Alpha DSM3 for XM3 Technical Manual

AlphaNet™ DSM3 Series DOCSIS® Status Monitor for the XM3 CableUPS
Technical Manual
Effective: March 2014
®
Safety Notes
Review the drawings and illustrations contained in this manual before proceeding. If there are any questions regarding the safe installation or operation of the system, contact Alpha Technologies or the nearest Alpha representative. Save this document for future reference.
To reduce the risk of injury or death and to ensure the continued safe operation of this product, the following symbols have been placed throughout this manual. Where these symbols appear, use extra care and attention.
WARNING! GENERAL HAZARD
GENERAL HAZARD WARNING provides safety information to PREVENT INJURY OR DEATH to the technician or user.
WARNING! ELECTRICAL HAZARD
ELECTRICAL HAZARD WARNING provides electrical safety information to PREVENT INJURY OR DEATH to the technician or user.
WARNING! FUMES HAZARD
FUMES HAZARD WARNING provides fumes safety information to PREVENT INJURY OR DEATH to the technician or user.
WARNING! FIRE HAZARD
FIRE HAZARD WARNING provides ammability safety information to PREVENT INJURY OR
DEATH to the technician or user.
There may be multiple warnings associated with the call out. Example:
WARNING! ELECTRICAL & FIRE HAZARD
This WARNING provides safety information for both Electrical AND Fire Hazards
CAUTION!
CAUTION provides safety information intended to PREVENT DAMAGE to material or equipment.
NOTE:
NOTE provides additional information to help complete a specic task or procedure.
ATTENTION:
ATTENTION provides specic regulatory/code requirements that may affect the placement of equipment and /or
installation procedures.
The following sections contain important safety information that must be followed during the installation and maintenance of the equipment and batteries. Read all of the instructions before installing or operating the equipment, and save this manual for future reference.
AlphaNet
DOCSIS® Status Monitor for XM3-HP CableUPS
TM
DSM3 Series
®
745-814-B11-001, Rev. C
Effective Date: March 2014
©
2014 by Alpha Technologies, Inc.
Disclaimer
Images contained in this manual are for illustrative purposes only. These images may not match your installation.
Operator is cautioned to review the drawings and illustrations contained in this manual before proceeding. If there are questions regarding the safe operation of this powering system, please contact Alpha Technologies or your nearest Alpha representative.
Alpha shall not be held liable for any damage or injury involving its enclosures, power supplies, generators, batteries or other hardware if used or operated in any manner or subject to any condition not consistent with its intended purpose or is installed or operated in an unapproved manner or improperly maintained.
Contact Information
Sales information and customer service in USA
(7AM to 5PM, Pacic Time):
Complete technical support in USA
(7AM to 5PM, Pacic Time or 24/7 emergency support):
Sales information and technical support in Canada:
Website: www.alpha.com
Table of Contents
1.0 Introduction ......................................................................................................................................................................8
2.0 Overview .................................................................................................................................................................... 10
2.1 System Diagram ................................................................................................................................................ 10
2.2 Network Connectivity ......................................................................................................................................... 11
2.3 System Conguration and Installation ............................................................................................................... 11
2.4 DSM3 Series Start Up and Reboot Routine ......................................................................................................12
3.0 Network Conguration .................................................................................................................................................... 13
3.1 Provisioning the DHCP Server with the MAC Addresses .................................................................................. 13
3.2 Establishing IP Connectivity ..............................................................................................................................14
3.3 The DOCSIS Conguration File ........................................................................................................................14
3.3.1 Setting Modem Community Strings — DOCSIS 2.0 (IPv4) Method ........................................................14
3.3.2 Setting Modem Community Strings — DOCSIS 2.0+IPv6 Method .......................................................... 15
3.3.3 Setting SNMP Trap Destination Addresses — DOCSIS 2.0 (IPv4) Method.............................................15
3.3.4 Setting SNMP Trap Destination Addresses — DOCSIS 2.0+IPv6 Method ..............................................16
3.3.5 Sample DOCSIS Conguration File Entries — DOCSIS 2.0 (IPv4) ......................................................... 17
3.3.6 Sample DOCSIS Conguration File Entries — DOCSIS 2.0+IPv6 .......................................................... 18
3.3.7 Proprietary Conguration File ‘atidoc03.cfg’ ............................................................................................19
3.3.8 Changing Default atidoc03.cfg Download Settings .................................................................................. 19
3.4 Setting Communication Options ........................................................................................................................ 20
4.0 Web Interface .................................................................................................................................................................21
4.1 Local Web Server Access .................................................................................................................................. 21
4.2 Remote Web Server Access ..............................................................................................................................24
4.3 Navigating the Web Page ..................................................................................................................................25
4.3.1 Web Interface Security Levels .................................................................................................................26
4.4 Verifying Communication Parameters ...............................................................................................................27
4.5 Verifying Power Supply and Battery Parameters ...............................................................................................28
4.6 Remote Self Tests via the Web Page ................................................................................................................ 28
4.7 Viewing HMS Alarm Status via the Web Page ..................................................................................................29
4.8 Setting the I/O Controller via the Web Page ......................................................................................................30
4.9 Viewing and Conguring Power Supply settings via the Web Page ..................................................................31
4.10 Viewing and Conguring Generator Settings via the Web Page .....................................................................33
4.11 Tools Menu – Constellation and Microreections ............................................................................................ 34
4.11.1 QAM Constellation Tool .......................................................................................................................... 34
4.11.2 QAM Constellation Common Impairments ............................................................................................. 35
4.11.3 Microreections Tool ............................................................................................................................... 39
4.12 Viewing AlphaApps Information via the Web Page .........................................................................................40
4.13 Battery Management .......................................................................................................................................41
4.14 Viewing Power Supply Event and Conguration Logs ....................................................................................43
4.15 Battery Event Log ............................................................................................................................................ 47
4.16 Viewing the Modem Event Log via the Web Page ..........................................................................................47
5.0 Upgrading Firmware ....................................................................................................................................................... 48
5.1 Upgrading DSM3 Series Modem Firmware ....................................................................................................... 48
5.1.1 Identifying the Modem and Obtaining Firmware Files .............................................................................. 48
5.1.2 Modem Firmware Upgrade SNMP Parameters .......................................................................................48
5.1.3 Upgrading Manually by Setting SNMP Parameters .................................................................................49
5.1.4 Upgrading via the DOCSIS Conguration File ......................................................................................... 49
6.0 Data Management .......................................................................................................................................................... 50
6.1 SCTE-HMS MIBs .............................................................................................................................................. 50
6.2 SCTE-HMS MIB Alarms ....................................................................................................................................51
6.2.1 SCTE-HMS Congurable Alarms .............................................................................................................51
6.2.2 SNMP Traps .............................................................................................................................................56
6.2.3 General Power Supply Alarms .................................................................................................................58
6.2.4 Battery Alarms .......................................................................................................................................... 60
6.3 The Alpha MIBs .................................................................................................................................................61
6.3.1 The Alpha MIB Structure .......................................................................................................................... 63
4
745-814-B11-001, Rev. C (03/2014)
Table of Contents, continued
7.0 Installation .................................................................................................................................................................... 64
7.1 Verifying Power Supply Device Address ...........................................................................................................64
7.2 Installation / Replacement Procedure in XM3 Power Supplies .........................................................................65
7.3 DSM3x LEDs and Connections ......................................................................................................................... 67
7.4 DSM3 LEDs and Connections ........................................................................................................................... 68
7.5 DPM LEDs and Connections ............................................................................................................................. 69
7.6 Connecting the RF Drop .................................................................................................................................... 70
7.7 Front Panel Connections ................................................................................................................................... 70
7.8 I/O Connections (TPR, ENV) ............................................................................................................................. 71
7.8.1 Tamper (TPR) Switch Interface ................................................................................................................ 71
7.8.2 I/O Port Interface ...................................................................................................................................... 72
7.8.3 Conguring I/O Port Connections ............................................................................................................72
7.8.4 I/O Port: Generic Device ..........................................................................................................................73
7.8.5 Connecting a Generic I/O Device ............................................................................................................74
7.8.6 Conguring and Monitoring a Generic I/O Device ...................................................................................74
7.8.7 I/O Port: Lightning Arrestor (LA-P-SM) ....................................................................................................74
7.8.8 Lightning Arrestor (LA-P-SM) Installation .................................................................................................75
7.8.9 Conguring the LA-P-SM .........................................................................................................................75
7.8.10 I/O Port: Heater Mat Control ..................................................................................................................76
7.8.11 Connecting the Battery Heater Mat Controller .......................................................................................76
7.8.12 Conguring the Battery Heater Mat Controller ....................................................................................... 77
7.8.13 I/O Port: Emergency DC Generator (GEN) ............................................................................................ 78
7.8.14 Conguring and Monitoring the DC Emergency Generator ...................................................................78
8.0 Battery Sense Wire Kits..................................................................................................................................................79
8.1 36V Single and Dual Strings ..............................................................................................................................79
9.0 Start Up and Verication .................................................................................................................................................80
9.1 Initial Start Up and Local Verication .................................................................................................................80
9.2 Verifying Correct Hardware Interconnection ......................................................................................................82
9.3 System Status Indicators and Reset Button ...................................................................................................... 83
9.3.1 Detailed LED Descriptions .......................................................................................................................83
9.3.2 Resetting the Communications Module ...................................................................................................85
9.4 Verifying Communications via the Headend ......................................................................................................85
10.0 Alpha MIB Parameters..................................................................................................................................................86
10.1 Denitions and Settings ................................................................................................................................... 86
11.0 Specications ................................................................................................................................................................94
12.0 Glossary .................................................................................................................................................................... 96
13.0 Dual IP Mode (Addendum) ...........................................................................................................................................97
13.1 Overview .......................................................................................................................................................... 97
13.2 Web Comparison, Single IP Mode/Dual IP Mode ............................................................................................98
13.3 Conguring Dual IP Mode ...............................................................................................................................99
13.3.1 atidoc03.cfg in Dual IP Mode ...............................................................................................................101
13.3.2 Changing Default atidoc03.cfg Download Settings in Dual IP Mode ...................................................101
13.3.3 Specifying atidoc03.cfg name and location via DHCP Tags ................................................................ 102
13.4 Dual IP SNMP Community Strings ................................................................................................................103
13.5 Security in Dual IP Mode ...............................................................................................................................103
5745-814-B11-001, Rev. C (03/2014)
Figures & Tables
Fig. 1-1, AlphaNet DSM3x .....................................................................................................................................................8
Fig. 1-2, AlphaNet DSM3 .......................................................................................................................................................8
Fig. 1-3, AlphaNet DPM .........................................................................................................................................................8
Fig. 1-4, Side view, AlphaNet DSM3 Series ..........................................................................................................................9
Fig. 2-1, Representative System Arrangement ....................................................................................................................10
Fig. 3-1, Locations of MAC Address Labels ........................................................................................................................13
Fig. 3-2, Sample DOCSIS Conguration File — DOCSIS 2.0 (IPv4) ..................................................................................17
Fig. 3-3, Sample DOCSIS Conguration File — DOCSIS 2.0+IPv6 ...................................................................................18
Fig. 4-1, DSM3 Series Web Page .......................................................................................................................................21
Fig. 4-2, Local Area Connection Properties Screen, Windows XP ...................................................................................... 22
Fig. 4-3, Internet Protocol (TCP/IP) Properties Screen, Windows XP ................................................................................. 22
Fig. 4-4, Local Area Connection Properties Screen, Windows 7 .........................................................................................23
Fig. 4-5, Internet Protocol (TCP/IP) Properties Screen, Windows 7 ....................................................................................23
Fig. 4-6, Web Server Home Page .......................................................................................................................................24
Fig. 4-7, DSM3 Series Navigation Bar Items ....................................................................................................................... 25
Fig. 4-8, Communication Parameters .................................................................................................................................. 27
Fig. 4-9, Advanced Communication Parameters .................................................................................................................27
Fig. 4-10, Power Supply and Battery Parameters ...............................................................................................................28
Fig. 4-11, Location of Start Test Button for Self Test ..........................................................................................................28
Fig. 4-12, HMS Alarm Conguration ....................................................................................................................................29
Fig. 4-13, Advanced I/O Controller Status Screen ...............................................................................................................30
Fig. 4-14, Advanced Power Supply Settings Screen ..........................................................................................................31
Fig. 4-15, Advanced Generator Status Screen ...................................................................................................................33
Fig. 4-16, QAM Constellation Tool ....................................................................................................................................... 34
Fig. 4-17, Normal - (Good Quality) and Individual Cell Characteristics ............................................................................... 35
Fig. 4-18, Fuzzy (Low CNR and/or Low MER) and Individual Cell Characteristics ............................................................. 36
Fig. 4-19, Doughnuts (Coherent Interference) and Individual Cell Characteristics .............................................................36
Fig. 4-20, Gaussian Noise and Individual Cell Characteristics ............................................................................................ 37
Fig. 4-21, Rectangular vs. Square (I-Q Imbalance) and Entire Constellation Shape .......................................................... 37
Fig. 4-22, Corners Squeezed to Center (Gain Compression) and Entire Constellation Shape ........................................... 38
Fig. 4-23, Circular Smear (Phase Noise) and Entire Constellation Shape ......................................................................... 38
Fig. 4-24, Twisted or Skewed (Quadrature Distortion) and Entire Constellation Shape ...................................................... 39
Fig. 4-25, Microreections Tool ............................................................................................................................................ 39
Fig. 4-26, Alpha Apps and Utility Status Parameters ...........................................................................................................40
Fig. 4-27, Battery Management ........................................................................................................................................... 41
Fig. 4-28, Battery Model Selection ......................................................................................................................................42
Fig. 4-29, DSM3 System Log ..............................................................................................................................................43
Fig. 4-30, Power Supply Event Log ..................................................................................................................................... 45
Fig. 4-31, Power Supply Conguration Log ......................................................................................................................... 46
Fig. 4-32, Battery Event Log ................................................................................................................................................ 47
Fig. 4-33, Docsdev Event Log Screen ................................................................................................................................. 47
Fig. 6-1, Sample Raw SNMP Alarm Trap ............................................................................................................................56
Fig. 6-2, Sample Translated SNMP Alarm Trap ................................................................................................................... 56
Fig. 7-1, Captive Screw Locations ....................................................................................................................................... 65
Fig. 7-3, Connecting the Communications Module to the Inverter Module .........................................................................66
Fig. 7-2, The 18-pin Connector ............................................................................................................................................66
Fig. 7-4, DSM3x LEDs and Connectors ..............................................................................................................................67
Fig. 7-5, DSM3 LEDs and Connectors ................................................................................................................................68
Fig. 7-6, DPM LEDs and Connectors ..................................................................................................................................69
Fig. 7-7, Connecting the RF Drop ........................................................................................................................................70
Fig. 7-8, System Interconnection Diagram ..........................................................................................................................70
Fig. 7-9, I/O (ENV) and Tamper Switch Interface (TPR) Connection Locations .................................................................. 71
Fig. 8-1, 36V System, Single String .....................................................................................................................................79
Fig. 8-2, 36V System, Dual String .......................................................................................................................................79
6
745-814-B11-001, Rev. C (03/2014)
Figures & Tables, continued
Fig. 9-1, XM3 Smart Display Screens .................................................................................................................................80
Fig. 9-2, Communications Section - General Page .............................................................................................................81
Fig. 9-3, Power Supply Section - General Page ................................................................................................................. 82
Fig. 9-4, LED Functionality and Indications ......................................................................................................................... 83
Fig. 9-5, DSM3 Series Web Page, RF Power Level Indicators ...........................................................................................85
Fig. 13-1, Simplied Block Diagram Single IP Mode ...........................................................................................................97
Fig 13-2, Simplied Block Diagram Dual IP Mode ...............................................................................................................97
Fig. 13-3, Single IP DSM3 Series Web Page ......................................................................................................................98
Fig. 13-4, Dual IP DSM3 Series Web Page .........................................................................................................................98
Fig. 13-5, Dual IP Conguration Settings for DSM3 Web Server Communications Page .................................................100
Fig. 13-6, Dual IP Parameters for DSM3 Web Server General Page ................................................................................100
Table 1-1, DSM3 Series Model Specications ....................................................................................................................... 8
Table 2-1, LEDs and Indications ..........................................................................................................................................12
Table 3-1, Modem Community String Parameters — DOCSIS 2.0 (IPv4) Method .............................................................. 14
Table 3-2, Modem Community String Parameters — DOCSIS 2.0+IPv6 Method ...............................................................15
Table 3-3, Trap Destination Addresses — DOCSIS 2.0 (IPv4) Method ...............................................................................15
Table 3-4, Trap Destination Addresses — DOCSIS 2.0+IPv6 Method ................................................................................16
Table 3-5, Default atidoc.cfg Download Settings .................................................................................................................19
Table 3-6, Communications Parameters .............................................................................................................................20
Table 4-1, DSM3 Series Webpage Security ........................................................................................................................ 26
Table 4-2, DSM3 Series Communications Module Security Levels ..................................................................................... 26
Table 4-3, Time Offset Values and Location Reference (offset +/- GMT) ............................................................................ 44
Table 5-1, Modem Firmware Upgrade SNMP Parameters .................................................................................................. 48
Table 5-2, SNMP Parameters .............................................................................................................................................. 49
Table 5-3, DOCSIS Congurations File Values ...................................................................................................................49
Table 6-1, SCTE-HMS MIB Files ......................................................................................................................................... 50
Table 6-2, Binary to Hex Conversions for Alarm Settings .................................................................................................... 51
Table 6-3, Recommended Settings for DSM3 Series Analog Alarms .................................................................................52
Table 6-4, Recommended Settings for Discrete Alarms ..................................................................................................... 53
Table 6-5, DSM Alarm Setting Paramters ............................................................................................................................ 55
Table 6-6, Status of Alarm Setting Download Parameters ...................................................................................................55
Table 6-7, SNMP Alarm Trap Varbinds and Explanations ................................................................................................... 57
Table 6-8, Power Alarms: Classications, Causes and Corrections .................................................................................... 59
Table 6-9, Battery Alarms: Classications, Causes and Corrections ................................................................................... 60
Table 6-10, Alpha MIB Hierarchy ......................................................................................................................................... 62
Table 6-11, Alpha MIBs Examples .......................................................................................................................................63
Table 7-1, Tamper (TPR) Switch Specications ..................................................................................................................71
Table 7-2, ENV Connector and Pin Descriptions .................................................................................................................72
Table 7-3, I/O Port Specications ........................................................................................................................................ 73
Table 7-4, I/O Port: Generic Device Specications .............................................................................................................. 73
Table 7-5, LA-P-SM Monitoring Values ................................................................................................................................ 75
Table 7-6, I/O Port: Heater Mat Control Specications ........................................................................................................ 76
Table 7-7, Heater Mat OIDs and Functionality ..................................................................................................................... 77
Table 7-8, Heater Mat MIB Reports ..................................................................................................................................... 77
Table 7-9, Generator Monitoring Values .............................................................................................................................. 78
Table 9-1,SCTE-HMS Property Table ..................................................................................................................................84
Table 9-2, Rx/Tx Power LED Color Ranges ........................................................................................................................84
Table 13-1, Single IP Mode versus Dual IP Mode ............................................................................................................... 97
Table 13-2, Enabling Dual IP mode ..................................................................................................................................... 99
Table 13-3, CPE Communications Module IP Settings ....................................................................................................... 99
Table 13-4, Available Download Options ........................................................................................................................... 101
7745-814-B11-001, Rev. C (03/2014)

1.0 Introduction

The AlphaNet DSM3 Series Embedded DOCSIS Communications Module allows monitoring of Alpha power supplies through existing cable network infrastructure. Advanced networking services provide quick reporting and access to critical powering information. This manual focuses on the three models of the DSM3 Series Communications Module complementing the XM3-HP CableUPS.
The DSM3 Series Communications Modules utilize Simple Network Management Protocol (SNMP) and Management Information Bases (MIBs) to provide network status monitoring and diagnostics. A Web interface
enables authorized personnel direct access to advanced diagnostics using a common Web browser. No custom
software is required. See Table 1-1 for model specications.
Model DSM3x (E) DSM3 (E) DPM (E)
Part Number 746-097-20 (746-097-23) 746-097-21 (746-097-24) 746-097-22 (746-097-25)
Capacity 5 power supplies (plus generator) 1 power supply 1 power supply
1 & 2 Battery Strings Yes Yes Yes with SAG option
3 & 4 Battery Strings Yes No Yes with SAG option
Tamper Switch Yes Yes Yes
External I/O Monitoring and Control Yes No Yes
COM Port (AlphaBus) Yes No No
Ethernet Port Yes Yes Yes
Table 1-1, DSM3 Series Model Specications

Fig. 1-1, AlphaNet DSM3x Fig. 1-2, AlphaNet DSM3 Fig. 1-3, AlphaNet DPM

Primary Features:
• 10/100 Mbps auto-negotiating standard Ethernet interface
Supports SNMPv1, v2c
Extensive power supply diagnostic MIBs
Embedded Web server for direct diagnostics
Environmentally hardened DOCSIS cable modem and Communications Module
Local Ethernet port provides technician on-site access to extensive power supply diagnostics*
Angled RF connector reduces cable bend radius
Diagnostic LEDs
North American or Euro DOCSIS available
* Ethernet port also permits the connecting of external CPE devices
8
745-814-B11-001, Rev. C (03/2014)
1.0 Introduction
Environmental IO Connector (DSM3X and DPM only)
Tamper Connector
Ethernet Port for Local Diagnostics
RF Connector
Intelligent CableUPS Interface (located on other side of the board)
Single Microcontroller Cable Modem Design
COM Port (DSM3X only)
Battery Monitoring Connection A/B (DSM3 and DSM3X only)
Battery Monitoring Connection C/D (DSM3X only)

Fig. 1-4, Side view, AlphaNet DSM3 Series

9745-814-B11-001, Rev. C (03/2014)

2.0 Overview

2.1 System Diagram

Power Supply
1
2
DSM3 Series
SNMP-based Network Management System
10
3
External Generator
Coax/HFC Network
5
Local Computer
4
7
6
DHCP Server
CMTS
TCP/IP Network
12
TFTP Server TOD Server
8
9
Web Browser
11

Fig. 2-1, Representative System Arrangement

All power supply data is stored in the power supply Inverter Module's class information base (CIB) tables in the power supply.
1
2
3
This data is accessible directly via the power supply’s Smart Display (see the power supply’s technical manual for details).
The CIB tables are the source of the Communications Module's data.
The DSM3 Series contains both SCTE-HMS Management Information Base (MIBs) and the proprietary Alpha MIB tables.
The SCTE-HMS MIBs are industry standard MIB tables that store power supply, battery and generator data from the CIB
tables (DSM3x only) (See Section 6.0, Data Management). The Alpha MIB contains all the data of the SCTE-HMS MIBs plus additional power supply settings and values as well as DSM3 Series conguration values.
An external generator or additional power supplies may be connected through the COM (AlphaBus) port permitting
monitoring locally through the Ethernet connector or remotely via the Web page or SNMP-based Network Management
System (DSM3x only).
4
5
6
7
8
9
Power supply and Communications Module parameters can be monitored and set locally using a personal computer and a standard Ethernet cable.
The DSM3 Series transmits data via its cable modem directly over the Coax or Hybrid Fiber Coax network.
The Cable Modem Termination System (CMTS) is the bridge between the cable network and the TCP/IP network. The DSM3 Series’ cable modem communicates directly with the CMTS.
The Dynamic Host Control Protocol (DHCP) server needs to be provisioned with the DSM3’s cable modem CM MAC address and the MAC address needs to be assigned a DOCSIS Conguration File.
The DOCSIS Conguration File and rmware les should be available in the Root Directory of the Trivial File Transfer Protocol (TFTP) Server.
The Time of Day (TOD) Server provides the cable modem with the current date and time via the SNTP protocol.
A Network Management System (NMS) or MIB Browser allows remote monitoring of parameter values and changing of
10
settings in SNMP MIB tables. SCTE-HMS and Alpha MIBs must be installed in the browser. Alarms and traps can be set and monitored.
11
12
The power supply and generator data may be accessed remotely through the Communications Module's Web page by placing its IP address into a standard Internet Web browser.
The following ports of the Transmission Control Protocol/Internet Protocol network must be opened: 161=SNMP, 162=SNMP, Traps, 69=TFTP, 80=HTTP.
10
745-814-B11-001, Rev. C (03/2014)
2.0 Overview

2.2 Network Connectivity

The DSM3 Series cable modem must be recognized by the CMTS as a valid device to be assigned an IP address from the DHCP server, to locate the TFTP and TOD servers and to communicate with the SNMP
management server (trap receiver).
Data from both the cable modem and power supply are accessed and managed through the modem’s IP
address on the secure private modem network. The Communications Module is not accessible from the
public Customer Premises Equipment (CPE) network. Consequently, the Network Management System (NMS) that monitors the power supplies must have access to the same private modem network.
CMTS and system vendors use different security methods to insure network integrity, but common considerations are:
Network MAC ltering may have to be modied to allow the cable modem OUI of 00:90:EA for North
For SNMP access, UDP ports 161 and 162 must not be blocked.
For TFTP access, port 69 must not be blocked.
For HTTP access, port 80 must not be blocked.
For SNTP access, port 37 must not be blocked.
America, and 00:03:08 for European models.
Firewalls must allow TFTP, DHCP, SNMP and TOD communication to the cable modem.
If the address of the TFTP or TOD server is different than the DHCP server, the response from the
DHCP server must contain the TFTP and TOD addresses.
2.3 System Conguration and Installation
NOTE:
Before installation, read all of Section 2.0, Overview.
DSM3 Series installation and setup is comprised of three basic steps:
1. Conguring the Network: Provisioning the DHCP Server with the Communications Module’s MAC address and assigning it a DOCSIS Conguration File.
2. Setting Options: The DSM3 Series is designed for out of the box, "plug and play" operation, but non-default settings such as SNMP trap destination addresses may be required for the Network
Management System (NMS). SNMP trap addresses can be set automatically via the DOCSIS Conguration File per RFC 4639 (IPv4), or through SNMPv3 Notication settings (IPv6), while DSM3
Series proprietary options may be set through type-11 TLV entries. The SCTE-HMS and Alpha MIBs may need to be compiled into a MIB browser before it can be used to monitor or set Communications Module and power supply parameters.
3. Field Installation of the DSM3 Series into the power supply, connecting the battery string wire
harnesses, Tamper, and Environmental Control (as applicable) and verifying operation.
These steps can be performed independently of one another. However, conguring the network prior to eld installation will allow the installation to be veried while personnel are still on-site. Performing eld installation before network conguration and before the installation can be veried, might result in additional eld service calls to correct mistakes.
Carefully read the following section in order to understand the dependencies within the system before
performing system conguration or hardware installation.
11745-814-B11-001, Rev. C (03/2014)
2.0 Overview

2.4 DSM3 Series Start Up and Reboot Routine

TFTP Server
TOD Server
DHCP Server
TCP/IP NetworkHFC Network
5
4
3
Switches
Routers
Firewalls
Network Management System
MIB Browser
Web Browser
CMTS
2
6
DSM3 Series
1
Power Supply
7
Local Laptop
The above diagram, read left to right, indicates the order of operations as the Communications Module comes online. There are certain conditions that must exist for each step to occur, resulting in successful data monitoring and management. The numbers below correspond to the numbered arrows above.
LEDs and Indications
Ref #
1
2
to
3 5
6
7
Communications
State
Communications Module Initializing/Searching for Downstream DOCSIS channel
DOCSIS channel locked ­Completing upstream and network registration
Online - registration complete
DSM3 Series fully functional
Laptop connected
ALM/RDY Downdstream (DS) Registration (REG)
Flashing
(Green)
Flashing
(Green)
Flashing
(Green)
Flashing
(Green)
Flashing
(Green)
Flashing OFF OFF OFF OFF
ON Flashing ON (Green) OFF OFF
ON ON ON (Green) OFF and ON OFF
ON ON ON (Green)
ON ON ON (Green) Bursts
Rx/Tx
Power
Communications (COM) Ethernet (ETH)
Bursts when communicating to
multiple power supplies
OFF
LNK - ON
ACT - Bursts
12
Blue Rx/Tx Power LED indicates Rx/Tx Power at a warning level. Make the necessary RF level adjustments.
Red Rx/Tx Power LED indicates Rx/Tx Power at an alert level. Make the necessary RF level adjustments.

Table 2-1, LEDs and Indications

745-814-B11-001, Rev. C (03/2014)
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3.1 Provisioning the DHCP Server with the MAC Addresses

On the DHCP server, assign the cable modem’s CM MAC address with a DOCSIS Conguration File to
set modem communication options. (See Section 3.3, The DOCSIS Conguration File for instructions
on how to create a DOCSIS Conguration File).
The CM and CPE MAC addresses are located in two places on the DSM3 Series and on the packing slip, see below. The CM MAC address may be labeled as the RF MAC address on some DSM3 Series units.
Identier label

Fig. 3-1, Locations of MAC Address Labels

Cable Modem and CPE MAC address label
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3.2 Establishing IP Connectivity

The DSM3 Series supports the CableLabs DOCSIS 2.0+IPv6 implementation. The main benet of
IPv6 is its expanded addressing capability, increasing the address space from 32 to 128 bits, providing virtually unlimited number of networks and systems. The DSM3 Series determines the IP provisioning mode via the CableLabs SNMP MIB parameter docsIf3CmMdCfgIpProvMode (SNMP OID: 1.3.6.1.4.1
.4491.2.1.20.1.31.1.1). The DSM3 Series will support the following congurable IP Provisioning Mode
Override policies:
Honor MDD: The cable modem of the DSM3 Series unit will acquire an IPv6 or IPv4 address as directed by the MAC Domain Descriptor (MDD) message for provisioning and operation.
IPv4 only: The cable modem of the DSM3 Series unit will acquire a single IPv4 address for the CM
management stack, overriding the TLVs in the MDD message.
IPv6 only: The cable modem of the DSM3 Series unit will acquire a single IPv6 address for the CM management stack, overriding the TLVs in the MDD message.
3.3 The DOCSIS Conguration File
A cable modem’s DOCSIS Conguration File is a type-length-value (TLV) le that contains important operational parameters as dened by the DOCSIS standards. It provides certain settings for the cable modem. In addition to standard entries, settings in the DOCSIS Conguration File should include the modem’s community strings and if an upgrade is necessary, rmware upgrade parameters. Place the Conguration File in the TFTP root directory.
The DSM3 Series cable modem interface can support both IPv4 and IPv6 addressing schemes. The
required DOCSIS Conguration File operational parameters will differ depending on company policies, cable modem rmware versions and IP addressing schemes. The following DOCSIS Conguration File details listed in this manual are general guidelines. Please consult the published DOCSIS Specication resources (CableLabs) for additional DOCSIS Conguration File details and guidelines.
To build a DOCSIS Conguration File, use a DOCSIS TLV editor program. See the example Conguration Files in Sections 3.3.5 and 3.3.6.
NOTE:
The modem community strings should be set in the DOCSIS Conguration File. Failure to set community strings will result in a less secure system. For automatically updating modem rmware with the DOCSIS Conguration File,
see Section 5.1, Upgrading DSM3 Series Modem Firmware.

3.3.1 Setting Modem Community Strings — DOCSIS 2.0 (IPv4) Method

Set the modem community strings with the DOCSIS Conguration File by including the following
SNMP parameters:
MIB Parameter Object ID Description Value
docsDevNmAccessIp 1.3.6.1.2.1.69.1.2.1.2.x The IP address (or subnet) of the network
management station
docsDevNmAccessIpMask 1.3.6.1.2.1.69.1.2.1.3.x The IP subnet mask of the network
management stations
docsDevNmAccessCommunity 1.3.6.1.2.1.69.1.2.1.4.x The community string matched to this IP
address net mask entry
docsDevNmAccessControl 1.3.6.1.2.1.69.1.2.1.5.x The level of access granted 1= none
docsDevNmAccessInterfaces 1.3.6.1.2.1.69.1.2.1.6.x Species the set of interfaces from which
requests from this NMS will be accepted
docsDevNmAccessStatus 1.3.6.1.2.1.69.1.2.1.7.x Controls and reects the status of rows in
this table
Note: X denotes the index of the SNMP entry

Table 3-1, Modem Community String Parameters — DOCSIS 2.0 (IPv4) Method

e.g. 10.20.30.0
e.g. 255.255.255.0
alphanumeric string
2= read only 3= read/write
0x40 : Cable interface (typical) 0x80 : Ethernet interface 0xC0 or 0x00 : Both interfaces
4
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3.3 The DOCSIS Conguration File

3.3.2 Setting Modem Community Strings — DOCSIS 2.0+IPv6 Method

Set the modem community strings with the DOCSIS Conguration File for a IPv6 network by
including the following SNMP parameters:
TLV Type TLV Parameter Description Value
53 SNMPv1v2c Coexistence Conguration This object species the SNMPv1v2c Coexistence Access
53.1 SNMPv1v2c Community Name This sub-TLV species the Community Name (community
53.2 SNMPv1v2c Transport Address Access This sub-TLV species the Transport Address and Transport
53.2.1 SNMPv1v2c Transport Address Species the Transport Address to use in conjunction with
53.2.2 SNMPv1v2c Transport Address Mask Species the Transport Address Mask to use in conjunction
53.3 SNMPv1v2c Access View Type Species the type of access to grant to the community name
53.4 SNMPv1v2c Access View Name Species the name of the view that provides the access
Control conguration of the CM. This TLV creates entries in SNMPv3 tables as specied in [DOCSIS OSSIv3.0]
string) used in SNMP requests to the CM.
Address Mask pair used by the CM to grant access to the SNMP entity querying the CM.
the Transport Address Mask used by the CM to grant access to the SNMP entity querying the CM. Length is 6 bytes for IPv4 and 18 bytes for IPv6. Two additional bytes are added to the IP address length for the port number.
with the Transport Address used by the CM to grant access to the SNMP entity querying the CM. Length is 6 bytes for IPv4 and 18 bytes for IPv6. Two additional bytes are added to the IP address length for the port number.
of this TLV. If not specied, default read-only is used.
indicated in sub-TLV SNMPv1v2c Access View Type.
Composite
Text e.g. AlphaRead
Variable
Transport Address
0.0.0.0/0 or 0:0:0:0:0:0:0:0/0
Transport Address Mask
0.0.0.0/0 or 0:0:0:0:0:0:0:0/0
1=Read-only 2=Read-write
String e.g.docsisManagerView

Table 3-2, Modem Community String Parameters — DOCSIS 2.0+IPv6 Method

3.3.3 Setting SNMP Trap Destination Addresses — DOCSIS 2.0 (IPv4) Method

Set the SNMP Trap Destination Addresses via the DOCSIS Conguration File by including the
following SNMP parameters:
MIB Parameter Object ID Description Value
docsDevNmAccessIP 1.3.6.1.2.1.69.1.2.1.2.x IP address of trap destination, e.g. NMS
server
docsDevNmAccessIpMask 1.3.6.1.2.1.69.1.2.1.3.x Must be set to 255.255.255.255 per RFC 4639 255.255.255.255
docsDevNmAccessCommunity 1.3.6.1.2.1.69.1.2.1.4.x Community string used by NMS to query
Communications Module
docsDevNmAccessControl 1.3.6.1.2.1.69.1.2.1.5.x Level of SNMP access to DSM3 Series from
IP address specied in
docsDevNmAccessIpMask
docsDevNmAccessInterfaces 1.3.6.1.2.1.69.1.2.1.6.x Species the set of interfaces from which
requests from this NMS will be accepted
docsDevNmAccessStatus 1.3.6.1.2.1.69.1.2.1.7.x Controls and reects the status of rows in
this table
Note: X denotes the index of the SNMP entry
e.g. 10.20.30.40
alphanumeric string
4=Read/Only plus Trap 5=Read/Write plus Trap
6=Trap only, no SNMP access
0x40 : Cable interface (typical) 0x80 : Ethernet interface 0xC0 or 0x00 : Both interfaces
4

Table 3-3, Trap Destination Addresses — DOCSIS 2.0 (IPv4) Method

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3.3.4 Setting SNMP Trap Destination Addresses — DOCSIS 2.0+IPv6 Method

Set the SNMP Trap Destination Addresses via the DOCSIS Conguration File by including the
following SNMP parameters:
TLV Type TLV Parameter Description Value
38 SNMPv3 Notication Receiver This cong le element species a
38.1 SNMPv3 Notication Receiver IP
Address
38.2 SNMPv3 Notication Receiver UDP Port
Number
38.3 SNMPv3 Notication Receiver Trap
Type
38.4 SNMPv3 Notication Receiver Timeout This sub-TLV species the timeout value to
38.5 SNMPv3 Notication Receiver Retries This sub-TLV species the number of times
38.6 SNMPv3 Notication Receiver Filtering
Parameters
Network Management Station that will receive
notications from the modem when it is in
Coexistence mode. Up to 10 of these elements
may be included in the conguration le.
This sub-TLV species the IP address of the notication receiver.
This sub-TLV species the UDP port number of the notication receiver. If this sub-TLV is not present, the default value of 162 should be used.
This sub-TLV species the type of trap to send. The trap type may take values:
use when sending an Inform message to the
notication receiver.
to retry sending an Inform message if an acknowledgement is not received.
Object Identier of the snmpTrapOID value that identies the notications to be sent to the notication receiver. This notication and all
below it will be sent.
Composite
0:0:0:0:0:0:0:0 e.g.fc00:168:1:0:0:0:0:32
0.0.0.0 e.g. 10.11.0.1
UDP port number e.g. 162
1 = SNMP v1 trap in an SNMP v1 packet 2 = SNMP v2c trap in an SNMP v2c packet 3 = SNMP inform in an SNMP v2c packet 4 = SNMP v2c trap in an SNMP v3 packet 5 = SNMP inform in an SNMP v3 packet
Time in milliseconds e.g. 15000
Number of retries e.g. 3
Filter OID e.g. 1.3.6

Table 3-4, Trap Destination Addresses — DOCSIS 2.0+IPv6 Method

NOTE:
As an alternative to the docsDevNmAccessTable or SNMPv3 trap parameters, SNMP Trap Destination Addresses may be set through the DSM3 proprietary MIB atiMgmtSnmpTrapTable (OID:
1.3.6.1.4.1.926.1.3.1.1) using a SNMP MIB Browser or as an entry in the Proprietary Conguration File ‘atidoc03.cfg’ in Section 3.3.6, Sample DOCSIS Conguration File Entries — DOCSIS 2.0+IPv6.
16
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3.3.5 Sample DOCSIS Conguration File Entries — DOCSIS 2.0 (IPv4)
SNMP MIB Object (11) [Len=21]:docsDevNmAccessStatus.1/4 SNMP MIB Object (11) [Len=21]:docsDevNmAccesslp.1/10.56.21.0
A
B
SNMP MIB Object (11) [Len=21]:docsDevNmAccesslpMask.1/255.255.255.0 SNMP MIB Object (11) [Len=25]:docsDevNmAccessCommunity.1/"RW STRING" SNMP MIB Object (11) [Len=25]:docsDevNmAccessInterfaces.1/"@" SNMP MIB Object (11) [Len=21]:docsDevNmAccessControl.1/3
SNMP MIB Object (11) [Len=21]:docsDevNmAccessStatus.2/4 SNMP MIB Object (11) [Len=21]:docsDevNmAccesslp.2/10.20.30.40 SNMP MIB Object (11) [Len=21]:docsDevNmAccesslpMask.2/255.255.255.255 SNMP MIB Object (11) [Len=25]:docsDevNmAccessCommunity.2/"RW Trap string" SNMP MIB Object (11) [Len=25]:docsDevNmAccessInterfaces.2/"@" SNMP MIB Object (11) [Len=21]:docsDevNmAccessControl.2/5
C
D
E
Legend:
A
B
C
D
E
Software Upgrade Filename(9) [Len=24]:"ModemFirmwareFile.bin" SNMP MIB Object (11) [Len=20]:docsDevSwAdminStatus.0/2
Software Upgrade TFTP Server (21) [Len=4]:10.56.48.15
Manufacturer Code Verication Certicate (32) [Len=254]: 30 82 03 1A 30 82... Manufacturer Code Verication Certicate (32) [Len=254]: 04 0A 13 11 41 4D... Manufacturer Code Verication Certicate (32) [Len=254]: 04 0C 30 0A 06 01...
Manufacturer Code Verication Certicate (32) [Len=36]: 11 A3 41 A6 A7 D9....
Sets Read-Write community string. Set the IP address, netmask and community string to t your system.
Sets the IP address of where the SNMP traps will be sent. This is typically set to match the IP address of the Network Managements System Server.
Sets rmware download parameters.
Species the IP address of the TFTP server used for upgrading rmware.
Sets Code Verication Certicate (CVC) for rmware upgrade security per the DOCSIS specication.
Fig. 3-2, Sample DOCSIS Conguration File — DOCSIS 2.0 (IPv4)
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3.3 The DOCSIS Conguration File
3.3.6 Sample DOCSIS Conguration File Entries — DOCSIS 2.0+IPv6
SNMPv1v2c Coexistence Conguration
SNMPv1v2c Community Name:ReadWrite SNMPv1v2c Transport Address Access
A
SNMPv1v2c Transport Address:0.0.0.0/0 SNMPv1v2c Transport Address Mask:0.0.0.0/0 SNMPv1v2c Transport Address Access SNMPv1v2c Transport Address:0:0:0:0:0:0:0:0/0 SNMPv1v2c Transport Address Mask:0:0:0:0:0:0:0:0/0 SNMPv1v2c Access View Type:read-write SNMPv1v2c Access View Name:docsisManagerView
Docsis V3 Notication Receiver
UDP Port number of trap receiver:162
B
Type of trap:SNMP v1 trap in an SNMP v1 packet Timeout for sending inform:15000 Number of retries:3 Filtering Parameters:1.3.6 IPv6 Address of trap receiver:fc00:168:1:0:0:0:0:32
Docsis V3 Notication Receiver
IP Address of trap receiver:192.168.1.51 UDP Port number of trap receiver:162 Type of trap:SNMP v1 trap in an SNMP v1 packet Timeout for sending inform:15000 Number of retries:3 Filtering Parameters:1.3.6
Software Upgrade Filename:ModemFirmwareFile.bin
C
Software Upgrade IPv6 TFTP Server:fc00:168:1:0:0:0:0:51
D
Manufacturer Code Verication Certicate:3082031B30820…
E
Manufacturer Code Verication Certicate:040A1312414C5… Manufacturer Code Verication Certicate:FF040C300A060… Manufacturer Code Verication Certicate:257939C848CE0…
Legend:
Sets Read-Write community string. Set the IP address, netmask and community string to t your system.
A
Sets the IP address of where the SNMP traps will be sent. This is typically set to match the IP address of the Network
B
Managements System Server.
C
Sets rmware download parameters.
Species the IP address of the TFTP server used for upgrading rmware.
D
Sets Code Verication Certicate (CVC) for rmware upgrade security per the DOCSIS specication.
E
Fig. 3-3, Sample DOCSIS Conguration File — DOCSIS 2.0+IPv6
NOTE:
DOCSIS conguration les vary from system to system. Take into consideration your company's policies, and test the le on a local system prior to widescale deployment.
18
In previous versions of the DSM product line, an additional conguration le (also known as a Setup File)
could be used for distributing custom Alpha MIB settings to all DSMs on a network. This is still the case,
with the only difference being the name of the le, which for the DSM3 Series is atidoc03.cfg. It may be
used if preferred, but is not required.
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3.3 The DOCSIS Conguration File
3.3.7 Proprietary Conguration File ‘atidoc03.cfg’
The DSM3 Series will attempt to download a TLV-formatted le ‘atidoc03.cfg’ from the modem’s
provisioning TFTP server at start up and every 24 hours thereafter. The atidoc03.cfg proprietary
conguration le is optional and provides an alternative method to the modem’s DOCSIS conguration le for deploying Alpha proprietary SNMP MIB parameters to eld-installed DSM3 Series
Communications Modules.
The atidoc03.cfg le should be used if the following conditions are true:
1. Non-default settings, such as SNMP Trap Destination Addresses need to be distributed to all DSM3 Series Communications Modules.
2. The operator does not desire to place Alpha-proprietary parameters into the modem’s DOCSIS conguration le.
NOTE:
The recommended method for setting the SNMP trap address(es) is through the modem DOCSIS conguration le (See Section 3.3, The DOCSIS Conguration File). Alpha-proprietary parameters may also be set through the modem’s DOCSIS conguration le, eliminating the need for the atidoc03.cfg proprietary conguration le.
To build the atidoc03.cfg le, enter the desired SNMP OIDs and values from the Alpha MIB into a TLV le as TLV type-11 entries using a TLV editor (Refer to sample entries below). The DSM3 Series proprietary conguration Setup le must be named “atidoc03.cfg” and placed in the root directory of the TFTP server. DSM3 settings are updated according to values dened in this le at start up and
after every 24 hours of operation.
Sample atidoc03.cfg Entries:
Network Access Control (3) [Len - 1]: 1 SNMP MIB Object (11) [Len = 24]: atiMgmtSnmpTrapAddress.1 / 10.20.30.40 SNMP MIB Object (11) [Len = 24]: atiMgmtSnmpTrapAddress.2 / 10.20.30.50 SNMP MIB Object (11) [Len = 23]: atiMgmtSysTamperPolarity.0 / 1

3.3.8 Changing Default atidoc03.cfg Download Settings

By default the DSM3 Series will download the atidoc03.cfg le from the provisioning TFTP server
every 24 hours. However, these settings may be adjusted per the tables below by placing the
respective SNMP varbinds into the modem’s DOCSIS conguration le.
Parameter Type Description Value
atiMgmtSysDownloadCongName
1.3.6.1.4.1.926.1.3.2.1.9.0
atiMgmtSysDownloadReCfgTime
1.3.6.1.4.1.926.1.3.2.1.13.0
Search
Order
Parameter Type Description Value
atiMgmtSysDownloadCongAddress
1
OID 1.3.6.1.4.1.926.1.3.2.1.10.0
Alphanumeric String
Integer
IP Address
Name of proprietary
conguration le
Download interval for
atidoc03.cfg (hours)
Overrides default location
"atidoc03.cfg"
(Default)
24 (Default)
0.0.0.0 (Default)
docsDevServerCongTftpAddress
2
1.3.6.1.2.1.69.1.4.11.0
docsDevSwServerAddress
3
1.3.6.1.2.1.69.1.3.7.0
4 Software Upgrade Server IP Address
IP Address
IP Address

Table 3-5, Default atidoc.cfg Download Settings

Default location (no
change necessary)
Set via DOCSIS
conguration le
Set via DOCSIS
conguration le
CM's TFTP Server Address
Congurable
Congurable
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3.4 Setting Communication Options

Communications Settings may be changed through the Alpha MIB remotely using an SNMP MIB browser or automatically by placing the SNMP parameters into the DOCSIS Conguration File. See Section 6.0, Data Management for an explanation of the Alpha MIB.
NOTE:
Before setting options, verify UDP ports 37, 69, 161, 162 and TCP port 80 are not blocked.
SNMP Parameter Type Description Value
atiMgmtSnmpTrapOnNormal OID: 1.3.6.1.4.1.926.1.3.1.5.1.0
atiMgmtSysDownloadReCfgTime OID: 1.3.6.1.4.1.926.1.3.2.1.13.0
atiMgmtSysSnmpTimeout OID: 1.3.6.1.4.1.926.1.3.1.5.3.0
atiMgmtSysHttpAccess OID: 1.3.6.1.4.1.926.1.3.2.2.4.1.0
See Section 10.0, MIB Parameters for complete parameter denitions.
Integer Send SNMP trap when alarmed condition
Integer Download interval for DSM3 Series-specic
Integer
Integer
returns to normal state
items in atidoc03.cfg cong le (hours)
Time DSM3 Series will wait before reset if
SNMP trafc is not detected (minutes)
HTTP Web Server
1 = Disabled 2 = Enabled (Default)
24 (Default)
240 (Default)
Note: If set to zero, watchdog will be
disabled.
1 = Disabled 2 = Enabled (default)

Table 3-6, Communications Parameters

NOTE:
The DSM3 Series will inherit the cable modem community string settings provided by the DOCSIS
Conguration File.
20
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4.0 Web Interface

Overview
The DSM3 Series Communications Module provides an embedded Web server interface to allow operations
personnel the ability to connect locally or remotely via TCP/IP over Ethernet with a laptop/computer to verify the status of common data points and to congure various operating parameters.

4.1 Local Web Server Access

The DSM3 Series Communications Module’s Ethernet port (comparable to the Craft port on some Communications Module models) will typically be used as a local connection point allowing the user to connect directly to the DSM3 Series Web server interface to verify/congure common communication
parameters and view power supply status and battery values. The Ethernet port on the DSM3 Series is a fully functional standard Ethernet port, capable of providing all the functionality of any standard Ethernet connection.
To access the DSM3 Series Communications Module Web server locally utilizing a Web browser, use the following procedure:
NOTE:
The following Web Browser settings should be
‘enabled’ for proper rendering/download of the
web pages:
Java Script
Cookies
ActiveX Controls
Downloads
Active Scripting
Show Pictures
These settings are typically enabled in the Web Browser by default.

Fig. 4-1, DSM3 Series Web Page

(data values shown for illustration purposes only)
1. Connect a standard Ethernet cable (CAT5) between the DSM3 Series Communications
Module Ethernet port (ETH) and a laptop or computer’s network interface port.
2. Launch a Web browser.
3. Enter the Communications Module's default IP address (192.168.100.1) or the DHCP assigned
IP address into the Web browser’s address eld.
4. The Communications Module’s Web server home page will appear (Fig. 4-1). Note: For the
DSM3 Series, this may take up to 45 seconds when the Communications Module is initially powered up with no RF connection.
5. Click the Language menu to select a desired language for the text information on the Web page. The language choices are English
(default), Spanish, Portuguese, French &
German.
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4.1 Local Web Server Access
NOTE:
If you are unable to view the home page of the DSM3 Series using IP address 192.168.100.1, the network
conguration on the computer that is being used to connect to the DSM3 Series Communications Module may require a temporary static IP address (192.168.100.2) to be congured.
Use the following procedure to congure a static IP
address on a laptop or computer with the Windows XP operating system:
1. Click the Start button (lower left button on most Windows® computers).
2. When the window pops up, click Control Panel (usually about half the way down the second
column).
3. Click Network Connections.
4. Right-Click Local Area Connection link to open menu box.
5. Click the bottom option Properties.
6. You will see a dialog box much like Fig. 4-2; select
Internet Protocol (TCP/IP) and then click the Properties button.
7. The Internet Protocol (TCP/IP) Properties dialog box will open (Fig. 4-3). Select "Use
the following IP address". Enter the values as shown (i.e. IP address 192.168.100.2, or DHCP assigned IP address, and Subnet
mask 255.255.255.0). Record the existing IP
address and Subnet mask in order to later return the computer to its original state.
8. Click the OK button and try to connect to the DSM3 Series Communications Module once again using 192.168.100.1 in the Web browser.
9. To restore network settings, repeat Steps 1 through 6.
Fig. 4-2, Local Area Connection
Properties Screen, Windows XP
22
Fig. 4-3, Internet Protocol (TCP/IP)
Properties Screen, Windows XP
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4.1 Local Web Server Access
Use the following procedure to congure a static IP
address on a laptop or computer with the Windows 7 operating system:
1. Click the Start button (lower left button on most Windows® computers).
2. When the window pops up, click Control Panel (usually about half the way down the second
column).
3. Click Network and Sharing Center.
4. Click Local Area Connection.
5. Click the Properties button.
6. You will see a dialog box much like Fig. 4-4; click
Internet Protocol (TCP/IPv4) and then click the Properties button.
7. The Internet Protocol (TCP/IP) Properties dialog box will open (Fig. 4-5). Select "Use
the following IP address". Enter the values as shown (i.e. IP address 192.168.100.2
and Subnet mask 255.255.255.0). Record
the existing IP address and Subnet mask in order to later return the computer to its original state.
8. Click the OK button and try to connect to the DSM3 Series Communications Module once again using 192.168.100.1 in the Web browser.
9. To restore network settings, repeat Steps 1 through 6.
Fig. 4-4, Local Area Connection
Properties Screen, Windows 7
Fig. 4-5, Internet Protocol (TCP/IP)
Properties Screen, Windows 7
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4.2 Remote Web Server Access

To remotely access the DSM3 Series Communications Module Web server utilizing a Web browser, use the following procedure:
NOTE:
For Web server (HTTP) access, port 80 must not be blocked.
1. Connect the laptop or computer’s network interface port to the company’s Ethernet network.
2. Open a Web browser.
3. Enter the DSM3 Series' DHCP designated IP address (e.g., 192.168.1.124) into the Web browser’s
address eld. Use square brackets when entering IPv6 IP addresses (e.g. [FC00:168:40::124]) into the Web browser's address eld.
4. The DSM3 Series Communications Module’s Web server home page will appear (Fig. 4-6).
5. Click on the Language menu to select a desired language for the text information on the Web page.
The language choices are English (default), Spanish, Portuguese, French and German.
24

Fig. 4-6, Web Server Home Page

(data values shown for illustration purposes only)
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4.0 Web Interface

4.3 Navigating the Web Page

Once the Web page has been successfully accessed, the operator is able to select a link on the header
bar and the page specic to the topic will open enabling real-time data to be observed.
See Fig. 4-7 for DSM3 Series navigation bar items.
Commonly used parameters for quick diagnostics of Power Supply, Communications, Batteries and Generator.
Communications: Comprehensive communications diagnostic parameters
Power Supply: Comprehensive Power
Supply conguration and congurable
parameters
Generator: Comprehensive Generator
conguration and diagnostic parameters
IO - Environment: Status and conguration of Tamper polarity and external I/O devices
HMS Alarms: Status of SCTE-HMS active alarms, alarm history and alarm threshold settings.
Constellation: Provides a constellation view of the DOCSIS channel for troubleshooting impairments.
Microreections: Provides details about impairments on the
network and the approximate distance(s) of those impairment(s).
Requires the Adaptive equalization feature to be enabled on the CMTS.
TM
AlphaNet
DOCSIS Status Monitor
General Conguration
General Advanced Conguration To ol s Apps History Language Print
The Web page content will be displayed in the selected language
System Logs (requires AlphaApp card): Log
overview page provides snapshot of rst 5 entries
from each of the system logs.
Power Supply Events (requires AlphaApp card):
Records daily Power Supply system events.
Power Supply Conguration (requires
AlphaApp card): Records power supply system
conguration events, many of which are set during
the initial installation.
Battery Events (requires AlphaApp card):
Records battery conductance measurements and manufacturing dates.
Cable Modem Log: Web page representation of the DOCSIS modem event log.
(Requires AlphaApp card)
Overview: Provides AlphaApp card version and status, plus Utility power health information.
Battery Management: Congure technician ID, battery conductance measurements, battery model and battery manufacturing dates for runtime and battery life calculations.
Sends the contents of the selected Web page to the
computer’s default
printer.

Fig. 4-7, DSM3 Series Navigation Bar Items

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4.0 Web Interface

4.3.1 Web Interface Security Levels

The DSM3 Series Communications Module has two levels of function-specic security. General operations are Level 1. Conguration-related functions are Level 2. Refer to Table 4-1 for default
User Name and Security Passwords.
DSM3 Series Web Page Security
OID Function Value
1.3.6.1.4.1.4413.2.2.2.1.1.3.3.0 Level 1 User Name Alpha
1.3.6.1.4.1.4413.2.2.2.1.1.3.4.0 Level 1 Security Password AlphaGet
1.3.6.1.4.1.4413.2.2.2.1.1.3.1.0 Level 2 User Name Alpha
1.3.6.1.4.1.4413.2.2.2.1.1.3.2.0 Level 2 Security Password AlphaSet
Table 4-1, DSM3 Series Web Page Security
Web Page Function Security Level
System Name, System Contact, System Location,
General
Advanced Communications
Advanced Power Supply Congure/Save 2
Advanced Generator
Modem Log [Event Log] Reset Log 1
Advanced I/O
HMS Alarms Export Alarm Cloning File 2
Apps Overview Congure/Save 2
Battery Management Congure/Save 2
Constellation Number of Samples 2
Common Logical ID
Power Supply Self Test 1
Generator Self Test 1
Reset Communications Module 1
Provisioning Mode - Single IP or Dual IP 2
Congure Static IP Address 2
Congure Proprietary Trap Addresses 2
Power Supply Self Test 1
Reset Output 1/2 2
Generator Self Test 1
Reset Latched Alarms 1
Tamper Switch Polarity 1
Enclosure Heater/Cooler Installed 1
1
26
Table 4-2, DSM3 Series Communications Module Security Levels
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4.0 Web Interface

4.4 Verifying Communication Parameters

Click the General menu of the web page to display common communication settings and values. Click the Advanced Communication menu to view additional communication parameters.

Fig. 4-8, Communication Parameters

(data values shown for illustration purposes only)

Fig. 4-9, Advanced Communication Parameters

(data values shown for illustration purposes only)
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4.5 Verifying Power Supply and Battery Parameters

Click the General menu to access Power Supply and individual battery voltage values. Important
parameters such as current alarm status, inverter status and tamper status can be quickly veried on this page. Additional power supply parameters can be viewed and congured on the Power Supply page
located in the Advanced Conguration menu.

Fig. 4-10, Power Supply and Battery Parameters

(data values shown for illustration purposes only)

4.6 Remote Self Tests via the Web Page

Remote Self Tests on power supplies may be started and stopped via the DSM3 Series Web page. This requires a Level 1 login. Refer to Section 4.3.1, Web Interface Security Levels for User Name and Security Password.
To launch a remote Self Test, click the Start Test button.
To stop a remote Self Test before the predened test duration, click the Stop Test button.
28

Fig. 4-11, Location of Start Test Button for Self Test

(data values shown for illustration purposes only)
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4.0 Web Interface

4.7 Viewing HMS Alarm Status via the Web Page

HMS alarms levels and current states may be viewed by clicking on the HMS Alarms link on the
Advanced Conguration menu (see Figure 4-12). Parameter values cannot be edited on this Web page.
An SNMP MIB browser or status monitoring software may be used for such edits.
Alarms settings may be exported by selecting the Export button at the bottom of the page. Alarms settings may be distributed to other DSM3 Series units. For more details, refer to the DSM3 Alarm Cloning and Distribution section under Section 6.2.1, SCTE-HMS Congurable Alarms.
Refer to Table 6-3, Recommended Settings for DSM3 Series Analog Alarms, for information regarding the scaling applied to the indicated values.
Fig. 4-12, HMS Alarm Conguration
(data values shown for illustration purposes only)
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4.0 Web Interface

4.8 Setting the I/O Controller via the Web Page

Access the I/O Environment page in the Advanced Conguration menu to adjust the settings for the Tamper Switch and I/O Controller. The Tamper Switch polarity may be changed by clicking on the preferred tamper switch polarity button. The I/O Controller section provides a user interface to select
the type of device that will be connected and monitored via the ENV connector of the Communications Module. An example of such a device would be the battery heater mat controller.

Fig. 4-13, Advanced I/O Controller Status Screen

(data values shown for illustration purposes only)
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