSSUR[LPDWHO\ з G% RI DWWHQXDWLRQфп 5HJDUGOHVV RI UHFHLYHG VLJQDO OHYHOс WKH SHDN GHWHFWRUV DUH KHOG DERYH D PLQLPXP OHYHO RI нпк 9 хW\SLFDOф WR SURYLGH LPPXQLW\ IURP LPSXOVLYH QRLVHп %XLOW LQ SXOVH VWUHWFKLQJ FLUFXLWU\ PDLQр WDLQV D PLQLPXP SRVLWLYH DQG QHJDWLYH PDUN SXOVH ZLGWK хVHH 7DEOH ми DQG )LJXUH мй RQ SDJH мнифп
7UDQVPLWWHU
7KH WZR WUDQVPLWWHUV LQ WKH /;7êêì '/,8 DUH LGHQWLFDOï 7KH IROORZLQJ SDUDJUDSKV GHVFULEH WKH RSHUDWLRQ RI D VLQJOH WUDQVPLWWHUï
7UDQVPLW GDWD LV FORFNHG VHULDOO\ LQWR WKH GHYLFH DW 7326î 71(*ï ,QSXW V\QFKURQL]DWLRQ LV VXSSOLHG E\ WKH WUDQVPLW FORFN õ7&/.ôï 7KH 7326î71(* LQSXWV DUH VDPSOHG RQ WKH IDOOLQJ HGJH RI 7&/.ï ,I 7&/. LV KHOG /RZ WKH WUDQVPLWWHU UHPDLQV SRZHUHG GRZQ DQG WKH 77,3î75,1* RXWSXWV DUH KHOG LQ D KLJKð= VWDWHñ H[FHSW GXULQJ 7$26 LI 0&/. LV DYDLODEOHï (DFK RXWSXW GULYHU LV VXSSOLHG E\ D VHSDUDWH SRZHU VXSSO\ õ79&&í RU 79&&ìôï &XUUHQW OLPLWHUV RQ WKH RXWSXW GULYHUV SURYLGH VKRUW FLUFXLW SURWHFWLRQï 5HIHU WR 7HVW 6SHFLILFDWLRQV IRU 7&/. WLPLQJ FKDUDFWHULVWLFVï 7KH /;7êêì WUDQVPLWV GDWD DV D èíø $0, OLQH FRGH DV VKRZQ LQ )LJXUH ëï
7DEOH éã (TXDOL]HU &RQWURO ,QSXWV ð +DUGZDUH 0RGH
ì
/(1ë /(1ì /(1í /LQH /HQJWK
ë
&DEOH /RVV
ê
$SSOLFDWLRQ )UHTXHQF\
/RZ +LJK +LJK +LJK +LJK
+LJK
/RZ
/RZ +LJK +LJK
+LJK
/RZ
+LJK
/RZ
+LJK
нрмккIW$%$0 мккрлзз IW $%$0 лззркдд IW $%$0 кддрикк IW $%$0 иккрзии IW $%$0
íïç G% ìïë G% ìïå G% ëïé G% êïí G%
'6;ðì мпийй 0+]
/RZ /RZ
/RZ /RZ
/RZ
+LJK
,78 5HFRPPHQGDWLRQ *ïæíê (ì ð &RD[ õæè ô
(ì ð 7ZLVWHGðSDLU õìëí ô
лпнйе 0+]
/RZ +LJK /RZ )&& 3DUW çåñ 2SWLRQ $ &68 мпийй 0+]
ìï /(1QLQSXWV DUH VKRZQ DV +LJK RU /RZ IRU +DUGZDUH PRGHï )RU +RVW 0RGH VHULDO LQSXWVñ +LJK ì DQG /RZ íï ëï /LQH OHQJWK IURP /;7êêì WR '6;ðì FURVVðFRQQHFW SRLQWï êï 0D[LPXP FDEOH ORVV DW ææë N+]ï
Page 7
ëðäê
L1
)XQFWLRQDO 'HVFULSWLRQ
3XOVH 6KDSH
7KH WUDQVPLWWHG SXOVH VKDSH LV GHWHUPLQHG E\ /LQH /HQJWK HTXDOL]HU FRQWURO VLJQDOV /(1н WKURXJK /(1лп (TXDOL]HU FRGHV DUH KDUGрZLUHG LQ +DUGZDUH PRGH DV VKRZQ LQ 7DEOH йп ,Q +RVW PRGH WKH /(1[QFRGHV DUH LQSXW WKURXJK WKH VHULDO LQWHUIDFHп 6KDSHG SXOVHV DUH DSSOLHG WR WKH $0, OLQH GULYHU IRU WUDQVPLVVLRQ RQWR WKH OLQH DW 77,3 DQG 75,1*п 7KH OLQH GULYHU SURYLGHV D FRQVWDQW /RZ RXWSXW LPSHGDQFH RI б кΩхW\SLFDOф UHJDUGOHVV RI ZKHWKHU LW LV GULYLQJ PDUNV RU VSDFHV RU GXULQJ WUDQVLWLRQVп 7KLV ZHOOрFRQWUROOHG LPSHGр DQFH SURYLGHV H[FHOOHQW UHWXUQ ORVV ZKHQ XVHG ZLWK H[WHUQDO SUHFLVLRQ UHVLVWRUV х‘мш DFFXUDF\фп 6HH 7DEOHV е DQG д IRU UHFRPPHQGHG WUDQVIRUPHU VSHFLILFDWLRQVс UDWLRVс VHULHV UHVLVWRU х5Wф YDOXHVс DQG W\SLFDO UHWXUQ ORVVHV IRU YDULRXV /(1[QFRGHVп 7R PLQLPL]H SRZHU FRQVXPSWLRQ WKH '& EORFN FDSDFLWRU DQG /;7ккм FDQ EH FRQQHFWHG GLUHFWO\ WR D мгмпми WUDQVIRUPHU ZLWKRXW VHULHV UHVLVWRUVп
3XOVHV FDQ EH VKDSHG IRU HLWKHU мпийй RU лпнйе 0ESV DSSOLр FDWLRQVп мпийй 0ESV SXOVHV IRU '6;рм DSSOLFDWLRQV FDQ EH SURJUDPPHG WR PDWFK OLQH OHQJWKV IURP н WR зии IHHW RI лл $:* $%$0 FDEOHп $ FRPELQDWLRQ RI дпм ΩUHVLVWRUV DQG D мглпк WUDQVIRUPHU LV UHFRPPHQGHG IRU '6;рм DSSOLFDр WLRQV DQG PD[LPXP WUDQVPLW UHWXUQ ORVVп 7KH /;7ккм DOVR PDWFKHV )&& SXOVH PDVN VSHFLILFDWLRQV IRU &68 DSSOLFDр WLRQVп
)LJXUH ëã èíø $0, &RGLQJ
7KH /;7ккм SURGXFHV лпнйе 0ESV SXOVHV IRU ERWK жи
FRD[LDO хлпкж 9ф RU млнΩVKLHOGHG WZLVWHGрSDLU хкпн 9ф OLQHV WKURXJK DQ RXWSXW WUDQVIRUPHU ZLWK D мгл WXUQV UDWLRп
'ULYHU 3HUIRUPDQFH 0RQLWRU
7KH /;7êêì LQFRUSRUDWHV D 'ULYHU 3HUIRUPDQFH 0RQLWRU õ'30ô DV VKRZQ LQ )LJXUH ê RQ SDJH äéï 7KH '30 RXWSXW JRHV +LJK RQ UHFHLSW RI çê FRQVHFXWLYH ]HURV DQG UHWXUQV /RZ RQ UHFHLSW RI D WUDQVLWLRQï $ UHVHW FRPPDQG DOVR GULYHV WKH RXWSXW VLJQDO /RZï
7KH /;7êêì XVHV LWV 07,3 DQG 05,1* SLQV WR PRQLWRU LWV RZQ 77,3 DQG 75,1* RXWSXWV RU WKRVH RI DQ DGMDFHQW FKLSï 0DUN GHWHFWLRQ LQYROYHV WZR PHDVXUHVã
êï 9ROWDJH WKUHVKROGã D SXOVH PXVW WULS D WKUHVKROG
YROWDJH DERYH RU EHORZ õGHSHQGLQJ RQ LWV SRODULW\ô WKH LQSXW ELDV YROWDJH OHYHOï 7KH /;7êêì ELDV YROWDJH LV ëïè 9 DQG WKH WKUHVKROG IRU D PDUN LV ëïè ‘ íïæä 9ï
éï 3XOVH ZLGWKã WKH PRQLWRU GLVWLQJXLVKHV EHWZHHQ PDUNV
DQG QRLVH SXOVHV E\ WKH SXOVH ZLGWKï /;7êêì UHTXLUHV D PDUN SXOVH WR EH DW OHDVW ìëí QV ZLGH õW\SLFDOO\ôï
7KHUH DUH WZR W\SH RI PDUNVã )LJXUH ë ODEHOV WKHP ¦$§ DQG ¦%§ï &ì DQG &ë GHWHFW ¦$§ PDUNVâ WKH $1' JDWH õ$ìô HQVXUHV WKDW ERWK PDUN VLJQDOV DUH SUHVHQW DW WKH VDPH WLPHï ,I WKH SXOVH ZLGWKV DUH DGHTXDWHñ ZLWK ERWK D SRVLWLYH PDUN RQ 07,3 DQG D QHJDWLYH PDUN RQ 05,1*ñ WKH $ì RXWSXW JRHV +LJKï /LNHZLVH &ê DQG &é GHWHFW ¦%§ PDUNVï ,I WKH SXOVH PHHWV WKH PLQLPXP ZLGWK UHTXLUHPHQWñ WKH $1' JDWH õ$ëô RXWSXW JRHV +LJK ZKHQ WKHUH DUH ERWK D QHJDWLYH PDUN RQ 07,3 DQG D SRVLWLYH PDUN RQ 05,1*ï 7KH 25 JDWH õ2ìô SDVVHV WKH PDUNñ DV WKH VLJQDO ¦]HUR§ñ RQ WR WKH FORFNîFRXQWHU FLUFXLW ZKLFK FRQWUROV WKH '30 RXWSXWï
$ ODWFK VDPSOHV WKH FRXQWHU ZKLFK JRHV +LJK LI WKH '30 FLUFXLW VHHV çê FRQVHFXWLYH ]HURVï $Q\ PDUN UHVHWV WKH FRXQWHUï 7KH '30 VLJQDO JRHV +LJK DIWHU WKH çê
UG
]HURï
'ULYHU )DLOXUH 0RQLWRU
7KH WUDQVFHLYHU LQFRUSRUDWHV DQ LQWHUQDO 'ULYHU )DLOXUH 0RQLWRU õ')0ô LQ SDUDOOHO ZLWK 77,3 DQG 75,1*ï $ FDSDFLWRUñ FKDUJHG YLD D PHDVXUH RI WKH GULYHU RXWSXW FXUð UHQW DQG GLVFKDUJHG E\ D PHDVXUH RI WKH PD[LPXP DOORZð DEOH FXUUHQW GHWHFWV GULYHU IDLOXUHï 6KRUWHG OLQHV GUDZ H[FHVV FXUUHQWñ RYHUFKDUJLQJ WKH FDSï :KHQ WKH FDSDFLWRU FKDUJH GHYLDWHV RXWVLGH WKH QRPLQDO FKDUJH ZLQGRZñ D GULYHU IDLOXUH LV UHSRUWHGï ,Q +RVW PRGH WKH ')0 ELW LV VHW LQ WKH VHULDO ZRUGï ,Q ERWK +DUGZDUH DQG +RVW PRGHV WKH ')0 SLQ JRHV +LJKï 'XULQJ D ORQJ VWULQJ RI VSDFHVñ D VKRUWð LQGXFHG RYHUFKDUJH HYHQWXDOO\ EOHHGV RIIñ FOHDULQJ WKH ')0 IODJï
&RQWURO 0RGHV
7KH /;7êêì WUDQVFHLYHU RSHUDWHV LQ VWDQGDORQH +DUGZDUH õGHIDXOWô 0RGH RU +RVW 0RGH GHSHQGLQJ RQ WKH LQSXW WR SLQ êèï:KHQSLQêèLVFORFNHGE\0&/.ñ7&/.íRU7&/.ìñ LW DFWV DV D 6HULDO 3RUW (QDEOH õ63(ô VLJQDO WR IRUFH WKH /;7êêì LQWR WKH +RVW PRGHï
%,7 &(//
77,3
75,1*
ìí
ì
Page 8
ëðäé
L1
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
+RVW 0RGH &RQWURO
7KH/;7êêìRSHUDWHVLQWKH+RVWPRGHZKHQSLQêèõ63(ô LV FORFNHGï ,Q +RVW PRGH D PLFURSURFHVVRU FRQWUROV WKH /;7êêì WKURXJK WKH VHULDO ,î2 SRUW õ6,2ô ZKLFK SURYLGHV FRPPRQ DFFHVV WR ERWK /,8Vï (DFK RI WKH WZR /,8V FRQð WDLQV D SDLU RI GDWD UHJLVWHUVñ RQH IRU FRPPDQG LQSXWV DQG RQH IRU VWDWXV RXWSXWVï $Q 6,2 WUDQVDFWLRQ LV LQLWLDWHG E\ D
IDOOLQJ SXOVH RQ RQH RI WKH WZR 3RUW 6HOHFW SLQVñ PS0
RU PS1ï
2QO\ RQH /,8 FDQ EH VHOHFWHG DW D WLPHï $ +LJKðWRð/RZ WUDQVLWLRQ RQ 36Q LV UHTXLUHG IRU HDFK VXEVHTXHQW DFFHVV WR
WKH +RVW PRGH UHJLVWHUVï ,I ERWK PS0
DQG PS1 DUH DFWLYH
VLPXOWDQHRXVO\ñ 3RUW í KDV SULRULW\ RYHU 3RUWìï
7KH /,8 DGGUHVVHG E\ WKH PSn
SXOVH UHVSRQGV E\ ZULWLQJ
WKH LQFRPLQJ VHULDO ZRUG IURP WKH 6', SLQ LQWR LWV FRPð PDQG UHJLVWHUï )LJXUH é RQ SDJH äè VKRZV DQ 6,2 ZULWH RSHUDWLRQï 7KH ìçðELW VHULDO ZRUG FRQVLVWV RI DQ åðELW &RPð PDQGî$GGUHVV E\WH DQG DQ åðELW 'DWD E\WHï ,I WKH FRPð PDQG ZRUG FRQWDLQV D UHDG UHTXHVWñ WKH DGGUHVVHG /,8 VXEVHTXHQWO\ RXWSXWV WKH FRQWHQWV RI LWV VWDWXV UHJLVWHU RQWR WKH 6'2 SLQï
)LJXUH è RQ SDJH äç VKRZV DQ 6,2 UHDG RSHUDWLRQï 7KH &ORFN (GJHõ&/.(ô VLJQDO GHWHUPLQHV ZKHQ WKH 6'2 RXWð SXW LV YDOLGñ UHODWLYH WR WKH 6HULDO &ORFN õ6&/.ô DV IROORZVã
,I &/.( +LJKñ 6'2 LV YDOLG RQ WKH ULVLQJ HGJH RI 6&/.ï ,I &/.( /RZñ 6'2 LV YDOLG RQ WKH IDOOLQJ HGJH RI 6&/.ï 5HIHU WR 7HVW 6SHFLILFDWLRQV IRU 6,2 WLPLQJï
6HULDO ,QSXW :RUG
)LJXUH é VKRZV WKH 6HULDO ,QSXW GDWD VWUXFWXUHï 7KH /;7êêì LV DGGUHVVHG E\ VHWWLQJ ELW $é LQ WKH $GGUHVVî&RPPDQG E\WHñ FRUUHVSRQGLQJ WR DGGUHVV ìçï %LW ì RI WKH VHULDO $GGUHVVî&RPPDQG E\WH SURYLGHV 5HDGî:ULWH õ5î:ô FRQð WURO ZKHQ WKH FKLS LV DFFHVVHGï 7KH 5î: ELW LV VHW WR ORJLF ì WR UHDG WKH GDWD RXWSXW E\WH IURP WKH FKLSñ DQG VHW WR ORJLF í WR ZULWH WKH LQSXW GDWD E\WH WR WKH FKLSï
7KH VHFRQG å ELWV RI D ZULWH RSHUDWLRQñ WKH 'DWD ,QSXW E\WHñ FOHDU WKH 'ULYHU 3HUIRUPDQFH 0RQLWRU õ'30ô DQG 'ULYHU )DLO 0RQLWRU õ')0ô LQWHUUXSWVñ UHVHW WKH FKLSñ DQG FRQWURO GLDJQRVWLF PRGHVï 7KH ILUVW DQG VHFRQG ELWV õ'íðìô FOHDU DQGîRU PDVN WKH '30 DQG ')0 LQWHUUXSWVñ DQG WKH ODVW ë ELWV õ'çðæô FRQWURO RSHUDWLQJ PRGHV õQRUPDO DQG GLDJQRVð WLFô DQG FKLS UHVHWï 5HIHU WR 7DEOH è IRU GHWDLOV RQ ELWV 'çðæï
7DEOH èã 6,2 ,QSXW %LW 6HWWLQJV
õ6HH )LJXUH éô
0RGH
767
%LW 'è
$/223
%LW 'ç
7$2 6 %LW 'æ
$/223 í ì í
7$26 í ; ì
5(6(7 ì ì í
)LJXUH êã /;7êêì 'ULYHU 3HUIRUPDQFH 0RQLWRU
3XOVH :LGWK
0RQLWRU
3XOVH :LGWK
0RQLWRU
3XOVH :LGWK
0RQLWRU
3XOVH :LGWK
0RQLWRU
ò
ò
ò
ò
ð
ð
ð
ð
07,3
05,1*
òëïè 9 òæäí P9
òëïè 9 ðèíí P9
&/.
&175çê
]HURó
'30
,
&
5 5
264
Page 9
)XQFWLRQDO 'HVFULSWLRQ
ëðäè
L1
6HULDO 2XWSXW :RUG
)LJXUH è VKRZV WKH 6HULDO 2XWSXW GDWD VWUXFWXUHï 6'2 LV KLJK LPSHGDQFH ZKHQ 6', UHFHLYHV DQ $GGUHVVî&RPPDQG E\WHï ,I 6', UHFHLYHV D ZULWH FRPPDQG õ5î
W
íôñ 6'2
UHPDLQV LQ KLJK LPSHGDQFHï ,I WKH FRPPDQG LV D UHDG õ5î
W
ìôñ WKHQ 6'2 EHFRPHV DFWLYH DIWHU WKH ODVW &RPPDQGî $GGUHVV ELW õ$çô DQG UHPDLQV DFWLYH IRU HLJKW 6&/. F\FOHVï 7\SLFDOO\ WKH ILUVW ELW RXW RI 6'2 FKDQJHV WKH VWDWH RI 6'2 IURP KLJK = WR D /RZî+LJKï 7KLV RFFXUV DSSUR[LPDWHO\ ìíí QV DIWHU WKH HLJKWK IROORZLQJ HGJH RI 6&/.ï
7KH RXWSXW GDWD E\WH UHSRUWV '30 DQG ')0 FRQGLWLRQVñ HTXDOL]HU VHWWLQJVñ DQG RSHUDWLQJ PRGHV õQRUPDO RU GLDJð QRVWLFôï 7KH ILUVW è ELWV õ'íðéô UHSRUW '30 DQG ')0 VWDWXV DQG WKH /LQH /HQJWK (TXDOL]HU VHWWLQJVï 7KH ODVW ê ELWV õ'èð æô UHSRUW RSHUDWLQJ PRGHV DQG LQWHUUXSW VWDWXV DV GHILQHG LQ 7DEOH ç RQ SDJH äçï
,I WKH
INT
OLQH IRU WKH UHVSHFWLYH SRUW LV +LJK õQR LQWHUUXSW LV SHQGLQJôñ ELWV 'èðæ UHSRUW WKH RSHUDWLQJ PRGHV OLVWHG LQ 7DEOH ç RQ SDJH äçï ,I WKH
INT
OLQH IRU WKH UHVSHFWLYH SRUW LV /RZñ WKH LQWHUUXSW VWDWXV RYHUULGHV DOO RWKHU UHSRUWV DQG ELWV 'èðæ UHIOHFW WKH LQWHUUXSW VWDWXV DV OLVWHG LQ 7DEOH çï
,QWHUUXSW +DQGOLQJ
7KH +RVW PRGH SURYLGHV WZR ODWFKHG ,QWHUUXSW RXWSXW SLQVñ
INT0
DQG
INT1
ñ RQH IRU HDFK /,8ï $Q LQWHUUXSW LV WULJJHUHG E\DFKDQJHLQWKH'30RU')0ELWõ'í '30ñ 'ì ')0ôï $V VKRZQ LQ )LJXUH çñ HLWKHU RU ERWK LQWHUUXSW JHQHUDWRUV FDQ EH PDVNHG E\ ZULWLQJ D ì WR WKH FRUUHVSRQGð LQJ ELW õ'í RU 'ìô RI WKH LQSXW GDWD E\WHï :KHQ DQ LQWHUUXSW KDV RFFXUUHGñ WKH
INT
RXWSXW SLQ LV SXOOHG /RZï 7KH RXWSXW
VWDJH RI HDFK
INT
SLQ FRQVLVWV RQO\ RI D SXOOðGRZQ GHYLFHï +HQFHñ DQ H[WHUQDO SXOOðXS UHVLVWRU LV UHTXLUHGï &OHDU WKH LQWHUUXSWV DV IROORZVã
ìï ,I RQH RU ERWK LQWHUUXSW ELWV õ'30 RU ')0 ð 'í RU 'ì
RI WKH RXWSXW GDWD E\WHô DUH KLJKñ ZULWH D ì WR WKH FRUUHVSRQGLQJ ELW RI WKH LQSXW GDWD E\WH WR FOHDU WKH LQWHUUXSWï /HDYH D ì LQ HLWKHU ELW SRVLWLRQ WR HIIHFWLYHO\ PDVN WKDW LQWHUUXSWï 7R UHðHQDEOH WKH LQWHUUXSW FDSDELOLW\ñ UHVHW HLWKHU 'í RU 'ì RU ERWK WR íï
ëï ,I QHLWKHU '30 QRU ')0 LV KLJKñ UHVHW WKH FKLS WR FOHDU
WKH LQWHUUXSWï 7R UHVHW WKH FKLSñ VHW GDWD LQSXW ELWV 'è DQG 'ç ìñ DQG 'æ íï
)LJXUH éã /;7êêì 6,2 :ULWH 2SHUDWLRQV
36
Q
6&/.
6',
,QSXW
'DWD
%\WH
5î: $í
$GGUHVVî&RPPDQG %\WH
'DWD ,QSXWî2XWSXW %\WH
$GGUHVVî
&RPPDQG
%\WH
6'2ó
ó 6'2 ð UHPDLQV KLJK
LPSHGHQFH
5î: ì ã 5HDG 5î: í ã :ULWH
'30
7$26
'í õ/6%ô 'æ õ06%ô
')0 /(1í /(1ì /(1ë 767 $/223
&OHDUî0DVN ,QWHUUXSW 6HW 2SHUDWLRQ 0RGH RU 5HVHW
ì &/($5 í 1RUPDO 2SV ì (1$%/( ì (1$%/(
ì &/($5
í
5î:
í ì ;
í í í í
; 'RQöW &DUH
Page 10
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
ëðäç
L1
)LJXUH èã /;7êêì 6,2 5HDG 2SHUDWLRQ
7DEOH çã /;7êêì 6HULDO 'DWD 2XWSXW %LW &RGLQJ
%LW 'è % LW 'ç %LW 'æ 2SHUDWLQJ 0RGHV
í í í 5HVHW KDV RFFXUUHGñ RU QR SURJUDP LQSXW õLïHï QRUPDO RSHUDWLRQôï
í í ì 7$26 DFWLYH
í ì í $/223 DFWLYH
í ì ì 7$26 DQG $/223 DFWLYH
%LW 'è % LW 'ç %LW 'æ
,QWHUUXSW 6WDWXV
ì í ì ')0 KDV FKDQJHG VWDWH VLQFH WKH ODVW &OHDU ')0 RFFXUUHG
ì ì í '30 KDV FKDQJHG VWDWH VLQFH WKH ODVW &OHDU '30 RFFXUUHG
ì ì ì '30 DQG ')0 KDYH FKDQJHG VWDWH VLQFH WKH ODVW &OHDU '30 DQG '0)
RFFXUUHG
36Q
6&/.
6',
2XWSXW
'DWD
%\WH
$GGUHVVî&RPPDQG %\WH
'DWD 2XWSXW %\WH
2SHUDWLQJ 0RGHV RU
,QWHUUXSW 6WDWXV
ì
5î:
í
í í í
ì
í
;
; '21ö7 &$5(
+,*+ ,03('$1&(
6'2
'21ö7 &$5(
3HUIRUPDQFH 0RQLWRU
/LQH /HQJWK
(TXDOL]HU 6HWWLQJ
'30
7$26
'í õ/6%ô
'æ õ06%ô
')0 /(1í /(1ì /(1ë 767 $/223
ì 758( í 1RUPDO ì (1$%/(' ì (1$%/('ì 758(
Page 11
ëðäæ
L1
)XQFWLRQDO 'HVFULSWLRQ
)LJXUH çã /;7êêì ,QWHUUXSW +DQGOLQJ
0DVN
,QWHUUXSWV
"
0DVN
:KLFK
,QWHUUXSWV
"
'RHV DQ ,QWHUUXSW
&RQGLWLRQ
([LVW
"
5HDG 2XWSXW 6WDWXV :RUGó
õ%LWV 'èð'æ 2SHUDWLQJ
0RGHô
õ1R LQWHUUXSWô
,QW +LJK
1R
5HDG 2XWSXW 6WDWXV :RUGó
õ%LWV 'èð'æ LQWHUUXSW
VWDWXVô
,QW /RZ õLQWHUUXSWô
<HV
$UH
%RWK
,QWHUUXSW
&RQGLWLRQV
0DVNHG
"
1R
<HV
1R
5HDG 2XWSXW 6WDWXV :RUGó
õ%LWV 'èð'æ 2SHUDWLQJ 0RGHô
:ULWH ûìû WR 'í RI ,QSXW 6WDWXV
:RUG WR 0DVN '30 ,QWHUUXSW
:ULWH ûì ìû WR 'íð'ì RI ,QSXW 6WDWXV :RUG WR
0DVN '30 ÷
')0 ,QWHUUXSW
:ULWH ûìû WR 'ì RI ,QSXW 6WDWXV
:RUG WR 0DVN ')0 ,QWHUUXSW
<HV
,17 JRHV +,*+
:KDW
,QWHUUXSW
&RQGLWLRQ
([LVWV
"
:ULWH ûìû WR 'í RI ,QSXW 6WDWXV
:RUG WR
5HðHQDEOH '30
,QWHUUXSW
:ULWH ûì ìû WR 'íð'ì RI ,QSXW 6WDWXV :RUG WR
5HðHQDEOH '30 ÷ ')0 ,QWHUUXSW
:ULWH ûìû WR 'ì RI ,QSXW 6WDWXV
:RUG WR
5HðHQDEOH ')0
,QWHUUXSW
:ULWH ûíû WR 'í RI ,QSXW
6WDWXV :RUG WR
5HðHQDEOH '30
,QWHUUXSW
:ULWH ûí íû WR 'íð'ì RI
,QSXW 6WDWXV :RUG WR
5HðHQDEOH '30 ÷
')0 ,QWHUUXSWV
:ULWH ûíû WR 'ì RI ,QSXW
6WDWXV :RUG WR
5HðHQDEOH ')0
,QWHUUXSW
5Hð(QDEOH
ZKLFK
,QWHUUXSWV
"
5Hð(QDEOH
,QWHUUXSWV
"
')0'30
'30 ÷ ')0
ó5HJDUGOHVV RI ,QWHUUXSW
6WDWXVñ ELW 'í LQGLFDWHV '30 VWDWXV 'ì LQGLFDWHV '30 VWDWXV
DQG 'ë ð 'æ LQGLFDWH
/(1 VWDWXV
ó5HJDUGOHVV RI ,QWHUUXSW
6WDWXVñ ELW
'í LQGLFDWHV '30 VWDWXVñ
'ì LQGLFDWHV '30 VWDWXV
DQG 'ë ð 'é LQGLFDWH /(1
VWDWXV
')0
'30
')0 $1' '30
1R
<HV
')0
'30
')0 $1' '30
6WDUWðXS RU
5HVWDUW
,QWHUUXSWV
HQDEOHG
Page 12
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
ëðäå
L1
+DUGZDUH 0RGH &RQWURO
+DUGZDUH FRQWURO LV WKH GHIDXOW RSHUDWLQJ PRGHâ WKH /;7êêì RSHUDWHV LQ +DUGZDUH PRGH XQOHVV SLQ êè õ/(1ëìî63(ô LV FORFNHGï ,Q +DUGZDUH PRGH WKH WUDQVð
FHLYHU LV FRQWUROOHG WKURXJK LQGLYLGXDO SLQVâ D µ3 LV QRW
UHTXLUHGï 7KH 6,2 SLQV DUH UHðPDSSHG WR SURYLGH FRQWURO IXQFWLRQVï ,Q +DUGZDUH PRGH WKH 305.î105. RXWSXWV DUH YDOLG RQ WKH ULVLQJ HGJH RI 5&/.ï
'LDJQRVWLF 0RGH 2SHUDWLRQ
7KH /;7êêì RIIHUV WZR GLDJQRVWLF PRGHVï $QDORJ /RRSð EDFN õ$/223ô DQG 7UDQVPLW $OO 2QHV õ7$26ô DUH DYDLOð DEOH XQGHU ERWK +RVW DQG +DUGZDUH FRQWURO PRGHVï
,Q +RVW PRGHñ GLDJQRVWLF PRGHV DUH VHOHFWHG E\ ZULWLQJ WKH DSSURSULDWH 6,2 ELWVï ,Q +DUGZDUH PRGHñ GLDJQRVWLF PRGHV DUH VHOHFWHG E\ D FRPELQDWLRQ RI SLQ VHWWLQJVï 7KH SLQV PXVW EH KHOG DW WKH VSHFLILHG OHYHOV IRU D PLQLPXP RI ëí QV õW\Sð LFDOO\ôï 7DEOH æ OLVWV +DUGZDUH 0RGH FRQWURO VHWWLQJV IRU WKH YDULRXV GLDJQRVWLF PRGHVï
7UDQVPLW $OO 2QHVï 6HH)LJXUHæï7UDQVPLW$OO2QHV õ7$26ô LV VHOHFWHG ZKHQ 7$26 ìï ,Q 7$26 PRGH WKH 7326 DQG 71(* LQSXWV DUH LJQRUHGñ EXW WKH WUDQVPLWWHU UHPDLQV ORFNHG WR WKH 7&/. LQSXWï :KHQ 7$26 LV VHOHFWHGñ WKH WUDQVFHLYHU WUDQVPLWV D FRQWLQXRXV VWUHDP RI ìV DW WKH 7&/. IUHTXHQF\ï ,I 7&/. LV QRW VXSSOLHGñ 0&/. LV XVHG DV WKH WUDQVPLW UHIHUHQFHï 7$26 DQG $QDORJ /RRSð EDFN FDQ EH VHOHFWHG VLPXOWDQHRXVO\ DV VKRZQ LQ )LJXUH åï
$QDORJ /RRSEDFNï 6HH )LJXUH äï $QDORJ /RRSEDFN õ$/223ô LV VHOHFWHG ZKHQ $/223 ìï ,Q $/223 PRGH WKH UHFHLYH OLQH LQSXW õ57,3î55,1*ô LV EORFNHGï 7KH WUDQVð PLW RXWSXWV õ77,3 DQG 75,1*ô DUH ORRSHG EDFN WKURXJK WKH UHFHLYHU LQSXW DQG RXWSXW DW 305. DQG 105.ï 7KH WUDQVð PLWWHU FLUFXLWV DUH XQDIIHFWHG E\ $/223ï 7UDQVPLWWLQJ RQWR DQ LPSURSHUO\ WHUPLQDWHG OLQH PD\ SURGXFH XQH[ð SHFWHG SXOVH ZLGWKV DW 305. DQG 105.ï
7ULð6WDWHï %\ KROGLQJ SLQ ì õ7567(ô +LJK IRU DW OHDVW ëíí QV DOO RXWSXW GULYHUV õERWK GLJLWDO DQG DQDORJô JR WR KLJK = VWDWH DQG WKH FKLS ORJLF JRHV LQWR D UHVHW FRQGLWLRQ ZKLFK ODVWV ç
µ
V ORQJHU WKDQ LQ WKH WULðVWDWHï $OO SLQV JR WR D KLJKð = FRQGLWLRQñ DQG WKH LQWHUQDO FLUFXLWV JR WR D NQRZQ FRQð GLWLRQï
,QLWLDOL]DWLRQî5HVHW 2SHUDWLRQ
8SRQ LQLWLDO SRZHU XSñ WKH WUDQVFHLYHU LV KHOG VWDWLF XQWLO WKH SRZHU VXSSO\ UHDFKHV DSSUR[LPDWHO\ ê 9ï 8SRQ FURVVLQJ WKLV WKUHVKROGñ WKH GHYLFH FOHDUV DOO LQWHUQDO UHJLVWHUVï 7&/. LV WKH WUDQVPLW UHIHUHQFHñ DQG 0&/. LV WKH ELDV UHIHUHQFHï 7KH 3//V DUH FRQWLQXð RXVO\ FDOLEUDWHGï
7KH WUDQVFHLYHU FDQ EH UHVHW IURP WKH +RVW RU +DUGð ZDUH PRGHï ,Q +RVW PRGHñ UHVHW LV FRPPDQGHG E\ ZULWLQJ ìV WR 767 DQG $/223ñ DQG D í WR 7$26 õELWV 'èñ 'ç DQG 'æñ UHVSHFWLYHO\ñ RI WKH 6,2 LQSXW GDWD E\WHôï ,Q HLWKHU PRGHñ FRPPDQG UHVHW E\ KROGLQJ 7567( +LJK IRU DSSUR[LPDWHO\ ëíí QVï $OO RXWSXW VLJð QDOV DUH WULðVWDWHG DW WKLV WLPHï 7KH IDOOLQJ HGJH RI WKH 7567( LQLWLDWHV UHVHWï %RWK PRGHV UHVHW HDFK SRUW LQGHSHQGHQWO\ï 5HVHW FOHDUV DQG VHWV DOO 6,2 UHJLVWHUV WR í DW WKH DIIHFWHG SRUWï 5HVHW LV QRW JHQHUDOO\ UHTXLUHG IRU WKH SRUW WR EH RSHUDWLRQDOï
)LJXUH æã 7$26 'DWD 3DWK
)LJXUH åã 7$26 ZLWK $/223
)LJXUH äã $QDORJ /RRSEDFN
7DEOH æã +DUGZDUH 0RGH 'LDJQRVWLF 6HWWLQJV
0RGH 7567( $/223 7$26
$/223 / + /
7$26 / ; +
5(6(7 + ; ;
77,3
õ$OO ìVô
7LPLQJ ÷
&RQWURO
7$26
7&/. 7326 71(*
77,3 75,1* 57,3
55,1*
7UDQVPLW $OO 2QHV
$/223
í
7$26
ì
305.
105.
õ$OO ìVô
7LPLQJ ÷
&RQWURO
77,3
75,1*
57,3 55,1*
7UDQVPLW $OO 2QHV
$/223
ì
7$26
ì
305.
105.
ZLWK $/223
7$26
7&/.
7326
71(*
7LPLQJ ÷
&RQWURO
77,3 75,1*
57,3 55,1*
$QDORJ /RRSEDFN
$/223
ì
7$26
í
305.
105.
7&/. 7326 71(*
Page 13
ëðää
L1
$SSOLFDWLRQ ,QIRUPDWLRQ
$33/,&$7,21 ,1)250$7,21
3RZHU 5HTXLUHPHQWV
7KH /;7êêì LV D ORZðSRZHU &026 GHYLFHï ,W RSHUDWHV IURP D VLQJOH òè 9 SRZHU VXSSO\ ZKLFK FDQ EH WLHG WR DOO WKUHH 9&& LQSXWVï +RZHYHUñ DOO LQSXWV PXVW EH ZLWKLQ ‘ ïê 9 RI HDFK RWKHUñ DQG GHFRXSOHG WR WKHLU UHVSHFWLYH JURXQGV VHSDUDWHO\ï ,VRODWLRQ EHWZHHQ WKH WUDQVPLW DQG UHFHLYH FLUð FXLWV LV SURYLGHG LQWHUQDOO\ï 'XULQJ QRUPDO RSHUDWLRQ RU DQDORJ ORRSEDFNñ WKH WUDQVPLWWHU SRZHUV GRZQ LI 7&/. LV QRW VXSSOLHGï
/LQH ,QWHUIDFH 5HTXLUHPHQWV
7DEOH е OLVWV WUDQVIRUPHU YDOXHV IRU мпийй 0ESV DQG лпнйе 0ESV DSSOLFDWLRQVп 7DEOH д VKRZV FRPELQDWLRQV RI WUDQVр IRUPHUVс VHULHV UHVLVWRUV DQG WKH /(1[QVHWWLQJV WKDW SURр GXFH D YDULHW\ RI UHWXUQ ORVV YDOXHVп
мпийй 0ESV 7м $SSOLFDWLRQV
)LJXUH ìì RQ SDJH ìíí VKRZV D W\SLFDO KRVW PRGH DSSOLFDð WLRQï 7KH HLJKW VHULDO LQWHUIDFH SLQV DUH JURXSHG DW WKH WRSï +RVW PRGH LV VHOHFWHG E\ WKH FORFN LQSXW WR 63(ï 2WKHU PRGH VHOHFWLRQ SLQV DUH VKRZQ DW WKH ERWWRPï :LWK WKH 7567( SLQ SXOOHG /RZñ WKH /;7êêì RSHUDWHV QRUPDOO\ï 3XOOLQJ WKLV SLQ +LJK FDXVHV DOO RXWSXWV WR JR WR D KLJK LPSHGDQFH VWDWHï
)LJXUH мм RQ SDJH мнн VKRZV D SDLU RI IUDPHUVп $Q /;3знн$ &ORFN $GDSWHU х&/$'ф FRQYHUWV WKH лпнйе 0+] EDFNSODQH FORFN WR SURYLGH WKH мпийй 0+] LQSXW WR WKH 0&/. DQG 7&/. LQSXWV RI ERWK /,8 SRUWVп
7KH ')0 LQGLFDWRU VKRZQ LQ WKH GLDJUDP ORZHU OHIW LV DYDLODEOH WR GULYH RSWLRQDO H[WHUQDO FLUFXLWVï 7KH GULYHU SRZHU VXSSO\ LQSXWV õERWWRPô DUH WLHG WR D FRPPRQ EXV ZLWK çå
µ
) GHFRXSOLQJ FDSDFLWRUV LQVWDOOHGï 7KH SRZHU VXSð
SO\ IRU WKH UHPDLQLQJ õQRQðGULYHUô FLUFXLWU\ LV VKRZQ DW FHQð WHU ULJKW ZLWK ìïí
µ
) DQG íïìµ) GHFRXSOLQJ FDSDFLWRUVï
7KH OLQH LQWHUIDFH FLUFXLWU\ LV LGHQWLFDO IRU ERWK /,8 SRUWVï 7KH SUHFLVLRQ UHVLVWRUV LQ OLQH ZLWK WKH WUDQVPLW WUDQVIRUPHU SURYLGH RSWLPDO UHWXUQ ORVVï 7KH UHFRPPHQGHG WUDQVð IRUPHUîUHVLVWRU FRPELQDWLRQ LV OLVWHG DW WKH ERWWRP RI )LJð XUH ìíï ìãì WUDQVIRUPHUV DUH XVHG RQ WKH UHFHLYH VLGHï
лпнйе 0ESV (м $SSOLFDWLRQV
(ì &RD[LDO $SSOLFDWLRQV
)LJXUH мм RQ SDJH мнн VKRZV WKH OLQH LQWHUIDFH IRU D W\SLFDO лпнйе 0ESV (мо&(37 FRD[LDO хжиΩф DSSOLFDр WLRQп 7KH /(1 FRGH VKRXOG EH VHW WR ннн IRU FRD[п :LWK дпмΩ5W UHVLVWRUV LQ OLQH ZLWK WKH мгл RXWSXW WUDQVIRUPр HUVс WKH /;7ккм SURGXFHV лпкж 9 SHDN SXOVHV DV UHTXLUHG IRU FRD[ DSSOLFDWLRQVп $V LQ WKH 7м DSSOLFDр WLRQ VKRZQ LQ )LJXUH мнс мгм WUDQVIRUPHUV DUH XVHG RQ WKH UHFHLYH VLGHп
)LJXUH ìíã /LQH ,QWHUIDFH IRU (ì &RD[
7DEOH åã 5HFRPPHQGHG 7UDQVIRUPHU 9DOXHV
3DUDPHWHU 9DOXH
7XUQV 5DWLR õ7ìô мглпк х7[ф о мг м х5[ф
7XUQV 5DWLR õ(ìô ìãë õ7[ô î ìã ì õ5[ô
3ULPDU\ ,QGXFWDQFH ìïë P+ PLQLPXP
/HDNDJH ,QGXFWDQFH íïè
µ
Η
PD[LPXP
,QWHUZLQGLQJ &DSDFLWDQFH ëè S) PD[LPXP
'& 5HVLVWDQFH õ3ULPDU\ô ìΩ PD[LPXP
(7 õ%UHDNGRZQ 9ROWDJHô ì N9 PLQLPXP
7DEOH äã 7UDQVIRUPHU &RPELQDWLRQV
/(1 ;IPU 5DWLR
ì
5W 9DOXHë5WQ /RVV
ê
)RU 7ìî'6;ðì ìíí
7ZLVWHGð3DLU $SSOLFDWLRQVã
нммрммм ìãë 5W äïì
ìéG%
нммрммм мглпк 5W äïì
ìåG%
нммрнмм мгмпми 5W í
ìG%
)RU (ì ìëí
7ZLVWHGð3DLU $SSOLFDWLRQVã
ííì ìãë 5W ìè
ìåG%
ííí ìãë 5W äïì
ìíG%
)RU (ì æè
&RD[LDO $SSOLFDWLRQVã
ííì ìãë 5W ìéïê
ìíG%
ííí ìãë 5W äïì
ìåG%
лп 7UDQVIRUPHU WXUQV UDWLR DFFXUDF\ LV ‘ лшп кп 5W YDOXHV DUH ‘ мшп йп 7\SLFDO UHWXUQ ORVVс имN+] р кпнжл 0+] EDQGс ZLWK D FDSDFLWRU LQ
SDUDOOHO ZLWK WKH SULPDU\ VLGH RI WKH WUDQVIRUPHUï
/;7êêì
77,3Q
75,1*Q
57,3Q
55,1*Q
ìãë
ìãì
5W äïì
5W äïì
ì
éæíS)
æè
7\SLFDO YDOXHñ DGMXVW IRU ERDUG SDUDVLWLFV WR
REWDLQ RSWLPXP UHWXUQ ORVV
ì
Page 14
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
лрмнн
L1
)LJXUH ììã 7\SLFDO /;7êêì 7ì $SSOLFDWLRQ õ+RVW &RQWURO 0RGHñ %LSRODU ,î2ôô
мпийй 0+]
&ORFN 6RXUH
'XDO )UDPHU
òè9
/;7êêì
0&/.
7567(
7&/.í
305.í
71(*í
105.í
7326í
7326ì
7&/.ì
71(*ì
305.ì
105.ì
'30ì
')0ì
'30í
')0í
ìãQ
77,3í
75,1*í
57,3í
55,1*í
9&&
*1'
ìãì
5W
ìíí
éæí S)
íïì
µ
)
57,3ì
55,1*ì
ìãì
77,3ì
75,1*ì
05,1*í
07,3í
05,1*ì
07,3ì
ì
µ
)
79&&í
7*1'í
79&&ì
7*1'ì
ìãQ
éæí S)
5W
5W
ìíí
6',
6'2
&/.(
6&/.
36í
36ì
7Rî)URPµ3 &RQWUROOHU
5W
òè 9
ì
ì
ì
7\SLFDO 9DOXHï $GMXVW FDSDFLWRU DQG WUDQVIRUPHU IRU ERDUG SDUDVLWLFV WR REWDLQ RSWLPXP UHWXUQ ORVVï
òè 9
çåµ)
çå
µ
)
,17ì
,17í
0HGLDã ìííΩ7ZLVWHG 3DLU /(1 ;IPU 5DWLR
ì
5W 9DOXH
ë
5WQ / RVV
ê
нммрммм мглпк 5W äïì
ìå G%
127(6
ã
ìï 7UDQVIRUPHU WXUQV UDWLR DFFXUDF\ LV ‘ ëøï
ëï 5W YDOXHV DUH ‘ ìøï
кп 7\SLFDO UHWXUQ ORVVс им N+] р кпнжл 0+] EDQGп
Page 15
$SSOLFDWLRQ ,QIRUPDWLRQ
лрмнм
L1
(ì 7ZLVWHGð3DLU $SSOLFDWLRQV
)LJXUH мл VKRZV D W\SLFDO лпнйе 0ESV (м WZLVWHGрSDLU хмлнΩф DSSOLFDWLRQп 7KH OLQH OHQJWK HTXDOL]HUV DUH FRQWUROOHG E\ WKH KDUGZLUHG /(1 LQSXWVп :LWK WKH
/(1 FRGH VHW WR ííì DQG ìèΩ5W UHVLVWRUV LQ OLQH ZLWK WKH ìãë RXWSXW WUDQVIRUPHUVñ WKH /;7êêì SURGXFHV WKH êïí 9 SHDN SXOVHV UHTXLUHG IRU WKLV DSSOLFDWLRQï
)LJXUH ìëã 7\SLFDO /;7êêì (ì ìëíΩ 7ZLVWHG 3DLU $SSOLFDWLRQ õ+DUGZDUH &RQWURO 0RGHôô
'XDO )UDPHU
лпнйе 0+]
&ORFN 6RXUFH
òè9
òè9
/;7êêì
0&/.
7567(
7&/.í
305.í
71(*í
105.í
7326í
7326ì
7&/.ì
71(*ì
305.ì
105.ì
'30ì
')0ì
'30í
')0í
ìãë
77,3í
75,1*í
57,3í
55,1*í
9&&
*1'
5W ìè
ìãì
5W ìè
ìëí
éæí S)
íïì
µ
)
57,3ì
55,1*ì
ìãì
77,3ì
75,1*ì
05,1*í
07,3í
05,1*ì
07,3ì
ì
µ
)
/(1íì
/(1ìì
/(1ëì
7$26ì
79&&ì
7*1'ì
$/223ì
/(1íí
/(1ìí
/(1ëí
7$26í
79&&í
7*1'í
$/223í
çåµ)
çå
µ
)
ìãë
éæí S)
5W ìè
5W ìè
ìëí
òè9
ì
ì
ì
7\SLFDO 9DOXHï $GMXVW IRU ERDUG SDUDVLWLFV WR REWDLQ RSWLPXP UHWXUQ ORVVï
1RUPDO
+LJKð=
0HGLD /(1 ;IPU 5DWLRì5Wë5U 5WQ /RVV
ê
ìëí 7:3 ííì ìãë ìèΩëéíΩìå G% æè &RD[ ííí ìãë äïìΩìèíΩìå G%
127(6
ã
мп 7UDQVIRUPHU WXUQV UDWLR DFFXUDF\ LV ‘ лшп лп 5W YDOXHV DUH ‘ мшп кп 7\SLFDO UHWXUQ ORVVс им N+] р кпнжл 0+] EDQGп
Page 16
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
лрмнл
L1
7(67 63(&,),&$7,216
7DEOH ìíã $EVROXWH 0D[LPXP 5DWLQJV
3DUDPHWHU 6\P 0LQ 0D[ 8QLWV
'& VXSSO\ õUHIHUHQFHG WR *1'ô 9&&ñ 79&&íñ 79&&ì ðíïê çïí 9
,QSXW YROWDJHñ DQ\ SLQ
ì
9
,1
*1' ð íïê 9FF ò íïê 9
,QSXW FXUUHQWñ DQ\ SLQ
ë
,
,1
ðìí ìí P$
6WRUDJH WHPSHUDWXUH 7
67
ðçè ìèí ƒ&
&$87,21
2SHUDWLRQV DW RU EH\RQG WKHVH OLPLWV PD\ UHVXOW LQ SHUPDQHQW GDPDJH WR WKH GHYLFHï 1RUPDO RSHUDWLRQ QRW JXDUDQWHHG RU
LPSOLHG DW WKHVH H[WUHPHVï
ìï ([FOXGLQJ57,3DQG55,1*ZKLFKPXVWVWD\ZLWKLQðç9WR9&&òíïê9ï ëï 7UDQVLHQW FXUUHQWV RI XS WR ìíí P$ ZLOO QRW FDXVH 6&5 ODWFKðXSï 77,3í ÷ ìñ 75,1*í ÷ ìñ 9&&ñ 79&&í ÷ ì DQG 7*1'í ÷ ì FDQ ZLWKVWDQG
FRQWLQXRXV FXUUHQW RI ìíí P$ï
7DEOH ììã 5HFRPPHQGHG 2SHUDWLQJ &RQGLWLRQV
3DUDPHWHU 6\PERO 0LQLPXP 7\SLFDO
ì
0D[LPXP 8QLWV
'& VXSSO\
ë
9&&ñ 79&&íñ 79&&ì éïæè èïí èïëè 9
$PELHQW RSHUDWLQJ WHPSHUDWXUH
ê
7
$
ðéí ëè åè ƒ&
$PELHQW RSHUDWLQJ WHPSHUDWXUH
é
7
$
ðè ëè åè ƒ&
ìï 7\SLFDO ILJXUHV DUH DW ëè ƒ& DQG DUH IRU GHVLJQ DLG RQO\â QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJï ëï 9DULDWLRQ EHWZHHQ 79&&íñ 79&&ì DQG 9&& PXVW EH ð íïê 9ï êï /;7êêì3( ÷ 4( éï /;7êêì3+ ÷ 4+
Page 17
лрмнк
L1
7HVW 6SHFLILFDWLRQV
7DEOH ìëã (OHFWULFDO &KDUDFWHULVWLFV
õ
2YHU 5HFRPPHQGHG 2SHUDWLQJ 5DQJHô
3DUDPHWHU 6\P 0LQ 7\S
ì
0D[ 8QLWV 7HVW &RQGLWLRQV
7RWDO SRZHU GLVVLSDWLRQ ð 7ì
ë
õ0D[LPXP OLQH OHQJWKñ æèΩORDGô
3
3
ð ð çåí P: ðéí WR òåè ƒ&
3
'
ððçèíP:íWRòåèƒ&
7RWDO SRZHU GLVVLSDWLRQ ð 7ì
ê
õ0D[LPXP OLQH OHQJWKñ éêΩORDGô
3
3
ð ð ìííí P: ðéí WR òåè ƒ&
3
'
ððäåíP:íWRòåèƒ&
7RWDO SRZHU GLVVLSDWLRQ ð (ì
ë
3
'
ð ð èëí P: ìííø RQHV GHQVLW\
+LJK OHYHO LQSXW YROWDJH
éñè
9
,+
ëïí ð ð 9
/RZ OHYHO LQSXW YROWDJH
éñè
9
,/
ððíïå9
+LJK OHYHO RXWSXW YROWDJH
éñè
9
2+
ëïé ð ð 9 ,
287
ðéíí
µΑ
/RZ OHYHO RXWSXW YROWDJH
éñè
9R
/
ððíïé9,
287
ìïç P$
,QSXW OHDNDJH FXUUHQW
ç
,
//'
íð‘ìí
µ
$
,QSXW OHDNDJH FXUUHQW
æ
,
//0
íð‘èí
µ
$
7KUHHðVWDWH OHDNDJH FXUUHQW
é
,
6/
ðð‘ìí
µ
$
77,3î75,1* OHDNDJH FXUUHQW ,
75
ð ð ìïë P$ LQ SRZHU GRZQ DQG WULðVWDWH
ìï 7\SLFDO ILJXUHV DUH DW ëè ƒ& DQG DUH IRU GHVLJQ DLG RQO\â QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJï ëï ìííø ìV GHQVLW\ DQG PD[LPXP OLQH OHQJWKï 'ULYLQJ æèΩORDG RYHU RSHUDWLQJ WHPSHUDWXUH UDQJHï ,QFOXGHV GHYLFH DQG ORDGï 'LJLWDO
LQSXW OHYHOV DUH ZLWKLQ ìíø RI WKH VXSSO\ UDLOV DQG GLJLWDO RXWSXWV DUH GULYLQJ D èí S) FDSDFLWLYH ORDGï
êï ìííø ìV GHQVLW\ DQG PD[LPXP OLQH OHQJWKï 'ULYLQJ éê ΩORDG õFRUUHVSRQGLQJ WR DQ 5W YDOXH RI äïìΩDQG D ìãë WUDQVIRUPHU UDWLRô
RYHU RSHUDWLQJ UDQJHï LQFOXGH GHYLFH DQG ORDGï 'LJLWDO LQSXW OHYHOV DUH ZLWKLQ ìíø RI WKH VXSSO\ UDLOV DQG GLJLWDO RXWSXWV DUH GULYLQJ D
èí S) FDSDFLWLYH ORDGï éï )XQFWLRQDOLW\ RI SLQV GHSHQGV RQ PRGHï èï 2XWSXW GULYHUV ZLOO RXWSXW &026 ORJLF OHYHOV LQWR &026 ORDGVï çï $OO GLJLWDO LQSXW SLQVï æï )RU 07,3íñ 05,1*íñ 07,3ì $1' 05,1*ìï
7DEOH ìêã $QDORJ 6SHFLILFDWLRQV
õ2YHU 5HFRPPHQGHG 2SHUDWLQJ 5DQJHô
3DUDPHWHU 0LQ 7\S
ì
0D[ 8QLWV 7HVW &RQGLWLRQV
$0, RXWSXW SXOVH DPSOLWXGHV '6;ðì ëïé êïí êïç 9 PHDVXUHG DW WKH '6;
(ì õìëí
Ω)
ëïæ êïí êïê 9 PHDVXUHG DW OLQH VLGH
(ì õæè
Ω)
ëïìê ëïêæ ëïçì 9 PHDVXUHG DW OLQH VLGH
7UDQVPLW DPSOLWXGH YDULDWLRQ ZLWK VXSSO\
ê
ðìëïèø
5HFRPPHQGHG RXWSXW ORDG DW 77,3 DQG 75,1* ð æè ð
'ULYHU RXWSXW LPSHGDQFH
ê
ðêìí
# ææë N+]
-LWWHU DGGHG E\ WKH WUDQVPLWWHU
ë
ìí +] ð åN+]
ê
ð нпнни íïíì 8, 7ì -LWWHU %DQGV
åN+]ðéíN+]
ê
ð нпнми нпнли 8,
ìí +] ð éí +]
ê
ð íïíë нпнли 8,
%URDG EDQG ð íïíê íïíè 8,
ìï 7\SLFDO ILJXUHV DUH DW ëè ƒ& DQG DUH IRU GHVLJQ DLG RQO\â QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJï ëï ,QSXW VLJQDO DW 7&/. LV MLWWHUðIUHHï êï 1RW SURGXFWLRQ WHVWHGñ EXW JXDUDQWHHG E\ GHVLJQ DQG RWKHU FRUUHODWLRQ PHWKRGVï
Page 18
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
лрмнй
L1
)LJXUH ìêã /;7êêì 7UDQVPLW &ORFN 7LPLQJ
-LWWHU DGGHG E\ WKH WUDQVPLWWHU
ë
ëí +] ð ìíí N+] ð ð íïíè 8, (ì -LWWHU %DQG
2XWSXW SRZHU OHYHOV
ê
'6, ë N+] %:
# ææë N+] ìëïç ð ìæïä G%P
# ìèéé N+] ðëä ð ð G%
3RVLWLYHðWRðQHJDWLYH SXOVH LPEDODQFH ð ð íïè G%
'LIIHUHQWLDO ð éí ð N
6HQVLWLYLW\ EHORZ '6; õí G% ëïé 9ô õPD[ ç G% FDEOH DWWHQXDWLRQô
ìêïç ð ð G%
èíí ð ð P9
3HDN GHWHFWRU VTHOFK OHYHO ð ëëç ð P9
'DWD GHFLVLRQ WKUHVKROG '6;ðì çê æí ææ ø SHDN
éê èí èæ ø SHDN
7DEOH ìéã /;7êêì 0DVWHU &ORFN DQG 7UDQVPLW 7LPLQJ &KDUDFWHULVWLFV
õ6HH )LJXUH ìê
ô
3DUDPHWHU 6\P 0LQ 7\S
ì
0D[ 8QLWV
0DVWHU FORFN IUHTXHQF\ '6;ðì 0&/. ð мпийй ð 0+]
0&/. ð лпнйе ð 0+]
0DVWHU FORFN WROHUDQFH 0&/.W ð ‘ èí ð SSP
0DVWHU FORFN GXW\ F\FOH 0&/.G éí ð çí ø
7UDQVPLW FORFN IUHTXHQF\ '6;ðì 7&/. ð мпийй ð 0+]
7&/. ð лпнйе ð 0+]
7UDQVPLW FORFN WROHUDQFH 7&/.W ð ‘ èí ð SSP
7UDQVPLW FORFN GXW\ F\FOH 7&/.G ìí ð äí ø
7326î71(* WR 7&/. VHWXS WLPH W
687
ëè ð ð QV
7&/. WR 7326î71(* +ROG WLPH W
+7
ëè ð ð QV
ìï 7\SLFDO ILJXUHV DUH DW ëè ƒ& DQG DUH IRU GHVLJQ DLG RQO\â QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJï
7DEOH ìêã $QDORJ 6SHFLILFDWLRQV
õ2YHU 5HFRPPHQGHG 2SHUDWLQJ 5DQJHô ¤ FRQWLQXHG
3DUDPHWHU 0LQ 7\S
ì
0D[ 8QLWV 7HVW &RQGLWLRQV
ìï 7\SLFDO ILJXUHV DUH DW ëè ƒ& DQG DUH IRU GHVLJQ DLG RQO\â QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJï ëï ,QSXW VLJQDO DW 7&/. LV MLWWHUðIUHHï êï 1RW SURGXFWLRQ WHVWHGñ EXW JXDUDQWHHG E\ GHVLJQ DQG RWKHU FRUUHODWLRQ PHWKRGVï
W
687
W
+7
7&/.
7326
71(*
Page 19
лрмни
L1
7HVW 6SHFLILFDWLRQV
)LJXUH ìéã /;7êêì 5HFHLYH 7LPLQJ
7DEOH ìèã /;7êêì 5HFHLYH &KDUDFWHULVWLFV
õ6HH )LJXUH ìéô
3DUDPHWHU 6\P 0LQ 7\S
ì
0D[ 8QLWV 7HVW &RQGLWLRQV
305.î105. SXOVH ZLGWK W
03:
ðêëéðQV
W
03:
ðëééðQV
5HFHLYHU WKURXJKSXW GHOD\ W
5;'
ð çè ð QV êïí 9 SXOVH
ìï 7\SLFDO ILJXUHV DUH DW ëè ƒ& DQG DUH IRU GHVLJQ DLG RQO\â QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJ
.
7DEOH ìçã /;7êêì 6HULDO ,î2 7LPLQJ &KDUDFWHULVWLFV
õ6HH )LJXUHV ìè DQG ìçô
3DUDPHWHU 6\P 0LQ 7\S
ì
0D[ 8QLWV 7HVW &RQGLWLRQV
5LVHî)DOO WLPH ð DQ\ GLJLWDO RXWSXW W
5)
ð ð ìíí QV /RDG ìïç P$ñ èíS)
6', WR 6&/. VHWXS WLPH W
'&
èí ð ð QV
6&/. WR 6', KROG WLPH W
&'+
èí ð ð QV
6&/. ORZ WLPH W
&/
ëéí ð ð QV
6&/. KLJK WLPH W
&+
ëéí ð ð QV
6&/. ULVH DQG IDOO WLPH W
5
ñ
W
)
ð ð èí QV
36 WR 6&/. VHWXS WLPH W
3&
èí ð ð QV
6&/. WR 36 KROG WLPH W
&3+
èí ð ð QV
36 LQDFWLYH WLPH W
3:+
ëèí ð ð QV
6&/. WR 6'2 YDOLG W
&'9
ððëííQV
ìçWK 6&/. IDOOLQJ HGJH RU 36 ULVLQJ HGJH WR 6'2 KLJK =
W
&'=
ðìíí ð QV
ìï 7\SLFDO ILJXUHV DUH DW ëè ƒ& DQG DUH IRU GHVLJQ DLG RQO\â QRW JXDUDQWHHG DQG QRW VXEMHFW WR SURGXFWLRQ WHVWLQJï
57,3
55,1*
10$5.
30$5.
W
5;'
W03:
W03:
W5;'
Page 20
/;7êêì 'XDO 7ìî(ì /LQH ,QWHUIDFH 8QLW
лрмнз
L1
)LJXUH ìèã /;7êêì 6HULDO ,QSXW 7LPLQJ 'LDJUDP
)LJXUH ìçã /;7êêì 6HULDO 2XWSXW 7LPLQJ 'LDJUDP
36Q
W3:+
W
&3+
W
&/
W
&+
W
3&
6&/.
6',
W'&
/6%
W
&'+
/6%
W&'+
06%
&21752/ %<7( '$7$ %<7(
Z
6&/.
W&'=
&6
W&'=
+,*+ =
+,*+ =
W&'9
W&'9
6'2
&/.( ì
6'2
&/.( í
Loading...